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Negotiating Agreement 
Without Giving In
Getting to
You are a Negotiator 
• Everyone negotiates 
something every day. 
• People negotiate even 
when they don’t think 
of themselves as doing 
so. 
• Like Moliere’s Monsieur 
Jourdain who was 
delighted to learn he 
had been speaking 
prose all his life.
Skills 
• Dispute Resolution 
• Conflict Resolution 
• Problem Solving 
• Decision Making 
• Agreement Making
How to Approach a Negotiation 
Problem 
• How to “win” without 
compromising 
friendships and 
relationships 
• We make decisions 
within our families, 
organizations, and 
societies
John T. Dunlop 
(July 5, 1914 – October 2, 2003) 
• Dunlop was the United States 
Secretary of Labor between 
1975 and 1976. He was 
Chairman of the 
U.S.Commission on the Future 
of Worker/Management 
Relations from 1993–1995 and 
arbitrator and impartial 
chairman of various U.S. labor-management 
committees, and 
also member of numerous 
government boards on 
industrial relations disputes 
and economic stabilization 
programs.
Averell Harriman 
(November 15, 1891 – July 26, 1986) 
• American politician, businessman, and 
diplomat. He was the son of railroad 
baron E. H. Harriman. He served as 
Secretary of Commerce under President 
Harry S. Truman and later as the 48th 
Governor of New York. He was a 
candidate for the Democratic presidential 
nomination in 1952, and again in 1956 
when he was endorsed by President 
Truman but lost to Adlai Stevenson both 
times. Harriman served President 
Franklin D. Roosevelt as special envoy to 
Europe and served as the U.S. 
Ambassador to the Soviet Union and U.S. 
Ambassador to Britain. He served in 
numerous U.S. diplomatic assignments in 
the Kennedy and Johnson 
administrations. He was a core member 
of the group of foreign policy elders 
known as "The Wise Men".
Ann Landers 
• Ann Landers was a pen 
name created by Chicago 
Sun-Times advice columnist 
Ruth Crowley in 1943 and 
taken over by Eppie Lederer 
in 1955. For 56 years, the 
Ask Ann Landers syndicated 
advice column was a 
regular feature in many 
newspapers across North 
America. Due to this 
popularity, 'Ann Landers', 
though fictional, became 
something of a national 
institution and cultural icon.
Elliot Richardson 
(July 20, 1920 – December 31, 1999) 
• American lawyer and politician who 
was a member of the cabinet of 
Presidents Richard Nixon and Gerald 
Ford. As U.S. Attorney General, he 
was a prominent figure in the 
Watergate Scandal, and resigned 
rather than obey President Nixon's 
order to fire special prosecutor 
Archibald Cox. 
• Richardson served as Secretary of 
Health, Education, and Welfare from 
1970 to 1973, Secretary of Defense 
from January to May 1973, Attorney 
General from May to October 1973, 
and Secretary of Commerce from 
1976 to 1977. That makes him one of 
only two individuals to have held four 
Cabinet positions within the United 
States government.
Elliot Richardson 
• He was among the first troops 
of the "Big Ivy" to come up 
Causeway No. 2 from Utah 
Beach, which had been under 
fire from German artillery at 
Brécourt Manor. He was 
among the many who noticed 
the guns ceasing their firing 
after (unbeknownst to him), 
paratroopers of the 101st 
under Lieutenant Richard 
Winters had knocked them 
out. After Stephen Ambrose's 
book Band of Brothers was 
published, Richardson wrote 
to Winters and thanked him.
1972 Nixon visit to China 
• Richard Nixon's 1972 visit to 
the People's Republic of 
China was an important 
step in formally normalizing 
relations between the 
United States (U.S.) and the 
People's Republic of China 
(PRC). It marked the first 
time a U.S. president had 
visited the PRC, and the visit 
ended 25 years of 
separation between the two 
sides.
Authors
Roger Fisher 
• Harvard Law Professor 
• Harvard Negotiation 
Project 
• Lawyer 
• Paris: Marshall Plan 
• TV: The Advocates
William Ury 
• Harvard 
• PhD Social 
anthropology 
• Mediator and Advisor 
– Nuclear Risk Reduction 
– Strikes 
– Wars 
• TED
Bruce Patton 
• Harvard 
• Vantage Partners 
– Global 2000 Companies 
• Arias Peace Plan 
– Central America 
– Oscar Arias 
• South Africa 
– Create constitutional 
process that ended 
Apartheid
A Generation Ago… 
• Decision making in most 
places was hierarchical 
• Top of pyramid 
– Work, family, politics 
– Make decisions 
– People at the bottom 
follow 
– Direct Control 
• Command and Control
In Today’s World… 
• Flatter organizations 
• Innovation 
• Internet 
• Networks 
• To accomplish our work 
and meet our needs: 
• Rely on dozens, hundreds, 
thousands of individuals 
and organizations over 
whom we exercise no 
direct control
To Get What We Want… 
• We are compelled to 
Negotiate. 
• Pyramids of power are 
shifting into networks of 
negotiation. 
• Communications 
revolution 
• Global “virtual” 
organizations 
• Cross-cultural 
transactions
Power of Networks
Negotiating Revolution 
• From Adversarial to 
Cooperative 
• From specialized to 
general 
• Wise agreement is 
better for both sides 
than the alternative. 
• Principled Negotiation
Principled Negotiation 
• Negotiation based on a 
joint search for mutual 
gains and legitimate 
standards. 
• Process to find 
opportunities and 
search for solutions that 
are better for both 
sides.
Principled Negotiation 
• Negotiators are people 
first. 
• Disentangle people 
from the problem. 
• Soft on people, hard on 
the problem. 
• Remain respectful and 
attentive to people 
issues 
• Be Kind
Principled Negotiation 
• Strengthen a 
relationship even as you 
disagree about 
substance. 
• Hard headed, side-by-side 
problem solving.
Getting to Yes 
• After the final no there 
comes a yes and on that 
yes the future world 
depends 
– Wallace Stevens

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Negotiating Agreement without giving in

  • 3. You are a Negotiator • Everyone negotiates something every day. • People negotiate even when they don’t think of themselves as doing so. • Like Moliere’s Monsieur Jourdain who was delighted to learn he had been speaking prose all his life.
  • 4. Skills • Dispute Resolution • Conflict Resolution • Problem Solving • Decision Making • Agreement Making
  • 5. How to Approach a Negotiation Problem • How to “win” without compromising friendships and relationships • We make decisions within our families, organizations, and societies
  • 6. John T. Dunlop (July 5, 1914 – October 2, 2003) • Dunlop was the United States Secretary of Labor between 1975 and 1976. He was Chairman of the U.S.Commission on the Future of Worker/Management Relations from 1993–1995 and arbitrator and impartial chairman of various U.S. labor-management committees, and also member of numerous government boards on industrial relations disputes and economic stabilization programs.
  • 7. Averell Harriman (November 15, 1891 – July 26, 1986) • American politician, businessman, and diplomat. He was the son of railroad baron E. H. Harriman. He served as Secretary of Commerce under President Harry S. Truman and later as the 48th Governor of New York. He was a candidate for the Democratic presidential nomination in 1952, and again in 1956 when he was endorsed by President Truman but lost to Adlai Stevenson both times. Harriman served President Franklin D. Roosevelt as special envoy to Europe and served as the U.S. Ambassador to the Soviet Union and U.S. Ambassador to Britain. He served in numerous U.S. diplomatic assignments in the Kennedy and Johnson administrations. He was a core member of the group of foreign policy elders known as "The Wise Men".
  • 8. Ann Landers • Ann Landers was a pen name created by Chicago Sun-Times advice columnist Ruth Crowley in 1943 and taken over by Eppie Lederer in 1955. For 56 years, the Ask Ann Landers syndicated advice column was a regular feature in many newspapers across North America. Due to this popularity, 'Ann Landers', though fictional, became something of a national institution and cultural icon.
  • 9. Elliot Richardson (July 20, 1920 – December 31, 1999) • American lawyer and politician who was a member of the cabinet of Presidents Richard Nixon and Gerald Ford. As U.S. Attorney General, he was a prominent figure in the Watergate Scandal, and resigned rather than obey President Nixon's order to fire special prosecutor Archibald Cox. • Richardson served as Secretary of Health, Education, and Welfare from 1970 to 1973, Secretary of Defense from January to May 1973, Attorney General from May to October 1973, and Secretary of Commerce from 1976 to 1977. That makes him one of only two individuals to have held four Cabinet positions within the United States government.
  • 10. Elliot Richardson • He was among the first troops of the "Big Ivy" to come up Causeway No. 2 from Utah Beach, which had been under fire from German artillery at Brécourt Manor. He was among the many who noticed the guns ceasing their firing after (unbeknownst to him), paratroopers of the 101st under Lieutenant Richard Winters had knocked them out. After Stephen Ambrose's book Band of Brothers was published, Richardson wrote to Winters and thanked him.
  • 11. 1972 Nixon visit to China • Richard Nixon's 1972 visit to the People's Republic of China was an important step in formally normalizing relations between the United States (U.S.) and the People's Republic of China (PRC). It marked the first time a U.S. president had visited the PRC, and the visit ended 25 years of separation between the two sides.
  • 13. Roger Fisher • Harvard Law Professor • Harvard Negotiation Project • Lawyer • Paris: Marshall Plan • TV: The Advocates
  • 14. William Ury • Harvard • PhD Social anthropology • Mediator and Advisor – Nuclear Risk Reduction – Strikes – Wars • TED
  • 15. Bruce Patton • Harvard • Vantage Partners – Global 2000 Companies • Arias Peace Plan – Central America – Oscar Arias • South Africa – Create constitutional process that ended Apartheid
  • 16.
  • 17.
  • 18. A Generation Ago… • Decision making in most places was hierarchical • Top of pyramid – Work, family, politics – Make decisions – People at the bottom follow – Direct Control • Command and Control
  • 19. In Today’s World… • Flatter organizations • Innovation • Internet • Networks • To accomplish our work and meet our needs: • Rely on dozens, hundreds, thousands of individuals and organizations over whom we exercise no direct control
  • 20. To Get What We Want… • We are compelled to Negotiate. • Pyramids of power are shifting into networks of negotiation. • Communications revolution • Global “virtual” organizations • Cross-cultural transactions
  • 22. Negotiating Revolution • From Adversarial to Cooperative • From specialized to general • Wise agreement is better for both sides than the alternative. • Principled Negotiation
  • 23. Principled Negotiation • Negotiation based on a joint search for mutual gains and legitimate standards. • Process to find opportunities and search for solutions that are better for both sides.
  • 24. Principled Negotiation • Negotiators are people first. • Disentangle people from the problem. • Soft on people, hard on the problem. • Remain respectful and attentive to people issues • Be Kind
  • 25. Principled Negotiation • Strengthen a relationship even as you disagree about substance. • Hard headed, side-by-side problem solving.
  • 26. Getting to Yes • After the final no there comes a yes and on that yes the future world depends – Wallace Stevens

Editor's Notes

  1. Yes = shi