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OVERVIEW
Yucca Mountain on ice: DOE, NRC, and the
  Courts – Yucca Mountain Mandamus Case
The Blue Ribbon Commission
Congressional Activity – DOE July Report
Waste Confidence -State of New York v. NRC
Stakeholder Collaboration – key to success




                                             2
PROLOGUE
Nuclear Waste Policy Act of 1982 (NWPA); 1987
  Amendments
DOE license application docketed by NRC on September
  8, 2008; DOE withdrawal of the license application in
  Spring of 2010
NRC actions – CLI-11-07
The Yucca Mountain Mandamus Case, In Re: Aiken
  County, SC, et al. Petitioners; NRC and Chairman
  Jaczko, Respondents




                                                          3
COMMISSION’S HLW ORDER
CLI-11-07, September 9, 2011 – on review of the June 29, 2012 NRC
   Licensing Board decision denying the DOE request to withdraw the
   license application
On appeal to Commission, 2 to 2 deadlock, on whether to overturn or
   uphold the Board decision – thus DOE license application still
   technically alive
NRC staff stopped reviewing the DOE application in Fall 2010 at the
  then-Chairman Jaczko’s direction; Commission directs the Board to
  complete all case management activities; Board shuts down
  Licensing Support Network and Las Vegas Hearing Facility due to
  budgetary constraints




                                                                      4
IN RE AIKEN COUNTY – D.C. CIRCUIT COURT
Mandamus action filed by the States of South
  Carolina, Washington, and NARUC, Nye County, NV
  seeking to compel NRC to act on the DOE Yucca
  Mountain license application – filed on July
  29, 2011, argued May 2, 2012
NRC argued that it does not have sufficient appropriations
  to make significant progress on the DOE license
  application – concedes that if it had sufficient
  appropriated funds, it would need to act but use of the
  $10 million remaining would accomplish little




                                                             5
IN RE AIKEN COUNTY – D.C. CIRCUIT COURT
Petitioners argue that that the NRC should use its available
  money to complete and issue the Safety Evaluation
  Report, among other actions
A probable outcome, based on the discussions at oral
   argument, is an order by the Court for the NRC to use
   the $10 million to make some progress on the license
   application without specifying exactly what




                                                               6
THE BLUE RIBBON COMMISSION (BRC)
Formed by the Secretary of Energy at the direction of
   President Obama, January 10, 2010
To conduct a comprehensive review of policies for
   managing the backend of the fuel cycle, including:
 safe storage and permanent disposal;
options for decision making processes that are flexible,
   adaptive, and responsive;
ensuring that decisions are open and transparent, with
   broad participation




                                                           7
BRC RECOMMENDATIONS - STRATEGY
Consent-based approach to siting waste facilities
New organization to manage the program, with funding
Access to funds paid into by ratepayers
Prompt efforts on one or more geologic disposal facilities
Prompt efforts on consolidated storage facilities
Prompt efforts to prepare for transport to storage/disposal
Support for innovation in nuclear technology and workforce
Active U.S. leadership in international efforts on waste




                                                              8
BRC – IMPLEMENTATION
Legislative Changes:
Amend NWPA to establish a new consent-based process
   for selecting, evaluating storage and disposal facilities
Amend NWPA to allow one or more consolidated interim
   storage facilities
Amend NWPA to expand support given to jurisdictions
   affected by transportation
Establish a new waste management organization
Ensure access to dedicated funding




                                                               9
BRC - IMPLEMENTATION
BRC Report concluded that progress towards a
  consolidated storage facility can begin immediately
  under existing NWPA provisions which authorize the
  government to site and design a Monitored Retrieval
  Storage (MRS) facility
DOE will respond to the BRC recommendations in a report
  to Congress scheduled for July 26, 2012




                                                          10
BRC - IMPLEMENTATION
DOE - task forces have been established to develop the
  report:
Governance
Consent-based siting
System design
Transportation




                                                         11
“GOVCORP”
BRC: “… a new, single-purpose organization is needed…a
   congressionally chartered federal corporation offers the best
   model”
Options:
Autonomous administration within DOE, e.g., Bonneville Power
   Administration
Independent single-purpose agency headed by a single
   administrator, e.g., NASA
Government Corporation, e.g., TVA, USEC
Government-chartered, mixed ownership corporation, e.g.,
   COMSAT, Fannie Mae




                                                                   12
“GOVCORP”
Issues:
Functional or stakeholder board of directors
Relationships with other federal agencies, Tribes
Technical support
Funding




                                                    13
CONSENT-BASED APPROACH
BRC: the U.S. needs to adopt a new approach to siting and
  developing nuclear waste management and disposal
  facilities in the future
Consent-based – affected communities have an
  opportunity to decide whether to accept facility siting
  decisions and retain significant local control
Transparent
Adaptive and staged facility siting process




                                                            14
CONSENT-BASED APPROACH
How to reconcile state and local community/tribal views
How to define consent – state-wide referendum?
  willingness to enter into legally binding agreements with
  the facility operator?
Opting out of the agreement
Congressional approval
Benefits and funding




                                                              15
CONGRESSIONAL ACTIVITY
DOE report on implementation of BRC recommendations –
  July 26, 2012 – should form the basis for Congressional
  action on implementing the BRC recommendations
In the interim, FY 2013 Energy and Water Appropriations
   Bill authorizes DOE to begin a pilot program for a
   “consent-based” approach to developing one or more
   consolidated interim storage facilities with a priority for
   decommissioned reactors (“stranded” fuel)




                                                                 16
WASTE CONFIDENCE
State of New York et al. v. NRC, No. 11-1045, D.C. Cir. (June
  8, 2012)
Review of the NRC’s Waste Confidence Decision and
  rulemaking on the temporary storage and permanent
  disposal of nuclear waste
Originally promulgated in 1984 in response to a successful
  legal challenge to Commission reactor licensing
Updated by the Commission on December 23, 2010 (75
  Fed. Reg. 81037)




                                                                17
WASTE CONFIDENCE
The update revised two of the five findings in the original
  Waste Confidence Decision:
Finding 2 – a suitable repository will be available “when
   necessary” (previously, “in the first quarter of the 21st
   century”)
Finding 4 – spent nuclear fuel can be stored safely at
   reactor sites for at least 60 years beyond the licensed
   life of the reactor (previously 30 years)




                                                               18
WASTE CONFIDENCE
The Court:
The Waste Confidence Decision is a major federal action
    requiring an EIS or a finding of no significant impact
The Commission’s analysis of the risks of spent nuclear fuel
    is deficient in two ways:
It did not consider the environmental effects of permanent
    disposal not being available when necessary
It did not consider the dangers – fires, leaks, - of storing
    waste on the reactor site




                                                               19
WASTE CONFIDENCE
Vacated the Waste Confidence Decision update and remanded it
   back to the Commission for further action
Note that the Court did not hold that the Commission was
  required to analyze each reactor site individually in terms of
  the risk of extended (60 years) temporary storage; rather, it
  suggested that a generic analysis of the risks could be
  sufficient to support the 60 year finding
In this regard, the required analysis could be part of the
    Commission’s ongoing EIS on storage beyond 60 years




                                                                   20
WASTE CONFIDENCE
In the aftermath of the decision, a group of advocacy
   organizations from across the United States petitioned
   the Commission to suspend final licensing decisions in
   all pending NRC reactor licensing proceedings until
   completion of the court-required environmental analysis
See Petition to Suspend Final Decisions in All Pending
  Reactor Licensing Proceedings Pending Completion of
  Remanded Waste Confidence Proceedings, June 18,
  2012




                                                             21
WASTE CONFIDENCE
The Commission’s response to the petition stated that the
  Commission has not yet decided how to respond to the
  D.C. Circuit’s decision and will not make a final decision
  on any combined operating license (new reactors) or
  renewed operating license until then See NRC Staff
  Answer, June 25, 2012
Petitioners can raise these concerns in individual licensing
  proceedings under the Commission’s normal rules




                                                               22
WASTE CONFIDENCE
Commission options:
Fold the analysis into the ongoing EIS on storage beyond 60 years – or
   at least on the permanent disposal “when necessary” aspect
Undertake a new effort to provide the required analysis, both on the
   “when necessary” aspect and/or the 60 year storage aspect
Although the Commission’s Answer to the June 18, 2012 petition
   stated that it would not issue any final reactor license decisions
   until it decided how to respond to the Court decision, it could
   eventually continue individual licensing decisions while any analysis
   was being conducted – the Court did not foreclose this possibility –
   and allow the environmental concerns to be litigated in each
   proceeding




                                                                           23
WASTE CONFIDENCE
Implications for the BRC recommendations:
Waste Confidence Decision does not directly apply to
  consolidated interim storage
However, the environmental analysis on storage at reactor
  sites prepared in response to the D.C. Circuit decision
  could have implications for the licensing of the
  consolidated interim storage facilities to the extent that
  the same safety/technical issues are involved




                                                               24
STAKEHOLDER COLLABORATION
BRC :
The legislation to establish the new waste management organization should
   include appropriate mechanisms to facilitate and support constructive
   stakeholder participation
To provide an ongoing conduit for input from the full range of interests – utility
    companies, public utility commissions, taxpayers, states, tribes, and local
    communities, public interest groups, the nuclear industry, DOE, the U.S.
    Navy, the academic community, nonproliferation and security community –
    establish a stakeholder advisory committee and
A special subcommittee of the Advisory Committee to provide specific
    guidance on the siting process as a conduit for stakeholder input




                                                                                     25
STAKEHOLDER COLLABORATION
Collaborative processes bring together affected and concerned
    interests, i.e., stakeholders, for a dialogue, and hopefully,
    consensus, on an issue
Inclusive of all interests, early in the decision-making process, in a
    structured environment, assisted by a process-expert, i.e., a
    facilitator
Has been used successfully on many controversial and complex issues,
    including radioactive waste
Even where consensus is not reached, collaboration can reach positive
    results in identifying important issues, narrowing the range of
    disagreement, and identifying what outcomes might be acceptable




                                                                         26
STAKEHOLDER COLLABORATION
Important for use in the waste disposal and storage area in
  order to:
keep the momentum of the BRC moving
provide a direct forum for stakeholder action NOW
useful bipartisan solutions can be developed for
  policymakers and legislators before decisions are made
embraces a message that deviates from what has been
  perceived as dysfunctional unilateral action




                                                              27
STAKEHOLDER COLLABORATION
Challenging:
Complex and controversial
The issues of storage, permanent disposal, and
  transportation are interconnected
The framework of relationship between state, local, and
  tribal governments




                                                          28
STAKEHOLDER COLLABORATION
What issues?
The nature of the consent process – how to define; roles of
   states, tribes, and communities
The NRC/EPA licensing standards for permanent disposal – a BRC emphasis
The siting criteria for storage and disposal
When?
Before Congressional action? After the GovCorp is established?
Under whose sponsorship?
DOE?
GovCorp?
Stakeholder initiated, “sua sponte”




                                                                          29

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GOVCORP

  • 1.
  • 2. OVERVIEW Yucca Mountain on ice: DOE, NRC, and the Courts – Yucca Mountain Mandamus Case The Blue Ribbon Commission Congressional Activity – DOE July Report Waste Confidence -State of New York v. NRC Stakeholder Collaboration – key to success 2
  • 3. PROLOGUE Nuclear Waste Policy Act of 1982 (NWPA); 1987 Amendments DOE license application docketed by NRC on September 8, 2008; DOE withdrawal of the license application in Spring of 2010 NRC actions – CLI-11-07 The Yucca Mountain Mandamus Case, In Re: Aiken County, SC, et al. Petitioners; NRC and Chairman Jaczko, Respondents 3
  • 4. COMMISSION’S HLW ORDER CLI-11-07, September 9, 2011 – on review of the June 29, 2012 NRC Licensing Board decision denying the DOE request to withdraw the license application On appeal to Commission, 2 to 2 deadlock, on whether to overturn or uphold the Board decision – thus DOE license application still technically alive NRC staff stopped reviewing the DOE application in Fall 2010 at the then-Chairman Jaczko’s direction; Commission directs the Board to complete all case management activities; Board shuts down Licensing Support Network and Las Vegas Hearing Facility due to budgetary constraints 4
  • 5. IN RE AIKEN COUNTY – D.C. CIRCUIT COURT Mandamus action filed by the States of South Carolina, Washington, and NARUC, Nye County, NV seeking to compel NRC to act on the DOE Yucca Mountain license application – filed on July 29, 2011, argued May 2, 2012 NRC argued that it does not have sufficient appropriations to make significant progress on the DOE license application – concedes that if it had sufficient appropriated funds, it would need to act but use of the $10 million remaining would accomplish little 5
  • 6. IN RE AIKEN COUNTY – D.C. CIRCUIT COURT Petitioners argue that that the NRC should use its available money to complete and issue the Safety Evaluation Report, among other actions A probable outcome, based on the discussions at oral argument, is an order by the Court for the NRC to use the $10 million to make some progress on the license application without specifying exactly what 6
  • 7. THE BLUE RIBBON COMMISSION (BRC) Formed by the Secretary of Energy at the direction of President Obama, January 10, 2010 To conduct a comprehensive review of policies for managing the backend of the fuel cycle, including: safe storage and permanent disposal; options for decision making processes that are flexible, adaptive, and responsive; ensuring that decisions are open and transparent, with broad participation 7
  • 8. BRC RECOMMENDATIONS - STRATEGY Consent-based approach to siting waste facilities New organization to manage the program, with funding Access to funds paid into by ratepayers Prompt efforts on one or more geologic disposal facilities Prompt efforts on consolidated storage facilities Prompt efforts to prepare for transport to storage/disposal Support for innovation in nuclear technology and workforce Active U.S. leadership in international efforts on waste 8
  • 9. BRC – IMPLEMENTATION Legislative Changes: Amend NWPA to establish a new consent-based process for selecting, evaluating storage and disposal facilities Amend NWPA to allow one or more consolidated interim storage facilities Amend NWPA to expand support given to jurisdictions affected by transportation Establish a new waste management organization Ensure access to dedicated funding 9
  • 10. BRC - IMPLEMENTATION BRC Report concluded that progress towards a consolidated storage facility can begin immediately under existing NWPA provisions which authorize the government to site and design a Monitored Retrieval Storage (MRS) facility DOE will respond to the BRC recommendations in a report to Congress scheduled for July 26, 2012 10
  • 11. BRC - IMPLEMENTATION DOE - task forces have been established to develop the report: Governance Consent-based siting System design Transportation 11
  • 12. “GOVCORP” BRC: “… a new, single-purpose organization is needed…a congressionally chartered federal corporation offers the best model” Options: Autonomous administration within DOE, e.g., Bonneville Power Administration Independent single-purpose agency headed by a single administrator, e.g., NASA Government Corporation, e.g., TVA, USEC Government-chartered, mixed ownership corporation, e.g., COMSAT, Fannie Mae 12
  • 13. “GOVCORP” Issues: Functional or stakeholder board of directors Relationships with other federal agencies, Tribes Technical support Funding 13
  • 14. CONSENT-BASED APPROACH BRC: the U.S. needs to adopt a new approach to siting and developing nuclear waste management and disposal facilities in the future Consent-based – affected communities have an opportunity to decide whether to accept facility siting decisions and retain significant local control Transparent Adaptive and staged facility siting process 14
  • 15. CONSENT-BASED APPROACH How to reconcile state and local community/tribal views How to define consent – state-wide referendum? willingness to enter into legally binding agreements with the facility operator? Opting out of the agreement Congressional approval Benefits and funding 15
  • 16. CONGRESSIONAL ACTIVITY DOE report on implementation of BRC recommendations – July 26, 2012 – should form the basis for Congressional action on implementing the BRC recommendations In the interim, FY 2013 Energy and Water Appropriations Bill authorizes DOE to begin a pilot program for a “consent-based” approach to developing one or more consolidated interim storage facilities with a priority for decommissioned reactors (“stranded” fuel) 16
  • 17. WASTE CONFIDENCE State of New York et al. v. NRC, No. 11-1045, D.C. Cir. (June 8, 2012) Review of the NRC’s Waste Confidence Decision and rulemaking on the temporary storage and permanent disposal of nuclear waste Originally promulgated in 1984 in response to a successful legal challenge to Commission reactor licensing Updated by the Commission on December 23, 2010 (75 Fed. Reg. 81037) 17
  • 18. WASTE CONFIDENCE The update revised two of the five findings in the original Waste Confidence Decision: Finding 2 – a suitable repository will be available “when necessary” (previously, “in the first quarter of the 21st century”) Finding 4 – spent nuclear fuel can be stored safely at reactor sites for at least 60 years beyond the licensed life of the reactor (previously 30 years) 18
  • 19. WASTE CONFIDENCE The Court: The Waste Confidence Decision is a major federal action requiring an EIS or a finding of no significant impact The Commission’s analysis of the risks of spent nuclear fuel is deficient in two ways: It did not consider the environmental effects of permanent disposal not being available when necessary It did not consider the dangers – fires, leaks, - of storing waste on the reactor site 19
  • 20. WASTE CONFIDENCE Vacated the Waste Confidence Decision update and remanded it back to the Commission for further action Note that the Court did not hold that the Commission was required to analyze each reactor site individually in terms of the risk of extended (60 years) temporary storage; rather, it suggested that a generic analysis of the risks could be sufficient to support the 60 year finding In this regard, the required analysis could be part of the Commission’s ongoing EIS on storage beyond 60 years 20
  • 21. WASTE CONFIDENCE In the aftermath of the decision, a group of advocacy organizations from across the United States petitioned the Commission to suspend final licensing decisions in all pending NRC reactor licensing proceedings until completion of the court-required environmental analysis See Petition to Suspend Final Decisions in All Pending Reactor Licensing Proceedings Pending Completion of Remanded Waste Confidence Proceedings, June 18, 2012 21
  • 22. WASTE CONFIDENCE The Commission’s response to the petition stated that the Commission has not yet decided how to respond to the D.C. Circuit’s decision and will not make a final decision on any combined operating license (new reactors) or renewed operating license until then See NRC Staff Answer, June 25, 2012 Petitioners can raise these concerns in individual licensing proceedings under the Commission’s normal rules 22
  • 23. WASTE CONFIDENCE Commission options: Fold the analysis into the ongoing EIS on storage beyond 60 years – or at least on the permanent disposal “when necessary” aspect Undertake a new effort to provide the required analysis, both on the “when necessary” aspect and/or the 60 year storage aspect Although the Commission’s Answer to the June 18, 2012 petition stated that it would not issue any final reactor license decisions until it decided how to respond to the Court decision, it could eventually continue individual licensing decisions while any analysis was being conducted – the Court did not foreclose this possibility – and allow the environmental concerns to be litigated in each proceeding 23
  • 24. WASTE CONFIDENCE Implications for the BRC recommendations: Waste Confidence Decision does not directly apply to consolidated interim storage However, the environmental analysis on storage at reactor sites prepared in response to the D.C. Circuit decision could have implications for the licensing of the consolidated interim storage facilities to the extent that the same safety/technical issues are involved 24
  • 25. STAKEHOLDER COLLABORATION BRC : The legislation to establish the new waste management organization should include appropriate mechanisms to facilitate and support constructive stakeholder participation To provide an ongoing conduit for input from the full range of interests – utility companies, public utility commissions, taxpayers, states, tribes, and local communities, public interest groups, the nuclear industry, DOE, the U.S. Navy, the academic community, nonproliferation and security community – establish a stakeholder advisory committee and A special subcommittee of the Advisory Committee to provide specific guidance on the siting process as a conduit for stakeholder input 25
  • 26. STAKEHOLDER COLLABORATION Collaborative processes bring together affected and concerned interests, i.e., stakeholders, for a dialogue, and hopefully, consensus, on an issue Inclusive of all interests, early in the decision-making process, in a structured environment, assisted by a process-expert, i.e., a facilitator Has been used successfully on many controversial and complex issues, including radioactive waste Even where consensus is not reached, collaboration can reach positive results in identifying important issues, narrowing the range of disagreement, and identifying what outcomes might be acceptable 26
  • 27. STAKEHOLDER COLLABORATION Important for use in the waste disposal and storage area in order to: keep the momentum of the BRC moving provide a direct forum for stakeholder action NOW useful bipartisan solutions can be developed for policymakers and legislators before decisions are made embraces a message that deviates from what has been perceived as dysfunctional unilateral action 27
  • 28. STAKEHOLDER COLLABORATION Challenging: Complex and controversial The issues of storage, permanent disposal, and transportation are interconnected The framework of relationship between state, local, and tribal governments 28
  • 29. STAKEHOLDER COLLABORATION What issues? The nature of the consent process – how to define; roles of states, tribes, and communities The NRC/EPA licensing standards for permanent disposal – a BRC emphasis The siting criteria for storage and disposal When? Before Congressional action? After the GovCorp is established? Under whose sponsorship? DOE? GovCorp? Stakeholder initiated, “sua sponte” 29