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Copyright D Gurney 2006




                                                            Critical Thinking
                                An Introduction to Situation Awareness
                                         and Decision Making




                                                                   Thinking about thinking


This presentation provides an overview of how to improve situation awareness. It is intended to enhance the reader's understanding, but it shall not supersede the applicable regulations or
airline's operational documentation; should there be any discrepancy appear between this presentation and the airline’s AFM / (M)MEL / FCOM / QRH / FCTM, the latter shall prevail at all times.
Copyright D Gurney 2006




                                           Introduction

                                           This self-study guide provides advice on how to improve your thinking and introduces the
                                               associated aspects of situation awareness and decision making. These activities are
                                               essential processes in threat and error management, which must be used in daily
                                               operations. Thinking is the core skill in these activities; critical thinking involves
                                               controlling your thinking:- thinking about the quality of your thinking.

                                           The guide is in five sections:
                                                             1. Threat and Error Management
                                                             2. Situation Awareness
                                                             3. Decision Making
                                                             4. Critical Thinking
                                                             5. Situation Awareness and Decision Making




                                                     Everyone thinks; it is our nature to do so. But much of our thinking, left to
                                                     itself, is biased, distorted, partial, uninformed or down-right prejudiced.
                                                     Yet the quality of our life and that of what we produce, make, or build
                                                     depends precisely on the quality of our thought. Poor thinking is costly,
                                                     both in money and in quality of life. Excellence in thought, however, must
                                                     be systematically and continuously cultivated.

                          Speakers notes provide additional information, they can be selected by clicking the right mouse button in Slideshow View, select Screen, select Speakers notes.
                                                                                                                                              View,
                          This presentation can be printed in the notes format to provide a personal reference document.
Copyright D Gurney 2006




                                       Threat and Error Management

                                       Threat and Error Management (TEM) is a major safety process in aviation.
                                       TEM consists of detecting, avoiding or trapping threats and errors that challenge the
                                         safety of flight operations. Where threats and errors are not contained the resulting
                                         conditions must be managed and their adverse effects reduced.


                                                                                  All flight and ground operations

                                                                       Threats                 Errors           Undesired States


                                                  Detect
                                                  Avoid / Trap                          Situation Awareness
                                                  Mitigate

                                                  Resist
                                                  Resolve                                  Decision Making
                                                  Recover

                                                  Plane
                                                  Path                  Fly the aircraft, Navigate, Communicate, Manage
                                                  People


                          Critical Thinking - Situation Awareness and Decision Making
Copyright D Gurney 2006




                                       Situation Awareness

                                       Situation Awareness is having an accurate understanding of your
                                          surroundings, where you are, what happened, what is happening, what is
                                          changing, why, and what could happen.

                                       Good situation awareness requires:
                                               1.   Gathering data (sensing, perception), seeking cues in the environment
                                               2.   Assembling information to give understanding (comprehension)
                                               3.   and then thinking ahead (projection)

                                       Thinking about situation awareness involves:
                                               –    directing your attention to seek data; scanning a range of sources
                                               –    evaluating information without bias, for accuracy and relevance
                                               –    understanding, using your knowledge and previous experiences
                                               –    comparing and checking, visualising future events - ‘what if’
                                               –    planning ahead, considering possible outcomes


                                                    Gathering                                            Situation       Now       Future
                                                      data
                                                                                                         Plane                              TE
                                                                                                                            AN          I PA
                                                                                        Planning                                    T IC
                                                                                                                         SC       AN
                                                    Understanding
                                                                                         Ahead           Path
                                                                                                                              E             ER
                                                                                                                           AT         SID
                                                                                                                       ALU         ON
                                                                                                                     EV           C
                                                                                                        People

                          Critical Thinking - Situation Awareness and Decision Making
Copyright D Gurney 2006




                                       Decision Making

                                       Decision making is about assessment and choosing a course of action
                                       Decision making requires an understanding of the situation and controlled thinking
                                       The situation determines the urgency of the decision, the risks, and actions

                                       Controlled thinking:                                                          THINK
                                               –   Reduces risk
                                               –   Moderates behaviour                                               OODA
                                               –   Manages time constraints                                          Observe
                                               –   Uses knowledge; seeks options                                     Orient
                                               –   Judges relevance and the quality of the choice                    Deduce
                                                                                                                     Act
                                               –   Prepares for action, evaluates the outcome of planned action


                                                   DECIDE                               GRADE                        5D
                                                   Detect a change                      Gather      Information      Detect
                                                   Estimate significance                Review      Information      Determine
                                                   Choose a safe outcome                Analyse     Alternatives     Decide
                                                   Identify possible actions            Decide                       Do
                                                   Do take action                       Evaluate    Outcome of       Discipline
                                                   Evaluate the result                                   Action


                                       Expertise involves knowing how to decide, grade, and think – how to use all of the elements


                          Critical Thinking - Situation Awareness and Decision Making
Copyright D Gurney 2006




                                       Critical Thinking

                                       Critical thinking provides the mental control and discipline required for
                                        situation assessment and decision making. It involves several skills;
                                        these can be learnt, practiced, and improved.

                                       Control your mind by:
                                               –   Seeking and understanding information, facts, and data
                                               –   Effective planning, briefing, and communication
                                               –   Increasing knowledge; gaining experience
                                               –   Learning within a situation (context)           Critical Thinking is the skill of
                                                                                                   thinking about your thinking

                                       Maintain discipline by:
                                               –   Being aware of how you think; hazardous attitudes
                                               –   Evaluating your actions; having self regulation
                                               –   Being aware of all available resources
                                               –   Being sensitive to feedback



                                                                                   Thinking inside the
                                                                                 ‘box’ before you think
                                                                                   outside of the box



                                                     “Are you in charge of your thinking, or is your thinking in charge of you?“
                          Critical Thinking - Situation Awareness and Decision Making
Copyright D Gurney 2006




                                       Critical Thinking - Self awareness

                                       Self awareness - self questioning, self monitoring
                                               Am I biased in my thinking
                                               Have I made a plan for what I want to do
                                               Are my ideas or knowledge on this issue correct
                                               Am I aware of my thinking; what am I trying to do
                                               Am I using all of the resources for what I want to do
                                               Am I evaluating my thinking; what I would do differently next time
                                               Am I aware of how well I am doing; do I need to change my actions or intentions

                                                             Monitoring is checking or testing the accuracy of a situation on a regular
                                                                        basis. It is keeping a close watch over parameters
                                                                                        and supervising the outcome of planned action.
                                                                                                 It is checking for threats and errors in our thinking




                          Critical Thinking - Situation Awareness and Decision Making
Copyright D Gurney 2006




                                       Critical Thinking - Knowledge

                                       Improving your thinking with Knowledge
                                       Knowledge of Yourself
                                          –   A Commitment to safety, not following feelings or preference
                                          –   Positive Attitudes, persistence, resourcefulness, learning from failure
                                          –   Attention to detail and seeing the big picture; determining relevance, assessing risk


                                       Knowledge about the Thinking Processes
                                          –   Knowing the facts necessary to do a task by seeking information
                                          –   Knowing how to do a task, how to scan, understand, and think ahead
                                          –   Knowing why certain strategies work, when to use them, why one is better than another


                                       Knowledge to control your Thinking
                                          –   Self evaluation, assessing current technical knowledge, setting objectives, selecting resources
                                          –   Self regulation, checking progress; reviewing choices, procedures, and objectives
                                          –   Planning, choosing and evaluating a path to the objective



                                                Planning is the process of thinking about what you will
                                                    do in the event of something happening or not
                                                                       happening



                          Critical Thinking - Situation Awareness and Decision Making
Copyright D Gurney 2006




                                       Critical Thinking - Behaviour

                                       Improving your thinking by changing behaviour
                                       Changing your thinking habit requires effort; clear thinking is an essential
                                        part of airmanship, which has to be developed throughout your career.
                                                       Basic training only provides those skills necessary to be safe.
                                       Safe:           Continuation training and experience enables an effective operation.
                                       Effective: More technical knowledge, practiced skills, and more experience
                                                  leads to an efficient operation.
                                       Efficient:      Skilful command in controlling the aircraft and team leadership adds
                                                       experience and moves towards an expert operation.
                                       Expert:         An operator who has gained and who maintains a high standard of
                                                       technical and non-technical skills as a result of great personal effort.



                                       Expert thinkers
                                          Focus on relevant issues
                                          Identify essential information
                                          Consider information on merit
                                          Test and check the basis of their awareness and decisions


                          Critical Thinking - Situation Awareness and Decision Making
Copyright D Gurney 2006




                                       Critical Thinking - Personal Briefing

                                       Improving your thinking - Briefing
                                       Before flight, self briefing reinforces memory cues and knowledge, these aid the recall
                                          of information for use in situation assessment and decision making.

                                            Know on what, who, where, and when to prioritise your attention
                                            Always brief routine operations – repetition aids memory
                                            Structure the briefing along the intended flight path
                                            Visualise your actions (plane, path, people)
                                            Consider the significant threats
                                            Recall lessons from training
                                            Refresh SOPs
                                            Questions




                                                                                        Do not rush:
                                                                                        Your thoughts control your actions

                          Critical Thinking - Situation Awareness and Decision Making
Copyright D Gurney 2006




                                       Critical Thinking - Personal Debrief

                                       Improving your thinking - Debrief
                                       After each flight consider the following points; Plus, Minus, Interesting (PMI)
                                         Plus:-
                                                 What was good
                                                 What went according to plan
                                          Minus:-
                                                 What was not so good, and why
                                                 What didn’t you know, find the answer before the next flight
                                          Interesting:-
                                                 Have you changed the way in which you see things; threats, risks, people or procedures
                                                 What did you learn, why, and where did the information come from
                                                      Will you share this with others, if not why not
                                                      Anything for a safety event report (ASR)
                                                      Any issues for confidential reporting
                                                 Did you experience:-
                                                      High workload                                        Plus
                                                      Poor attitudes                                               Minus
                                                      Biased opinions                                                    Interesting
                                                      Mismanaged time
                                                      Unanswered questions
                                                                                                                       Debriefing


                          Critical Thinking - Situation Awareness and Decision Making
Copyright D Gurney 2006




                                 Thinking about Situation Awareness
                                                           and Decision Making

                                       Situation Awareness and Decision Making depend on our ability to think.
                                            Thinking enables humans to be very successful, but this ability also enables errors,
                                                      which if not controlled increase the risks in our daily activities.


                                                                         All flight and ground operations
                                                                         Value your ability, use it wisely
                                                             Threats                    Errors                Undesired States




                                                                                                                                 Feedback
                                             Senses:     Situation
                                               See                                                                                     Action

                                              Hear
                                                        Awareness                          Decision Making
                                                                                                                                 Response
                                              Touch
                                              Smell                                                                                    Monitor
                                                                                        Pattern recognition       Choice
                                              Taste
                                                                                               Comparison        Selection        Review
                                                           Working memory
                                                           Long term memory - knowledge, bias, beliefs



                          Critical Thinking - Situation Awareness and Decision Making
Copyright D Gurney 2006




                                       Critical Thinking - for Situation Awareness

                                       Critical thinking for Situation Awareness – seeking information
                                       Essential components:
                                               –   Accuracy; is the information true
                                               –   Clarity; is the information understood
                                               –   Precision; seek detail to understand the situation
                                               –   Relevance; is the information connected to the situation
                                               –   Depth; does the information address the complexity of the situation
                                               –   Breadth; are there other points of view or other ways to consider this situation
                                               –   Logic; does your understanding of the situation make sense


                                                       Whenever you don’t understand something,
                                                        ask yourself a question for clarification




                                                                                        ?

                          Critical Thinking - Situation Awareness and Decision Making
Copyright D Gurney 2006




                                       Critical Thinking - for Decision Making

                                       Critical thinking for Decision Making – the choice of action
                                       Essential components:
                                               –   What are the immediate risks
                                               –   What is the time available for the decision
                                               –   State the objective of the decision to be made
                                               –   Identify information to be used in making the decision
                                               –   Gather the evidence and information required to make a decision
                                               –   Make a decision based on criteria (a safe outcome), information, and risks
                                               –   Ask, what does the evidence and information mean considering the objective?

                                              Situation
                                                    Routine         Needs    Skill      Almost automatic action; actions
                                                                                        have been thought-through during
                                                                                        training

                                                    Trained
                                                                            Uses              Rules   Think about which action applies to
                                                      For
                                                                                                      the situation, compare with training

                                                    Unusual
                                                                                                                  Think about the situation, compare with
                                                     Novel                         Requires           Knowledg    standard actions, training, and previous
                                                                                                         e        experience

                          Critical Thinking - Situation Awareness and Decision Making
Copyright D Gurney 2006




                                       Critical Thinking

                                       Critical thinking is at the centre of all safety processes and human activity.

                                                                                 Threat and Error
                                                                                  Management




                                                                                                     Critical Thinking




                                                  Situation                                         Decision
                                                 Awareness                                           Making




                          Critical Thinking - Situation Awareness and Decision Making
Information
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Critical thinking

  • 1. Copyright D Gurney 2006 Critical Thinking An Introduction to Situation Awareness and Decision Making Thinking about thinking This presentation provides an overview of how to improve situation awareness. It is intended to enhance the reader's understanding, but it shall not supersede the applicable regulations or airline's operational documentation; should there be any discrepancy appear between this presentation and the airline’s AFM / (M)MEL / FCOM / QRH / FCTM, the latter shall prevail at all times.
  • 2. Copyright D Gurney 2006 Introduction This self-study guide provides advice on how to improve your thinking and introduces the associated aspects of situation awareness and decision making. These activities are essential processes in threat and error management, which must be used in daily operations. Thinking is the core skill in these activities; critical thinking involves controlling your thinking:- thinking about the quality of your thinking. The guide is in five sections: 1. Threat and Error Management 2. Situation Awareness 3. Decision Making 4. Critical Thinking 5. Situation Awareness and Decision Making Everyone thinks; it is our nature to do so. But much of our thinking, left to itself, is biased, distorted, partial, uninformed or down-right prejudiced. Yet the quality of our life and that of what we produce, make, or build depends precisely on the quality of our thought. Poor thinking is costly, both in money and in quality of life. Excellence in thought, however, must be systematically and continuously cultivated. Speakers notes provide additional information, they can be selected by clicking the right mouse button in Slideshow View, select Screen, select Speakers notes. View, This presentation can be printed in the notes format to provide a personal reference document.
  • 3. Copyright D Gurney 2006 Threat and Error Management Threat and Error Management (TEM) is a major safety process in aviation. TEM consists of detecting, avoiding or trapping threats and errors that challenge the safety of flight operations. Where threats and errors are not contained the resulting conditions must be managed and their adverse effects reduced. All flight and ground operations Threats Errors Undesired States Detect Avoid / Trap Situation Awareness Mitigate Resist Resolve Decision Making Recover Plane Path Fly the aircraft, Navigate, Communicate, Manage People Critical Thinking - Situation Awareness and Decision Making
  • 4. Copyright D Gurney 2006 Situation Awareness Situation Awareness is having an accurate understanding of your surroundings, where you are, what happened, what is happening, what is changing, why, and what could happen. Good situation awareness requires: 1. Gathering data (sensing, perception), seeking cues in the environment 2. Assembling information to give understanding (comprehension) 3. and then thinking ahead (projection) Thinking about situation awareness involves: – directing your attention to seek data; scanning a range of sources – evaluating information without bias, for accuracy and relevance – understanding, using your knowledge and previous experiences – comparing and checking, visualising future events - ‘what if’ – planning ahead, considering possible outcomes Gathering Situation Now Future data Plane TE AN I PA Planning T IC SC AN Understanding Ahead Path E ER AT SID ALU ON EV C People Critical Thinking - Situation Awareness and Decision Making
  • 5. Copyright D Gurney 2006 Decision Making Decision making is about assessment and choosing a course of action Decision making requires an understanding of the situation and controlled thinking The situation determines the urgency of the decision, the risks, and actions Controlled thinking: THINK – Reduces risk – Moderates behaviour OODA – Manages time constraints Observe – Uses knowledge; seeks options Orient – Judges relevance and the quality of the choice Deduce Act – Prepares for action, evaluates the outcome of planned action DECIDE GRADE 5D Detect a change Gather Information Detect Estimate significance Review Information Determine Choose a safe outcome Analyse Alternatives Decide Identify possible actions Decide Do Do take action Evaluate Outcome of Discipline Evaluate the result Action Expertise involves knowing how to decide, grade, and think – how to use all of the elements Critical Thinking - Situation Awareness and Decision Making
  • 6. Copyright D Gurney 2006 Critical Thinking Critical thinking provides the mental control and discipline required for situation assessment and decision making. It involves several skills; these can be learnt, practiced, and improved. Control your mind by: – Seeking and understanding information, facts, and data – Effective planning, briefing, and communication – Increasing knowledge; gaining experience – Learning within a situation (context) Critical Thinking is the skill of thinking about your thinking Maintain discipline by: – Being aware of how you think; hazardous attitudes – Evaluating your actions; having self regulation – Being aware of all available resources – Being sensitive to feedback Thinking inside the ‘box’ before you think outside of the box “Are you in charge of your thinking, or is your thinking in charge of you?“ Critical Thinking - Situation Awareness and Decision Making
  • 7. Copyright D Gurney 2006 Critical Thinking - Self awareness Self awareness - self questioning, self monitoring Am I biased in my thinking Have I made a plan for what I want to do Are my ideas or knowledge on this issue correct Am I aware of my thinking; what am I trying to do Am I using all of the resources for what I want to do Am I evaluating my thinking; what I would do differently next time Am I aware of how well I am doing; do I need to change my actions or intentions Monitoring is checking or testing the accuracy of a situation on a regular basis. It is keeping a close watch over parameters and supervising the outcome of planned action. It is checking for threats and errors in our thinking Critical Thinking - Situation Awareness and Decision Making
  • 8. Copyright D Gurney 2006 Critical Thinking - Knowledge Improving your thinking with Knowledge Knowledge of Yourself – A Commitment to safety, not following feelings or preference – Positive Attitudes, persistence, resourcefulness, learning from failure – Attention to detail and seeing the big picture; determining relevance, assessing risk Knowledge about the Thinking Processes – Knowing the facts necessary to do a task by seeking information – Knowing how to do a task, how to scan, understand, and think ahead – Knowing why certain strategies work, when to use them, why one is better than another Knowledge to control your Thinking – Self evaluation, assessing current technical knowledge, setting objectives, selecting resources – Self regulation, checking progress; reviewing choices, procedures, and objectives – Planning, choosing and evaluating a path to the objective Planning is the process of thinking about what you will do in the event of something happening or not happening Critical Thinking - Situation Awareness and Decision Making
  • 9. Copyright D Gurney 2006 Critical Thinking - Behaviour Improving your thinking by changing behaviour Changing your thinking habit requires effort; clear thinking is an essential part of airmanship, which has to be developed throughout your career. Basic training only provides those skills necessary to be safe. Safe: Continuation training and experience enables an effective operation. Effective: More technical knowledge, practiced skills, and more experience leads to an efficient operation. Efficient: Skilful command in controlling the aircraft and team leadership adds experience and moves towards an expert operation. Expert: An operator who has gained and who maintains a high standard of technical and non-technical skills as a result of great personal effort. Expert thinkers Focus on relevant issues Identify essential information Consider information on merit Test and check the basis of their awareness and decisions Critical Thinking - Situation Awareness and Decision Making
  • 10. Copyright D Gurney 2006 Critical Thinking - Personal Briefing Improving your thinking - Briefing Before flight, self briefing reinforces memory cues and knowledge, these aid the recall of information for use in situation assessment and decision making. Know on what, who, where, and when to prioritise your attention Always brief routine operations – repetition aids memory Structure the briefing along the intended flight path Visualise your actions (plane, path, people) Consider the significant threats Recall lessons from training Refresh SOPs Questions Do not rush: Your thoughts control your actions Critical Thinking - Situation Awareness and Decision Making
  • 11. Copyright D Gurney 2006 Critical Thinking - Personal Debrief Improving your thinking - Debrief After each flight consider the following points; Plus, Minus, Interesting (PMI) Plus:- What was good What went according to plan Minus:- What was not so good, and why What didn’t you know, find the answer before the next flight Interesting:- Have you changed the way in which you see things; threats, risks, people or procedures What did you learn, why, and where did the information come from Will you share this with others, if not why not Anything for a safety event report (ASR) Any issues for confidential reporting Did you experience:- High workload Plus Poor attitudes Minus Biased opinions Interesting Mismanaged time Unanswered questions Debriefing Critical Thinking - Situation Awareness and Decision Making
  • 12. Copyright D Gurney 2006 Thinking about Situation Awareness and Decision Making Situation Awareness and Decision Making depend on our ability to think. Thinking enables humans to be very successful, but this ability also enables errors, which if not controlled increase the risks in our daily activities. All flight and ground operations Value your ability, use it wisely Threats Errors Undesired States Feedback Senses: Situation See Action Hear Awareness Decision Making Response Touch Smell Monitor Pattern recognition Choice Taste Comparison Selection Review Working memory Long term memory - knowledge, bias, beliefs Critical Thinking - Situation Awareness and Decision Making
  • 13. Copyright D Gurney 2006 Critical Thinking - for Situation Awareness Critical thinking for Situation Awareness – seeking information Essential components: – Accuracy; is the information true – Clarity; is the information understood – Precision; seek detail to understand the situation – Relevance; is the information connected to the situation – Depth; does the information address the complexity of the situation – Breadth; are there other points of view or other ways to consider this situation – Logic; does your understanding of the situation make sense Whenever you don’t understand something, ask yourself a question for clarification ? Critical Thinking - Situation Awareness and Decision Making
  • 14. Copyright D Gurney 2006 Critical Thinking - for Decision Making Critical thinking for Decision Making – the choice of action Essential components: – What are the immediate risks – What is the time available for the decision – State the objective of the decision to be made – Identify information to be used in making the decision – Gather the evidence and information required to make a decision – Make a decision based on criteria (a safe outcome), information, and risks – Ask, what does the evidence and information mean considering the objective? Situation Routine Needs Skill Almost automatic action; actions have been thought-through during training Trained Uses Rules Think about which action applies to For the situation, compare with training Unusual Think about the situation, compare with Novel Requires Knowledg standard actions, training, and previous e experience Critical Thinking - Situation Awareness and Decision Making
  • 15. Copyright D Gurney 2006 Critical Thinking Critical thinking is at the centre of all safety processes and human activity. Threat and Error Management Critical Thinking Situation Decision Awareness Making Critical Thinking - Situation Awareness and Decision Making
  • 16. Information  To print the Presenter Notes: In Windows Explorer, change the presentation file extension from .pps to .ppt Open the new ppt file and select File, Print, print what Notes Pages.  If the presentation seems to be running slowly, try one or more of the following: Reduce the resolution for the slide show presentation display. On the Slide Show menu, click Set Up Show. Under Performance, in the Slide show resolution box, click 640x480 in the list. Note. Changing resolution may cause the slide image to be slightly shifted. If this happens, either choose a different resolution or click Use Current Resolution. Set the colour depth to 16 bit for optimal performance. For information on changing the number of colours displayed on your monitor, see Microsoft Windows Help. On the Slide Show menu, click Set Up Show. Under Performance, select the Use hardware graphics acceleration check box. If your computer has this capability, Office PowerPoint 2003 will attempt to use it. Note. If you notice performance problems with the slide show after you change this setting, turn off the option. Your computer may not have this capability.  Animations (PowerPoint Ver 2003 required). Download reader from http:// office.microsoft.com/search/redir.aspx?AssetID=XT011683791033&Origin=HH011891411033&CTT=5 Animation performance will be much better with a video card that has Microsoft Direct 3D. (Direct 3D is a component of Microsoft DirectX, which is a set of advanced multimedia system services built into the Microsoft Windows operating system.) Many video card manufacturers take advantage of this technology; check with the documentation you received with your computer to find out if Direct 3D is supported.