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Implementation of the GMO legislation in
      Ireland - the role of the EPA




                        Office of Climate, Licensing & Resource Use
                        Environmental Protection Agency
                        Johnstown Castle Estate
                        Wexford
Introduction

 Legislation                                  Waste Inactivation
 Definitions                                  Deliberate Release
 Risk Assessments                             Clinical Trials
 Classification                               Useful Links
 Containment Measures
 Enforcement & Site Inspections and
  Annual Reporting
 Notifications, Confidential Information
EPA’s Role in Regulating GMOs in Ireland

   Implement the Regulations

      Contained Use – laboratories & industry

      Deliberate Release into the environment
          Research & Development Purposes - field trials, clinical trials
          Placing GMO products on the market
               European Food Safety Authority
               European Medicines Agency


      Transboundary movement of GMOs
Regulating GMOs in Ireland

  Government responsible for policy
     Minister for the Environment, Community & Local Government
     Contained Use (CU) and Deliberate Release (DR) into environment of GMOs


  Dept of Health & Children
     Food safety aspects (FSAI)


  Dept of Agriculture, Food & the Marine
       Seed for cultivation
       Animal feed
       Co-existence
       Use of Plant Protection Products on GM plants
Legislation



          Contained Use Directive 2009/41/EC on the
           contained use of Genetically Modified Micro-
           Organisms (GMMs)

          Genetically Modified Organisms (Contained Use)
           Regulations, S.I. 73 of 2001
               Amended by S.I. No. 442/2010 — Genetically Modified
                Organisms (Contained Use) (Amendment) Regulations
                2010
               http://www.irishstatutebook.ie/statutory.html
Legislation contd.

 EU Directive 2001/18/EC on the deliberate release of GMOs
  into the environment

 Genetically Modified Organisms (Deliberate Release
  Regulations), S.I. 500 of 2003

 Genetically Modified Organisms (Transboundary Movement
  Regulations), S.I. 54 of 2004
Definitions

 A Genetically Modified Organism (GMO) / Genetically
   Modified Micro-organism (GMM) is defined as:
“...an organism/micro-organism... in which the genetic material
     has been altered in a way that does not occur naturally by
    mating or natural recombination, or by a combination of both

 An organism (any biological entity) and a micro-organism
  (any micro-biological entity, cellular or non-cellular) must be
  capable of replication or of transferring genetic material
Definitions contd.

 Contained Use

   ‘any activity in which micro-organisms are genetically modified or
          in which such micro-organisms are cultured, stored,
      transported, destroyed, disposed of or used in any other
     way and for which specific containment and other protective
     measures are used to limit their contact with the general public
                           and the environment’
Definitions contd.


 User
    ‘any legal or natural person responsible for a contained use or for
       giving notification of, or for meeting any other requirements in
                    relation to, a proposed contained use’

 Article 5 of the Regulations - Obligations
Techniques of Genetic Modification

 Part I of the First Schedule of S.I. No 73 of 2001
  Techniques of Genetic modification referred to in article 3(3)(a) are inter
  alia
    Recombinant nucleic acid techniques involving the formation of new
     combinations of genetic material by the insertion of nucleic acid molecules
     produced by whatever means outside an organism, into any virus, bacterial
     plasmid or other vector system and their incorporation into a host organism in
     which they do not naturally occur but in which they are capable of continued
     propagation.

    Techniques involving the direct introduction into an organism of heritable
     material prepared outside the organism including micro-injection, macro-
     injection and micro-encapsulation.

    Cell fusion or hybridisation techniques where live cells with new combinations
     of heritable genetic material are formed through the fusion of two or more cells
     by means of methods that do not occur naturally.
Techniques not considered to result in Genetic
Modification
 Part II of the First Schedule of S.I. No 73 of 2001

  Techniques referred to in article 3(3)(b) which are not considered to
  result in genetic modification, provided they do not involve the use of
  recombinant-nucleic acid molecules or genetically modified organisms
  made by techniques or methods other than techniques or methods
  excluded under articles 11(1) and 33(1) and set out in the Second
  Schedule:

    in vitro fertilisation;

    natural processes such as: conjugation, transduction, transformation;

    polyploidy induction.
Techniques yielding organisms that are excluded from
the legislation

 Second Schedule of S.I. No 73 of 2001
    Techniques or methods of genetic modification yielding organisms
    excluded from the requirements of these Regulations, provided
    they do not involve the use of recombinant-nucleic acid molecules or
    genetically modified organisms other than those produced by one or
    more of the techniques or methods listed below:
    mutagenesis,

      cell fusion (including protoplast fusion) of prokaryotic species that
       exchange genetic material by known physiological processes,

      cell fusion (including protoplast fusion) of cells of any eukaryotic
       species, including production of hybridomas and plant cell fusions, or
Techniques yielding organisms that are excluded from
the legislation (continued)

    self-cloning consisting of the removal of nucleic acid sequences from
     a cell of an organism which may or may not be followed by reinsertion
     of all or part of that nucleic acid (or a synthetic equivalent) with or
     without prior enzymic or mechanical steps, into cells of the same
     species or into cells of phylogenetically closely related species which
     can exchange genetic material by natural physiological processes
     where the resulting organism is unlikely to cause disease to humans,
     animals or plants.

     For the purposes of these Regulations, self-cloning may include the
     use of recombinant vectors with an extended history of safe use in the
     particular organisms.
What we don’t want…

                                                SARS, China
                                                2004




    Foot & Mouth, Pirbright
    2007
                              Smallpox accident, 2000
Classification of GMMs

 Activities classified into 1 of 4 classes (Class 1, 2, 3, or 4)


      Class 1 - activities of no or negligible risk, Containment Level 1
       (CL1) is appropriate
      Class 2 - activities of low risk, CL2
      Class 3 - activities of moderate risk, CL3
      Class 4 - activities of high risk, CL4


 Level of containment required for the GMM
  corresponds directly to the risk
Environmental Risk Assessment

 Cornerstone of EU GM legislation
 Identify and evaluate any potential adverse effects, direct or
  indirect on human health and the environment
 Potentially harmful effects:
     disease to humans incl. allergenic/toxic effects;
     disease to animals or plants;
    Adverse effects due to the:
     impossibility of treating a disease or providing effective prophylaxis;
     establishment of micro-organisms in the environment;
     natural transfer of inserted genetic material to other organisms.


 Article 13 - General duty to conduct risk assessment
     Guidance notes - Commission decision 2000/608/EC
Elements of the Risk Assessment

       Provisional allocation to Class 1, 2, 3 or 4 (Biological agents at
        work, Directive 2000/54/EC)

       Identification of potentially harmful effects associated with the:
                donor micro-organism
                recipient micro-organism
                genetic insert
                vector
                resulting GMM

       Identification of the level of risk associated with the GMM/GMO

       Assign appropriate containment level

       Review and reconsideration of overall assessment
Containment Measures


 Training & Awareness

 Containment equipment / PPE

 Fourth Schedule of the Regulations
    General principles of Good Microbiological Practice (GMP) and Good
     Occupational Safety and Hygiene (GOSH)
    Tables of containment measures
Containment Measures – GMMs in a Laboratory
Biological Safety Committee

 Biological Safety Committee
      Statutory requirement
      3 – 5 members
      Review CU applications
      Provide advice on RA

 Biological Safety Officer
    BSC member
    GMM/GMO users informed of legislative requirements
   Point of contact for EPA


 EPA guidelines for establishment of BSC
Notification to the Agency

   Risk Assessment

   Part A or B or C of 5th Schedule of Regulations -
    GMMs

   7th Schedule of Regulations - GMOs

   Pay the relevant fee for the class of GMM

   No fee for GMOs
Notification to the Agency – Part A 5th Schedule
(GMMs)

       Name of User
       Training & Qualifications
       Biological Committees or sub-committees
       Address & General Description of the premises
       A description of the nature of the work
       The class of the contained use
       Information on waste management
       Risk Assessment
Notification to the Agency – Fees


                                                     Class 1   Class 2 Class 3 Class 4
Notification of a first time use of a premises for   €250      €1,250   €3,000   €15,000
a contained use under article 16
Notification of a Class 2 contained use under        n/a       €625     n/a      n/a
article 18
Notification of a Class 3 / 4 contained use          n/a       n/a      €1,500   €7,500
under article 19




    Eight Schedule, Table B of GMO (Contained Use)
    Regulations, S.I. No 73 of 2001
Notification to the Agency – 7th Schedule (GMOs)

  Risk Assessment – Article 36 & Part II of the Seventh
   Schedule
  Issues related to the disposal of waste and effluent

  Information as set out under Part I of the 7th Schedule




                       Source: Dr TJ Higgins, CSIRO, Australia
Notification Process
 Agency receives valid application

 Register entry sent to user for agreement /approval

 Request for further information - Article 25

 Article 26 - Power to grant or refuse consent and to impose conditions

 Inspector’s Report and draft Consent Conditions sent to OCLR Director for
  approval

 Timelines: Agency must issue a decision within:
       Class 1/2/GMO – 45 days for first time use
       Class 2 – 10 days for subsequent use
       Class 3/4 - 90 days for first time use
       Class 3/4 – 45 days for subsequent use
Notification Process - Register of Users –
Article 8
    Name and address of notifier

    Location of the Contained Use

    Description & Purpose of each GMO/GMM

    Date of receipt of a record, notification

    Date of request/receipt of further information

    Date & nature of the decision
Confidential Information – Article 9

                    Certain information

                    Request in writing

                    Separate documentation

                    Memo to the Director

                    Approval letter to notifier
Confidential Information

 What cannot be held as confidential:

      Name and address of user
      Location of contained use
      Purpose of the contained use
      General characteristics of the GMM/GMO
      Class of CU and level of containment
      Harmful effects on humans or the environment
Enforcement
 To ensure compliance with legislation and consent conditions

 Risks to human health & environment - managed properly

 Promote high standard of biological safety

    2008 – 17 centres inspected – multiple users
    2009 – 14 centres inspected – multiple users
    2010 – 17 centres inspected – including TCD

 checklist for contained use inspections devised by the
  European Enforcement Project
Enforcement – Annual Reporting



 31st March each year

 Forms available on www.epa.ie
    GMMs (Class 2 & Class 3 GMMs
     only)
    GM Plants
    GM Animals
Enforcement - Site Inspection Follow Up

  Site inspection report
  Letter of non-compliance to registered user (if required)
     Annual reporting
     Where user has relocated activity and has not informed the Agency
     SOPs
     Non-notified activity
     BSC - management structure
     Prosecution of Offences - Article 53

  High Court injunction - Article 54
  Notice to Take Measures - Article 55
Deliberate Release of GMOs



   ‘any intentional introduction into the environment of a
 genetically modified organism or a combination of genetically
    modified organisms for which no specific containment
  measures are used to limit their contact with, and to provide
   a high level of safety for, the general population and the
                         environment...,
Deliberate Release – EPA Remit Clinical Trials

  The patient receiving the treatment insofar as they are part
   of the general population and the wider environment

  The potential risk of the GMM moving from the patient to the
   general population and the consequences of such a risk

  The potential environmental concerns from the use of GMMs

  Involvement of other Agencies
     IMB – risks treatment might pose to the patient
     HSA – worker protection
Part B Release – Clinical Trial


Notifier submits                    EPA acknowledges         Notifier publishes notice
  application                      receipt of notification
                                                             Summary Notification
                                                             Information Format (SNIF)
                                                                  •Commission
                                                                  •Competent Authorities
        GMO Register
       Representations                 Compliance?
(public & competent authorities)
  Further information request



                                   EPA Board Decision
                                       (90 days)
So what to do if proposing to use GMOs?

     Using GMMs/GMOs?

     Conduct a Risk Assessment – consult with
      BSO/BSC

     Submit Notification/Fee to the EPA

     Consent Conditions

     Annual Report (31st March)

     Inspection by the EPA
To conclude….


The overriding concern of the EPA is to ensure the use of
GMOs does not have an adverse effect on human health or
the environment.
Useful Links

   www.epa.ie
   www.environ.ie
   www.irishstatutebook.ie
   www.gmoinfo.ie
   http://ec.europa.eu/environment/index_en.htm

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Implementation of the gmo legislation in ireland - the role of the epa

  • 1. Implementation of the GMO legislation in Ireland - the role of the EPA Office of Climate, Licensing & Resource Use Environmental Protection Agency Johnstown Castle Estate Wexford
  • 2. Introduction  Legislation  Waste Inactivation  Definitions  Deliberate Release  Risk Assessments  Clinical Trials  Classification  Useful Links  Containment Measures  Enforcement & Site Inspections and Annual Reporting  Notifications, Confidential Information
  • 3. EPA’s Role in Regulating GMOs in Ireland  Implement the Regulations  Contained Use – laboratories & industry  Deliberate Release into the environment  Research & Development Purposes - field trials, clinical trials  Placing GMO products on the market  European Food Safety Authority  European Medicines Agency  Transboundary movement of GMOs
  • 4. Regulating GMOs in Ireland  Government responsible for policy  Minister for the Environment, Community & Local Government  Contained Use (CU) and Deliberate Release (DR) into environment of GMOs  Dept of Health & Children  Food safety aspects (FSAI)  Dept of Agriculture, Food & the Marine  Seed for cultivation  Animal feed  Co-existence  Use of Plant Protection Products on GM plants
  • 5. Legislation  Contained Use Directive 2009/41/EC on the contained use of Genetically Modified Micro- Organisms (GMMs)  Genetically Modified Organisms (Contained Use) Regulations, S.I. 73 of 2001  Amended by S.I. No. 442/2010 — Genetically Modified Organisms (Contained Use) (Amendment) Regulations 2010  http://www.irishstatutebook.ie/statutory.html
  • 6. Legislation contd.  EU Directive 2001/18/EC on the deliberate release of GMOs into the environment  Genetically Modified Organisms (Deliberate Release Regulations), S.I. 500 of 2003  Genetically Modified Organisms (Transboundary Movement Regulations), S.I. 54 of 2004
  • 7. Definitions  A Genetically Modified Organism (GMO) / Genetically Modified Micro-organism (GMM) is defined as: “...an organism/micro-organism... in which the genetic material has been altered in a way that does not occur naturally by mating or natural recombination, or by a combination of both  An organism (any biological entity) and a micro-organism (any micro-biological entity, cellular or non-cellular) must be capable of replication or of transferring genetic material
  • 8. Definitions contd.  Contained Use ‘any activity in which micro-organisms are genetically modified or in which such micro-organisms are cultured, stored, transported, destroyed, disposed of or used in any other way and for which specific containment and other protective measures are used to limit their contact with the general public and the environment’
  • 9. Definitions contd.  User ‘any legal or natural person responsible for a contained use or for giving notification of, or for meeting any other requirements in relation to, a proposed contained use’  Article 5 of the Regulations - Obligations
  • 10. Techniques of Genetic Modification  Part I of the First Schedule of S.I. No 73 of 2001 Techniques of Genetic modification referred to in article 3(3)(a) are inter alia  Recombinant nucleic acid techniques involving the formation of new combinations of genetic material by the insertion of nucleic acid molecules produced by whatever means outside an organism, into any virus, bacterial plasmid or other vector system and their incorporation into a host organism in which they do not naturally occur but in which they are capable of continued propagation.  Techniques involving the direct introduction into an organism of heritable material prepared outside the organism including micro-injection, macro- injection and micro-encapsulation.  Cell fusion or hybridisation techniques where live cells with new combinations of heritable genetic material are formed through the fusion of two or more cells by means of methods that do not occur naturally.
  • 11. Techniques not considered to result in Genetic Modification  Part II of the First Schedule of S.I. No 73 of 2001 Techniques referred to in article 3(3)(b) which are not considered to result in genetic modification, provided they do not involve the use of recombinant-nucleic acid molecules or genetically modified organisms made by techniques or methods other than techniques or methods excluded under articles 11(1) and 33(1) and set out in the Second Schedule:  in vitro fertilisation;  natural processes such as: conjugation, transduction, transformation;  polyploidy induction.
  • 12. Techniques yielding organisms that are excluded from the legislation  Second Schedule of S.I. No 73 of 2001 Techniques or methods of genetic modification yielding organisms excluded from the requirements of these Regulations, provided they do not involve the use of recombinant-nucleic acid molecules or genetically modified organisms other than those produced by one or more of the techniques or methods listed below:  mutagenesis,  cell fusion (including protoplast fusion) of prokaryotic species that exchange genetic material by known physiological processes,  cell fusion (including protoplast fusion) of cells of any eukaryotic species, including production of hybridomas and plant cell fusions, or
  • 13. Techniques yielding organisms that are excluded from the legislation (continued)  self-cloning consisting of the removal of nucleic acid sequences from a cell of an organism which may or may not be followed by reinsertion of all or part of that nucleic acid (or a synthetic equivalent) with or without prior enzymic or mechanical steps, into cells of the same species or into cells of phylogenetically closely related species which can exchange genetic material by natural physiological processes where the resulting organism is unlikely to cause disease to humans, animals or plants. For the purposes of these Regulations, self-cloning may include the use of recombinant vectors with an extended history of safe use in the particular organisms.
  • 14. What we don’t want… SARS, China 2004 Foot & Mouth, Pirbright 2007 Smallpox accident, 2000
  • 15. Classification of GMMs  Activities classified into 1 of 4 classes (Class 1, 2, 3, or 4)  Class 1 - activities of no or negligible risk, Containment Level 1 (CL1) is appropriate  Class 2 - activities of low risk, CL2  Class 3 - activities of moderate risk, CL3  Class 4 - activities of high risk, CL4  Level of containment required for the GMM corresponds directly to the risk
  • 16. Environmental Risk Assessment  Cornerstone of EU GM legislation  Identify and evaluate any potential adverse effects, direct or indirect on human health and the environment  Potentially harmful effects:  disease to humans incl. allergenic/toxic effects;  disease to animals or plants; Adverse effects due to the:  impossibility of treating a disease or providing effective prophylaxis;  establishment of micro-organisms in the environment;  natural transfer of inserted genetic material to other organisms.  Article 13 - General duty to conduct risk assessment  Guidance notes - Commission decision 2000/608/EC
  • 17. Elements of the Risk Assessment  Provisional allocation to Class 1, 2, 3 or 4 (Biological agents at work, Directive 2000/54/EC)  Identification of potentially harmful effects associated with the:  donor micro-organism  recipient micro-organism  genetic insert  vector  resulting GMM  Identification of the level of risk associated with the GMM/GMO  Assign appropriate containment level  Review and reconsideration of overall assessment
  • 18. Containment Measures  Training & Awareness  Containment equipment / PPE  Fourth Schedule of the Regulations  General principles of Good Microbiological Practice (GMP) and Good Occupational Safety and Hygiene (GOSH)  Tables of containment measures
  • 19. Containment Measures – GMMs in a Laboratory
  • 20. Biological Safety Committee  Biological Safety Committee  Statutory requirement  3 – 5 members  Review CU applications  Provide advice on RA  Biological Safety Officer  BSC member  GMM/GMO users informed of legislative requirements Point of contact for EPA  EPA guidelines for establishment of BSC
  • 21. Notification to the Agency  Risk Assessment  Part A or B or C of 5th Schedule of Regulations - GMMs  7th Schedule of Regulations - GMOs  Pay the relevant fee for the class of GMM  No fee for GMOs
  • 22. Notification to the Agency – Part A 5th Schedule (GMMs)  Name of User  Training & Qualifications  Biological Committees or sub-committees  Address & General Description of the premises  A description of the nature of the work  The class of the contained use  Information on waste management  Risk Assessment
  • 23. Notification to the Agency – Fees Class 1 Class 2 Class 3 Class 4 Notification of a first time use of a premises for €250 €1,250 €3,000 €15,000 a contained use under article 16 Notification of a Class 2 contained use under n/a €625 n/a n/a article 18 Notification of a Class 3 / 4 contained use n/a n/a €1,500 €7,500 under article 19 Eight Schedule, Table B of GMO (Contained Use) Regulations, S.I. No 73 of 2001
  • 24. Notification to the Agency – 7th Schedule (GMOs)  Risk Assessment – Article 36 & Part II of the Seventh Schedule  Issues related to the disposal of waste and effluent  Information as set out under Part I of the 7th Schedule Source: Dr TJ Higgins, CSIRO, Australia
  • 25. Notification Process  Agency receives valid application  Register entry sent to user for agreement /approval  Request for further information - Article 25  Article 26 - Power to grant or refuse consent and to impose conditions  Inspector’s Report and draft Consent Conditions sent to OCLR Director for approval  Timelines: Agency must issue a decision within:  Class 1/2/GMO – 45 days for first time use  Class 2 – 10 days for subsequent use  Class 3/4 - 90 days for first time use  Class 3/4 – 45 days for subsequent use
  • 26. Notification Process - Register of Users – Article 8  Name and address of notifier  Location of the Contained Use  Description & Purpose of each GMO/GMM  Date of receipt of a record, notification  Date of request/receipt of further information  Date & nature of the decision
  • 27. Confidential Information – Article 9  Certain information  Request in writing  Separate documentation  Memo to the Director  Approval letter to notifier
  • 28. Confidential Information  What cannot be held as confidential:  Name and address of user  Location of contained use  Purpose of the contained use  General characteristics of the GMM/GMO  Class of CU and level of containment  Harmful effects on humans or the environment
  • 29. Enforcement  To ensure compliance with legislation and consent conditions  Risks to human health & environment - managed properly  Promote high standard of biological safety  2008 – 17 centres inspected – multiple users  2009 – 14 centres inspected – multiple users  2010 – 17 centres inspected – including TCD  checklist for contained use inspections devised by the European Enforcement Project
  • 30. Enforcement – Annual Reporting  31st March each year  Forms available on www.epa.ie  GMMs (Class 2 & Class 3 GMMs only)  GM Plants  GM Animals
  • 31. Enforcement - Site Inspection Follow Up  Site inspection report  Letter of non-compliance to registered user (if required)  Annual reporting  Where user has relocated activity and has not informed the Agency  SOPs  Non-notified activity  BSC - management structure  Prosecution of Offences - Article 53  High Court injunction - Article 54  Notice to Take Measures - Article 55
  • 32. Deliberate Release of GMOs ‘any intentional introduction into the environment of a genetically modified organism or a combination of genetically modified organisms for which no specific containment measures are used to limit their contact with, and to provide a high level of safety for, the general population and the environment...,
  • 33. Deliberate Release – EPA Remit Clinical Trials  The patient receiving the treatment insofar as they are part of the general population and the wider environment  The potential risk of the GMM moving from the patient to the general population and the consequences of such a risk  The potential environmental concerns from the use of GMMs  Involvement of other Agencies  IMB – risks treatment might pose to the patient  HSA – worker protection
  • 34. Part B Release – Clinical Trial Notifier submits EPA acknowledges Notifier publishes notice application receipt of notification Summary Notification Information Format (SNIF) •Commission •Competent Authorities GMO Register Representations Compliance? (public & competent authorities) Further information request EPA Board Decision (90 days)
  • 35. So what to do if proposing to use GMOs?  Using GMMs/GMOs?  Conduct a Risk Assessment – consult with BSO/BSC  Submit Notification/Fee to the EPA  Consent Conditions  Annual Report (31st March)  Inspection by the EPA
  • 36. To conclude…. The overriding concern of the EPA is to ensure the use of GMOs does not have an adverse effect on human health or the environment.
  • 37. Useful Links  www.epa.ie  www.environ.ie  www.irishstatutebook.ie  www.gmoinfo.ie  http://ec.europa.eu/environment/index_en.htm