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Size estimation of most at-risk
          populations
           Dr. Don Ajith Karawita
            MBBS, PGD VEN, MD Venereology
National STD/AIDS Control Programme, Sri Lanka
Overview of the presentation

1. Overview of population size
   estimation methodologies
2. Survey-based methods
3. Mapping-based methods
4. Mapping of MARPs in Sri Lanka
  1.   Objective
  2.   Specific objective
  3.   Methodology
Population size estimation
        overview
Introduction to size estimation of High
          Risk Groups (HRG)
(A). Survey-Based methods
1. Study of individuals with high risk (Survey-Based methods)
   1. Comparing two independent sources of data on high risk
      groups (multiplier method)
       1.   Program data compare with a probability survey data
            (Programmatic multiplier)
       2.   Distribution of unique object data compare with survey data
            (Unique object multiplier)
   2. Capture-Recapture method
   3. Network scale up
Multiplier method: Programmatic multiplier

                                 Source 1: Programme data
MSM population whose size is
   going to be estimated         Use counts from a pre-existing
                                 programme listing during a specific
                                 time period
                                 e.g. No registered during last 3 m
                                 No attended for STI screening

                                 Source 2: probability survey data
     Probability survey of MSM

                                 Survey data should come from a
                     MSM
                                 representative survey of the
                   Registere     population whose size is being
                   d in NGO      estimated
                       X
                                 The survey area must encompass the
                                 program listing area i.e. people in the
                                 list have to be eligible for the survey
Example of how the programatic multiplier works

                                 If we want an estimate of the size of
                                 the MSM population
MSM population whose size is     Source 1: Programme data
   going to be estimated
                                 NGO X reports that there were 80
     Population size = ?         MSM registered in their programme
                                 as of May 2007

                                 Source 2: probability survey data
    Probability survey of MSM
                                 In the survey, conducted in May 2007,
    Proportion of MSM visited
                                 40% of the respondents report
    NGO X = 40%
                                 receiving service from NGO X in the
                       MSM       past year.
                    Registered
                     in NGO X
                      e.g. 80
                                 Use of multiplier formula:
                                 Popu=NGO X No/ proportion of MSM
                                 found in the survey
                                 Population=80/40/100 = 200
Problems with field implementation (Bias)
• Source 1: Programme data
   –   Failure to record beneficiaries
   –   Failure to remove inactive beneficiaries
   –   Duplication of data
   –   Failure to include appropriate beneficiaries (e.g. mixing up
       DU and IDU)
• Source 2: probability survey data
   – Recall Bias - Failure to recall the service delivery
     point/service (Multiple NGOs providing services)
   – Respondents who are in contact with interventions more
     likely to be identified and sampled (survey is not
     representative).
Multiplier method: Unique object method

                                 Source 1: Unique object method
MSM population whose size is     data
   going to be estimated
                                 A known number of “Unique objects”
                                 (T-shirt, Key tag, Purse etc.) are
                                 handed out to eligible individuals prior
                                 to the probability survey usually 1-2
                                 wks before the survey.
     Probability survey of MSM
                                 Source 2: probability survey data

                     No of       Survey data should come from a
                    unique       representative survey of the
                    objects      population whose size is being
                  distributed
                                 estimated
                                 The survey area must encompass
                                 distribution of unique object recipients
Example of how the unique object works
                                  If we want an estimate of the size of the
                                  MSM population
                                  Source 1: Unique object data
MSM population whose size is
   going to be estimated
                                  The survey team distribute 150 special
                                  key tags to MSW 2wks before the
     Population size = ?
                                  survey starts.

                                  Source 2: probability survey data
    Probability survey of MSM
    Proportion of MSM received
                                  In the survey, respondents are asked
    the unique object = 10%       whether they received a key tag & are
                                  shown an example of the object.
                       No of      10% of the survey respondents reported
                      unique      receiving the key tag
                      objects
                    distributed
                        150       Use of multiplier formula:
                                  Popu=No of objects/ proportion of MSM
                                  found received the object in the survey
                                  Population=150/10/100 = 1500
Multiplier method: Unique object method

                                 Source 1: Unique object method
MSM population whose size is     data
   going to be estimated
                                 A known number of “Unique objects”
                                 (T-shirt, Key tag, Purse etc.) are
                                 handed out to eligible individuals prior
                                 to the probability survey usually 1-2
                                 wks before the survey.
     Probability survey of MSM
                                 Source 2: probability survey data

                     No of       Survey data should come from a
                    unique       representative survey of the
                    objects      population whose size is being
                  distributed
                                 estimated
                                 The survey area must encompass
                                 distribution of unique object recipients
Problems with field implementation (Bias)
• Source 1: Unique object data
   – Object related – Object is not unique if commonly available in shops,
     not a memorable one .
   – Object distribution related - Giving to non-MSW, MSW outside the
     geographic area, non distribution without reporting or keeping by
     peer educators, giving more than one object, passing the object to
     others, objects are given to people who are more likely to participate
     in the survey or giving the object as they are recruited for the survey.
• Source 2: probability survey data
   – Recall Bias - Failure to recall the object if recall period is long or object
     is not memorable, not showing the object during the survey.
   – Respondents who are known to peer educators are more likely to be
     given the object and identified and sampled for the survey (survey is
     not representative)
(B). Mapping-Based methods
1. Study of spots with high risk activity (Mapping-Based
   methods)
   1. Studying the whole list of spots (Census/Geographic
      mapping)
   2. Studying hidden networks (Network mapping)
   3. Studying a sample of spots (Enumeration)
Mapping Vs Survey-based methods




                Mapping                                 Multiplier

Types of HRG    Good for HRGs that are found in         Listing or counts of HRG available. HRG
                accessible or public area. Areas can    can be sampled
                be listed
Main data       Site specific sizes and site profiles   Overall population estimates for large
applications                                            geographic area
Resources       Field workers familiar with HRG         Existing service records and / or
requirment      areas (NGO, Intervention teams etc)     probability sample survey
Key challange   Obtaining a comprehensive list of       Achieving independence of the two
                sites                                   sources of data
Thank you

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Size estimation of most at risk populations

  • 1. Size estimation of most at-risk populations Dr. Don Ajith Karawita MBBS, PGD VEN, MD Venereology National STD/AIDS Control Programme, Sri Lanka
  • 2. Overview of the presentation 1. Overview of population size estimation methodologies 2. Survey-based methods 3. Mapping-based methods 4. Mapping of MARPs in Sri Lanka 1. Objective 2. Specific objective 3. Methodology
  • 4. Introduction to size estimation of High Risk Groups (HRG)
  • 5. (A). Survey-Based methods 1. Study of individuals with high risk (Survey-Based methods) 1. Comparing two independent sources of data on high risk groups (multiplier method) 1. Program data compare with a probability survey data (Programmatic multiplier) 2. Distribution of unique object data compare with survey data (Unique object multiplier) 2. Capture-Recapture method 3. Network scale up
  • 6. Multiplier method: Programmatic multiplier Source 1: Programme data MSM population whose size is going to be estimated Use counts from a pre-existing programme listing during a specific time period e.g. No registered during last 3 m No attended for STI screening Source 2: probability survey data Probability survey of MSM Survey data should come from a MSM representative survey of the Registere population whose size is being d in NGO estimated X The survey area must encompass the program listing area i.e. people in the list have to be eligible for the survey
  • 7. Example of how the programatic multiplier works If we want an estimate of the size of the MSM population MSM population whose size is Source 1: Programme data going to be estimated NGO X reports that there were 80 Population size = ? MSM registered in their programme as of May 2007 Source 2: probability survey data Probability survey of MSM In the survey, conducted in May 2007, Proportion of MSM visited 40% of the respondents report NGO X = 40% receiving service from NGO X in the MSM past year. Registered in NGO X e.g. 80 Use of multiplier formula: Popu=NGO X No/ proportion of MSM found in the survey Population=80/40/100 = 200
  • 8. Problems with field implementation (Bias) • Source 1: Programme data – Failure to record beneficiaries – Failure to remove inactive beneficiaries – Duplication of data – Failure to include appropriate beneficiaries (e.g. mixing up DU and IDU) • Source 2: probability survey data – Recall Bias - Failure to recall the service delivery point/service (Multiple NGOs providing services) – Respondents who are in contact with interventions more likely to be identified and sampled (survey is not representative).
  • 9. Multiplier method: Unique object method Source 1: Unique object method MSM population whose size is data going to be estimated A known number of “Unique objects” (T-shirt, Key tag, Purse etc.) are handed out to eligible individuals prior to the probability survey usually 1-2 wks before the survey. Probability survey of MSM Source 2: probability survey data No of Survey data should come from a unique representative survey of the objects population whose size is being distributed estimated The survey area must encompass distribution of unique object recipients
  • 10. Example of how the unique object works If we want an estimate of the size of the MSM population Source 1: Unique object data MSM population whose size is going to be estimated The survey team distribute 150 special key tags to MSW 2wks before the Population size = ? survey starts. Source 2: probability survey data Probability survey of MSM Proportion of MSM received In the survey, respondents are asked the unique object = 10% whether they received a key tag & are shown an example of the object. No of 10% of the survey respondents reported unique receiving the key tag objects distributed 150 Use of multiplier formula: Popu=No of objects/ proportion of MSM found received the object in the survey Population=150/10/100 = 1500
  • 11. Multiplier method: Unique object method Source 1: Unique object method MSM population whose size is data going to be estimated A known number of “Unique objects” (T-shirt, Key tag, Purse etc.) are handed out to eligible individuals prior to the probability survey usually 1-2 wks before the survey. Probability survey of MSM Source 2: probability survey data No of Survey data should come from a unique representative survey of the objects population whose size is being distributed estimated The survey area must encompass distribution of unique object recipients
  • 12. Problems with field implementation (Bias) • Source 1: Unique object data – Object related – Object is not unique if commonly available in shops, not a memorable one . – Object distribution related - Giving to non-MSW, MSW outside the geographic area, non distribution without reporting or keeping by peer educators, giving more than one object, passing the object to others, objects are given to people who are more likely to participate in the survey or giving the object as they are recruited for the survey. • Source 2: probability survey data – Recall Bias - Failure to recall the object if recall period is long or object is not memorable, not showing the object during the survey. – Respondents who are known to peer educators are more likely to be given the object and identified and sampled for the survey (survey is not representative)
  • 13. (B). Mapping-Based methods 1. Study of spots with high risk activity (Mapping-Based methods) 1. Studying the whole list of spots (Census/Geographic mapping) 2. Studying hidden networks (Network mapping) 3. Studying a sample of spots (Enumeration)
  • 14. Mapping Vs Survey-based methods Mapping Multiplier Types of HRG Good for HRGs that are found in Listing or counts of HRG available. HRG accessible or public area. Areas can can be sampled be listed Main data Site specific sizes and site profiles Overall population estimates for large applications geographic area Resources Field workers familiar with HRG Existing service records and / or requirment areas (NGO, Intervention teams etc) probability sample survey Key challange Obtaining a comprehensive list of Achieving independence of the two sites sources of data

Editor's Notes

  1. Dr. D. Ajith Karawita, RC (UNAIDS)
  2. Dr. D. Ajith Karawita, RC (UNAIDS)
  3. Dr. D. Ajith Karawita, RC (UNAIDS)
  4. Dr. D. Ajith Karawita, RC (UNAIDS)
  5. Dr. D. Ajith Karawita, RC (UNAIDS)
  6. Dr. D. Ajith Karawita, RC (UNAIDS)
  7. Dr. D. Ajith Karawita, RC (UNAIDS)
  8. Dr. D. Ajith Karawita, RC (UNAIDS)
  9. Dr. D. Ajith Karawita, RC (UNAIDS)
  10. Dr. D. Ajith Karawita, RC (UNAIDS)
  11. Dr. D. Ajith Karawita, RC (UNAIDS)
  12. Dr. D. Ajith Karawita, RC (UNAIDS)
  13. Dr. D. Ajith Karawita, RC (UNAIDS)
  14. Dr. D. Ajith Karawita, RC (UNAIDS)
  15. Dr. D. Ajith Karawita, RC (UNAIDS)