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Regulatory System For
Food Claims In China
Prof. Yang Yue xin
yxyang@263.net
National Institute of Nutrition and food safety
China CDC
t
Outline
Regulatory System of
Functional Claims
in China
State Council
国务院
Manufacturer food
safety control;
Import & export
food safety control;
Standardization
Market food
safety control;
Food
advertisement
Restaurant
Food Safety
Control &
Functional
food
approval
Raw
material
safety
control;
Pesticide
Residue;
GMO issue
HS code
& Tariff
Technical Supervision Bureau (TSB)
Standardization
Administration Commission (SAC)Center for Disease
Control
Centre for Health
Inspection and
supervision
Macro-
economy
planning &
monitoring
Management
of industry
Authorities Related to Food Safety Control
China Inspection & Quarantine
(CIQ)
Certification & Accreditation
Commission (CNCA)
Ministry of Health
卫生部
AQSIQ
质量监督检验
检疫总局
Ministry of
Agriculture
农业部
Ministry of
Industry &
IT
工信部
NDRC
国家发改委
Customs
海关总署
State Admin. of
Industry
& Commerce
工商总局
Capital / provincial AIC
31 offices
Regional AIC
333 offices
County AIC
2861 offices
Many more district
AIC offices
3,225 AIC offices in total
SFDA
食品药品管理局
Food safety &
nutrition
legislation;
Food additive
& novel food
approval
China National Center
for Food Safety
Risk Assessment(CFSA
• Nutrient claim any direct statement about the level (or
range) of a nutrient in the food, e.g., “low sodium”
• Nutrient Function Claim - a nutrition claim that describes
the physiological role of the nutrient in growth,
development and normal functions of the body.
• Special (Other) function claim - These claims concern
specific beneficial effects of the food constituents.
• Reduction of disease risk claim - These claims concern the
reduced risk of developing a disease or health-related
condition.
Classification and Definition of
Food Claims
Claim Continuum under law
Nutrition Health Therapeutic
Content
&comparative
Claim
Statement
about presence
or amount of
nutrients
General
Function
Claim
Effect of
functional i
nutrients on
normal
physiological
function of the
body
Product
Function
Claim
Statement
about role of
functional
ingredients in
enhancing
normal
physiological
function
Risk
Reduction
Claim
Role of
ingredients in
reducing risk
of disease
Therapeutic
Claim
Claims for
therapeutic or
prophylactic in
preventing or
treating disease
Ordinary pre-packaging foods
GB 28050
Function food and claim
GB 16740 & No-19 SFDA
OTC &
drug
Food claim : regulatory systems
Traditional
Claim
GB15903
Food with herb
Traditional claims
Acquiescence or
helpless
Scientific substantiation
Functional Claims
& Nutrition Claims
BY LAW
* Functional claim and nutritional claims
Definition of Health food--
SFDA
* Health food(function food ) is that the food for health
care , it is with special healthy claim , HFF including
nutrients supplement without claim.
* It is suitable for use by specific groups of people to
improve their body physiological functions or
nutrients intake.
*but it is not aimed at diseases treatment .
. and shall not cause any acute, subchronic, or chronic harm
to human body.
Functional Food Symbol
once aproduct is approved should carry the
ff sumbol to distinguish it from other non-
approved healthy food , the symbol is
attractive to consumers as it assures them
that food has passed the test.
functional food
• Two basic features:
1 Safety,not cause any acute, subchronic,
or chronic harm to human body.
2 functionality, have physiological
function regulation effect for a specific
population to consume, but not for the
purpose of disease treatment. They can not
instead of drugs to treat patients and must
be strictly distinguished from drugs.
SFDA
State Food and Drug Administration
Province FDA
Health food
evaluation center
Special
inspection
organizations
Expert
committee
Administration
SFDA is responsible for the regulation of national health food
registration and examination and approval of health food.
27 categories of claims are allowed
There are 27 standard test procedures
for each claim . Normal , animal and
human test are required
constipation
Main forms :
tablet liquid capsulepowder
Only 2.8% food form
Scientific evidence-based for a
food health claim
What is the requirement ?
• The management of health food registration
should follow the principles of being scientific,
open, equal, fair, effective and convenient.
• the SFDA should arrange food, nutrient,
medical, pharmaceutical and other technical
personnel to carry out technical examination of
application materials and administrative
examination, and make a decision over the
examination.
• SFDA issue the product Approval Certificate.
Obejective --regulation and standards
a) Produce a consensus on principles for the
scientific substantiation of health-related
claims for food.
b) Select common criteria for how markers
should be identified, validated and used.
c) To evaluate critically the existing schemes,
which assess the scientific substantiation of
claims
Prohibited claims
claims for therapeutic or prophylactic
action;
claims which could be interpreted as advice
of a medical nature from any person;
claims that a food will prevent, alleviate or
cure any disease or condition affecting the
human body; and
claims that health or an improved physical
condition may be achieved by consuming
any food.
A evidence based approach
• Key Principles for functional food claims
-- International standard and domestic
regulatory environmental
-- evidence - based review
public literature & product test
-- management by classification
With and without claim
How to evaluate ?
1《 The standard Safety assessment Procedure for
Functional Food. 》
2《 The standard functional assessment procedure
for Functional Food.》
3《 The standard analytic methods for Functional
Substance 》
Systematic Reviews
Metanalysis
Systematic Reviews
Metanalysis
Randomized Clinical TrialsRandomized Clinical Trials
Controled non Clinical TrialsControled non Clinical Trials
Cohort studiesCohort studies
Cases – Controls studiesCases – Controls studies
HighHigh
LowLow
LevelofEvidenceLevelofEvidence
1 Hierarchy in Scientific Evidence1 Hierarchy in Scientific Evidence
Prevalence studiesPrevalence studies
Ecological studiesEcological studies
Animal studiesAnimal studies
Green Book Description of Regulation
“The standard functional
assessment procedures
and methods of health
foods”
describes the basic requirement for the test samples,
details individual function standard procedures of
assessment among 27 functions include animal and
human tests, the biomarkers, determinant and
judgement indicators in each method are included.
“The standard
toxicological assessment
procedures and methods
of health foods”
describes the basic requirements for the test samples,
and details standard procedures of safety assessment
such as acute toxicity tests, tests, 30 or 90 days
feeding tests etc
“The standard analytic
methods for functional
components”
describes the basic requirements and components of
herb, food or extracts which must be tested if using this
substance in your product, and the analytical methods
involving hundred plant substances.
2 Product test
Test requirement
1--toxicological detection
acute test, 90-Day Dietary Toxicity Study or others
2 --Functional test evaluation
Anima study and human trial
3 --Chemical ( & microbe) analysis
* hygiene( Microorganism &heavy metal)
* nutrition composition
* stability of main functional ingredient
* product specifications
4 --Indentify ( strain , source, stimulants) and
adulteration
SFDA--“Regulation on nutrients
supplements”
• Describes the definition of nutrient supplements,
• Describes the categories of nutrients and its
compounds that can be use in nutrient
supplements (vitamins and minerals , some
fat acids, amino acid)
• The amount (upper and lower )of vitamins and
minerals that can be used in nutrient
supplements.
RNI
Nutrients Supplement & Dietary
supplement
• Nutrient supplements are products aimed to supply
vitamins, minerals and not energy, thus to replenish
dietary insufficiency, defend nutrition deficiency
and reduce the risk of chronic degenerative diseases.
* without energy , s
• Calcium , or Vit A
• Multi-vitamins , Multi-minerals
• Complex -vita +minerals
• Dietary supplement ?
Nutrition
Labeling
GB28050
2013.1.1
GB28050--Nutrition Labeling
• Conventional Food
all prepackaged foods
- foods for special
dietary uses ,
- functional food ,
not included
Nutrition Labeling —
• Nutrient declaration
• Nutrition claim
• Functional claim
• Formats
• --
•
•
GB28050--Nutrition Labeling
• mandatory
enforcement
• 1+4
Energy ,
protein ,
fat,
CHO
Sodium
• conditional approach
or voluntary
- TFA , if use oil with Tf
- If a nutrient fortified
- If a nutritional claim
made
- If a functional claim
made
Standardized nutrition and function claims
• Based on GB 28050 .
• Here include the Standardized Claims for 32
nutrients .
• Nutrition claims , function Claims
• These do not need individual review or no-
pre-market approval
Nutrition and functional claims
Claim Nutrient amount allowed
Low Fat ≤ 3 gms
Low Saturated
Fat
≤1 gm
Reduced Calorie ≤25% of Cal of original
Cholesterol Free <2 mg
Zinc : Maintenance of normal skin
CHO :Contribution to normal carbohydrate
metabolism
营养成分表Nutrition information
项目 Per 100g(ml)
Or per serving
营养素参考值%
(NRV%)
能量 Energy 千焦(kJ) %
蛋白质 prot 克(g) %
脂肪 fat 克(g) %
--饱和脂肪 克(g) %
碳水化合物
CHO
克(g) %
钠 Na 毫克 ( mg ) %
低脂肪XX ( Low fat XX )
每日膳食中脂肪提供的能量占总能量的比例不宜超过30% (功能声称)
# 营养声称可以标在营养成分表下端、食品名称或其他任意位置
允许误差 allowable tolerance of declared value
nutrients
allowable tolerance
range %
Lower
limit
Upper
limit
Energy, protein, fat and fatty
acids, carbohydrate, sugar,
dietary fiber and sodium
>120%
Vitamin B1, B2, B6, B12,
COther vitamins, minerals
> 80%
VitA , D > 80% < 180%
New Ingredients
Approach and management
New material and Ingredient
classification and management
Raw Materials &ingredients
New ingredients
# Positive list
Free used Materials & ingredients
1 SFDA -- List of nutrients in supplement by rule
-- accumulated by case review of product
2 MOH --- List for materials (herb)used in
functional food by role
--- List of nutrients in food fortified by
national standard GB14880, GB 2760
--- accumulated by individual review of
industry or province ‘s office
3 INFS --- list in national Food composition database
MOH
--- list for Bacteria and probiotics
---list for Enzymes
--- list for novel food approved
accumulated by 2007—present
--- list for additive approval
---Guideline for ingredients combining about
herb and other.
--- The permitted minimum and maximum dose
on nutrients supplement
Negative list
• --- list for restrictive herb to used in FF
• ---Substances prohibited from use in food
Example : Novel Foods
• Difinition : “Novel Foods” are foods and food
ingredients that were not yet used on a significant
scale for human consumption , there are concerning
* novel foods ( )
* novel food ingredients ( ),
* new subsistent of Structural change ( )
* new bacterial or other
classified in four categories.
• Nutritional , safety, Regional, reproducibility,
developmental
1 Traditional (long term edible experience ) ;
2 edible history and Safety or,
3 nutrition composition and functional;
4 quality controlled ;
5 new Scientific Evidence by literature
6Test reports by product
7The scientific evidence of ingredients and dose
8 Other documents that related to help registration
--Certificates for the product
Dossier required for novel food
Key principal for
new ingredient approach
A risk based approach to new ingredient
• Risk Assessment based approach
• Evidence –based review
• Substance Equivalents
16 years
experience
and more than
10000 FF
misplay
Experience
Blank
Challenge
Case by case
Functional
claim
What
How
much
Application by industry
Challenge : the theory on tradition medicine
vs nutrition
• • Claim for a Single
ingredient
* multiple ingredients
for a claim
• The requirement for
scientific evidence ?
Experience form --?
• Dose ? Methods ?
困惑和争论
Confused &
Debate on
tradition
medicine vs
nutrition
Challenge : balance with other
description in labeling
• * Diversity of claim
description in the
labeling
• GB13432 Food for
special dietary use
• GB Medical food
食物标准间
的平衡
Diversity of food
and standard
News
• New Chinese DRI
-- DRI Revised will be
issue by May 2013 .
-- Energy , protein and
some minerals may
have some change
--21 phyto –chemicals
have been reviewed by
DRI expert committee
• New definition
-- PI
--SGL
Specific guidance level
Regulatory System for Food Claims in China 2012

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Regulatory System for Food Claims in China 2012

  • 1. Regulatory System For Food Claims In China Prof. Yang Yue xin yxyang@263.net National Institute of Nutrition and food safety China CDC t
  • 4. State Council 国务院 Manufacturer food safety control; Import & export food safety control; Standardization Market food safety control; Food advertisement Restaurant Food Safety Control & Functional food approval Raw material safety control; Pesticide Residue; GMO issue HS code & Tariff Technical Supervision Bureau (TSB) Standardization Administration Commission (SAC)Center for Disease Control Centre for Health Inspection and supervision Macro- economy planning & monitoring Management of industry Authorities Related to Food Safety Control China Inspection & Quarantine (CIQ) Certification & Accreditation Commission (CNCA) Ministry of Health 卫生部 AQSIQ 质量监督检验 检疫总局 Ministry of Agriculture 农业部 Ministry of Industry & IT 工信部 NDRC 国家发改委 Customs 海关总署 State Admin. of Industry & Commerce 工商总局 Capital / provincial AIC 31 offices Regional AIC 333 offices County AIC 2861 offices Many more district AIC offices 3,225 AIC offices in total SFDA 食品药品管理局 Food safety & nutrition legislation; Food additive & novel food approval China National Center for Food Safety Risk Assessment(CFSA
  • 5. • Nutrient claim any direct statement about the level (or range) of a nutrient in the food, e.g., “low sodium” • Nutrient Function Claim - a nutrition claim that describes the physiological role of the nutrient in growth, development and normal functions of the body. • Special (Other) function claim - These claims concern specific beneficial effects of the food constituents. • Reduction of disease risk claim - These claims concern the reduced risk of developing a disease or health-related condition. Classification and Definition of Food Claims
  • 6. Claim Continuum under law Nutrition Health Therapeutic Content &comparative Claim Statement about presence or amount of nutrients General Function Claim Effect of functional i nutrients on normal physiological function of the body Product Function Claim Statement about role of functional ingredients in enhancing normal physiological function Risk Reduction Claim Role of ingredients in reducing risk of disease Therapeutic Claim Claims for therapeutic or prophylactic in preventing or treating disease Ordinary pre-packaging foods GB 28050 Function food and claim GB 16740 & No-19 SFDA OTC & drug
  • 7. Food claim : regulatory systems Traditional Claim GB15903 Food with herb
  • 10. * Functional claim and nutritional claims
  • 11. Definition of Health food-- SFDA * Health food(function food ) is that the food for health care , it is with special healthy claim , HFF including nutrients supplement without claim. * It is suitable for use by specific groups of people to improve their body physiological functions or nutrients intake. *but it is not aimed at diseases treatment . . and shall not cause any acute, subchronic, or chronic harm to human body.
  • 12. Functional Food Symbol once aproduct is approved should carry the ff sumbol to distinguish it from other non- approved healthy food , the symbol is attractive to consumers as it assures them that food has passed the test.
  • 13. functional food • Two basic features: 1 Safety,not cause any acute, subchronic, or chronic harm to human body. 2 functionality, have physiological function regulation effect for a specific population to consume, but not for the purpose of disease treatment. They can not instead of drugs to treat patients and must be strictly distinguished from drugs.
  • 14. SFDA State Food and Drug Administration Province FDA Health food evaluation center Special inspection organizations Expert committee Administration SFDA is responsible for the regulation of national health food registration and examination and approval of health food.
  • 15. 27 categories of claims are allowed There are 27 standard test procedures for each claim . Normal , animal and human test are required constipation
  • 16. Main forms : tablet liquid capsulepowder Only 2.8% food form
  • 17. Scientific evidence-based for a food health claim What is the requirement ?
  • 18. • The management of health food registration should follow the principles of being scientific, open, equal, fair, effective and convenient. • the SFDA should arrange food, nutrient, medical, pharmaceutical and other technical personnel to carry out technical examination of application materials and administrative examination, and make a decision over the examination. • SFDA issue the product Approval Certificate.
  • 19. Obejective --regulation and standards a) Produce a consensus on principles for the scientific substantiation of health-related claims for food. b) Select common criteria for how markers should be identified, validated and used. c) To evaluate critically the existing schemes, which assess the scientific substantiation of claims
  • 20. Prohibited claims claims for therapeutic or prophylactic action; claims which could be interpreted as advice of a medical nature from any person; claims that a food will prevent, alleviate or cure any disease or condition affecting the human body; and claims that health or an improved physical condition may be achieved by consuming any food.
  • 21. A evidence based approach • Key Principles for functional food claims -- International standard and domestic regulatory environmental -- evidence - based review public literature & product test -- management by classification With and without claim
  • 22. How to evaluate ? 1《 The standard Safety assessment Procedure for Functional Food. 》 2《 The standard functional assessment procedure for Functional Food.》 3《 The standard analytic methods for Functional Substance 》
  • 23. Systematic Reviews Metanalysis Systematic Reviews Metanalysis Randomized Clinical TrialsRandomized Clinical Trials Controled non Clinical TrialsControled non Clinical Trials Cohort studiesCohort studies Cases – Controls studiesCases – Controls studies HighHigh LowLow LevelofEvidenceLevelofEvidence 1 Hierarchy in Scientific Evidence1 Hierarchy in Scientific Evidence Prevalence studiesPrevalence studies Ecological studiesEcological studies Animal studiesAnimal studies
  • 24. Green Book Description of Regulation “The standard functional assessment procedures and methods of health foods” describes the basic requirement for the test samples, details individual function standard procedures of assessment among 27 functions include animal and human tests, the biomarkers, determinant and judgement indicators in each method are included. “The standard toxicological assessment procedures and methods of health foods” describes the basic requirements for the test samples, and details standard procedures of safety assessment such as acute toxicity tests, tests, 30 or 90 days feeding tests etc “The standard analytic methods for functional components” describes the basic requirements and components of herb, food or extracts which must be tested if using this substance in your product, and the analytical methods involving hundred plant substances. 2 Product test
  • 25. Test requirement 1--toxicological detection acute test, 90-Day Dietary Toxicity Study or others 2 --Functional test evaluation Anima study and human trial 3 --Chemical ( & microbe) analysis * hygiene( Microorganism &heavy metal) * nutrition composition * stability of main functional ingredient * product specifications 4 --Indentify ( strain , source, stimulants) and adulteration
  • 26. SFDA--“Regulation on nutrients supplements” • Describes the definition of nutrient supplements, • Describes the categories of nutrients and its compounds that can be use in nutrient supplements (vitamins and minerals , some fat acids, amino acid) • The amount (upper and lower )of vitamins and minerals that can be used in nutrient supplements.
  • 27. RNI
  • 28. Nutrients Supplement & Dietary supplement • Nutrient supplements are products aimed to supply vitamins, minerals and not energy, thus to replenish dietary insufficiency, defend nutrition deficiency and reduce the risk of chronic degenerative diseases. * without energy , s • Calcium , or Vit A • Multi-vitamins , Multi-minerals • Complex -vita +minerals • Dietary supplement ?
  • 30. GB28050--Nutrition Labeling • Conventional Food all prepackaged foods - foods for special dietary uses , - functional food , not included Nutrition Labeling — • Nutrient declaration • Nutrition claim • Functional claim • Formats • -- • •
  • 31. GB28050--Nutrition Labeling • mandatory enforcement • 1+4 Energy , protein , fat, CHO Sodium • conditional approach or voluntary - TFA , if use oil with Tf - If a nutrient fortified - If a nutritional claim made - If a functional claim made
  • 32. Standardized nutrition and function claims • Based on GB 28050 . • Here include the Standardized Claims for 32 nutrients . • Nutrition claims , function Claims • These do not need individual review or no- pre-market approval
  • 33. Nutrition and functional claims Claim Nutrient amount allowed Low Fat ≤ 3 gms Low Saturated Fat ≤1 gm Reduced Calorie ≤25% of Cal of original Cholesterol Free <2 mg Zinc : Maintenance of normal skin CHO :Contribution to normal carbohydrate metabolism
  • 34. 营养成分表Nutrition information 项目 Per 100g(ml) Or per serving 营养素参考值% (NRV%) 能量 Energy 千焦(kJ) % 蛋白质 prot 克(g) % 脂肪 fat 克(g) % --饱和脂肪 克(g) % 碳水化合物 CHO 克(g) % 钠 Na 毫克 ( mg ) % 低脂肪XX ( Low fat XX ) 每日膳食中脂肪提供的能量占总能量的比例不宜超过30% (功能声称) # 营养声称可以标在营养成分表下端、食品名称或其他任意位置
  • 35. 允许误差 allowable tolerance of declared value nutrients allowable tolerance range % Lower limit Upper limit Energy, protein, fat and fatty acids, carbohydrate, sugar, dietary fiber and sodium >120% Vitamin B1, B2, B6, B12, COther vitamins, minerals > 80% VitA , D > 80% < 180%
  • 37. New material and Ingredient classification and management Raw Materials &ingredients New ingredients
  • 38. # Positive list Free used Materials & ingredients 1 SFDA -- List of nutrients in supplement by rule -- accumulated by case review of product 2 MOH --- List for materials (herb)used in functional food by role --- List of nutrients in food fortified by national standard GB14880, GB 2760 --- accumulated by individual review of industry or province ‘s office 3 INFS --- list in national Food composition database
  • 39. MOH --- list for Bacteria and probiotics ---list for Enzymes --- list for novel food approved accumulated by 2007—present --- list for additive approval ---Guideline for ingredients combining about herb and other. --- The permitted minimum and maximum dose on nutrients supplement
  • 40. Negative list • --- list for restrictive herb to used in FF • ---Substances prohibited from use in food
  • 41. Example : Novel Foods • Difinition : “Novel Foods” are foods and food ingredients that were not yet used on a significant scale for human consumption , there are concerning * novel foods ( ) * novel food ingredients ( ), * new subsistent of Structural change ( ) * new bacterial or other classified in four categories. • Nutritional , safety, Regional, reproducibility, developmental
  • 42. 1 Traditional (long term edible experience ) ; 2 edible history and Safety or, 3 nutrition composition and functional; 4 quality controlled ; 5 new Scientific Evidence by literature 6Test reports by product 7The scientific evidence of ingredients and dose 8 Other documents that related to help registration --Certificates for the product Dossier required for novel food
  • 43. Key principal for new ingredient approach A risk based approach to new ingredient • Risk Assessment based approach • Evidence –based review • Substance Equivalents
  • 44. 16 years experience and more than 10000 FF misplay Experience Blank Challenge
  • 46. Challenge : the theory on tradition medicine vs nutrition • • Claim for a Single ingredient * multiple ingredients for a claim • The requirement for scientific evidence ? Experience form --? • Dose ? Methods ? 困惑和争论 Confused & Debate on tradition medicine vs nutrition
  • 47. Challenge : balance with other description in labeling • * Diversity of claim description in the labeling • GB13432 Food for special dietary use • GB Medical food 食物标准间 的平衡 Diversity of food and standard
  • 48. News • New Chinese DRI -- DRI Revised will be issue by May 2013 . -- Energy , protein and some minerals may have some change --21 phyto –chemicals have been reviewed by DRI expert committee • New definition -- PI --SGL Specific guidance level