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PERFORMANCE APPRAISAL EFFECTIVENESS TECHNIQUES
       (To be used in everyday Performance Communication, Evaluation Interviews and Corrective Interviews)

    Objectives of Performance                       Preparation for the Informal                     Guidelines for Meeting with the
  Communication and Evaluation                          Communication or                                       Employee
                                                         Formal Interview

START OUT PREPARED:                              THINK THROUGH WHAT YOU WANT TO                   CREATE AN APPROPRIATE ATMOSPHERE:
                                                 ACCOMPLISH:
To let the employee know where they stand;                                                        Be relaxed and help the employee to relax.
what you, as a supervisor, expect from them      What would you like the employee to do
and how their current performance measures       differently as a result of the discussion?       Start on a friendly, positive note.
up to those expectations.
                                                 What effect will the discussion have on          Avoid becoming defensive or argumentative.
To provide a record of employee strengths and    employee morale?
weaknesses in the performance of their duties.                                                    Keep the discussion performance/problem
                                                 What can you learn about yourself as a           centered.
To establish a closer supervisor/employee        supervisor from the discussion?
relationship. The supervisor must                                                                 BE SPECIFIC AND CONSTRUCTIVE IN YOUR
communicate to the employee the                  What aspects of performance do you want          COMMENTS:
requirements, expectations and goals of their    the employee to continue doing without
position.                                        change?                                          Give employee credit willingly and sincerely for
                                                                                                  strong points of performance.
To provide recognition for a job well done.      MAKE SURE YOU HAVE THE FACTS
                                                 STRAIGHT:                                        If a weakness exists, be specific to the employee
To establish solutions to performance                                                             on the need to improve.
problems.                                        Are you clear and specific about strengths
                                                 and weaknesses, including examples of both       Discuss weaknesses in a factual, objective
To define individual employee training needs.    good and poor performance?                       manner and avoid personal criticism.

To help the employee elevate current             Do you have documentation to back up your        Avoid comments not related to work.
performance levels and prepare for career        statements?
advancement.                                                                                      Be prepared to make suggestions but allow the
                                                 Are your suggestions specific on how and         employee to provide input.
To prevent grievances by establishing clear      where improvement can be achieved?
communications regarding past, present and                                                        Keep your goals in mind.
possible future personnel actions.               CONSIDER WHAT YOU KNOW ABOUT
                                                 THE EMPLOYEE AND APPLY                           MAKE THE DISCUSSION A TWO-WAY
COMMON PITFALLS TO AVOID IN                      SITUATIONAL LEADERSHIP STYLES:                   AFFAIR:
RATING EMPLOYEES:
                                                 Are you familiar with the employee’s             Listen for what the employee says and for what
Rating based on guesswork, emotional bias or     personality and needs?                           is not said.
supposition.
                                                 Do you know how the employee reacts in           Encourage the employee to express feelings -
Rating personality traits or characteristics     different situations?                            don’t show disapproval.
rather than work performance.
                                                 Can you predict the attitude that the            Remember, you are discussing the employee’s
Rating on the basis of general impression.       employee will bring to the meeting?              performance and not a “grade” or something you
                                                                                                  are “giving” the employee.
Rating on the basis of one dramatic incident.    How might the employee react to different
                                                 areas of your evaluation and suggestions?        Don’t discuss the performance of others.
Not rating each factor independently.
                                                 ARRANGE A TIME AND PLACE FOR                     ARRANGE FOR A FOLLOW-UP:
Avoiding a frank discussion of the rating.       THE MEETING TO BE HELD:
                                                                                                  Make a plan with the employee for correcting
Not giving the employee a chance to express      What time will least interrupt the               any weakness which may exist.
feelings about their rating.                     employee’s work schedule?
                                                                                                  Set specific objectives and let the employee
Not following up.                                Is there a place that is private and free from   know how you will help.
                                                 interruptions?
                                                                                                  Set a date for further discussion.
                                                 Will you have time to really “talk it out”?
                                                                                                  End the meeting on a positive, friendly note.
Performance Appraisal Effectiveness Techniques
Performance Appraisal Effectiveness Techniques
Performance Appraisal Effectiveness Techniques

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Performance Appraisal Effectiveness Techniques

  • 1. PERFORMANCE APPRAISAL EFFECTIVENESS TECHNIQUES (To be used in everyday Performance Communication, Evaluation Interviews and Corrective Interviews) Objectives of Performance Preparation for the Informal Guidelines for Meeting with the Communication and Evaluation Communication or Employee Formal Interview START OUT PREPARED: THINK THROUGH WHAT YOU WANT TO CREATE AN APPROPRIATE ATMOSPHERE: ACCOMPLISH: To let the employee know where they stand; Be relaxed and help the employee to relax. what you, as a supervisor, expect from them What would you like the employee to do and how their current performance measures differently as a result of the discussion? Start on a friendly, positive note. up to those expectations. What effect will the discussion have on Avoid becoming defensive or argumentative. To provide a record of employee strengths and employee morale? weaknesses in the performance of their duties. Keep the discussion performance/problem What can you learn about yourself as a centered. To establish a closer supervisor/employee supervisor from the discussion? relationship. The supervisor must BE SPECIFIC AND CONSTRUCTIVE IN YOUR communicate to the employee the What aspects of performance do you want COMMENTS: requirements, expectations and goals of their the employee to continue doing without position. change? Give employee credit willingly and sincerely for strong points of performance. To provide recognition for a job well done. MAKE SURE YOU HAVE THE FACTS STRAIGHT: If a weakness exists, be specific to the employee To establish solutions to performance on the need to improve. problems. Are you clear and specific about strengths and weaknesses, including examples of both Discuss weaknesses in a factual, objective To define individual employee training needs. good and poor performance? manner and avoid personal criticism. To help the employee elevate current Do you have documentation to back up your Avoid comments not related to work. performance levels and prepare for career statements? advancement. Be prepared to make suggestions but allow the Are your suggestions specific on how and employee to provide input. To prevent grievances by establishing clear where improvement can be achieved? communications regarding past, present and Keep your goals in mind. possible future personnel actions. CONSIDER WHAT YOU KNOW ABOUT THE EMPLOYEE AND APPLY MAKE THE DISCUSSION A TWO-WAY COMMON PITFALLS TO AVOID IN SITUATIONAL LEADERSHIP STYLES: AFFAIR: RATING EMPLOYEES: Are you familiar with the employee’s Listen for what the employee says and for what Rating based on guesswork, emotional bias or personality and needs? is not said. supposition. Do you know how the employee reacts in Encourage the employee to express feelings - Rating personality traits or characteristics different situations? don’t show disapproval. rather than work performance. Can you predict the attitude that the Remember, you are discussing the employee’s Rating on the basis of general impression. employee will bring to the meeting? performance and not a “grade” or something you are “giving” the employee. Rating on the basis of one dramatic incident. How might the employee react to different areas of your evaluation and suggestions? Don’t discuss the performance of others. Not rating each factor independently. ARRANGE A TIME AND PLACE FOR ARRANGE FOR A FOLLOW-UP: Avoiding a frank discussion of the rating. THE MEETING TO BE HELD: Make a plan with the employee for correcting Not giving the employee a chance to express What time will least interrupt the any weakness which may exist. feelings about their rating. employee’s work schedule? Set specific objectives and let the employee Not following up. Is there a place that is private and free from know how you will help. interruptions? Set a date for further discussion. Will you have time to really “talk it out”? End the meeting on a positive, friendly note.