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Recent Patenting Trends in
NanoParticle Manufacturing

Nanoformulation 2010

 Stockholm, 11/06/2010
11th June 10
Ilian Iliev, CEO and co founder of CambridgeIP
Quentin Tannock, Chairman and Co Founder of CambridgeIP
Karishma Jain, Associate Consultant


                                                 © 2010 CambridgeIP Ltd. All rights reserved
Contents
•   CambridgeIP background
•   Patent landscaping – a primer
•   Patenting in Nanotech broadly
•   Patenting in Nanoparticle Manufacturing




                                  © 2010 CambridgeIP Ltd. All rights reserved.
2
Provider of Actionable Patent-based Technology
                      Intelligence

• IP Landscape® informing IP and R&D strategy:
    – Our global IP databases, proprietary methodologies and consulting provide
      unique patent landscape coverage, highlighting technology “white space” and
      informing your own FTO due diligence efforts

• Identify Prospective Partners or Acquisitions:
    – Information on top corporate, university and governmental partner/acquisition
      candidates operating in your area of interest

• Technology Marketing :
    – Advice on active companies and consortiums who could leverage your patents
      and technologies around the world




We operate www.boliven.com , industry leading patent and science literature
  search platform with 100 million documents (join now - its free!)




                                                              © 2010 CambridgeIP Ltd. All rights reserved.
    3                                             © 2009 CambridgeIP. All rights
Contents
•   CambridgeIP background
•   Patent landscaping – a primer
•   Patenting in Nanotech broadly
•   Patenting in Nanoparticle Manufacturing




                                  © 2010 CambridgeIP Ltd. All rights reserved.
4
A reminder: why Patent Landscaping is necessary


Patents can be a highly reliable source of information about an
  industry
• Patents as data are structured, comparable, objective and information rich
•   Information on technology, inventors, linkages to other fields…

But… there are major
  challenges related to
• Defining your technology
  space
• Identifying relevant                                  A simple search for
  patents                                               ‘silicon device’ returns
                                                        671,882 patents! Where
• Interpreting the results                              do you begin?




           Akin to finding multiple needles in multiple haystacks

     5                                     © 2009. CambridgeIP. Ltd. Allrights
                                                    © 2010 CambridgeIP
                                                                       All rights reserved.
                                           reserved
Multiple patents protect a single product or
                  process




                                                         Valves and Mouthpiece
     Canister




 6               Actuation System   © 2010 © 2010 CambridgeIP Ltd. All rights reserved.
                                            CambridgeIP. All rights
                                    reserved
Discovery of networks and knowledge flows
  Case Study:Plastic Logic,
  Cambridge University Spin-
                                                                                                                                                                             Blue: Inventor
  off                                                                                                                                                                        Red: Owner
                                                                                                                                                                             Size: Quantity




                                  Number of Patents: Annual and Cumulative
                                               Number of New Applications          Cumulative

                   60                                                                                                 400

                                                                                                                      350
                   50
                                                                                                                      300
                                                                                                                            Patents - Cumulative




                   40
Patents - Yearly




                                                                                                                      250

                   30                                                                                                 200

                                                                                                                      150
                   20
                                                                                                                      100
                   10
                                                                                                                      50

                    0                                                                                                 0

                                                                                                                                                   © 2010 CambridgeIP Ltd. All rights reserved.
                               7
                        1998   1999   2000   2001   2002   2003   2004   2005   2006   2007   2008   2009   2010
                                                                                                             © 2010


                                                                                                                                                        © 2010 CambridgeIP Ltd. All rights reserved
Contents
•   CambridgeIP background
•   Patent landscaping – a primer
•   Patenting in Nanotech broadly
•   Patenting in Nanoparticle Manufacturing




                                  © 2010 CambridgeIP Ltd. All rights reserved.
8
Nano-context: Key Conclusions from Previous
               Research (1)
Patent trends research indicates that nanotechnology:
• Is a cross-cutting technology applicable to multiple market sectors
• Has high levels of public development and support , compared to the average in other
fields
• Global development and application
     – US is a leader in terms of volume of patent filings , and is highly diversified
     – Nanobiotechnology dominates European patent filings
     – Nanoelectronics dominates Japan activity




                                 Source: EPO (2007)
                                                         © 2010 CambridgeIP Ltd. All rights reserved.
   9
Nano-context: Key Conclusions from Previous
                   Research (2)
CambridgeIP research reveals:
•    Higher inter-relation between patents in nano-field
         –   Higher patent forward citation rates for patents relative to forward citation rates observed elsewhere
         –   Rising strength of China: Rise in China patenting rates (accompanied by acquisitions of companies and
             technologies by Chinese companies)
         –   Russia: Russian nanotechnology developments are often be overlooked in the English speaking world. Many
             clients have little or no exposure to patent and non-patent literature in Cyrillic. The role of RusNano?
•    Patenting rates slow down from 2004 in some nanotechnology sub-spaces, in part
     driven by:
         –   Delays in patentn filings (perhaps due to „time to market‟ and other considerations)
         –   Fewer nano patents granted: Increased sophistication and rigor of the nano-patent examination process
         –   Lower levels of VC investment: end of the honeymoon?

•    Multiple & varied technology areas with inter-dependencies and growing
     number of applications


1996: A relatively                                                                                      2006: An „explosion‟ of
  small number of                                                                                       activity across an ever-
IPCs is associated                                                                                      increasing array of
          with the                                                                                      industrial applications: no
  nanotechnology                                                                                        single „core area can be
              field                                                                                     discerned: indicative of a
                                                                                                        „raft‟ or a „platform‟
                                                                                                        technology entering
                                                                                                        maturity



                                                                                    © 2010 CambridgeIP Ltd. All rights reserved.
     1
Industry Example: Photovoltaics patents and nano-
                  related patents                                                                                        Assignee
                                                                                                                                       OVERALL
                                                                                                                                                       Patent #

PV and Wind are the most highly patent low-carbon energy fields                                                          SHARP                             608
                                                                                                                         CANON                             561
The key patent holders differ between PV overall and nano-PV                                                             SANYO                             483
                                                                                                                         MITSUBISHI                        416
                                                                                                                         MATSUSHITA ELECTRIC               359
                                       Number of patents by year
                                                                                                                         FUJI ELECTRIC CO LTD              258
 9 00                               Photovoltaic Space and subspaces                                                     HITACHI                           223
                                                                                                                         MERCK PATENT GMBH                 198
 800                                                                                                                     KYOCERA CORPORATION               190
                                                                                                                         KANEGAFUCHI KAGAKU KOGYO KK       184
 7 00                                                                                         OVERALL                               Nanotech Related
                                                                               Assignee                        Patent # Assignee                       Patent #
 6 00
                                                                               SHARP                               608   UNIVERSITY CALIFORNIA               42
 5 00                                                                          CANON                               561   NANOSOLAR INC                       41
                                                                               SANYO                               483   KONARKA TECHNOLOGIES INC            40
 4 00                                                                          MITSUBISHI                          416   GENERAL ELECTRIC CO                 34
                                                                               MATSUSHITA ELECTRIC                 359   SAMSUNG ELECTRONICS CO LTD          30
                                                                               FUJI ELECTRIC CO LTD                258   WILLIAM MARSH RICE UNIVERSITY       26
 3 00
                                                                               HITACHI                             223   CANON                               24
                                                                               MERCK PATENT GMBH                   198   DUPONT                              22
 2 00                                                                          KYOCERA CORPORATION                 190   SONY CORP                           21
                                                                               KANEGAFUCHI KAGAKU KOGYO KK         184   NANOSYS INC                         19
 1 00

   0




                                                                                          0




                                                                                                       4


                                                                                                              6
                                                                                                2
                 80




                                             88
                               84


                                      86
                        82




                                                    90
          78




                                                                                  98
  76




                                                                  94


                                                                          96
                                                           92




                                                                                          0


                                                                                                 0


                                                                                                        0


                                                                                                               0
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19


        19


               19


                      19


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                                           19


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                                                         19


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                                                                        19


                                                                                19




                 Nanotech Related      Am orphous Silicon       Cd Te    CIS & CIGS       Dy e Sensitized




         Source: Chatham House – CambridgeIP (2009) ‘Who Owns Our Low-Carbon Future?’
        Full report available for download from CambridgeIP’s website: www.cambridgeip.com
                                                                                    © 2010 CambridgeIP Ltd. All rights reserved.
             Report was co-authored with Bernice Lee and Felix Preston of Chatham House
Contents
•    CambridgeIP background
•    Patent landscaping – a primer
•    Patenting in Nanotech broadly
•    Patenting in Nanoparticle Manufacturing




                                   © 2010 CambridgeIP Ltd. All rights reserved.
12
Nanoparticle manufacturing background


Nanotechnology has cross-sectoral application

A number of challenges before its full commercial
potential is realised:

• Lack of large scale manufacturing techniques
• Challenge on cost effective production
• Health/safety concerns
• Very long time to market for nano-products
• Unclear regulatory framework – affecting investment decisions
into R&D and manufacturing capacity




                                                         © 2010 CambridgeIP Ltd. All rights reserved.
   13
Patent Study Methodology

    We undertook patent research into key nano-particle manufacturing
techniques and identified patents of interest emerging over the last 5 years




• Using expert interviews and our patent data mining we built a
  technology matrix covering:
   – 15 manufacturing methods
   – 14 industry applications
• We conducted a semi-automated and expert-validated analysis of the
  space and identified example patents
• In the next slides we show some of our results
• Further research is available on request



                                                  © 2010 CambridgeIP Ltd. All rights reserved.
  14
Nano-Technology Manufacturing Methods

                                                                  Creating nanoscale devices by using larger, externally-
                                                                  controlled materials, directing their formation




       Method                           Detail                     Type
 Deposition             To settle nanoparticles from a bulk      Top Down
 techniques             material onto a pre-existing surface


 Mechanical             Production of nanoparticles using        Top Down
                        physical mechanism

 Wet chemistry          Nanoparticles used in chemical organic   Bottom Up
                        solution

 Gas phase synthesis    Nanoparticles being produced in gas      Bottom Up
                        phase using various technologies


 Production in liquid   Liquid CO2 infused with nanoparticles    Bottom Up
 carbon dioxide         for coating/cleaning purposes



 Use of scaffolds       Use of a mould to build nanoparticles    Bottom Up
 (polymer)


                                                                   Using small molecular components, building them
                                                                          up into more complex assemblies
                                                                        © 2010 CambridgeIP Ltd. All rights reserved.
Technology Matrix:
Bio related Fields

                  NanoParticles Manufacturing drug delivery/ Medicine –      scaffolds for   Cosmetics
                  Techniques                  (re)           diagnostics     tissue
                                               Formulation                   engineering
                  Deposition techniques
                  lithography                                      x
      Top Down



                  vacuum coating
                  spray coating
                  Mechanical
                  ball milling                                                                      x
                  planetary grinding                                                                x
                  Wet chemistry
                  Sol-Gel Processing                 x             x                x               x
                  Hydrothermal synthesis             x             x                                x
                  microemulsion processing           x             x                x               x
      Bottom Up




                  nanoemulsion processing            x             x                x               x
                  Sonochemical processing            x             x                x               x
                  Gas phase synthesis
                  plasma vaporization
                  chemical vapour synthesis
                  laser ablation
                  Production in liquid CO2           x             x                x               x
                  Use of scaffolds (polymer)         x             x                x               x
                                                                           © 2010 CambridgeIP Ltd. All rights reserved.
 16
Technology Matrix:
Environment related Fields
                                                                   Key area of concern for
                                                                    climate change policy


              NanoParticles Manufacturing fuel cells   Photovoltaics construction air purification water
              Techniques                                             and concrete                  purification

              Deposition techniques
              lithography                        x           x                                x               x
  Top Down




              vacuum coating                     x           x                                x               x
              spray coating                      x           x                                x               x
              Mechanical
              ball milling                       x                           x
              planetary grinding                 x                           x
              Wet chemistry
              Sol-Gel Processing                 x                           x                x               x
              Hydrothermal synthesis             x                                            x               x
              microemulsion processing           x                                            x               x
  Bottom Up




              nanoemulsion processing            x                                            x               x
              Sonochemical processing            x                                            x               x
              Gas phase synthesis
              plasma vaporization                x
              chemical vapour synthesis          x
              laser ablation                     x
              Production in liquid CO2           x           x                                x               x
              Use of scaffolds (polymer)         x           x
                                                                                 © 2010 CambridgeIP Ltd. All rights reserved.
 17
Technology Matrix:
Industry related Fields

            NanoParticles Manufacturing automotive   aerospace   lubricants for    paints, smart catalysis         electronics
            Techniques                                           industrial        coatings
                                                                 components
            Deposition techniques
            lithography                       x           x             x                 x               x               x
Top Down




            vacuum coating                    x           x             x                 x               x               x
            spray coating                     x           x             x                 x               X               x
            Mechanical
            ball milling                      x           x             x                 x               x
            planetary grinding                x           x             x                 x               x
            Wet chemistry
            Sol-Gel Processing                x           x             x                 x               x
            Hydrothermal synthesis            x           x             x                 x               x               x
            microemulsion processing          x           x             x                 x               x
Bottom Up




            nanoemulsion processing           x           x             x                 x               x
            Sonochemical processing           x           x             x                                 x               x
            Gas phase synthesis
            plasma vaporization               x           x             x                 x               x
            chemical vapour synthesis         x           x             x                 x               x
            laser ablation                    x           x             x                 x               x
            Production in liquid CO2          x           x             x                 x               x               x
            Use of scaffolds (polymer)        x           x             x                 x               x               x
                                                                                  © 2010 CambridgeIP Ltd. All rights reserved.
     18
Contents
•    CambridgeIP background
•    Technology Field Definition
•    Patent Examples
•    Appendices




                                   © 2010 CambridgeIP Ltd. All rights reserved.
19
Example Patent: Sol-Gel
aerospace   paints, smart construction
            coatings      and concrete


CN101602508

Method for preparing monodisperse nano silicon dioxide
spherical particle hydrosol and application thereof
Assignee: UNIV ZHEJIANG SCIENCE & TECH [CN]
Inventor: JIANJUN CHEN [CN]; NAIYAN WANG [CN]; LINHUI GAO [CN];
ZHAO WANG [CN]
Publication Date: 2009-12-16


Abstract: The invention discloses a method for preparing monodisperse nano silicon
dioxide spherical particle hydrosol and application thereof. The method adopts a sol-gel
method and comprises the following steps: using ammonia as a catalyst for the
hydrolysis of ethyl orthosilicate, and using ethanol as a solvent to prepare nano SiO2
particles, namely adopting a method for preparing the SiO2 particles through a st ber
method so as to obtain a suspension of the SiO2 particles dispersed in the ethanol
solvent; adopting a heating and blasting process to volatize most of the ethanol in the
suspension so as to obtain a nano silicon dioxide particle slurry; and adding an aqueous
solution of alkamine into the slurry to finally prepare a nano SiO2 hydrosol, wherein the
volatized ethanol can be reused after being collected. The hydrosol is applied to modified
water-based external wall coatings, water-based fire-retardant coatings and water-based
woodwork coatings. The nano silicon dioxide does not exist in the form of powder to
avoid agglomeration of nano particles and improve the dispersity of the nano particles in
the water-based coatings, thereby improving the performances of weatherability,
washability, storage stability and the like of the coatings.                     © 2010 CambridgeIP Ltd. All rights reserved.

   20
Example Patent: Sol-Gel
Cosmetics   Medicine –    automotive   aerospace   electronics
            diagnostics



CN101602596
Lithium tantalate nano powder and preparation method
thereof
Assignee: UNIV CHINA GEOSCIENCES WUHAN [CN]
Inventor: JIANHUI HU [CN]; YANGAI LIU [CN]; MINGHAO FANG [CN];
ZHANXING SUN [CN]; CHAOHUI HUANG [CN]
Publication Date: 2009-12-16
Abstract: The invention relates to lithium tantalate nano powder
and a preparation method thereof, and belongs to the technical
field of functional ceramic powder. The lithium tantalate nano
powder is prepared by a sol-gel method. Ta2O5 and Li2CO3 as
main raw materials and citric acid (CA) as a complexing agent
react to form a stable metal-citric acid complex compound which
is used as a tantalum source and a lithium source; an ethylene
glycol (EG) esterifying agent is added into the metal-citric acid
complex compound to form a polymer network with the citric
acid; tantalum ions and lithium ions are evenly dispersed in the
network to form stable polymer precursor sol; and the polymer
precursor sol is dried and calcined to form LiTaO3 nano powder
with good dispersion property. Because the Ta2O5 is used as an
initial raw material of the tantalum, the cost is low; and the
experimental device requirement is low, the process is simple,
and the operation is convenient.
                                                                    © 2010 CambridgeIP Ltd. All rights reserved.
        21
Example Patent: Hydrothermal
drug delivery/ Medicine –    catalysis   automotive   aerospace   paints, smart electronics
(re)           diagnostics                                        coatings
Formulation



 MX2009007013
 PROCESSES FOR THE HYDROTHERMAL PRODUCTION OF
 TITANIUM DIOXIDE.
 Assignee: DU PONT [US]
 Inventor: CORBIN DAVID RICHARD [US]; HUTCHENSON KEITH W; LI
 SHENG; TORARDI CARMINE; MCCARRON EUGENE MICHAEL
 Publication Date: 2009-07-09
 Abstract: The present invention provides hydrothermal
 processes for the production of titanium dioxide from titanyl
 hydroxide. The use of specific crystallization directors, or
 additives, can promote the formation of rutile, anatase, or
 brookite. Variation of process operating parameters can lead to
 either pigmentary-sized or nano-sized rutile.




                                                                                              © 2010 CambridgeIP Ltd. All rights reserved.
         22
Example Patent: Sonochemical
automotive   electronics




 KR20080096023
 METHOD OF PREPARING LITHIUM TITANATE NANOPARTICLES
 UNDER SONOCHEMICAL CONDITION
 Assignee: SAMSUNG ELECTRONICS CO LTD [KR]; UNIV CHUNG ANG IND
 [KR]; SEOUL NAT UNIV IND FOUNDATION [KR]
 Inventor: SHIM IL WUN [KR]; KWAK HO YOUNG [KR]; LEE SEUNG SOO
 [KR]; BYUN KI TAEK [KR]; PARK JONG PIL [KR]; KIM SIN KYU [KR]
 Publication Date: 2008-10-30
 Abstract: A manufacturing method of lithium titanate nano particle is provided to
 raise a composition and a purity of the lithium titanate by using the precursor
 manufactured by coating the lithium hydroxide which is reactant onto a surface of
 titanium dioxide. The lithium titanate nano particle can be mass-produced by heat-
 treating in the more mild condition in a short time. Furthermore, the lithium
 titanate nano particle manufactured from the manufacturing method is usefully
 used as the lithium secondary battery cathode material. A lithium titanate nano
 particle is manufactured by manufacturing precursor manufactured by coating the
 lithium hydroxide onto a surface of the titanium dioxide, and heat-treating the
 precursor at the low temperature less than 500deg.C for the short time in the
 alcohol solution by performing the sonochemical reaction under the multiplexer
 sound wave luminescence condition. The alcohol solution contains a titanium
 dioxide(TiO2) and a lithium hydroxide(LiOH).


                                                                              © 2010 CambridgeIP Ltd. All rights reserved.
        23
Example Patent: Spray Coating
automotive   aerospace   paints, smart
                         coatings



 US20090022995
 IN-SITU NANOPARTICLE FORMATION IN POLYMER CLEARCOATS
 Assignee: University of Kentucky, Institute for Sustainable Manufacturing
 (?)
 Inventor: GRAHAM USCHI URSULA M [US]; KHATRI RAJESH [US]; DAVIS
 BURT H [US]
 Publication Date: 2009-01-22

 Abstract: Methods and compositions for forming a transparent
 clear coat characterized by a desired property, such as a color
 effect, resistance to UV light-induced degradation and/or scratch
 resistance, on a substrate are detailed according to embodiments
 of the present invention. Particular compositions and methods for
 producing a transparent clear coat layer include nanoparticles
 formed in-situ during curing of a transparent clear coat. Curable
 clear coat compositions are described according to embodiments
 of the present invention which include one or more substantially
 dissolved nanoparticle precursors.




                                                                     © 2010 CambridgeIP Ltd. All rights reserved.
        24
Example Patent: Ball Milling
catalysis        fuel cells



 WO2009011981
 METHOD OF FORMING STABLE FUNCTIONALIZED
 NANOPARTICLES
 Assignee: UNIV TULANE [US]; MITCHELL BRIAN S [US]; FINK MARK J [US]; HEINTZ
 ANDREW S [US]
 Inventor: MITCHELL BRIAN S [US]; FINK MARK J [US]; HEINTZ ANDREW S [US]

 Publication Date: 2009-01-22
 Abstract: A novel top-down procedure for synthesis of stable
 passivated nanoparticles uses a one-step mechanochemical
 process to form and passivate the nanoparticles. High-energy ball
 milling (HEBM) can advantageously be used to mechanically
 reduce the size of material to nanoparticles. When the reduction
 of size occurs in a reactive medium, the passivation of the
 nanoparticles occurs as the nanoparticles are formed. This results
 in stable passivated silicon nanoparticles. This procedure can be
 used, for example in the synthesis of stable alkyl- or alkenyl-
 passivated silicon and germanium nanoparticles. The covalent
 bonds between the silicon or germanium and the carbon in the
 reactive medium create very stable nanoparticles.




                                                                           © 2010 CambridgeIP Ltd. All rights reserved.
            25
Example Patent: Ball Milling
fuel cells




 KR20090074360
 POROUS NANOCARBON MANUFACTURING METHOD USING
 BALL MILLING
 Assignee: LEE IN SOON [KR]
 Inventor: LEE IN SOON [KR]; PARK TAE HEE [KR]
 Publication Date: 2009-07-07

 Abstract: A method for manufacturing porous nano carbon
 through ball milling is provided to control the maximum speed of
 a motor of a ball mill based on the sizes of containers. A method
 for manufacturing porous nano carbon through ball milling
 comprises the following steps of: putting 10g-10kg of natural
 graphite or processed artificial graphite with the size of 10mum -
 20cm in a ball mill's container; and settling a ball with the size of
 8-150mm and the weight of 400g-450kg in the ball mill's
 container. The size of the ball depends on the weight of carbon
 inputted. The container has 98mm of height and 90mm of inner
 diameter. The processing speeds of the ball mill have rotation
 speed of 32000rpm and revolution speed of 1200rpm.




                                                                         © 2010 CambridgeIP Ltd. All rights reserved.
             26
Example Patent: Chemical Vapour Synthesis

                                                      Large Scale Manufacturing
aerospace    paints, smart fuel cells   electronics
             coatings




 EP1867386
 Method for the production of nanoparticles
 Assignee: Applied Materials, Inc (?)
 Inventor: WENDLING THOMAS
 Publication Date: 2007-12-19
 Abstract: The present invention relates to methods for the
 production of nanoparticles which may be optionally coated. In
 particular, the present invention relates to methods for the
 production of nanoparticles characterized in that precursors are
 subjected to substantially the same amount of activation energy
 in the activation zone at a predetermined concentration of
 precursors and at a predetermined time of exposure to the
 activation energy. Furthermore, the present invention relates to
 nanoparticles produced by the methods according to the present
 invention. Finally, the present invention concerns a device for
 producing nanoparticles according to the method of the present
 invention. The activation energy is selected from the group of RF
 plasma, MW plasma, IR plasma, thermal plasma, heat, photon
 absorption, plasma by electric discharge or radioactive radiation
 or sonar energy.


                                                                      © 2010 CambridgeIP Ltd. All rights reserved.
        27
Example Patent: Production in Liquid CO2
Medicine –    automotive   aerospace   Photovoltaics air            electronics
diagnostics                                          purification


 US2010044646
 Supercritical fluid process for producing nano graphene
 platelets
 Assignee: Angstron Materials, Inc. (?)
 Inventor: ZHAMU ARUNA [US]; JANG BOR Z [US]
 Publication Date: 2010-02-25

 Abstract: The present invention provides a process for producing
 pristine or non-oxidized nano graphene platelets (NGPs) that are
 highly conductive. The process comprises: (i) subjecting a
 graphitic material to a supercritical fluid at a first temperature and
 a first pressure for a first period of time in a pressure vessel and
 then (ii) rapidly depressurizing the fluid at a fluid release rate
 sufficient for effecting exfoliation of the graphitic material to
 obtain the NGP material. Conductive NGPs can be used as a
 conductive additive in transparent electrodes for solar cells or flat
 panel displays (e.g., to replace expensive indium-tin oxide),
 battery and supercapacitor electrodes, and nanocomposite for
 electromagnetic wave interference (EMI) shielding and static
 charge dissipation, etc.



                                                                                  © 2010 CambridgeIP Ltd. All rights reserved.
         28
Example Patent: Use of Scaffolds
Photovoltaics Fuel Cells   electronics
                           coatngs



  US2010035062
  MANUFACTURING METHODS OF MAGNESIUM-VANADIUM
  COMPOSITE OXIDE NANOPARTICLE AND MAGNESIUM-
  VANADIUM COMPOSITE OXIDE NANOPARTICLE
  MANUFACTURED BY THE SAME
  Assignee: Schaefer School of Engineering & Science (?)
  Inventor: LIM CHUL TACK [KR]; CHOI CHANG HWAN [KR]; CHUN
  BYOUNG JIN [KR]; YANG JIN HYUCK [KR]
  Publication Date: 2010-02-11

 Abstract: Provided are manufacturing methods of a magnesium-
 vanadium composite oxide nanoparticle that make it possible to
 manufacture a composite oxide of several tens of nanometers in
 size containing two kinds of metals, and also to accurately design
 and manufacture a product material having a desired ratio
 between the metals, and a magnesium-vanadium composite
 oxide nanoparticle manufactured by the manufacturing methods.
 In the manufacturing method, a solution containing a magnesium
 salt and a vanadium salt is prepared. An organic polymer having
 nano-sized pores is dipped in the prepared solution, and is then
 heated until the organic polymer is calcined, thereby
 manufacturing a magnesium-vanadium composite oxide
 nanoparticle.
                                                                      © 2010 CambridgeIP Ltd. All rights reserved.
        29
Toxicology

New EU regulation may require cosmetics
manufacturers to list any nanoparticles contained in
products marketed within the European Union

• Approved on November 2009 by the Council of the
European Union
• All ingredients present in the product in the form of
nanomaterials should be clearly indicated in the list of
ingredients




                                            The ruling defines nanomaterial as 'an insoluble or
  1,160 L’Oréal patents including ‘nano’   biopersistant and intentionally manufactured material with one
                                           or more external dimensions, or an internal structure, on the
                                           scale from 1 to 100 nm'.
                                                              © 2010 CambridgeIP Ltd. All rights reserved.
   30
Nanotoxicology: A Large Network



                            Pioneers in the prevention
 Own 3 patents on           Now working with the EC
 Cell Nanotoxicology
 (See next Slide)




                                                                                Specialized Magazine




        A Network of Universities and Institutes


                                                                                Database




                                                         © 2010 CambridgeIP Ltd. All rights reserved.
  31
Example Patent: Toxicology
Nanotoxicity




 WO2007094870
 TOXICOLOGY AND CELLULAR EFFECT OF MANUFACTURED
 NANOMATERIALS
 Assignee: UNIV CALIFORNIA
 Inventor: CHEN FANQING [US]
 Publication Date: 2007-08-23
 Abstract: The increasing use of nanotechnology in consumer
 products and medical applications underlies the importance of
 understanding its potential toxic effects to people and the
 environment. Herein are described methods and assays to predict
 and evaluate the cellular effects of nanomaterial exposure. We
 have performed whole genome expression array analysis and high
 content image analysis-based phenotypic measurements on
 human skin fibroblast cell populations exposed to multiwall
 carbon nano-onions (MWCNOs), multiwall carbon nanotubes
 (MWCNTs), and semiconductor nanocrystals. Here we demonstrate
 that exposing cells to nanomaterials at cytotoxic doses induces
 cell cycle arrest and increases apoptosis/necrosis, activates genes
 involved in cellular transport, metabolism, cell cycle regulation,
 and stress response.; Certain nanomaterials induce genes
 indicative of a strong immune and inflammatory response within
 skin fibroblasts. Furthermore, the described MWCNOs can be used
 as a therapeutic in the treatment of cancer due to its cytotoxicity.   © 2010 CambridgeIP Ltd. All rights reserved.
        32
Contents
•    Project Background and Definitions
•    Technology Matrix
•    Patent Examples
•    Conclusion




                                   © 2010 CambridgeIP Ltd. All rights reserved.
33
Patterns noticed in initial searches:


• Most nanoparticle manufacturing patents primarily target
  a specific material or class of materials rather than an
  application
• The application patents typically tend to be for
  formulations involving several components, and methods
  for manufacturing them
• Many of the recent patents are from key emerging
  market locations including China and Russia
• Many of the patents are about the manufacturing
  method and the nanoparticles: indicative of early stage
  of development of process


                                        © 2010 CambridgeIP Ltd. All rights reserved.
Volume/Quality Requirements for
                             Nanoparticle Manufacturing
      We know some of the volume/quality requirements for nanoparticle manufacturing

High
                          Scaffolds for                                     Drug                    Fuel Cells
                          tissue                                            formulations/
                          engineering                                                               Photovoltaic
                                                                            delivery


                                                  Medical                                          Cosmetics
 Quality Requirements




                                                  Diagnostics

                                              Catalysis                          Air
                                                                                 purification

                                                                                                      Automotive
                                                                                Aerospace

                                                                                                    Water
                                                                                                    purification
                                                                              Industrial
                                                                              lubricants
                                                                                                Paints/coatings
                              Experimental
                              applications                                                        Cement/
                                                                                                  Construction
Low
                        Low                          Volume Requirements                                           High

            The key question will be which are the technologies that become adopted/accepted in each of these fields
              As the technology matures, the different industry field requirements will determin industrial reserved.
                                                                                © 2010 CambridgeIP Ltd. All rights
                                                                                                                   R&D
…and finally…
      Please contact Ilian Iliev for a copy of the results and any other
                            questions you may have:

                               Ilian.iliev@cambridgeip.com
                                    +44 77 863 73965

                                      Thank You !
Ilian Iliev                                 Quentin Tannock
(CEO and Co Founder)                        (Chairman and Co Founder)
ilian.iliev@cambridgeip.com                 Quentin.Tannock@cambridgeip.com
GSM: +44-077-863-73965                      GSM: +44-077-862-10305
Tel:     +44-1223-370-098                   Tel: +44-1223-370-098

Corporate Office                            Internet Resources

Cambridge Intellectual Property Ltd         Website:      www.cambridgeip.com
Sheraton House                              Blog:         www.cambridgeip.com/blog
Castle Park, Cambridge
CB3 OAX United Kingdom                      Sign-up for our Free Newsletter
UK: +44 (0) 1223 370 098                    on our Home Page
Fax: +44 (0) 1223 370 040                                      © 2010 CambridgeIP Ltd. All rights reserved.

36                                         © 2010 Cambridge Intellectual Property Ltd. All rights reserved.
Example Patent: Planetary grinding
Cosmetics    drug            drug delivery Medicine –
             reformulation /               diagnostics
             reconstitution


WO2007109244
NOVEL NANOPARTICLES FOR DELIVERY OF ACTIVE AGENTS
Assignee: MOREHOUSE SCHOOL OF MEDICINE [US]; LILLARD JAMES W
[US]; SINGH RAJESH [US]; SINGH SHAILESH [US]
Inventor: LILLARD JAMES W [US]; SINGH RAJESH [US]; SINGH SHAILESH
[US]
Publication Date: 2007-09-27

Abstract: Milled nanoparticles comprising a biolgically active
agent, at least one biopolymer and a coating containing at least
one coating which is a polymer or ligand are produced using
milling and coating techniques which have not previously been
used for these applications




                                                                   © 2010 CambridgeIP Ltd. All rights reserved.
        37
Example Patent: Sol-Gel
electronics




 CN101597035
 Method for preparing nano vanadium nitride electrode
 material
 Assignee: UNIV SICHUAN [CN]
 Inventor: HENG LIU [CN]; LING LU [CN]
 Publication Date: 2009-12-09
 Abstract: The invention relates to a method for preparing a nano
 vanadium nitride electrode material for a super capacitor. The
 method comprises the following steps: using analytically pure
 vanadium pentoxide as an initial raw material, preparing a
 precursor of nano vanadium nitride by a sol-gel method, filtering
 sol of V2O5, refrigerating the precursor for 20 to 30 hours at the
 temperature of between 20 DEG C below zero and 50 DEG C
 below zero in a refrigerator, then putting the precursor into a
 refrigeration dryer, and refrigerating and drying the precursor for
 20 to 30 hours; and performing nitriding and reducing reaction
 on the precursor for 1 to 3 hours at the temperature of between
 550 and 800 DEG C under the atmosphere of ammonia gas to
 obtain nano-scale vanadium nitride granules. The method is
 simple to operate, and can prepare the spherical vanadium nitride
 granules of about 12 nanometers; and the vanadium nitride
 granules used as the electrode material for the super capacitor
 have specific capacity of 398 to 608 F/g.
                                                                       © 2010 CambridgeIP Ltd. All rights reserved.
        38
Example Patent: Laser Ablation
aerospace    lubricants for paints, smart
             industrial     coatings
             components



 US20050287308
 Method for producing nanoparticles and nanostructured films
 Assignee: UNIV TEXAS
 Inventor: BECKER MICHAEL F [US]; KETO JOHN W [US]; KOVAR
 DESIDERIO [US]
 Publication Date: 2005-12-29

 Abstract: A method for producing composite, shelled, alloy and
 compound nanoparticles as well as nanostructured films of
 composite, shelled, alloy and compound nanoparticles by using
 laser ablation of microparticles is disclosed.




                                                                  © 2010 CambridgeIP Ltd. All rights reserved.
        39
Example Patent: Gas Phase Solid Gel
aerospace    paints, smart construction
             coatings      and concrete



CN1915811
Method for preparing Nano carbon white from fly ash based
on gas phase sol gel method
Assignee: UNIV JIANGSU [CN]
Inventor: NI LIANG JIANG [CN]
Publication Date: 2007-02-21
Abstract: This invention relates to a sol-gel method for
preparing nanoscale white carbon black from fly ashes, NaF and
concentrated H2SO4. The method comprises: (1) dissolving fly
ashes in HNO3, and sintering at a high temperature to obtain
SiO2; (2) dropping concentrated H2SO4 onto SiO2 and SiF4 to
generate SiF4 gas, introducing SiF4 gas into solution of sodium
dodecyl sulfate, Sodium dodecyl sulfonate and cetyltrimethyl
ammonium bromide, hydrolyzing to obtain sol and then gel, and
calcining to obtain nanoscale white carbon black. The obtained
nanoscale white carbon black has diameters of about 20nm, and a
specific surface area of 58-631 m2/g. Besides, the nanoscale
white carbon black is semi-transparent white, and has such
advantages as high purity, no obvious aggregation, high
dispersibility and high activity. The method has such advantages
as mild reaction conditions, easy control of the techniques and
simple process.

                                                                   © 2010 CambridgeIP Ltd. All rights reserved.
        40
Example Patent: Sol-Gel
drug delivery/ paints, smart
(re)           coatings
Formulation

 WO2008072239
 FORMATION OF NANOMETRIC CORE-SHELL PARTICLES
 HAVING A METAL OXIDE SHELL
 Assignee: SOL GEL TECHNOLOGIES LTD (Israel)
 Inventor: TOLEDANO OFER [IL]; SERTCHOOK HANAN [IL]; ABU-REZIQ
 RAED [IL]; BAR-SIMANTOV HAIM [IL]; SHAPIRO LEORA [IL]
 Publication Date: 2008-06-19
 Abstract: A process for preparing nanocapsules having a core-
 shell structure, comprising: (a) preparing an oil-in-water
 emulsion by emulsification of an oily phase that comprises a core
 material, in an aqueous phase, under high shear forces, wherein
 one or both of the oily phase, and the aqueous phase comprises a
 sol-gel precursor; (b) subjecting the emulsion obtained in (a) to a
 high pressure homogenization to obtain a nano-emulsion; and
 (c) applying conditions for hydrolyzing and polycondensing the
 sol-gel precursor to obtain nanocapsules having a metal oxide
 shell encapsulating the core material, said nanocapsules have a
 particle size distribution of: d10 = 10-80 nm, d50 = 30-200 nm,
 and d90 = 70-500 nm, in diameter. The invention also relate to
 nanocapsules having the above particle size distribution and to
 composition comprising the nanocapsules.


                                                                       © 2010 CambridgeIP Ltd. All rights reserved.
         41

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Recent Patenting Trends in NanoParticle Manufacturing

  • 1. Recent Patenting Trends in NanoParticle Manufacturing Nanoformulation 2010 Stockholm, 11/06/2010 11th June 10 Ilian Iliev, CEO and co founder of CambridgeIP Quentin Tannock, Chairman and Co Founder of CambridgeIP Karishma Jain, Associate Consultant © 2010 CambridgeIP Ltd. All rights reserved
  • 2. Contents • CambridgeIP background • Patent landscaping – a primer • Patenting in Nanotech broadly • Patenting in Nanoparticle Manufacturing © 2010 CambridgeIP Ltd. All rights reserved. 2
  • 3. Provider of Actionable Patent-based Technology Intelligence • IP Landscape® informing IP and R&D strategy: – Our global IP databases, proprietary methodologies and consulting provide unique patent landscape coverage, highlighting technology “white space” and informing your own FTO due diligence efforts • Identify Prospective Partners or Acquisitions: – Information on top corporate, university and governmental partner/acquisition candidates operating in your area of interest • Technology Marketing : – Advice on active companies and consortiums who could leverage your patents and technologies around the world We operate www.boliven.com , industry leading patent and science literature search platform with 100 million documents (join now - its free!) © 2010 CambridgeIP Ltd. All rights reserved. 3 © 2009 CambridgeIP. All rights
  • 4. Contents • CambridgeIP background • Patent landscaping – a primer • Patenting in Nanotech broadly • Patenting in Nanoparticle Manufacturing © 2010 CambridgeIP Ltd. All rights reserved. 4
  • 5. A reminder: why Patent Landscaping is necessary Patents can be a highly reliable source of information about an industry • Patents as data are structured, comparable, objective and information rich • Information on technology, inventors, linkages to other fields… But… there are major challenges related to • Defining your technology space • Identifying relevant A simple search for patents ‘silicon device’ returns 671,882 patents! Where • Interpreting the results do you begin? Akin to finding multiple needles in multiple haystacks 5 © 2009. CambridgeIP. Ltd. Allrights © 2010 CambridgeIP All rights reserved. reserved
  • 6. Multiple patents protect a single product or process Valves and Mouthpiece Canister 6 Actuation System © 2010 © 2010 CambridgeIP Ltd. All rights reserved. CambridgeIP. All rights reserved
  • 7. Discovery of networks and knowledge flows Case Study:Plastic Logic, Cambridge University Spin- Blue: Inventor off Red: Owner Size: Quantity Number of Patents: Annual and Cumulative Number of New Applications Cumulative 60 400 350 50 300 Patents - Cumulative 40 Patents - Yearly 250 30 200 150 20 100 10 50 0 0 © 2010 CambridgeIP Ltd. All rights reserved. 7 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 © 2010 © 2010 CambridgeIP Ltd. All rights reserved
  • 8. Contents • CambridgeIP background • Patent landscaping – a primer • Patenting in Nanotech broadly • Patenting in Nanoparticle Manufacturing © 2010 CambridgeIP Ltd. All rights reserved. 8
  • 9. Nano-context: Key Conclusions from Previous Research (1) Patent trends research indicates that nanotechnology: • Is a cross-cutting technology applicable to multiple market sectors • Has high levels of public development and support , compared to the average in other fields • Global development and application – US is a leader in terms of volume of patent filings , and is highly diversified – Nanobiotechnology dominates European patent filings – Nanoelectronics dominates Japan activity Source: EPO (2007) © 2010 CambridgeIP Ltd. All rights reserved. 9
  • 10. Nano-context: Key Conclusions from Previous Research (2) CambridgeIP research reveals: • Higher inter-relation between patents in nano-field – Higher patent forward citation rates for patents relative to forward citation rates observed elsewhere – Rising strength of China: Rise in China patenting rates (accompanied by acquisitions of companies and technologies by Chinese companies) – Russia: Russian nanotechnology developments are often be overlooked in the English speaking world. Many clients have little or no exposure to patent and non-patent literature in Cyrillic. The role of RusNano? • Patenting rates slow down from 2004 in some nanotechnology sub-spaces, in part driven by: – Delays in patentn filings (perhaps due to „time to market‟ and other considerations) – Fewer nano patents granted: Increased sophistication and rigor of the nano-patent examination process – Lower levels of VC investment: end of the honeymoon? • Multiple & varied technology areas with inter-dependencies and growing number of applications 1996: A relatively 2006: An „explosion‟ of small number of activity across an ever- IPCs is associated increasing array of with the industrial applications: no nanotechnology single „core area can be field discerned: indicative of a „raft‟ or a „platform‟ technology entering maturity © 2010 CambridgeIP Ltd. All rights reserved. 1
  • 11. Industry Example: Photovoltaics patents and nano- related patents Assignee OVERALL Patent # PV and Wind are the most highly patent low-carbon energy fields SHARP 608 CANON 561 The key patent holders differ between PV overall and nano-PV SANYO 483 MITSUBISHI 416 MATSUSHITA ELECTRIC 359 Number of patents by year FUJI ELECTRIC CO LTD 258 9 00 Photovoltaic Space and subspaces HITACHI 223 MERCK PATENT GMBH 198 800 KYOCERA CORPORATION 190 KANEGAFUCHI KAGAKU KOGYO KK 184 7 00 OVERALL Nanotech Related Assignee Patent # Assignee Patent # 6 00 SHARP 608 UNIVERSITY CALIFORNIA 42 5 00 CANON 561 NANOSOLAR INC 41 SANYO 483 KONARKA TECHNOLOGIES INC 40 4 00 MITSUBISHI 416 GENERAL ELECTRIC CO 34 MATSUSHITA ELECTRIC 359 SAMSUNG ELECTRONICS CO LTD 30 FUJI ELECTRIC CO LTD 258 WILLIAM MARSH RICE UNIVERSITY 26 3 00 HITACHI 223 CANON 24 MERCK PATENT GMBH 198 DUPONT 22 2 00 KYOCERA CORPORATION 190 SONY CORP 21 KANEGAFUCHI KAGAKU KOGYO KK 184 NANOSYS INC 19 1 00 0 0 4 6 2 80 88 84 86 82 90 78 98 76 94 96 92 0 0 0 0 20 20 20 20 19 19 19 19 19 19 19 19 19 19 19 19 Nanotech Related Am orphous Silicon Cd Te CIS & CIGS Dy e Sensitized Source: Chatham House – CambridgeIP (2009) ‘Who Owns Our Low-Carbon Future?’ Full report available for download from CambridgeIP’s website: www.cambridgeip.com © 2010 CambridgeIP Ltd. All rights reserved. Report was co-authored with Bernice Lee and Felix Preston of Chatham House
  • 12. Contents • CambridgeIP background • Patent landscaping – a primer • Patenting in Nanotech broadly • Patenting in Nanoparticle Manufacturing © 2010 CambridgeIP Ltd. All rights reserved. 12
  • 13. Nanoparticle manufacturing background Nanotechnology has cross-sectoral application A number of challenges before its full commercial potential is realised: • Lack of large scale manufacturing techniques • Challenge on cost effective production • Health/safety concerns • Very long time to market for nano-products • Unclear regulatory framework – affecting investment decisions into R&D and manufacturing capacity © 2010 CambridgeIP Ltd. All rights reserved. 13
  • 14. Patent Study Methodology We undertook patent research into key nano-particle manufacturing techniques and identified patents of interest emerging over the last 5 years • Using expert interviews and our patent data mining we built a technology matrix covering: – 15 manufacturing methods – 14 industry applications • We conducted a semi-automated and expert-validated analysis of the space and identified example patents • In the next slides we show some of our results • Further research is available on request © 2010 CambridgeIP Ltd. All rights reserved. 14
  • 15. Nano-Technology Manufacturing Methods Creating nanoscale devices by using larger, externally- controlled materials, directing their formation Method Detail Type Deposition To settle nanoparticles from a bulk Top Down techniques material onto a pre-existing surface Mechanical Production of nanoparticles using Top Down physical mechanism Wet chemistry Nanoparticles used in chemical organic Bottom Up solution Gas phase synthesis Nanoparticles being produced in gas Bottom Up phase using various technologies Production in liquid Liquid CO2 infused with nanoparticles Bottom Up carbon dioxide for coating/cleaning purposes Use of scaffolds Use of a mould to build nanoparticles Bottom Up (polymer) Using small molecular components, building them up into more complex assemblies © 2010 CambridgeIP Ltd. All rights reserved.
  • 16. Technology Matrix: Bio related Fields NanoParticles Manufacturing drug delivery/ Medicine – scaffolds for Cosmetics Techniques (re) diagnostics tissue Formulation engineering Deposition techniques lithography x Top Down vacuum coating spray coating Mechanical ball milling x planetary grinding x Wet chemistry Sol-Gel Processing x x x x Hydrothermal synthesis x x x microemulsion processing x x x x Bottom Up nanoemulsion processing x x x x Sonochemical processing x x x x Gas phase synthesis plasma vaporization chemical vapour synthesis laser ablation Production in liquid CO2 x x x x Use of scaffolds (polymer) x x x x © 2010 CambridgeIP Ltd. All rights reserved. 16
  • 17. Technology Matrix: Environment related Fields Key area of concern for climate change policy NanoParticles Manufacturing fuel cells Photovoltaics construction air purification water Techniques and concrete purification Deposition techniques lithography x x x x Top Down vacuum coating x x x x spray coating x x x x Mechanical ball milling x x planetary grinding x x Wet chemistry Sol-Gel Processing x x x x Hydrothermal synthesis x x x microemulsion processing x x x Bottom Up nanoemulsion processing x x x Sonochemical processing x x x Gas phase synthesis plasma vaporization x chemical vapour synthesis x laser ablation x Production in liquid CO2 x x x x Use of scaffolds (polymer) x x © 2010 CambridgeIP Ltd. All rights reserved. 17
  • 18. Technology Matrix: Industry related Fields NanoParticles Manufacturing automotive aerospace lubricants for paints, smart catalysis electronics Techniques industrial coatings components Deposition techniques lithography x x x x x x Top Down vacuum coating x x x x x x spray coating x x x x X x Mechanical ball milling x x x x x planetary grinding x x x x x Wet chemistry Sol-Gel Processing x x x x x Hydrothermal synthesis x x x x x x microemulsion processing x x x x x Bottom Up nanoemulsion processing x x x x x Sonochemical processing x x x x x Gas phase synthesis plasma vaporization x x x x x chemical vapour synthesis x x x x x laser ablation x x x x x Production in liquid CO2 x x x x x x Use of scaffolds (polymer) x x x x x x © 2010 CambridgeIP Ltd. All rights reserved. 18
  • 19. Contents • CambridgeIP background • Technology Field Definition • Patent Examples • Appendices © 2010 CambridgeIP Ltd. All rights reserved. 19
  • 20. Example Patent: Sol-Gel aerospace paints, smart construction coatings and concrete CN101602508 Method for preparing monodisperse nano silicon dioxide spherical particle hydrosol and application thereof Assignee: UNIV ZHEJIANG SCIENCE & TECH [CN] Inventor: JIANJUN CHEN [CN]; NAIYAN WANG [CN]; LINHUI GAO [CN]; ZHAO WANG [CN] Publication Date: 2009-12-16 Abstract: The invention discloses a method for preparing monodisperse nano silicon dioxide spherical particle hydrosol and application thereof. The method adopts a sol-gel method and comprises the following steps: using ammonia as a catalyst for the hydrolysis of ethyl orthosilicate, and using ethanol as a solvent to prepare nano SiO2 particles, namely adopting a method for preparing the SiO2 particles through a st ber method so as to obtain a suspension of the SiO2 particles dispersed in the ethanol solvent; adopting a heating and blasting process to volatize most of the ethanol in the suspension so as to obtain a nano silicon dioxide particle slurry; and adding an aqueous solution of alkamine into the slurry to finally prepare a nano SiO2 hydrosol, wherein the volatized ethanol can be reused after being collected. The hydrosol is applied to modified water-based external wall coatings, water-based fire-retardant coatings and water-based woodwork coatings. The nano silicon dioxide does not exist in the form of powder to avoid agglomeration of nano particles and improve the dispersity of the nano particles in the water-based coatings, thereby improving the performances of weatherability, washability, storage stability and the like of the coatings. © 2010 CambridgeIP Ltd. All rights reserved. 20
  • 21. Example Patent: Sol-Gel Cosmetics Medicine – automotive aerospace electronics diagnostics CN101602596 Lithium tantalate nano powder and preparation method thereof Assignee: UNIV CHINA GEOSCIENCES WUHAN [CN] Inventor: JIANHUI HU [CN]; YANGAI LIU [CN]; MINGHAO FANG [CN]; ZHANXING SUN [CN]; CHAOHUI HUANG [CN] Publication Date: 2009-12-16 Abstract: The invention relates to lithium tantalate nano powder and a preparation method thereof, and belongs to the technical field of functional ceramic powder. The lithium tantalate nano powder is prepared by a sol-gel method. Ta2O5 and Li2CO3 as main raw materials and citric acid (CA) as a complexing agent react to form a stable metal-citric acid complex compound which is used as a tantalum source and a lithium source; an ethylene glycol (EG) esterifying agent is added into the metal-citric acid complex compound to form a polymer network with the citric acid; tantalum ions and lithium ions are evenly dispersed in the network to form stable polymer precursor sol; and the polymer precursor sol is dried and calcined to form LiTaO3 nano powder with good dispersion property. Because the Ta2O5 is used as an initial raw material of the tantalum, the cost is low; and the experimental device requirement is low, the process is simple, and the operation is convenient. © 2010 CambridgeIP Ltd. All rights reserved. 21
  • 22. Example Patent: Hydrothermal drug delivery/ Medicine – catalysis automotive aerospace paints, smart electronics (re) diagnostics coatings Formulation MX2009007013 PROCESSES FOR THE HYDROTHERMAL PRODUCTION OF TITANIUM DIOXIDE. Assignee: DU PONT [US] Inventor: CORBIN DAVID RICHARD [US]; HUTCHENSON KEITH W; LI SHENG; TORARDI CARMINE; MCCARRON EUGENE MICHAEL Publication Date: 2009-07-09 Abstract: The present invention provides hydrothermal processes for the production of titanium dioxide from titanyl hydroxide. The use of specific crystallization directors, or additives, can promote the formation of rutile, anatase, or brookite. Variation of process operating parameters can lead to either pigmentary-sized or nano-sized rutile. © 2010 CambridgeIP Ltd. All rights reserved. 22
  • 23. Example Patent: Sonochemical automotive electronics KR20080096023 METHOD OF PREPARING LITHIUM TITANATE NANOPARTICLES UNDER SONOCHEMICAL CONDITION Assignee: SAMSUNG ELECTRONICS CO LTD [KR]; UNIV CHUNG ANG IND [KR]; SEOUL NAT UNIV IND FOUNDATION [KR] Inventor: SHIM IL WUN [KR]; KWAK HO YOUNG [KR]; LEE SEUNG SOO [KR]; BYUN KI TAEK [KR]; PARK JONG PIL [KR]; KIM SIN KYU [KR] Publication Date: 2008-10-30 Abstract: A manufacturing method of lithium titanate nano particle is provided to raise a composition and a purity of the lithium titanate by using the precursor manufactured by coating the lithium hydroxide which is reactant onto a surface of titanium dioxide. The lithium titanate nano particle can be mass-produced by heat- treating in the more mild condition in a short time. Furthermore, the lithium titanate nano particle manufactured from the manufacturing method is usefully used as the lithium secondary battery cathode material. A lithium titanate nano particle is manufactured by manufacturing precursor manufactured by coating the lithium hydroxide onto a surface of the titanium dioxide, and heat-treating the precursor at the low temperature less than 500deg.C for the short time in the alcohol solution by performing the sonochemical reaction under the multiplexer sound wave luminescence condition. The alcohol solution contains a titanium dioxide(TiO2) and a lithium hydroxide(LiOH). © 2010 CambridgeIP Ltd. All rights reserved. 23
  • 24. Example Patent: Spray Coating automotive aerospace paints, smart coatings US20090022995 IN-SITU NANOPARTICLE FORMATION IN POLYMER CLEARCOATS Assignee: University of Kentucky, Institute for Sustainable Manufacturing (?) Inventor: GRAHAM USCHI URSULA M [US]; KHATRI RAJESH [US]; DAVIS BURT H [US] Publication Date: 2009-01-22 Abstract: Methods and compositions for forming a transparent clear coat characterized by a desired property, such as a color effect, resistance to UV light-induced degradation and/or scratch resistance, on a substrate are detailed according to embodiments of the present invention. Particular compositions and methods for producing a transparent clear coat layer include nanoparticles formed in-situ during curing of a transparent clear coat. Curable clear coat compositions are described according to embodiments of the present invention which include one or more substantially dissolved nanoparticle precursors. © 2010 CambridgeIP Ltd. All rights reserved. 24
  • 25. Example Patent: Ball Milling catalysis fuel cells WO2009011981 METHOD OF FORMING STABLE FUNCTIONALIZED NANOPARTICLES Assignee: UNIV TULANE [US]; MITCHELL BRIAN S [US]; FINK MARK J [US]; HEINTZ ANDREW S [US] Inventor: MITCHELL BRIAN S [US]; FINK MARK J [US]; HEINTZ ANDREW S [US] Publication Date: 2009-01-22 Abstract: A novel top-down procedure for synthesis of stable passivated nanoparticles uses a one-step mechanochemical process to form and passivate the nanoparticles. High-energy ball milling (HEBM) can advantageously be used to mechanically reduce the size of material to nanoparticles. When the reduction of size occurs in a reactive medium, the passivation of the nanoparticles occurs as the nanoparticles are formed. This results in stable passivated silicon nanoparticles. This procedure can be used, for example in the synthesis of stable alkyl- or alkenyl- passivated silicon and germanium nanoparticles. The covalent bonds between the silicon or germanium and the carbon in the reactive medium create very stable nanoparticles. © 2010 CambridgeIP Ltd. All rights reserved. 25
  • 26. Example Patent: Ball Milling fuel cells KR20090074360 POROUS NANOCARBON MANUFACTURING METHOD USING BALL MILLING Assignee: LEE IN SOON [KR] Inventor: LEE IN SOON [KR]; PARK TAE HEE [KR] Publication Date: 2009-07-07 Abstract: A method for manufacturing porous nano carbon through ball milling is provided to control the maximum speed of a motor of a ball mill based on the sizes of containers. A method for manufacturing porous nano carbon through ball milling comprises the following steps of: putting 10g-10kg of natural graphite or processed artificial graphite with the size of 10mum - 20cm in a ball mill's container; and settling a ball with the size of 8-150mm and the weight of 400g-450kg in the ball mill's container. The size of the ball depends on the weight of carbon inputted. The container has 98mm of height and 90mm of inner diameter. The processing speeds of the ball mill have rotation speed of 32000rpm and revolution speed of 1200rpm. © 2010 CambridgeIP Ltd. All rights reserved. 26
  • 27. Example Patent: Chemical Vapour Synthesis Large Scale Manufacturing aerospace paints, smart fuel cells electronics coatings EP1867386 Method for the production of nanoparticles Assignee: Applied Materials, Inc (?) Inventor: WENDLING THOMAS Publication Date: 2007-12-19 Abstract: The present invention relates to methods for the production of nanoparticles which may be optionally coated. In particular, the present invention relates to methods for the production of nanoparticles characterized in that precursors are subjected to substantially the same amount of activation energy in the activation zone at a predetermined concentration of precursors and at a predetermined time of exposure to the activation energy. Furthermore, the present invention relates to nanoparticles produced by the methods according to the present invention. Finally, the present invention concerns a device for producing nanoparticles according to the method of the present invention. The activation energy is selected from the group of RF plasma, MW plasma, IR plasma, thermal plasma, heat, photon absorption, plasma by electric discharge or radioactive radiation or sonar energy. © 2010 CambridgeIP Ltd. All rights reserved. 27
  • 28. Example Patent: Production in Liquid CO2 Medicine – automotive aerospace Photovoltaics air electronics diagnostics purification US2010044646 Supercritical fluid process for producing nano graphene platelets Assignee: Angstron Materials, Inc. (?) Inventor: ZHAMU ARUNA [US]; JANG BOR Z [US] Publication Date: 2010-02-25 Abstract: The present invention provides a process for producing pristine or non-oxidized nano graphene platelets (NGPs) that are highly conductive. The process comprises: (i) subjecting a graphitic material to a supercritical fluid at a first temperature and a first pressure for a first period of time in a pressure vessel and then (ii) rapidly depressurizing the fluid at a fluid release rate sufficient for effecting exfoliation of the graphitic material to obtain the NGP material. Conductive NGPs can be used as a conductive additive in transparent electrodes for solar cells or flat panel displays (e.g., to replace expensive indium-tin oxide), battery and supercapacitor electrodes, and nanocomposite for electromagnetic wave interference (EMI) shielding and static charge dissipation, etc. © 2010 CambridgeIP Ltd. All rights reserved. 28
  • 29. Example Patent: Use of Scaffolds Photovoltaics Fuel Cells electronics coatngs US2010035062 MANUFACTURING METHODS OF MAGNESIUM-VANADIUM COMPOSITE OXIDE NANOPARTICLE AND MAGNESIUM- VANADIUM COMPOSITE OXIDE NANOPARTICLE MANUFACTURED BY THE SAME Assignee: Schaefer School of Engineering & Science (?) Inventor: LIM CHUL TACK [KR]; CHOI CHANG HWAN [KR]; CHUN BYOUNG JIN [KR]; YANG JIN HYUCK [KR] Publication Date: 2010-02-11 Abstract: Provided are manufacturing methods of a magnesium- vanadium composite oxide nanoparticle that make it possible to manufacture a composite oxide of several tens of nanometers in size containing two kinds of metals, and also to accurately design and manufacture a product material having a desired ratio between the metals, and a magnesium-vanadium composite oxide nanoparticle manufactured by the manufacturing methods. In the manufacturing method, a solution containing a magnesium salt and a vanadium salt is prepared. An organic polymer having nano-sized pores is dipped in the prepared solution, and is then heated until the organic polymer is calcined, thereby manufacturing a magnesium-vanadium composite oxide nanoparticle. © 2010 CambridgeIP Ltd. All rights reserved. 29
  • 30. Toxicology New EU regulation may require cosmetics manufacturers to list any nanoparticles contained in products marketed within the European Union • Approved on November 2009 by the Council of the European Union • All ingredients present in the product in the form of nanomaterials should be clearly indicated in the list of ingredients The ruling defines nanomaterial as 'an insoluble or 1,160 L’Oréal patents including ‘nano’ biopersistant and intentionally manufactured material with one or more external dimensions, or an internal structure, on the scale from 1 to 100 nm'. © 2010 CambridgeIP Ltd. All rights reserved. 30
  • 31. Nanotoxicology: A Large Network Pioneers in the prevention Own 3 patents on Now working with the EC Cell Nanotoxicology (See next Slide) Specialized Magazine A Network of Universities and Institutes Database © 2010 CambridgeIP Ltd. All rights reserved. 31
  • 32. Example Patent: Toxicology Nanotoxicity WO2007094870 TOXICOLOGY AND CELLULAR EFFECT OF MANUFACTURED NANOMATERIALS Assignee: UNIV CALIFORNIA Inventor: CHEN FANQING [US] Publication Date: 2007-08-23 Abstract: The increasing use of nanotechnology in consumer products and medical applications underlies the importance of understanding its potential toxic effects to people and the environment. Herein are described methods and assays to predict and evaluate the cellular effects of nanomaterial exposure. We have performed whole genome expression array analysis and high content image analysis-based phenotypic measurements on human skin fibroblast cell populations exposed to multiwall carbon nano-onions (MWCNOs), multiwall carbon nanotubes (MWCNTs), and semiconductor nanocrystals. Here we demonstrate that exposing cells to nanomaterials at cytotoxic doses induces cell cycle arrest and increases apoptosis/necrosis, activates genes involved in cellular transport, metabolism, cell cycle regulation, and stress response.; Certain nanomaterials induce genes indicative of a strong immune and inflammatory response within skin fibroblasts. Furthermore, the described MWCNOs can be used as a therapeutic in the treatment of cancer due to its cytotoxicity. © 2010 CambridgeIP Ltd. All rights reserved. 32
  • 33. Contents • Project Background and Definitions • Technology Matrix • Patent Examples • Conclusion © 2010 CambridgeIP Ltd. All rights reserved. 33
  • 34. Patterns noticed in initial searches: • Most nanoparticle manufacturing patents primarily target a specific material or class of materials rather than an application • The application patents typically tend to be for formulations involving several components, and methods for manufacturing them • Many of the recent patents are from key emerging market locations including China and Russia • Many of the patents are about the manufacturing method and the nanoparticles: indicative of early stage of development of process © 2010 CambridgeIP Ltd. All rights reserved.
  • 35. Volume/Quality Requirements for Nanoparticle Manufacturing We know some of the volume/quality requirements for nanoparticle manufacturing High Scaffolds for Drug Fuel Cells tissue formulations/ engineering Photovoltaic delivery Medical Cosmetics Quality Requirements Diagnostics Catalysis Air purification Automotive Aerospace Water purification Industrial lubricants Paints/coatings Experimental applications Cement/ Construction Low Low Volume Requirements High The key question will be which are the technologies that become adopted/accepted in each of these fields As the technology matures, the different industry field requirements will determin industrial reserved. © 2010 CambridgeIP Ltd. All rights R&D
  • 36. …and finally… Please contact Ilian Iliev for a copy of the results and any other questions you may have: Ilian.iliev@cambridgeip.com +44 77 863 73965 Thank You ! Ilian Iliev Quentin Tannock (CEO and Co Founder) (Chairman and Co Founder) ilian.iliev@cambridgeip.com Quentin.Tannock@cambridgeip.com GSM: +44-077-863-73965 GSM: +44-077-862-10305 Tel: +44-1223-370-098 Tel: +44-1223-370-098 Corporate Office Internet Resources Cambridge Intellectual Property Ltd Website: www.cambridgeip.com Sheraton House Blog: www.cambridgeip.com/blog Castle Park, Cambridge CB3 OAX United Kingdom Sign-up for our Free Newsletter UK: +44 (0) 1223 370 098 on our Home Page Fax: +44 (0) 1223 370 040 © 2010 CambridgeIP Ltd. All rights reserved. 36 © 2010 Cambridge Intellectual Property Ltd. All rights reserved.
  • 37. Example Patent: Planetary grinding Cosmetics drug drug delivery Medicine – reformulation / diagnostics reconstitution WO2007109244 NOVEL NANOPARTICLES FOR DELIVERY OF ACTIVE AGENTS Assignee: MOREHOUSE SCHOOL OF MEDICINE [US]; LILLARD JAMES W [US]; SINGH RAJESH [US]; SINGH SHAILESH [US] Inventor: LILLARD JAMES W [US]; SINGH RAJESH [US]; SINGH SHAILESH [US] Publication Date: 2007-09-27 Abstract: Milled nanoparticles comprising a biolgically active agent, at least one biopolymer and a coating containing at least one coating which is a polymer or ligand are produced using milling and coating techniques which have not previously been used for these applications © 2010 CambridgeIP Ltd. All rights reserved. 37
  • 38. Example Patent: Sol-Gel electronics CN101597035 Method for preparing nano vanadium nitride electrode material Assignee: UNIV SICHUAN [CN] Inventor: HENG LIU [CN]; LING LU [CN] Publication Date: 2009-12-09 Abstract: The invention relates to a method for preparing a nano vanadium nitride electrode material for a super capacitor. The method comprises the following steps: using analytically pure vanadium pentoxide as an initial raw material, preparing a precursor of nano vanadium nitride by a sol-gel method, filtering sol of V2O5, refrigerating the precursor for 20 to 30 hours at the temperature of between 20 DEG C below zero and 50 DEG C below zero in a refrigerator, then putting the precursor into a refrigeration dryer, and refrigerating and drying the precursor for 20 to 30 hours; and performing nitriding and reducing reaction on the precursor for 1 to 3 hours at the temperature of between 550 and 800 DEG C under the atmosphere of ammonia gas to obtain nano-scale vanadium nitride granules. The method is simple to operate, and can prepare the spherical vanadium nitride granules of about 12 nanometers; and the vanadium nitride granules used as the electrode material for the super capacitor have specific capacity of 398 to 608 F/g. © 2010 CambridgeIP Ltd. All rights reserved. 38
  • 39. Example Patent: Laser Ablation aerospace lubricants for paints, smart industrial coatings components US20050287308 Method for producing nanoparticles and nanostructured films Assignee: UNIV TEXAS Inventor: BECKER MICHAEL F [US]; KETO JOHN W [US]; KOVAR DESIDERIO [US] Publication Date: 2005-12-29 Abstract: A method for producing composite, shelled, alloy and compound nanoparticles as well as nanostructured films of composite, shelled, alloy and compound nanoparticles by using laser ablation of microparticles is disclosed. © 2010 CambridgeIP Ltd. All rights reserved. 39
  • 40. Example Patent: Gas Phase Solid Gel aerospace paints, smart construction coatings and concrete CN1915811 Method for preparing Nano carbon white from fly ash based on gas phase sol gel method Assignee: UNIV JIANGSU [CN] Inventor: NI LIANG JIANG [CN] Publication Date: 2007-02-21 Abstract: This invention relates to a sol-gel method for preparing nanoscale white carbon black from fly ashes, NaF and concentrated H2SO4. The method comprises: (1) dissolving fly ashes in HNO3, and sintering at a high temperature to obtain SiO2; (2) dropping concentrated H2SO4 onto SiO2 and SiF4 to generate SiF4 gas, introducing SiF4 gas into solution of sodium dodecyl sulfate, Sodium dodecyl sulfonate and cetyltrimethyl ammonium bromide, hydrolyzing to obtain sol and then gel, and calcining to obtain nanoscale white carbon black. The obtained nanoscale white carbon black has diameters of about 20nm, and a specific surface area of 58-631 m2/g. Besides, the nanoscale white carbon black is semi-transparent white, and has such advantages as high purity, no obvious aggregation, high dispersibility and high activity. The method has such advantages as mild reaction conditions, easy control of the techniques and simple process. © 2010 CambridgeIP Ltd. All rights reserved. 40
  • 41. Example Patent: Sol-Gel drug delivery/ paints, smart (re) coatings Formulation WO2008072239 FORMATION OF NANOMETRIC CORE-SHELL PARTICLES HAVING A METAL OXIDE SHELL Assignee: SOL GEL TECHNOLOGIES LTD (Israel) Inventor: TOLEDANO OFER [IL]; SERTCHOOK HANAN [IL]; ABU-REZIQ RAED [IL]; BAR-SIMANTOV HAIM [IL]; SHAPIRO LEORA [IL] Publication Date: 2008-06-19 Abstract: A process for preparing nanocapsules having a core- shell structure, comprising: (a) preparing an oil-in-water emulsion by emulsification of an oily phase that comprises a core material, in an aqueous phase, under high shear forces, wherein one or both of the oily phase, and the aqueous phase comprises a sol-gel precursor; (b) subjecting the emulsion obtained in (a) to a high pressure homogenization to obtain a nano-emulsion; and (c) applying conditions for hydrolyzing and polycondensing the sol-gel precursor to obtain nanocapsules having a metal oxide shell encapsulating the core material, said nanocapsules have a particle size distribution of: d10 = 10-80 nm, d50 = 30-200 nm, and d90 = 70-500 nm, in diameter. The invention also relate to nanocapsules having the above particle size distribution and to composition comprising the nanocapsules. © 2010 CambridgeIP Ltd. All rights reserved. 41