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Patent Risk Analysis
Dr. Kalyan C. Kankanala
kalyan@bananaip.com
www.bananaip.com
Blog: www.sinapseblog.com
Course materials:
www.onlineipcourses.com
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Patent Rights
• Territory
• Product Patent - Make, Use,
Sell, Offer for Sale and
Import.
• Process patent - Use
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Infringement
• Types
– Direct
•Literal
•Equivalent
– Indirect
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Direct Infringement
• Claim Construction
• Comparison
• Claim by claim - element by
element
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Claim Construction
• Claim
• Preamble
• Transition
• Body
• What I claim is a ceiling fan
comprising of a base, which is
connected to a solid rod, which in
turn is connected to a rotor with
three wings.Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Claim Elements
• Base
• Solid rod
• Rotor
• 3 wings
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Is this product
infringing?
• What I claim is a ceiling fan
comprising of a base, which is
connected to a solid rod, which in
turn is connected to a rotor with
three wings.
• The product is a fan with a light
attached to it. The fan has a flat
solid plate to which a hollow rod is
attached. The rotor of the fan has
four wings.
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Doctrine of
Equivalence
• Equivalents of a claim
– Function
– Way
– Result
• Prosecution History
Estoppel
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Indirect Infringement
• Contributory Infringement
• Inducement to infringe
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Lalabhai v. Chimanlal
• Process of treating dry
fruits
• Comparison
• Sulphuric Acid - Washing
Soda
• muriatic acid - Acetic acid
• Sulphur dioxide fumes
under pressure - Sulphur
dioxide fumes withoutCopyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Raj Prakash V. Mangat
Ram
• Process - Printing picture
films for use in film strip
viewer
• Respondents - Film Viewers
- Pictures and films of
different dimensions
• Held liable - Substantially
Equivalent
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP,
2011
NTP v. RIM
• Black Berry Technology
• RIM held liable for
infringement
• Damages – 612 million
dollars
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Example
• Claim:
• A phone comprising
• a housing in an interior wall,
• a push-button dialing pad mounted within a front
wall of the housing,
• a telephone handset means being a handle
comprising a earpiece at one end and a mouthpiece
at an opposite end and
• a handset cord electrically connected between the
push-button dialing pad and the telephone handset.
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Example
• Product:
• A telephone used as a pay
phone, which is incorporated in
a casing. The casing has a dial
pad for enabling dialing. A
person may use the phone
through a head set having ear
phones and a microphone. The
headset being wirelessly
connected to the telephone inCopyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Defenses
• Patent Invalid
– Subject Matter
– Utility
– Novelty
– Non-obviousness
– Specification
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Defenses
• Government Use
– By or For
• Research Exemptions
– Experiment
– FDA Approval
• Parallel Imports
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Equitable Defenses
• Patent Misuse
• Inequitable Conduct
• Laches
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Example
• Vini gets a patent on a drug for AIDS
and a method for making the kit in
USA, India and Bangladesh. Dizer
comes up with an alternative cost-
effective, process for making the
drug and acquires a patent on the
same in USA, India and Bangladesh.
Dizer manufactures and sells the
drug in India and Bangladesh.
• Is Dizer liable for patent
infringement?Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Example
• Anil files for a patent over a twin
spark plug used on motor cycles
before the Indian patent office. In
the application, Anil forgets to
disclose his foreign application in
USA and the name of his co-inventor,
Raju. Zenta makes bikes having the
spark plug. Anil sues Zenta for
patent infringement.
• Is Zenta liable?
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Example
• The defence department
manufactures night vision
devices for use by the army
without permission of the
patent holder. The patent holder
sues the defence for patent
infringement.
• Is the defence department
liable?Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Example
• X, a professor at IISc, uses a
patented robot in the laboratory
for understanding its
functioning under controlled
conditions. X develops an
improved robot based on his
findings and files for a patent.
The patent holder sues X.
• Is X liable?Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Example
• X purchases patented pens
from an authorized dealer in
USA and imports such pens
to India.
• Would X’s sale of pens in
India amount to patent
infringement?
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Example
• Mr. Guav Kumar holds a patent
over a cell phone in USA and
India. Guav authorizes Sprint in
USA to sell his patented cell
phone. Rollonce purchases the
cell phones from Sprint and
sells them in India.
• Is Rollonce liable?
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
FTO Analysis
• Launch a product
• Patent search
• Analysis of infringement
• Options
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
Thank you
For more information:
www.sinapseblog.com
www.ipracademy.com
www.onlineipcourses.com
Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP,
2011

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Patent: A presentation on Patent Risk Analysis by Dr. Kalyan at the United Nations Industrial Development Organisation -BananaIP

  • 1. Patent Risk Analysis Dr. Kalyan C. Kankanala kalyan@bananaip.com www.bananaip.com Blog: www.sinapseblog.com Course materials: www.onlineipcourses.com Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 2. Patent Rights • Territory • Product Patent - Make, Use, Sell, Offer for Sale and Import. • Process patent - Use Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 3. Infringement • Types – Direct •Literal •Equivalent – Indirect Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 4. Direct Infringement • Claim Construction • Comparison • Claim by claim - element by element Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 5. Claim Construction • Claim • Preamble • Transition • Body • What I claim is a ceiling fan comprising of a base, which is connected to a solid rod, which in turn is connected to a rotor with three wings.Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 6. Claim Elements • Base • Solid rod • Rotor • 3 wings Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 7. Is this product infringing? • What I claim is a ceiling fan comprising of a base, which is connected to a solid rod, which in turn is connected to a rotor with three wings. • The product is a fan with a light attached to it. The fan has a flat solid plate to which a hollow rod is attached. The rotor of the fan has four wings. Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 8. Doctrine of Equivalence • Equivalents of a claim – Function – Way – Result • Prosecution History Estoppel Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 9. Indirect Infringement • Contributory Infringement • Inducement to infringe Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 10. Lalabhai v. Chimanlal • Process of treating dry fruits • Comparison • Sulphuric Acid - Washing Soda • muriatic acid - Acetic acid • Sulphur dioxide fumes under pressure - Sulphur dioxide fumes withoutCopyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 11. Raj Prakash V. Mangat Ram • Process - Printing picture films for use in film strip viewer • Respondents - Film Viewers - Pictures and films of different dimensions • Held liable - Substantially Equivalent Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 12. NTP v. RIM • Black Berry Technology • RIM held liable for infringement • Damages – 612 million dollars Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 13. Example • Claim: • A phone comprising • a housing in an interior wall, • a push-button dialing pad mounted within a front wall of the housing, • a telephone handset means being a handle comprising a earpiece at one end and a mouthpiece at an opposite end and • a handset cord electrically connected between the push-button dialing pad and the telephone handset. Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 14. Example • Product: • A telephone used as a pay phone, which is incorporated in a casing. The casing has a dial pad for enabling dialing. A person may use the phone through a head set having ear phones and a microphone. The headset being wirelessly connected to the telephone inCopyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 15. Defenses • Patent Invalid – Subject Matter – Utility – Novelty – Non-obviousness – Specification Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 16. Defenses • Government Use – By or For • Research Exemptions – Experiment – FDA Approval • Parallel Imports Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 17. Equitable Defenses • Patent Misuse • Inequitable Conduct • Laches Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 18. Example • Vini gets a patent on a drug for AIDS and a method for making the kit in USA, India and Bangladesh. Dizer comes up with an alternative cost- effective, process for making the drug and acquires a patent on the same in USA, India and Bangladesh. Dizer manufactures and sells the drug in India and Bangladesh. • Is Dizer liable for patent infringement?Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 19. Example • Anil files for a patent over a twin spark plug used on motor cycles before the Indian patent office. In the application, Anil forgets to disclose his foreign application in USA and the name of his co-inventor, Raju. Zenta makes bikes having the spark plug. Anil sues Zenta for patent infringement. • Is Zenta liable? Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 20. Example • The defence department manufactures night vision devices for use by the army without permission of the patent holder. The patent holder sues the defence for patent infringement. • Is the defence department liable?Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 21. Example • X, a professor at IISc, uses a patented robot in the laboratory for understanding its functioning under controlled conditions. X develops an improved robot based on his findings and files for a patent. The patent holder sues X. • Is X liable?Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 22. Example • X purchases patented pens from an authorized dealer in USA and imports such pens to India. • Would X’s sale of pens in India amount to patent infringement? Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 23. Example • Mr. Guav Kumar holds a patent over a cell phone in USA and India. Guav authorizes Sprint in USA to sell his patented cell phone. Rollonce purchases the cell phones from Sprint and sells them in India. • Is Rollonce liable? Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 24. FTO Analysis • Launch a product • Patent search • Analysis of infringement • Options Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011
  • 25. Thank you For more information: www.sinapseblog.com www.ipracademy.com www.onlineipcourses.com Copyright- M/S. Brain League IP Services Pvt. Ltd. Now BananaIP, 2011