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Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 1
 Introduction
 Antenna Concepts
 Gain
 Radiation Pattern
 Beam Width
 Evolution of Directional Antenna Systems
 Sectorized Antenna Systems
 Diversity Antenna Systems
 Smart Antenna Systems
 Advantages of Using Directional Antennas
 Directional Antennas for Ad Hoc Networks
 Antenna Models
 Protocol Issues on the Use of
 Directional Antennas
 Directional Neighborhood
 New Types of Hidden Terminal Problems
 Deafness
 Broadcasting
 Broadcasting Protocols
 Medium Access Control
 Single Channel
 Multi-Channel
 Other Protocols
 Routing
 Protocols
 Conclusions and Future Directions
Table of
Contents
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 2
MANET Throughput
 All MAC and routing protocols assume omni-directional
transmission
 It fundamentally limits how high one can push the capacity
of the system
 A thorough study of the capacity of the ad hoc system is
performed shows that the throughput obtainable by each
node is:
where W is the data rate and n is the number of nodes in
the network
 This limitation on capacity exists irrespective of the
routing protocol or channel access mechanism
 Directional antenna systems are a powerful way of
increasing the capacity, connectivity, and covertness of
MANETs
)
log
(
nn
W
Θ
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 3
Advantages of Directional
Antennas Directional antennas can focus electromagnetic energy in
one direction and enhance coverage range for a given
power level
 They also minimize co-channel interference and reduce
noise level in a contention-based access scheme, thereby
reducing the collision probability
 Further, they provide longer range and/or more stable
links due to increased signal strength and reduced
multipath components
 Increased spatial reuse and longer ranges translate into
higher network capacity and longer ranges also provide
richer connectivity
 On the receiving side, directional antennas enable a node
to selectively receive signals only from a certain desired
direction
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 4
Omni/Directional
Communication
Red nodes Cannot
Communicate presently
C
D
Omni-directional
Communication
C
D
X
Y
A
F
E
Directional
Communication
C
D
Y
X
B
A
E
F
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 5
Comparison of Omni and
Directional antennas
Characteristics Omni Directional
Spatial reuse Low High
Network
connectivity
Low High
Interference Omni Directional
Coverage range Low High
Cost and
complexity
Low High
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 6
Coverage Range of Omni-
directional and Directional
Transmissions
A
Communication range
in omni transmission
Communication range
in directional
transmission
B C
 Simple dipole antenna whose length depends on the wavelength λ and
radiation pattern is supposed to be symmetric in all directions
 On the other hand, more focused directional antennas (also called
“yagi”) transmit or receive more energy in one direction
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 7
Antenna Gain
 Antenna with a “higher” gain does not amplify the signal more than another
with “less” gain
 An antenna with greater gain simply focuses the energy of the signal
differently
 Omni antennas radiate transmit power in all directions and listen for incoming
messages from all directions
 Yagi (directional) antennas focus their radiated transmit power in one
direction and also listen for incoming signals with a more focused ear
 Yagi antennas, therefore, tend to send a signal farther than omni antennas
with the same gain
 For a given direction, the gain of the directional antenna is given by where
gives the power density in direction d
Uavg is the average power density over all directions, is the efficiency of the
antenna which accounts for losses and is power density in direction
 Gain is generally measured of decibels (dBi), where GdBi = 10log10 (Gabs)
U avg
dU
dG
)(
)(


η=
η
dU )(

dG )(

Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 8
Characteristics
Radiation Pattern
 Radiation or antenna pattern describes the relative strength of
the radiated field in various directions from the antenna, at a
fixed or constant distance
 It generally has a main lobe of peak gain and side lobes
 Peak gain is the maximum gain taken over all directions
 Beam is also used as a synonym for “lobe”
 A related concept in the antenna system is beam width
 A “half power beam width” refers the angular separation
between the half power points on the antenna radiation pattern,
where the gain is one half of the peak gain
Beam Width
 A common definition is the half power beam width: -3dB
 Evolution of Directional Antenna Systems
 Sectorized Antenna Systems
 Diversity Antenna Systems: Switched Diversity and Diversity
Combining
 Smart Antenna Systems: Switched beam antenna systems
and Adaptive antenna arrays
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 9
Comparison of switched beam
and adaptive array antenna
systems
(a) – Switched beam (b) – Adaptive array
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 10
Directional Antenna Coverage
Range  Interference rejection capability
provides significantly more
coverage than either the sectorized
or switched beam systems
 The use of multiple antennas at
both ends of a communication link
provides a significant improvement
in link reliability, spectral efficiency
(MIMO)
 Using multiple antennas at both
ends enables multiplexing of data
streams
 Since each of the independent
antenna beams requires
independent digital signal
processing controllers, increases
the cost
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 11
Omni/Directional Coverage
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 12
Advantages of Using Directional
Antennas Antenna with a “higher” gain does not amplify the signal more than
another with “less” gain
 Antenna Gain:
 Entire transmission energy directed towards a particular direction
to increase the transmission range
 Array Gain:
 Multiple antennas can coherently combine the signal energy,
improving the SNR both ends
 Diversity Gain:
 Spatial diversity from multiple antennas can help to combat
channel fading
 Interference Suppression:
 Adaptively combine multiple antennas to selectively cancel or
avoid interference
 Angle Reuse:
 Reuse frequency at angles covered by different antenna beams
(SDMA) and can support more than one user in the same
frequency channel
 Spatial Multiplexing:
 Multiple antenna beams at both ends of the wireless link
dramatically increase the bit rates
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 13
Directional Antennas for Ad Hoc
Networks Future applications will demand different types of antenna systems so as to
meet requirements such as cost, size, energy constraints, performance, …..
 Main applications of ad hoc networks can be classified into different categories
 Military: The nodes (tank, airplanes) are expensive and the cost of even
the most sophisticated antenna may be acceptable while beamforming
antennas can provide a better immunity to jammers
 Outdoor or disaster recovery: A switched antenna steerable beam can be
used to reach different nodes (too expensive) and for small handheld
devices, laptops and PDAs, the size of the antenna may be a complicating
factor
 Indoor applications
 Antenna Models
 Antenna type need to define medium access control scheme to address
hidden and exposed terminal problems
 Routing protocols need to take into account issues such as the particular
direction a node can be found: New neighbor discovery mechanisms and
availability of multiple paths
 Two antenna models: The switched beam antenna model and the adaptive
antenna arrays model
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 14
Switched Beam Antenna Model
 Two separate modes: Omni and
Directional
 In Omni mode, a node is capable of
receiving signals from all directions
with a gain of Go
 While idle (i.e., neither transmitting
nor receiving), a node usually stays
in Omni mode
 In Directional mode, a node can
point its beam towards a specified
direction with gain Gd
(with Gd
typically greater than Go
), using an
array of antennas called array of
beams
 Due to higher gain, nodes in
Directional mode have a greater
range in comparison to Omni mode
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 15
Adaptive Antenna Array
Model  Switched beam antenna model allows only
a single transmission or reception
 Adaptive antenna array allows multiple
simultaneous receptions or transmissions
 In adaptive antenna arrays, each beam has
a beam width of approximately π/2 radians
 Receiving beams are shown by solid lines
while transmitting beams are shown using
broken lines
 Even though the areas covered by the
transmit beams of nodes B and C overlap,
they do not cause collision at node A
 Interference may be caused when a
particular beam has side lobes in
undesirable directions
 However, most research assumes perfect
switched beams sidelobes
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 16
Protocol Issues on the Use
of Directional Antennas
 Directional Neighborhood
 To perform a complete “broadcast”, a node may have
to transmit in a circular manner as many times as the
antenna beams sweeping
 Such a scheme emulates a broadcast as performed by
omni-directional antenna
 However this is not so simple, as delay is associated with
the sweeping procedure
 As the number of beams increases, so is the sweeping
delay
Nodes A and C are directional-omni
(DO) neighbors
Nodes B and C are directional-
directional (DD) neighbors
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 17
New Types of Hidden Terminal
Problems
Two types of Hidden Terminal Problems
Due to asymmetry in gain
CA B
RTS
A is unaware of communication between B and C
CTS
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 18
CA B
New Types of Hidden Terminal
Problems
Two types of Hidden Terminal Problems
Due to asymmetry in gain
CA B
DataRTS
A’s RTS may interfere with C’s reception of DATAA’s RTS may interfere with C’s reception of DATA
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 19
Unheard RTS/CTS
• Node A beamformed in direction of D
CB
D
A
Two types of Hidden Terminal Problems
Due to unheard RTS/CTS
• Node A does not hear RTS/CTS from B & C
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 20
Unheard RTS/CTS
Node A may now interfere at node C by transmitting
in C’s direction
CB
D
A
Two types of Hidden Terminal Problems
Due to unheard RTS/CTS
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 21
The Directional NAV (DNAV)
 Directional NAV (DNAV) is an extension to the NAV concept used in
IEEE 802.11
 DNAV is a table that keeps track for each direction of the time during
which a node must not initiate a transmission
 Nodes continuously update the DNAV table upon overhearing a
packet transmission
 Node S sends an RTS to node R which in turn sends back CTS
 Nodes overhearing either the RTS or the CTS set their DNAV in the
Direction of Arrival (DoA)
 This will prevent node A from initiating any transmission towards
node R
 Node A is allowed to transmit to node B
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 22
Deafness
 Deafness is defined as the phenomenon when a node X is unable to
communicate with a neighbor node A, as A is presently tuned to some
other directional antenna beam
 Unless node A informs all its neighbors in advance about its
communication with node B, its neighbors might unsuccessfully try to
contact it
 X does not know node A is busy, X keeps transmitting RTSs to node A
 Using omni antennas, X would be aware that A is busy, and defer its own
transmission
A B
X
RTS
RTS
RTS
Z
Y
DATA
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 23
Deafness due to the persistent
hearing of DATA packets
 It does not suffice to stay silent in the direction through which a packet has been received
 Persistent hearing of DATA packets may occur in almost all MAC protocols proposed for directional antennas,
with four antennas beams per node
 When a node sends RTS/CTS (either directional or omni), all neighbors who receive it set their NAV (or DNAV)
accordingly
 Whenever the source node starts transmitting the DATA packet, neighboring idle nodes overhear this DATA
transmission and change to directional mode, hence becoming deaf to all other directions
 A data communication is to be carried out between nodes S and R
 Clearly, node C will detect the forthcoming data communication due to the RTS/CTS handshake between S and
R
 As a consequence, node C will move to directional mode towards node S whenever the DATA transmission
originating at node S starts
 Therefore, if in the meantime node F tries to send an RTS to C (received through beam 4), node C will not reply
as it is currently beamformed in the direction of node S’s DATA transmission
3 4
2
2
2
2
2
2
2
1
11
1
1
1
1
3
3
3
3
3
3
4
4
4
4
4
4
D
B
A
C
R
S
E
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 24
 Routing protocols including DSR, AODV, ZRP, LAR, etc.
use variants of a network-wide broadcasting to establish
and maintain routes
 Protocols use simple flooding for broadcasting
 Simple flooding causes redundancy and increases the level
of contention and collisions in a network
 With directional transmission, both transmission range
and spatial reuse can have nodes concentrate energy only
towards their destination’s direction
 A simple solution to broadcasting is to sequentially sweep
across all the pre-defined beams of the antenna system
 Broadcast by sweeping incurs a sweeping delay
 Efficient schemes need to be designed to take the antenna
system characteristics into consideration in reducing
redundancy and sweeping delay
Broadcasting
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 25
Adaptive Antenna Array Based
Broadcasting Protocols
 This type of antenna system allows multiple simultaneous transmission of
a packet by a node
 Schemes presented in this subsection do not consider the effect of sweeping
delay which is only present in switched beam antenna systems
 Simple Enhanced Directional Flooding (SEDF)
 Whenever a node receives a packet to be forwarded, it starts a delay
timer
 If the same packet is received again before the expiration of this timer,
the node makes a note of all the beams where that packet arrived at,
and sets them to passive mode
 Upon expiration of the delay timer, the node will forward the packet in
only those beams/directions other than those in which the packet
arrived
 Single Relay Broadcast (SRB)
 A node receives a broadcast packet it chooses a subset of its neighbors
to forward the packet
 Only members of this subset are allowed to forward the packet
 Each node designates one and only one relay node in each direction on
the basis of the received signal strength of hello packets
 Before forwarding, a node waits for a random delay and does not
designate any relay node in directions where the packet arrives
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 26
Switched Beam Antenna
Adaptive Based Broadcasting
Protocols Broadcasting protocols is harder as the effect of sweeping becomes a major concern
 To mitigate the sweeping delay, a node needs to transmit in fewer necessary beams
Protocol Design Considerations
 All the schemes use of some basic design considerations
 One-Hop Neighbor Awareness
 A periodic exchange of hello packets amongst the nodes is assumed by these
schemes
 A node at any time is aware of which antenna beam its one-hop neighbor lies
 Usually, this exchange comes at no additional cost as most directional
MAC/Routing protocols need one-hop neighbor awareness to operate
 A node S has to resort to a circular directional transmission of the broadcast
packet through all its antenna sectors
 While S is engaged in this circular sweep, it remains deaf to any incoming
packet
 A sender node S needs to inform its neighbors the additional time they should
wait before initiating a transmission towards it
 Novel Optimized Deferring while Sweeping
 The IEEE 802.11 MAC is followed before transmitting in the first beam of a
particular sweep
 For subsequent beams of the same sweep, only carrier sensing is done before
transmission
 However, if a beam has been marked as busy (i.e., the DNAV is set in this
direction), that beam is ignored and the next free beam is picke
 Random Delay Timer: a node starts a random delay timer (RDT) before forwarding
a packet so as to avoid any global synchronization
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 27
New Enhanced Directional Flooding
(NEDF)
 Whenever the MAC layer receives a
broadcast packet, it marks the beams
where it will not retransmit
 Using the neighbor table, it marks as
passive those beams where there are no
neighbors
 Amongst the resulting selected beams, the
goal should be to transmit first in regions
with maximum uncovered nodes so as to
reduce the chances of collisions
 Also, in regions where there is a high
probability that nodes have already
received the broadcast packet, re-
broadcasting should be delayed
 NEDF chooses the beams which are
vertically opposite to the beams where the
node received the broadcast packet
 Next, the beams which are adjacent to
these vertically opposite beams are chosen
 Node (a) receives broadcast packets from
nodes (b) and (c) through beams 5 and 4,
respectively
 It shall hence rebroadcast only in beams 1,
0, 2, 7, and 3 in that order
 Here we note that beam 6 is ignored as it
has no neighbors in that direction
 Finally, beam 1 is chosen over beam 0 as
node (b) is farther from node (a) than node
(c)
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 28
Probabilistic Relay Broadcasting
(PRB)
 It uses a single relay node in each direction
 This can lead to a partition in the network
 PRB protocol aims at overcoming the drawbacks found in SRB
 Each node is required to record the received power of the hello packet
from the farthest node in each direction
 This is the probability with which it will re-broadcast
 In each sector only nodes which receive the packet at a power less than
or equal to 2* Pf will retransmit
 Nodes (b) and (c) do not forward at all while nodes (d), (e) and (f)
forward with probability Pf /Pfr
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 29
Medium Access Control
Existing directional MAC protocols can be divided into single
channel and multi-channel
Single Channel:
 The Directional MAC (DMAC) Protocol
 Directional MAC (DMAC) protocol has been derived from IEEE 802.11
 DMAC attempts to achieve spatial reuse of the channel and take advantage of the
higher transmission range by using DO links
 The DMAC protocol assumes nodes know their neighbors’ location
 Similar to IEEE 802.11, channel reservation in DMAC is performed using a
RTS/CTS handshake both being transmitted directionally
 An idle node listens to the channel in omni mode, i.e., omni-directionally
 Whenever a node receives a signal from a particular direction, it locks onto that
signal directionally and receives it
 Only when a node is beamformed in a specific direction, it can avoid interference in
the other remaining directions
 The RTS transmission in DMAC is as follows: before sending a packet, the
transmitter node S performs a directional physical carrier sensing towards its
intended receiver R
 If the channel is sensed idle, DMAC checks its DNAV table to find out whether it
must defer transmitting in the direction of node R
 The DNAV maintains a virtual carrier sense for every DoA in which it has
overheard a RTS or CTS packet
 If node S finds it is safe to transmit, then similar to IEEE 802.11 it enters the backoff
phase and transmitting the packet in the direction of node R
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 30
The Directional MAC (DMAC)
Protocol
The PRB scheme
 PRB is the probability with which it will re-broadcast
 The order of re-broadcasting will be similar to the one proposed in
NEDF – vertically opposite beams followed by their adjacent beams
 Similarly, neighbor-less and busy sectors will be ignored
 Nodes which are very close to the broadcast originator have very
little probability to rebroadcast
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 31
The Circular RTS MAC (CRM)
Protocol
 Circular RTS MAC (CRM) attempts to overcome some of
the limitations found in DMAC
 Contrary to DMAC, CRM does not depend on the
availability of neighbors’ location information
 CRM employs a circular directional transmission of the RTS
packet in a sequential and circular way
 CRM may also decrease the occurrence of node deafness and
minimizes hidden terminal problem
 CRM protocol does not completely overcome the limitations
of DMAC, and it introduces new shortcomings
 First of all, CRM only prevents node deafness in the
neighborhood of the transmitter node while deafness may
still occur in the neighborhood of the receiver
 A more serious problem is a sender node S initiates the
circular directional transmission of its RTS although it is not
at all sure whether its intended receiver node R has
correctly received its RTS or not
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 32
The CRM protocol
 Each node equipped with eight-beam antenna
array
 Sender node S, initiates transmission of a
circular RTS through antenna beam one and
its intended destination node R is located at
the antenna beam six
 As node S circularly transmits the RTS
packets, nodes in the corresponding directions
update their DNAV for the duration contained
in the RTS packet
 Now, assume that when node S transmits its
RTS through antenna beam six towards node
R, node A also sends a RTS to node R thus
causing a collision
 In this case, node R will not respond to node
S’s RTS
 The side effect of this is that nodes in the
neighborhood of node S and which correctly
received its circular RTS will not be able to
initiate any transmission either towards node
S or node R, since their DNAV is set towards
both nodes S and R
 Clearly, this degrades the network capacity
 Another limitation: node S transmits its
circular directional RTS through four
“empty” sectors
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 33
The DAMA and EDAMA
Protocols
 Antenna Medium Access (DAMA) and Enhanced
DAMA (EDAMA) protocols are introduced
 DAMA
 DAMA employs selective circular directional
transmission of RTS and CTS through antennas with
neighbors
 All transmissions in DAMA are directional
 In addition, DAMA learns its neighbors with time as
communication between nodes takes place
 DAMA employs circular directional transmission of
both RTS and CTS
 DAMA performs similar to CRM by sweeping through
all antenna beams and as responses are received, it
collects and caches neighboring information
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 34
RTS/CTS/DATA/ACK packet
exchange in DAMA
 The first RTS sent is always transmitted in the sector where its intended neighbor is
located, and the circular directional RTS and CTS procedure is only initiated once
the RTS/CTS handshake is successfully completed
 Both sender and receiver nodes simultaneously initiate the circular directional
transmission of their RTS and CTS packets, respectively, to inform their neighboring
nodes
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 35
EDAMA
 The link layer has a single queue of packets waiting to be handed over to the MAC layer which is,
in turn, a single buffered entity
 Whenever the network layer has a packet to send, it determines the next hop for the packet and
places it in the link layer queue
 In case MAC is in idle state, it signals for a packet from the link queue and subsequently buffers it
 It then determines the antenna beam required to transmit the packet and enters into send state
 The MAC will only request another packet from the link layer queue when it has successfully
transmitted or given up (e.g., the next hop is unreachable) on the packet it is currently handling
 EDAMA overcomes self induced blocking phenomen by employing a cross-layer design approach
wherein the network layer is aware of different antenna beams at the MAC layer
 in EDAMA, routing table has an additional entry called Antenna Beam, which corresponds to
antenna beam MAC uses to reach the corresponding next hop
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 36
The Multi-Hop RTS MAC
(MMAC) Protocol
 In idle mode a node listens to the channel omni-directionally with gain Go
 Therefore, when a sender node S directionally transmits a packet (with
gain Gd
) to a receiver node R (who listens to the medium omni-
directionally and hence with gain Go
), a DO link is established
 Multi-hop RTS MAC (MMAC) protocol has been proposed built on the
basic DMAC
 The idea of MMAC is to propagate the RTS packet through multi-
hopping until it reaches the intended destination which, in turn,
beamforms towards the transmitting node and sends back CTS
 Node S has a packet to send to node R
 Multi-hop RTS packet transmitted by node S would traverse nodes A
and B before it reaches node R
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 37
The Multi-Hop RTS MAC
(MMAC) Protocol
 Upper layer module specifies the MAC layer with necessary beamforming
information so as to propagate multi-hop RTS packet through intermediate
nodes
 Transceiver profile provided by node S allows all nodes in the route to the
intended destination node R to beamform towards each other
 It allows node S to beamform towards node A, node A to beamform towards
node B, node B to beamform towards node R and, finally, node R to beamform
towards node S
 This way, RTS/CTS/DATA/ACK transmission can be carried out between
nodes S and R who are now DD neighbors
 Disadvantages with MMAC:
 First of all, it relies too much on an upper layer module whose functioning
is not clear
 Secondly, MMAC assumes that all nodes in the route from the source to
the destination are available at the time of RTS transmission
 Thirdly, MMAC brings some routing functionality to the MAC protocol
and this by itself incurs significant overhead at the MAC layer
 Fourth, assume there is a route of length n hops from the source node S to
the destination node D
 Obviously, other issues such as the estimation of the transmission time all
the way from source to destination, the management of MAC layer timers,
retransmission, and so on, have to properly addressed
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 38
Multi-Channel MAC
Protocol Multi-channel MAC protocols try to remove some of the MAC layer complexity by
employing multiple channels and, for example, using one of the channels to convey
important control information
 Obviously, multi-channel protocols also have disadvantages such as higher physical
layer complexity, bandwidth allocation requirements and, sometimes, throughput
limitations
 The Simple Tone Sense (STS) Protocol
 The Simple Tone Sense (STS) protocol is based on the concept of busy tones
introduced by the Busy Tone Multiple Access (BTMA) protocol
 In BTMA, a station broadcasts a busy tone signal whenever it is receiving a
packet
 This way, all the nodes within the transmission range of the receiving station
will sense the signal and remain silent for the duration of the busy tone, thus
avoiding collisions
 Clearly, BTMA employs at least two channels: one for the busy tone and one
for data and/or control information
 STS protocol reuses the idea of busy tones and applies it to directional
antennas
 STS protocol employs algorithms to guarantee that this tone frequency is
unique in the neighborhood of any given node
 STS protocol has some drawbacks:
- First of all, assigning tones to nodes is a hard task and these tones have to be
unique in a node’s neighborhood which further complicates the matter
- Second, the STS protocol assumes that the direction and angles of the beams
can be arbitrarily chosen
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 39
The DBTMA/DA Protocol
 Dual Busy Tone Multiple Access for Directional Antennas (DBTMA/DA) is an
extension to directional antennas of the DBTMA protocol protocol designed
for omni-directional antennas
 The DBTMA is, in turn, based on the BTMA protocol and employs two busy
tones instead of one as in BTMA
 DBTMA protocol employs the exchange of RTS/CTS frames to turn on a pair
of transmit and receive busy tones, which jointly reserve the data channel
 DBTMA divides a single channel into two sub-channels, namely, a data
channel for data frames and a control channel for control frames
 This control channel is further split into two busy tones operating in separate
frequencies: the transmit busy tone (BTt) and receive busy tone (BTr)
 By employing the dual busy tones, DBTMA can reserve the channel in both
directions
 Whenever a sender node has data to be sent, it first senses the channel for BTr
to make sure that the intended receiver is not currently receiving from another
hidden node
 The sender then transmits a RTS frame to the intended receiver if BTr is idle
 Upon receipt of the RTS packet, the receiver senses for BTt to ensure that the
data it is expected to receive will not collide with any other ongoing
neighboring data transmission
 If BTt is idle, it replies with a CTS frame and turns on BTr until the data
packet is completely received
 Upon receipt of the CTS packet the sender node will transmit the data packet
and turn on BTt for the duration of this data transmission
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 40
Other Protocols
 A protocol similar to IEEE 802.11 is introduced but adapted to directional
antennas
 It assume the use of several directional antennas simultaneously
 Based on this, the protocol is able to support omni-directional reception which
is not possible in all previous schemes
 This is done by employing all directional antennas together, at the same time
 The sender node transmits an omni-directional RTS and the receiver sends
back an omni-directional CTS
 Upon reception of the RTS/CTS, the receiver/sender determines the antenna
beam these packets were received by using the DoA information
 All neighboring nodes overhearing either the RTS or CTS packet defer their
transmissions so as not to cause a collision
 Finally, both the DATA and ACK transmissions are carried out directionally
 One of the benefits is that the interference is reduced by transmitting the
DATA and ACK packets directionally
 The use of TDMA with directional antennas is suggested within the context of
the Receiver Oriented Multiple Access (ROMA) protocol
 ROMA is a distributed channel access scheduling protocol where each node
uses multiple beams, and can participate in multiple transmissions
simultaneously
 ROMA follows a different approach than the random access protocols we have
discussed so far which employ either on-demand handshakes (e.g., RTS/CTS
packet transmission) or signal scanning (e.g., busy tones)
 ROMA is a scheduled access scheme based on a link activation scheme that
prearranges or negotiates a set of timetables for individual nodes or links
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 41
Routing Protocol
 The Scheme 1
 The mechanism is applicable to on demand routing protocols running over directional antennas
 As we know, on demand protocols use flooding of route requests packets in order to discover
the intended destination
 Therefore, the scheme proposes to reduce the number of packets transmitted during route
discovery
 It does so by requiring nodes to record the last known direction to other nodes
 Therefore, whenever a node S has a route request for node R, it checks if it knows the last
direction it used to communicate with R
 If so, it will forward the route request packet only through the direction towards node S
 Otherwise, it forwards the route request by sweeping
 A major drawback: it does not cope up well with mobile scenarios
 Scheme 2
 Contrary to the approach taken by scheme 1 which concentrates on reducing the overhead on
the route discovery procedure, this mechanism focuses on reducing the overhead in route
maintenance
 This scheme takes advantage of the increased range provided by directional antennas to bridge
possible network partitions
 As nodes are mobile in ad hoc networks, it might so happen that the network becomes either
permanently or intermittently partitioned
 With the possibility of transmitting over longer distances, directional antennas can help bridge
this partitions which would not be otherwise possible with omni-directional antennas
 This scheme suggests a modified version of the DSR on demand routing protocol which employs
directional transmissions only when necessary and for selected packets
 Whenever a node S has a packet to be sent to node R, it checks its route cache to determine
weather it has a route to R
 If so, it uses this route. Otherwise, it broadcasts a route request packet
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 42
Scheme 3
 This scheme evaluates performance of DSR routing protocol over directional antennas
 In DSR, whenever a source node S wants to find a route to an unknown destination D, it floods
the network with route request packets
 As far as the MAC layer is concerned, this route request flooding is mapped to a MAC layer
broadcast which is often performed by sweeping
 As sweeping incurs delay, nodes receive route request packets at different times
 If nodes are currently receiving a route request packet form one direction (hence deaf to all other
directions) they may miss route request packets coming from other directions
 S floods a route request for node R
 Here, we see that node R receives the first RREQ through node B and, as per DSR, send back a
RREP right away
 While it sends the RREP to node B, node R misses the RREQ coming from node C which is
shorter in terms of number of hops
 The route reply is sent over a sub-optimal route
 Due to this problem, this scheme proposes a delayed route reply mechanism so that the
destination node after receiving a route request, waits for a certain amount of time before
responding with a route reply
 The idea is, other route requests may come through better routes
Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 43
Conclusions and Future
Directions With current technological advancements, there is no doubt that
directional antennas will become an integral part of future MANETs
as means to considerably enhance its capacity
 However, a directional antenna creates many difficulties with regard
to protocol design as it impacts almost all layers of the protocol stack
 There are many other issues still open and need further investigation
 First of all, the antenna models being used for the design of upper
layer protocols (e.g., MAC and routing) are too ideal
 Secondly, power control is also an important aspect, as it may also
create problems in a heterogeneous environment
 Thirdly, it is necessary to analyze in detail the effect of using
directional antennas on the transport layer
 Another challenge is to analyze the capacity improvement of
directional antenna systems
 It would be very interesting to know the capacity limitations with
directional antennas
 Finally, further investigations are needed to explore the issue of
multi-packet transmission and reception

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Adhoc and Sensor Networks - Chapter 06

  • 1. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 1  Introduction  Antenna Concepts  Gain  Radiation Pattern  Beam Width  Evolution of Directional Antenna Systems  Sectorized Antenna Systems  Diversity Antenna Systems  Smart Antenna Systems  Advantages of Using Directional Antennas  Directional Antennas for Ad Hoc Networks  Antenna Models  Protocol Issues on the Use of  Directional Antennas  Directional Neighborhood  New Types of Hidden Terminal Problems  Deafness  Broadcasting  Broadcasting Protocols  Medium Access Control  Single Channel  Multi-Channel  Other Protocols  Routing  Protocols  Conclusions and Future Directions Table of Contents
  • 2. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 2 MANET Throughput  All MAC and routing protocols assume omni-directional transmission  It fundamentally limits how high one can push the capacity of the system  A thorough study of the capacity of the ad hoc system is performed shows that the throughput obtainable by each node is: where W is the data rate and n is the number of nodes in the network  This limitation on capacity exists irrespective of the routing protocol or channel access mechanism  Directional antenna systems are a powerful way of increasing the capacity, connectivity, and covertness of MANETs ) log ( nn W Θ
  • 3. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 3 Advantages of Directional Antennas Directional antennas can focus electromagnetic energy in one direction and enhance coverage range for a given power level  They also minimize co-channel interference and reduce noise level in a contention-based access scheme, thereby reducing the collision probability  Further, they provide longer range and/or more stable links due to increased signal strength and reduced multipath components  Increased spatial reuse and longer ranges translate into higher network capacity and longer ranges also provide richer connectivity  On the receiving side, directional antennas enable a node to selectively receive signals only from a certain desired direction
  • 4. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 4 Omni/Directional Communication Red nodes Cannot Communicate presently C D Omni-directional Communication C D X Y A F E Directional Communication C D Y X B A E F
  • 5. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 5 Comparison of Omni and Directional antennas Characteristics Omni Directional Spatial reuse Low High Network connectivity Low High Interference Omni Directional Coverage range Low High Cost and complexity Low High
  • 6. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 6 Coverage Range of Omni- directional and Directional Transmissions A Communication range in omni transmission Communication range in directional transmission B C  Simple dipole antenna whose length depends on the wavelength λ and radiation pattern is supposed to be symmetric in all directions  On the other hand, more focused directional antennas (also called “yagi”) transmit or receive more energy in one direction
  • 7. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 7 Antenna Gain  Antenna with a “higher” gain does not amplify the signal more than another with “less” gain  An antenna with greater gain simply focuses the energy of the signal differently  Omni antennas radiate transmit power in all directions and listen for incoming messages from all directions  Yagi (directional) antennas focus their radiated transmit power in one direction and also listen for incoming signals with a more focused ear  Yagi antennas, therefore, tend to send a signal farther than omni antennas with the same gain  For a given direction, the gain of the directional antenna is given by where gives the power density in direction d Uavg is the average power density over all directions, is the efficiency of the antenna which accounts for losses and is power density in direction  Gain is generally measured of decibels (dBi), where GdBi = 10log10 (Gabs) U avg dU dG )( )(   η= η dU )(  dG )( 
  • 8. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 8 Characteristics Radiation Pattern  Radiation or antenna pattern describes the relative strength of the radiated field in various directions from the antenna, at a fixed or constant distance  It generally has a main lobe of peak gain and side lobes  Peak gain is the maximum gain taken over all directions  Beam is also used as a synonym for “lobe”  A related concept in the antenna system is beam width  A “half power beam width” refers the angular separation between the half power points on the antenna radiation pattern, where the gain is one half of the peak gain Beam Width  A common definition is the half power beam width: -3dB  Evolution of Directional Antenna Systems  Sectorized Antenna Systems  Diversity Antenna Systems: Switched Diversity and Diversity Combining  Smart Antenna Systems: Switched beam antenna systems and Adaptive antenna arrays
  • 9. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 9 Comparison of switched beam and adaptive array antenna systems (a) – Switched beam (b) – Adaptive array
  • 10. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 10 Directional Antenna Coverage Range  Interference rejection capability provides significantly more coverage than either the sectorized or switched beam systems  The use of multiple antennas at both ends of a communication link provides a significant improvement in link reliability, spectral efficiency (MIMO)  Using multiple antennas at both ends enables multiplexing of data streams  Since each of the independent antenna beams requires independent digital signal processing controllers, increases the cost
  • 11. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 11 Omni/Directional Coverage
  • 12. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 12 Advantages of Using Directional Antennas Antenna with a “higher” gain does not amplify the signal more than another with “less” gain  Antenna Gain:  Entire transmission energy directed towards a particular direction to increase the transmission range  Array Gain:  Multiple antennas can coherently combine the signal energy, improving the SNR both ends  Diversity Gain:  Spatial diversity from multiple antennas can help to combat channel fading  Interference Suppression:  Adaptively combine multiple antennas to selectively cancel or avoid interference  Angle Reuse:  Reuse frequency at angles covered by different antenna beams (SDMA) and can support more than one user in the same frequency channel  Spatial Multiplexing:  Multiple antenna beams at both ends of the wireless link dramatically increase the bit rates
  • 13. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 13 Directional Antennas for Ad Hoc Networks Future applications will demand different types of antenna systems so as to meet requirements such as cost, size, energy constraints, performance, …..  Main applications of ad hoc networks can be classified into different categories  Military: The nodes (tank, airplanes) are expensive and the cost of even the most sophisticated antenna may be acceptable while beamforming antennas can provide a better immunity to jammers  Outdoor or disaster recovery: A switched antenna steerable beam can be used to reach different nodes (too expensive) and for small handheld devices, laptops and PDAs, the size of the antenna may be a complicating factor  Indoor applications  Antenna Models  Antenna type need to define medium access control scheme to address hidden and exposed terminal problems  Routing protocols need to take into account issues such as the particular direction a node can be found: New neighbor discovery mechanisms and availability of multiple paths  Two antenna models: The switched beam antenna model and the adaptive antenna arrays model
  • 14. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 14 Switched Beam Antenna Model  Two separate modes: Omni and Directional  In Omni mode, a node is capable of receiving signals from all directions with a gain of Go  While idle (i.e., neither transmitting nor receiving), a node usually stays in Omni mode  In Directional mode, a node can point its beam towards a specified direction with gain Gd (with Gd typically greater than Go ), using an array of antennas called array of beams  Due to higher gain, nodes in Directional mode have a greater range in comparison to Omni mode
  • 15. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 15 Adaptive Antenna Array Model  Switched beam antenna model allows only a single transmission or reception  Adaptive antenna array allows multiple simultaneous receptions or transmissions  In adaptive antenna arrays, each beam has a beam width of approximately π/2 radians  Receiving beams are shown by solid lines while transmitting beams are shown using broken lines  Even though the areas covered by the transmit beams of nodes B and C overlap, they do not cause collision at node A  Interference may be caused when a particular beam has side lobes in undesirable directions  However, most research assumes perfect switched beams sidelobes
  • 16. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 16 Protocol Issues on the Use of Directional Antennas  Directional Neighborhood  To perform a complete “broadcast”, a node may have to transmit in a circular manner as many times as the antenna beams sweeping  Such a scheme emulates a broadcast as performed by omni-directional antenna  However this is not so simple, as delay is associated with the sweeping procedure  As the number of beams increases, so is the sweeping delay Nodes A and C are directional-omni (DO) neighbors Nodes B and C are directional- directional (DD) neighbors
  • 17. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 17 New Types of Hidden Terminal Problems Two types of Hidden Terminal Problems Due to asymmetry in gain CA B RTS A is unaware of communication between B and C CTS
  • 18. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 18 CA B New Types of Hidden Terminal Problems Two types of Hidden Terminal Problems Due to asymmetry in gain CA B DataRTS A’s RTS may interfere with C’s reception of DATAA’s RTS may interfere with C’s reception of DATA
  • 19. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 19 Unheard RTS/CTS • Node A beamformed in direction of D CB D A Two types of Hidden Terminal Problems Due to unheard RTS/CTS • Node A does not hear RTS/CTS from B & C
  • 20. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 20 Unheard RTS/CTS Node A may now interfere at node C by transmitting in C’s direction CB D A Two types of Hidden Terminal Problems Due to unheard RTS/CTS
  • 21. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 21 The Directional NAV (DNAV)  Directional NAV (DNAV) is an extension to the NAV concept used in IEEE 802.11  DNAV is a table that keeps track for each direction of the time during which a node must not initiate a transmission  Nodes continuously update the DNAV table upon overhearing a packet transmission  Node S sends an RTS to node R which in turn sends back CTS  Nodes overhearing either the RTS or the CTS set their DNAV in the Direction of Arrival (DoA)  This will prevent node A from initiating any transmission towards node R  Node A is allowed to transmit to node B
  • 22. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 22 Deafness  Deafness is defined as the phenomenon when a node X is unable to communicate with a neighbor node A, as A is presently tuned to some other directional antenna beam  Unless node A informs all its neighbors in advance about its communication with node B, its neighbors might unsuccessfully try to contact it  X does not know node A is busy, X keeps transmitting RTSs to node A  Using omni antennas, X would be aware that A is busy, and defer its own transmission A B X RTS RTS RTS Z Y DATA
  • 23. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 23 Deafness due to the persistent hearing of DATA packets  It does not suffice to stay silent in the direction through which a packet has been received  Persistent hearing of DATA packets may occur in almost all MAC protocols proposed for directional antennas, with four antennas beams per node  When a node sends RTS/CTS (either directional or omni), all neighbors who receive it set their NAV (or DNAV) accordingly  Whenever the source node starts transmitting the DATA packet, neighboring idle nodes overhear this DATA transmission and change to directional mode, hence becoming deaf to all other directions  A data communication is to be carried out between nodes S and R  Clearly, node C will detect the forthcoming data communication due to the RTS/CTS handshake between S and R  As a consequence, node C will move to directional mode towards node S whenever the DATA transmission originating at node S starts  Therefore, if in the meantime node F tries to send an RTS to C (received through beam 4), node C will not reply as it is currently beamformed in the direction of node S’s DATA transmission 3 4 2 2 2 2 2 2 2 1 11 1 1 1 1 3 3 3 3 3 3 4 4 4 4 4 4 D B A C R S E
  • 24. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 24  Routing protocols including DSR, AODV, ZRP, LAR, etc. use variants of a network-wide broadcasting to establish and maintain routes  Protocols use simple flooding for broadcasting  Simple flooding causes redundancy and increases the level of contention and collisions in a network  With directional transmission, both transmission range and spatial reuse can have nodes concentrate energy only towards their destination’s direction  A simple solution to broadcasting is to sequentially sweep across all the pre-defined beams of the antenna system  Broadcast by sweeping incurs a sweeping delay  Efficient schemes need to be designed to take the antenna system characteristics into consideration in reducing redundancy and sweeping delay Broadcasting
  • 25. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 25 Adaptive Antenna Array Based Broadcasting Protocols  This type of antenna system allows multiple simultaneous transmission of a packet by a node  Schemes presented in this subsection do not consider the effect of sweeping delay which is only present in switched beam antenna systems  Simple Enhanced Directional Flooding (SEDF)  Whenever a node receives a packet to be forwarded, it starts a delay timer  If the same packet is received again before the expiration of this timer, the node makes a note of all the beams where that packet arrived at, and sets them to passive mode  Upon expiration of the delay timer, the node will forward the packet in only those beams/directions other than those in which the packet arrived  Single Relay Broadcast (SRB)  A node receives a broadcast packet it chooses a subset of its neighbors to forward the packet  Only members of this subset are allowed to forward the packet  Each node designates one and only one relay node in each direction on the basis of the received signal strength of hello packets  Before forwarding, a node waits for a random delay and does not designate any relay node in directions where the packet arrives
  • 26. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 26 Switched Beam Antenna Adaptive Based Broadcasting Protocols Broadcasting protocols is harder as the effect of sweeping becomes a major concern  To mitigate the sweeping delay, a node needs to transmit in fewer necessary beams Protocol Design Considerations  All the schemes use of some basic design considerations  One-Hop Neighbor Awareness  A periodic exchange of hello packets amongst the nodes is assumed by these schemes  A node at any time is aware of which antenna beam its one-hop neighbor lies  Usually, this exchange comes at no additional cost as most directional MAC/Routing protocols need one-hop neighbor awareness to operate  A node S has to resort to a circular directional transmission of the broadcast packet through all its antenna sectors  While S is engaged in this circular sweep, it remains deaf to any incoming packet  A sender node S needs to inform its neighbors the additional time they should wait before initiating a transmission towards it  Novel Optimized Deferring while Sweeping  The IEEE 802.11 MAC is followed before transmitting in the first beam of a particular sweep  For subsequent beams of the same sweep, only carrier sensing is done before transmission  However, if a beam has been marked as busy (i.e., the DNAV is set in this direction), that beam is ignored and the next free beam is picke  Random Delay Timer: a node starts a random delay timer (RDT) before forwarding a packet so as to avoid any global synchronization
  • 27. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 27 New Enhanced Directional Flooding (NEDF)  Whenever the MAC layer receives a broadcast packet, it marks the beams where it will not retransmit  Using the neighbor table, it marks as passive those beams where there are no neighbors  Amongst the resulting selected beams, the goal should be to transmit first in regions with maximum uncovered nodes so as to reduce the chances of collisions  Also, in regions where there is a high probability that nodes have already received the broadcast packet, re- broadcasting should be delayed  NEDF chooses the beams which are vertically opposite to the beams where the node received the broadcast packet  Next, the beams which are adjacent to these vertically opposite beams are chosen  Node (a) receives broadcast packets from nodes (b) and (c) through beams 5 and 4, respectively  It shall hence rebroadcast only in beams 1, 0, 2, 7, and 3 in that order  Here we note that beam 6 is ignored as it has no neighbors in that direction  Finally, beam 1 is chosen over beam 0 as node (b) is farther from node (a) than node (c)
  • 28. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 28 Probabilistic Relay Broadcasting (PRB)  It uses a single relay node in each direction  This can lead to a partition in the network  PRB protocol aims at overcoming the drawbacks found in SRB  Each node is required to record the received power of the hello packet from the farthest node in each direction  This is the probability with which it will re-broadcast  In each sector only nodes which receive the packet at a power less than or equal to 2* Pf will retransmit  Nodes (b) and (c) do not forward at all while nodes (d), (e) and (f) forward with probability Pf /Pfr
  • 29. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 29 Medium Access Control Existing directional MAC protocols can be divided into single channel and multi-channel Single Channel:  The Directional MAC (DMAC) Protocol  Directional MAC (DMAC) protocol has been derived from IEEE 802.11  DMAC attempts to achieve spatial reuse of the channel and take advantage of the higher transmission range by using DO links  The DMAC protocol assumes nodes know their neighbors’ location  Similar to IEEE 802.11, channel reservation in DMAC is performed using a RTS/CTS handshake both being transmitted directionally  An idle node listens to the channel in omni mode, i.e., omni-directionally  Whenever a node receives a signal from a particular direction, it locks onto that signal directionally and receives it  Only when a node is beamformed in a specific direction, it can avoid interference in the other remaining directions  The RTS transmission in DMAC is as follows: before sending a packet, the transmitter node S performs a directional physical carrier sensing towards its intended receiver R  If the channel is sensed idle, DMAC checks its DNAV table to find out whether it must defer transmitting in the direction of node R  The DNAV maintains a virtual carrier sense for every DoA in which it has overheard a RTS or CTS packet  If node S finds it is safe to transmit, then similar to IEEE 802.11 it enters the backoff phase and transmitting the packet in the direction of node R
  • 30. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 30 The Directional MAC (DMAC) Protocol The PRB scheme  PRB is the probability with which it will re-broadcast  The order of re-broadcasting will be similar to the one proposed in NEDF – vertically opposite beams followed by their adjacent beams  Similarly, neighbor-less and busy sectors will be ignored  Nodes which are very close to the broadcast originator have very little probability to rebroadcast
  • 31. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 31 The Circular RTS MAC (CRM) Protocol  Circular RTS MAC (CRM) attempts to overcome some of the limitations found in DMAC  Contrary to DMAC, CRM does not depend on the availability of neighbors’ location information  CRM employs a circular directional transmission of the RTS packet in a sequential and circular way  CRM may also decrease the occurrence of node deafness and minimizes hidden terminal problem  CRM protocol does not completely overcome the limitations of DMAC, and it introduces new shortcomings  First of all, CRM only prevents node deafness in the neighborhood of the transmitter node while deafness may still occur in the neighborhood of the receiver  A more serious problem is a sender node S initiates the circular directional transmission of its RTS although it is not at all sure whether its intended receiver node R has correctly received its RTS or not
  • 32. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 32 The CRM protocol  Each node equipped with eight-beam antenna array  Sender node S, initiates transmission of a circular RTS through antenna beam one and its intended destination node R is located at the antenna beam six  As node S circularly transmits the RTS packets, nodes in the corresponding directions update their DNAV for the duration contained in the RTS packet  Now, assume that when node S transmits its RTS through antenna beam six towards node R, node A also sends a RTS to node R thus causing a collision  In this case, node R will not respond to node S’s RTS  The side effect of this is that nodes in the neighborhood of node S and which correctly received its circular RTS will not be able to initiate any transmission either towards node S or node R, since their DNAV is set towards both nodes S and R  Clearly, this degrades the network capacity  Another limitation: node S transmits its circular directional RTS through four “empty” sectors
  • 33. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 33 The DAMA and EDAMA Protocols  Antenna Medium Access (DAMA) and Enhanced DAMA (EDAMA) protocols are introduced  DAMA  DAMA employs selective circular directional transmission of RTS and CTS through antennas with neighbors  All transmissions in DAMA are directional  In addition, DAMA learns its neighbors with time as communication between nodes takes place  DAMA employs circular directional transmission of both RTS and CTS  DAMA performs similar to CRM by sweeping through all antenna beams and as responses are received, it collects and caches neighboring information
  • 34. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 34 RTS/CTS/DATA/ACK packet exchange in DAMA  The first RTS sent is always transmitted in the sector where its intended neighbor is located, and the circular directional RTS and CTS procedure is only initiated once the RTS/CTS handshake is successfully completed  Both sender and receiver nodes simultaneously initiate the circular directional transmission of their RTS and CTS packets, respectively, to inform their neighboring nodes
  • 35. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 35 EDAMA  The link layer has a single queue of packets waiting to be handed over to the MAC layer which is, in turn, a single buffered entity  Whenever the network layer has a packet to send, it determines the next hop for the packet and places it in the link layer queue  In case MAC is in idle state, it signals for a packet from the link queue and subsequently buffers it  It then determines the antenna beam required to transmit the packet and enters into send state  The MAC will only request another packet from the link layer queue when it has successfully transmitted or given up (e.g., the next hop is unreachable) on the packet it is currently handling  EDAMA overcomes self induced blocking phenomen by employing a cross-layer design approach wherein the network layer is aware of different antenna beams at the MAC layer  in EDAMA, routing table has an additional entry called Antenna Beam, which corresponds to antenna beam MAC uses to reach the corresponding next hop
  • 36. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 36 The Multi-Hop RTS MAC (MMAC) Protocol  In idle mode a node listens to the channel omni-directionally with gain Go  Therefore, when a sender node S directionally transmits a packet (with gain Gd ) to a receiver node R (who listens to the medium omni- directionally and hence with gain Go ), a DO link is established  Multi-hop RTS MAC (MMAC) protocol has been proposed built on the basic DMAC  The idea of MMAC is to propagate the RTS packet through multi- hopping until it reaches the intended destination which, in turn, beamforms towards the transmitting node and sends back CTS  Node S has a packet to send to node R  Multi-hop RTS packet transmitted by node S would traverse nodes A and B before it reaches node R
  • 37. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 37 The Multi-Hop RTS MAC (MMAC) Protocol  Upper layer module specifies the MAC layer with necessary beamforming information so as to propagate multi-hop RTS packet through intermediate nodes  Transceiver profile provided by node S allows all nodes in the route to the intended destination node R to beamform towards each other  It allows node S to beamform towards node A, node A to beamform towards node B, node B to beamform towards node R and, finally, node R to beamform towards node S  This way, RTS/CTS/DATA/ACK transmission can be carried out between nodes S and R who are now DD neighbors  Disadvantages with MMAC:  First of all, it relies too much on an upper layer module whose functioning is not clear  Secondly, MMAC assumes that all nodes in the route from the source to the destination are available at the time of RTS transmission  Thirdly, MMAC brings some routing functionality to the MAC protocol and this by itself incurs significant overhead at the MAC layer  Fourth, assume there is a route of length n hops from the source node S to the destination node D  Obviously, other issues such as the estimation of the transmission time all the way from source to destination, the management of MAC layer timers, retransmission, and so on, have to properly addressed
  • 38. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 38 Multi-Channel MAC Protocol Multi-channel MAC protocols try to remove some of the MAC layer complexity by employing multiple channels and, for example, using one of the channels to convey important control information  Obviously, multi-channel protocols also have disadvantages such as higher physical layer complexity, bandwidth allocation requirements and, sometimes, throughput limitations  The Simple Tone Sense (STS) Protocol  The Simple Tone Sense (STS) protocol is based on the concept of busy tones introduced by the Busy Tone Multiple Access (BTMA) protocol  In BTMA, a station broadcasts a busy tone signal whenever it is receiving a packet  This way, all the nodes within the transmission range of the receiving station will sense the signal and remain silent for the duration of the busy tone, thus avoiding collisions  Clearly, BTMA employs at least two channels: one for the busy tone and one for data and/or control information  STS protocol reuses the idea of busy tones and applies it to directional antennas  STS protocol employs algorithms to guarantee that this tone frequency is unique in the neighborhood of any given node  STS protocol has some drawbacks: - First of all, assigning tones to nodes is a hard task and these tones have to be unique in a node’s neighborhood which further complicates the matter - Second, the STS protocol assumes that the direction and angles of the beams can be arbitrarily chosen
  • 39. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 39 The DBTMA/DA Protocol  Dual Busy Tone Multiple Access for Directional Antennas (DBTMA/DA) is an extension to directional antennas of the DBTMA protocol protocol designed for omni-directional antennas  The DBTMA is, in turn, based on the BTMA protocol and employs two busy tones instead of one as in BTMA  DBTMA protocol employs the exchange of RTS/CTS frames to turn on a pair of transmit and receive busy tones, which jointly reserve the data channel  DBTMA divides a single channel into two sub-channels, namely, a data channel for data frames and a control channel for control frames  This control channel is further split into two busy tones operating in separate frequencies: the transmit busy tone (BTt) and receive busy tone (BTr)  By employing the dual busy tones, DBTMA can reserve the channel in both directions  Whenever a sender node has data to be sent, it first senses the channel for BTr to make sure that the intended receiver is not currently receiving from another hidden node  The sender then transmits a RTS frame to the intended receiver if BTr is idle  Upon receipt of the RTS packet, the receiver senses for BTt to ensure that the data it is expected to receive will not collide with any other ongoing neighboring data transmission  If BTt is idle, it replies with a CTS frame and turns on BTr until the data packet is completely received  Upon receipt of the CTS packet the sender node will transmit the data packet and turn on BTt for the duration of this data transmission
  • 40. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 40 Other Protocols  A protocol similar to IEEE 802.11 is introduced but adapted to directional antennas  It assume the use of several directional antennas simultaneously  Based on this, the protocol is able to support omni-directional reception which is not possible in all previous schemes  This is done by employing all directional antennas together, at the same time  The sender node transmits an omni-directional RTS and the receiver sends back an omni-directional CTS  Upon reception of the RTS/CTS, the receiver/sender determines the antenna beam these packets were received by using the DoA information  All neighboring nodes overhearing either the RTS or CTS packet defer their transmissions so as not to cause a collision  Finally, both the DATA and ACK transmissions are carried out directionally  One of the benefits is that the interference is reduced by transmitting the DATA and ACK packets directionally  The use of TDMA with directional antennas is suggested within the context of the Receiver Oriented Multiple Access (ROMA) protocol  ROMA is a distributed channel access scheduling protocol where each node uses multiple beams, and can participate in multiple transmissions simultaneously  ROMA follows a different approach than the random access protocols we have discussed so far which employ either on-demand handshakes (e.g., RTS/CTS packet transmission) or signal scanning (e.g., busy tones)  ROMA is a scheduled access scheme based on a link activation scheme that prearranges or negotiates a set of timetables for individual nodes or links
  • 41. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 41 Routing Protocol  The Scheme 1  The mechanism is applicable to on demand routing protocols running over directional antennas  As we know, on demand protocols use flooding of route requests packets in order to discover the intended destination  Therefore, the scheme proposes to reduce the number of packets transmitted during route discovery  It does so by requiring nodes to record the last known direction to other nodes  Therefore, whenever a node S has a route request for node R, it checks if it knows the last direction it used to communicate with R  If so, it will forward the route request packet only through the direction towards node S  Otherwise, it forwards the route request by sweeping  A major drawback: it does not cope up well with mobile scenarios  Scheme 2  Contrary to the approach taken by scheme 1 which concentrates on reducing the overhead on the route discovery procedure, this mechanism focuses on reducing the overhead in route maintenance  This scheme takes advantage of the increased range provided by directional antennas to bridge possible network partitions  As nodes are mobile in ad hoc networks, it might so happen that the network becomes either permanently or intermittently partitioned  With the possibility of transmitting over longer distances, directional antennas can help bridge this partitions which would not be otherwise possible with omni-directional antennas  This scheme suggests a modified version of the DSR on demand routing protocol which employs directional transmissions only when necessary and for selected packets  Whenever a node S has a packet to be sent to node R, it checks its route cache to determine weather it has a route to R  If so, it uses this route. Otherwise, it broadcasts a route request packet
  • 42. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 42 Scheme 3  This scheme evaluates performance of DSR routing protocol over directional antennas  In DSR, whenever a source node S wants to find a route to an unknown destination D, it floods the network with route request packets  As far as the MAC layer is concerned, this route request flooding is mapped to a MAC layer broadcast which is often performed by sweeping  As sweeping incurs delay, nodes receive route request packets at different times  If nodes are currently receiving a route request packet form one direction (hence deaf to all other directions) they may miss route request packets coming from other directions  S floods a route request for node R  Here, we see that node R receives the first RREQ through node B and, as per DSR, send back a RREP right away  While it sends the RREP to node B, node R misses the RREQ coming from node C which is shorter in terms of number of hops  The route reply is sent over a sub-optimal route  Due to this problem, this scheme proposes a delayed route reply mechanism so that the destination node after receiving a route request, waits for a certain amount of time before responding with a route reply  The idea is, other route requests may come through better routes
  • 43. Copyright © 2006, Dr. Carlos Cordeiro and Prof. Dharma P. Agrawal All rights reserved. 43 Conclusions and Future Directions With current technological advancements, there is no doubt that directional antennas will become an integral part of future MANETs as means to considerably enhance its capacity  However, a directional antenna creates many difficulties with regard to protocol design as it impacts almost all layers of the protocol stack  There are many other issues still open and need further investigation  First of all, the antenna models being used for the design of upper layer protocols (e.g., MAC and routing) are too ideal  Secondly, power control is also an important aspect, as it may also create problems in a heterogeneous environment  Thirdly, it is necessary to analyze in detail the effect of using directional antennas on the transport layer  Another challenge is to analyze the capacity improvement of directional antenna systems  It would be very interesting to know the capacity limitations with directional antennas  Finally, further investigations are needed to explore the issue of multi-packet transmission and reception