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QUALIFICATION
OF AUTOCLAVE
STERILIZATION
 Sterilization is a process that eliminates (removes) or kills all forms of
life, including transmissible agents (such as fungi, bacteria ,viruses, spore
forms, etc.) present on a surface, contained in a fluid, in medication, or in a
compound such as biological culture media.
 Classifications:
QUALIFICATION
Need of Qualification
•To manufactured a quality product
•Proof “suitability for intended use”
•Regulatory requirements
•Cost effective
Qualification is defined as an action of providing that equipment or ancillary systems are
properly installed, work correctly, and actually lead to the expected results. Qualification
is part of validation, but the individual qualification steps alone do not constitute process
validation.
QUALIFICATION
Qualification is the process of establishing
documented evidence that a specific equipment,
facility or system are fit and ready for their intended
use.
The four qualification stages help determine if the process
being tested is capable of operating in its specific environment.
They include:
•Qualification (DQ)
•Installation Qualification (IQ)
•Operational Qualification (OQ)
•Performance Qualification (PQ)
Design qualification (DQ)
Design qualification may verify that design of equipment,
system/facility is according to requirement of user and current good
manufacturing practices.
Installation qualification (IQ)
Installation qualification is conducted to prove that equipment/system has been installed as
per user and manufacturer recommendation.
·
Operational qualification (OQ)
The operational qualification process is intended to demonstrate that the components are
operating properly and ready for performance or load testing.
Performance qualification (PQ)
Performance qualification is documented evidence to prove that equipment/system is
performing under specified condition. It involve in taking trial under “loaded condition
Moist Heat Sterilization or Autoclave
 Autoclaves are also known as steam
sterilizers, and are typically used for
healthcare or industrial applications.
 An autoclave is a machine that uses steam
under pressure to kill harmful bacteria,
viruses, fungi, and spores on items that are
placed inside a pressure vessel.
 The items are heated to an appropriate
sterilization temperature for a given
amount of time.
 The moisture in the steam efficiently
transfers heat to the items to destroy the
protein structure of the bacteria and spores.
How Does an Autoclave Work?
After items or materials are placed inside an
autoclave, the lid is sealed. Then most air is
removed from the vessel.
There are two options for how this is done. Gravity
displacement units remove the air by pumping
steam into the vessel.
The steam displaces the air to create a vacuum.
The other design, called a pre-vacuum, removes
the air from the vessel using a vacuum pump.
After the air has been removed from the vessel,
steam is pumped into the chamber at a high
pressure. This causes the temperature to increase.
After the target temperature is reached, the steam
will continue to enter the vessel to maintain the
desired temperature.
The different tests are follows for qualification of autoclave are ·
i. Vacuum leak test ·
ii. Bowie-dick test ·
iii. Heat distribution study ·
iv. Heat penetration study
Vacuum leak test:
Objective:
To verify the leakage in sterilization chamber during vacuum hold time when the sterilizing chamber is empty.
Procedure
i. Ensure that the chamber temperature is stable and compressed air is on with high pressure.
ii. Start the vacuum leak rate test cycle and observe the pressure in the pressure gauge of steam sterilizer and
Cycle allow the pressure to drop down.
iii. Machine will close all the valves connected to the chamber and stop the vacuum pump and note the time and
pressure (P1). Wait for stabilization period of 5 minute (±10 second) and note down the pressure again (P2)
and Wait for another 10 minute (± 10 second) and note down the pressure third time (P3). Return to
atmospheric pressure and continue to run for next cycle.
Acceptance criteria:
Vacuum leak rate should be NMT 0.013 bar / 10 minutes.
Frequency:
Run the test for 3 consecutive cycles at the time of Initial Qualification.
Bowie- Dick test:
Objective:
To ensure that the vacuum pulses applied before the sterilization hold period are sufficient to remove the
entrapped air.
Procedure:
i. Place the Bowie Dick test paper on the bottom shelf of the sterilizer just above drain point (100mmover the drain)
ii. It consist of standard paper pack and indicator sheet Start the cycle by pressing enter key. After the cycle is over open
the door from control area side and take the sterilized test paper from the autoclave and check the indicator Paper.
iii. Three cycle of air removal study shall be performed (initially) by using fresh indicator paper This test shall be
performed by using Bowie Dick test cycle. To fulfil the maximum exposure requirement, the sterilization cycle shall
have 17 minutes at 121°C to 123°C sterilization period.
Set Parameters:
17 minutes cycle at a temperature of 121°C
Acceptance criteria:
The Bowie dick indicator should show uniform color change (Yellow to Brown / black) after the cycle.
No change or no uniform change spot on the test sheet indicates inadequate air removal.
Frequency:
Run the test for 3 consecutive cycles at the time of Initial Qualification.
Heat distribution study (empty chamber)
Objective:
To verify the temperature uniformity throughout the chamber and to locate the cold spot in Empty
Chamber.
Procedure:
i. Insert 16 no of temperature sensors inside the chamber through the validation port of sterilizer. Seal the
port with silicon sealant to ensure that no steam leakage during operations of sterilizer.
ii. Connect the temperature sensors to the data logger, which can scan and print the actual temperature
and pressure at different locations.
iii. After completion of sterilization cycle check the thermograph in the data logger for attaining set
temperature and pressure. If any deviation observed repeat the cycle after taking necessary correction.
Acceptance criteria:
Temperature distribution within the chamber must be between 121°C to 123°C at all location during the
sterilization period
Heat distribution study (loaded chamber)
Objective:
To verify the temperature uniformity throughout the chamber and to locate the cold spot in loaded Chamber.
Procedure:
i. Insert 16 no of temperature sensors inside the chamber and seal the port with silicon sealant to ensure
that no steam leakage during operations of sterilizer.
ii. Load the article as per loading pattern in the autoclave chamber. Loaded chamber heat distribution study
shall be performed separately for all loading patterns.
iii. One cycle shall be performed for each loading type for loaded chamber heat distribution study.
iv. Connect the temperature sensors to the data logger, which can scan and print the actual temperature and
pressure at different locations.
v. After completion of sterilization cycle check the thermograph for attaining set temperature and pressure ,
If any deviation observed repeat the cycle after taking necessary correction.
Acceptance criteria:
Temperature distribution within the chamber must be between 121°C to 123°C at all location during the
sterilization period (dwell time)
Heat penetration study
Objective
In order to verify sterilizing temperature has been reached in each load subjected to moist heat sterilization, it is
necessary to conduct heat penetration studies.
Procedure:
i. Insert 16 no of temperature sensors inside the chamber and seal the port with silicon sealant to ensure that no steam
leakage during operations of sterilizer.
ii. Load the article as per loading pattern in the autoclave chamber and arrange the load as specified keep at least 15
biological indicators and 10 thermochemical indicators shall be used for each cycle.
iii. Load placed at the identified cold points must have one indicator(Biological and Thermochemical) and temperature
sensor in all three runs.
iv. Perform the sterilization , after the sterilization cycle is completed, stop data logger and open the sterilizer and take
out the biological indicator and thermochemical indicator from load and send to microbiological lab for testing.
v. Check against acceptance criteria for compliance and determine the Fo value and compare against acceptance
criteria. Take out external temperature sensor from the chamber and perform vacuum leak rate test.
Acceptance criteria
Temperature distribution within the chamber must be between 121°C to 123°C at all location during the sterilization
period (dwell time)
Conclusion
Qualification is a fundamental concept of cGMP. Where autoclave is used for sterilization of the
garments, cleaning aids filters, utensil, vial filling machine parts, rubber stopper etc. This was followed by
performing the qualification of the equipment which describes the entire test right from vacuum leak test,
bowie-dick test, heat distribution study (empty chamber, loaded chamber) and heat penetration test. All the
parameters and processes which are described were found within the acceptance criteria. Hence autoclave is
considered to be qualified and can be routinely used.
1. Jacquelyn G B, Microbiology: principles and applications, Englewood cliffe, N. J: prentice hall 1993.
2. Sultana Y. Pharmaceutical Microbiology and Biotechnology, Sterilization Method and Principle, Jamia
Hamdard, Hamdard Nagar, New Delhi, 2007.
3. American Society for Healthcare Central Service Professionals, Training Manual for Central Service
Technicians, 2006.fifth ed., pp.25-27.
4. Fernbach E, Joubert, Roux E, Pasteur E, Straurs, Charles chamberland, En collaboration arec, 1851-
1908.
5. Online etymology dictionary, available at www.etymonline.com
6. Seymour S B, Disinfection, Sterilization and preservation, Lippincott Williams and wilkins, ISBN 978-
0-683-30740-5, 2001.
7. Thomas C., John P.J., Principles and Methods of Sterilization in Health Sciences, second ed., 1983.
8. Fabritz H, Autoclave Qualification and Validation, Expert reff 2007-14
9. Validation of Steam Sterilization Cycles, Technical Monograph No.1, Parenteral Drug Association,
Inc., Philadelphia, pp.5-6.
10. European Committee for Standardization, Sterilization of Medical-Devices Validation and Control of
Sterilization by Moist Heat Sterilization, EN 554:1994. pp. 264-269.
11. Guy D., Hodges N., and Hanlon G., 2003. Endotoxins and Depyrogenation in Industrial Pharmaceutical
Microbiology, Standards and Controls, Euromed, pp.12.1 - 12.15
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Qualification of Autoclave - Dipankar.pptx

  • 2. STERILIZATION  Sterilization is a process that eliminates (removes) or kills all forms of life, including transmissible agents (such as fungi, bacteria ,viruses, spore forms, etc.) present on a surface, contained in a fluid, in medication, or in a compound such as biological culture media.  Classifications:
  • 3. QUALIFICATION Need of Qualification •To manufactured a quality product •Proof “suitability for intended use” •Regulatory requirements •Cost effective Qualification is defined as an action of providing that equipment or ancillary systems are properly installed, work correctly, and actually lead to the expected results. Qualification is part of validation, but the individual qualification steps alone do not constitute process validation.
  • 4. QUALIFICATION Qualification is the process of establishing documented evidence that a specific equipment, facility or system are fit and ready for their intended use. The four qualification stages help determine if the process being tested is capable of operating in its specific environment. They include: •Qualification (DQ) •Installation Qualification (IQ) •Operational Qualification (OQ) •Performance Qualification (PQ)
  • 5. Design qualification (DQ) Design qualification may verify that design of equipment, system/facility is according to requirement of user and current good manufacturing practices. Installation qualification (IQ) Installation qualification is conducted to prove that equipment/system has been installed as per user and manufacturer recommendation. · Operational qualification (OQ) The operational qualification process is intended to demonstrate that the components are operating properly and ready for performance or load testing. Performance qualification (PQ) Performance qualification is documented evidence to prove that equipment/system is performing under specified condition. It involve in taking trial under “loaded condition
  • 6. Moist Heat Sterilization or Autoclave  Autoclaves are also known as steam sterilizers, and are typically used for healthcare or industrial applications.  An autoclave is a machine that uses steam under pressure to kill harmful bacteria, viruses, fungi, and spores on items that are placed inside a pressure vessel.  The items are heated to an appropriate sterilization temperature for a given amount of time.  The moisture in the steam efficiently transfers heat to the items to destroy the protein structure of the bacteria and spores.
  • 7. How Does an Autoclave Work? After items or materials are placed inside an autoclave, the lid is sealed. Then most air is removed from the vessel. There are two options for how this is done. Gravity displacement units remove the air by pumping steam into the vessel. The steam displaces the air to create a vacuum. The other design, called a pre-vacuum, removes the air from the vessel using a vacuum pump. After the air has been removed from the vessel, steam is pumped into the chamber at a high pressure. This causes the temperature to increase. After the target temperature is reached, the steam will continue to enter the vessel to maintain the desired temperature.
  • 8. The different tests are follows for qualification of autoclave are · i. Vacuum leak test · ii. Bowie-dick test · iii. Heat distribution study · iv. Heat penetration study Vacuum leak test: Objective: To verify the leakage in sterilization chamber during vacuum hold time when the sterilizing chamber is empty. Procedure i. Ensure that the chamber temperature is stable and compressed air is on with high pressure. ii. Start the vacuum leak rate test cycle and observe the pressure in the pressure gauge of steam sterilizer and Cycle allow the pressure to drop down. iii. Machine will close all the valves connected to the chamber and stop the vacuum pump and note the time and pressure (P1). Wait for stabilization period of 5 minute (±10 second) and note down the pressure again (P2) and Wait for another 10 minute (± 10 second) and note down the pressure third time (P3). Return to atmospheric pressure and continue to run for next cycle. Acceptance criteria: Vacuum leak rate should be NMT 0.013 bar / 10 minutes. Frequency: Run the test for 3 consecutive cycles at the time of Initial Qualification.
  • 9. Bowie- Dick test: Objective: To ensure that the vacuum pulses applied before the sterilization hold period are sufficient to remove the entrapped air. Procedure: i. Place the Bowie Dick test paper on the bottom shelf of the sterilizer just above drain point (100mmover the drain) ii. It consist of standard paper pack and indicator sheet Start the cycle by pressing enter key. After the cycle is over open the door from control area side and take the sterilized test paper from the autoclave and check the indicator Paper. iii. Three cycle of air removal study shall be performed (initially) by using fresh indicator paper This test shall be performed by using Bowie Dick test cycle. To fulfil the maximum exposure requirement, the sterilization cycle shall have 17 minutes at 121°C to 123°C sterilization period. Set Parameters: 17 minutes cycle at a temperature of 121°C Acceptance criteria: The Bowie dick indicator should show uniform color change (Yellow to Brown / black) after the cycle. No change or no uniform change spot on the test sheet indicates inadequate air removal. Frequency: Run the test for 3 consecutive cycles at the time of Initial Qualification.
  • 10. Heat distribution study (empty chamber) Objective: To verify the temperature uniformity throughout the chamber and to locate the cold spot in Empty Chamber. Procedure: i. Insert 16 no of temperature sensors inside the chamber through the validation port of sterilizer. Seal the port with silicon sealant to ensure that no steam leakage during operations of sterilizer. ii. Connect the temperature sensors to the data logger, which can scan and print the actual temperature and pressure at different locations. iii. After completion of sterilization cycle check the thermograph in the data logger for attaining set temperature and pressure. If any deviation observed repeat the cycle after taking necessary correction. Acceptance criteria: Temperature distribution within the chamber must be between 121°C to 123°C at all location during the sterilization period
  • 11. Heat distribution study (loaded chamber) Objective: To verify the temperature uniformity throughout the chamber and to locate the cold spot in loaded Chamber. Procedure: i. Insert 16 no of temperature sensors inside the chamber and seal the port with silicon sealant to ensure that no steam leakage during operations of sterilizer. ii. Load the article as per loading pattern in the autoclave chamber. Loaded chamber heat distribution study shall be performed separately for all loading patterns. iii. One cycle shall be performed for each loading type for loaded chamber heat distribution study. iv. Connect the temperature sensors to the data logger, which can scan and print the actual temperature and pressure at different locations. v. After completion of sterilization cycle check the thermograph for attaining set temperature and pressure , If any deviation observed repeat the cycle after taking necessary correction. Acceptance criteria: Temperature distribution within the chamber must be between 121°C to 123°C at all location during the sterilization period (dwell time)
  • 12. Heat penetration study Objective In order to verify sterilizing temperature has been reached in each load subjected to moist heat sterilization, it is necessary to conduct heat penetration studies. Procedure: i. Insert 16 no of temperature sensors inside the chamber and seal the port with silicon sealant to ensure that no steam leakage during operations of sterilizer. ii. Load the article as per loading pattern in the autoclave chamber and arrange the load as specified keep at least 15 biological indicators and 10 thermochemical indicators shall be used for each cycle. iii. Load placed at the identified cold points must have one indicator(Biological and Thermochemical) and temperature sensor in all three runs. iv. Perform the sterilization , after the sterilization cycle is completed, stop data logger and open the sterilizer and take out the biological indicator and thermochemical indicator from load and send to microbiological lab for testing. v. Check against acceptance criteria for compliance and determine the Fo value and compare against acceptance criteria. Take out external temperature sensor from the chamber and perform vacuum leak rate test. Acceptance criteria Temperature distribution within the chamber must be between 121°C to 123°C at all location during the sterilization period (dwell time)
  • 13. Conclusion Qualification is a fundamental concept of cGMP. Where autoclave is used for sterilization of the garments, cleaning aids filters, utensil, vial filling machine parts, rubber stopper etc. This was followed by performing the qualification of the equipment which describes the entire test right from vacuum leak test, bowie-dick test, heat distribution study (empty chamber, loaded chamber) and heat penetration test. All the parameters and processes which are described were found within the acceptance criteria. Hence autoclave is considered to be qualified and can be routinely used.
  • 14. 1. Jacquelyn G B, Microbiology: principles and applications, Englewood cliffe, N. J: prentice hall 1993. 2. Sultana Y. Pharmaceutical Microbiology and Biotechnology, Sterilization Method and Principle, Jamia Hamdard, Hamdard Nagar, New Delhi, 2007. 3. American Society for Healthcare Central Service Professionals, Training Manual for Central Service Technicians, 2006.fifth ed., pp.25-27. 4. Fernbach E, Joubert, Roux E, Pasteur E, Straurs, Charles chamberland, En collaboration arec, 1851- 1908. 5. Online etymology dictionary, available at www.etymonline.com 6. Seymour S B, Disinfection, Sterilization and preservation, Lippincott Williams and wilkins, ISBN 978- 0-683-30740-5, 2001. 7. Thomas C., John P.J., Principles and Methods of Sterilization in Health Sciences, second ed., 1983. 8. Fabritz H, Autoclave Qualification and Validation, Expert reff 2007-14 9. Validation of Steam Sterilization Cycles, Technical Monograph No.1, Parenteral Drug Association, Inc., Philadelphia, pp.5-6. 10. European Committee for Standardization, Sterilization of Medical-Devices Validation and Control of Sterilization by Moist Heat Sterilization, EN 554:1994. pp. 264-269. 11. Guy D., Hodges N., and Hanlon G., 2003. Endotoxins and Depyrogenation in Industrial Pharmaceutical Microbiology, Standards and Controls, Euromed, pp.12.1 - 12.15 References