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MOBILE MEDICAL
   APPS GUIDANCE


Medica             Erik Vollebregt
17 November 2011   www.axonadvocaten.nl
There’s an app for that
• More and more decision support goes to the handheld
     • E.g. for interpretation of diagnostic results
• eHealth / Telemedicine- new paradigms, new problems
     • EU harmonisation initiatives for law and standards
• Increasing convergence between consumer electronics and medical
  devices
     • Kinect in the operation theatre, Wii balance board for biofeedback
US draft guidance mobile medical
apps
• The FDA proposes that the guidance is applicable to mobile medical
  applications or “mobile medical apps”, defined as

    • “a software application that can be executed (run) on a mobile
      platform, or a web-based software application that is tailored to a
      mobile platform but is executed on a server”; and
    • has an intended use within the scope of the concept of medical
      „device‟ as regulated by the FDA; and
    • are used as an accessory to a regulated medical device; or
    • transform a mobile platform into a regulated medical device.
FDA proposes no medical apps
are:
• “electronic “copies” of medical textbooks, teaching aids or reference
  materials, or are solely used to provide clinicians with training or reinforce
  training previously received.
• apps that are solely used to log, record, track, evaluate, or make
  decisions or suggestions related to developing or maintaining general
  health and wellness, provided that they are not intended for curing,
  treating, seeking treatment for mitigating, or diagnosing a specific
  disease, disorder, patient state, or any specific, identifiable health
  condition.
     • possible borderline problems in EU as no „general health and
       wellness‟ exempted category exists under MDD
• apps that are generic aids that assist users but are not commercially
  marketed for a specific medical indication, such as recording audio, note-
  taking, replaying audio with amplification, and other similar functionalities.
• apps that perform the functionality of an electronic health record system
  or personal health record system.
Who is manufacturer?

• In the US the party that:

    • Creates, designs, develops, labels, re-labels, remanufactures,
      modifies, or creates a software system from multiple components;
    • Provides mobile medical app functionality through a “web service” or
      “web support” for use on a mobile platform;
    • Initiates specifications or requirements for mobile medical apps or
      procures product development/manufacturing services from other
      individuals or entities (second party) for subsequent commercial
      distribution;
    • Creates a mobile medical app intended to be used on a mobile
      platform, or that manufactures a mobile app to be supported by
      hardware attachments to the mobile platform with a device intended
      use.
Comments on FDA draft guidelines

• Intended use approach leads to too broad scope and is not clear enough;
  FDA should specify positively the intended uses that trigger regulation

    • Define “health and wellness”
    • Impact of consumer use versus professional use in regulation

• Low risk products should be exempted
• Normal accessory rule problematic in mobile and electronic health
  scenarios, because risk profile of these accessories is not necessarily
  the same as parent device
• More guidance needed for roles and responsibilities of other parties
  involved in the manufacturing (vendors), network services (ISPs) and
  distribution (app stores)
• Provide for modularisation of software and software specific classification
  rules
Further steps FDA

• ~ 90 submissions received on draft guidelines, some very substantial
  (100+ pages)

• FDA is expected to come out with definite guidance somewhere in Q1
  2012


• Subsequent project for FDA guidance: Clinical Decision Support Systems
  (CDS)
EU developments

• Standalone software MEDDEV more or less finished – to be published in
  December 2011
• Next edition of Manual on Borderline and Classification expected to
  contain some software borderline guidance

• Recast developments

    • Expectation that Recast will include more direct supply chain actor
      responsibilities, like in new Toy Directive and Cosmetics Directive
    • Borderline solution via (likely) EMA
Start




  MEDDEV decision tree                                                  No




  general                                                                    1.Is the SW a computer program?




                                                                                                     Yes



• Software         No                                              No
                               3. SW performs action that is

  decision tree               different from storage, archival,
                                lossless compression, simple
                                           search?
                                                                              2. Is the SW embedded in MD?




  as per EU
  draft                                              Yes                                           Yes, then
                                                                                                   regulated
                                                                                                    as part

  MEDDEV on        No

                                4. Software is for benefit of
                                   individual patient(s)?
                                                                                                   of device




  standalone                                               Yes



  software                                                          Yes

                               5.Action in scope of intended use

  under MDD                           regulated in MDD?




• Caution: final                                       No




  version may      No


                                      6. Accessory to MD?
                                                                    Yes




  differ
                   Out of scope MDD                                              In scope of MDD
Thank you for your attention




Erik Vollebregt
Axon Advocaten
Piet Heinkade 183
1019 HC Amsterdam
T +31 88 650 6500
F +31 88 650 6555
M +31 6 47 180 683
E erik.vollebregt@axonadvocaten.nl
T @meddevlegal
B http://medicaldeviceslegal.com

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Medica presentation mobile medical apps

  • 1. MOBILE MEDICAL APPS GUIDANCE Medica Erik Vollebregt 17 November 2011 www.axonadvocaten.nl
  • 2. There’s an app for that • More and more decision support goes to the handheld • E.g. for interpretation of diagnostic results • eHealth / Telemedicine- new paradigms, new problems • EU harmonisation initiatives for law and standards • Increasing convergence between consumer electronics and medical devices • Kinect in the operation theatre, Wii balance board for biofeedback
  • 3. US draft guidance mobile medical apps • The FDA proposes that the guidance is applicable to mobile medical applications or “mobile medical apps”, defined as • “a software application that can be executed (run) on a mobile platform, or a web-based software application that is tailored to a mobile platform but is executed on a server”; and • has an intended use within the scope of the concept of medical „device‟ as regulated by the FDA; and • are used as an accessory to a regulated medical device; or • transform a mobile platform into a regulated medical device.
  • 4. FDA proposes no medical apps are: • “electronic “copies” of medical textbooks, teaching aids or reference materials, or are solely used to provide clinicians with training or reinforce training previously received. • apps that are solely used to log, record, track, evaluate, or make decisions or suggestions related to developing or maintaining general health and wellness, provided that they are not intended for curing, treating, seeking treatment for mitigating, or diagnosing a specific disease, disorder, patient state, or any specific, identifiable health condition. • possible borderline problems in EU as no „general health and wellness‟ exempted category exists under MDD • apps that are generic aids that assist users but are not commercially marketed for a specific medical indication, such as recording audio, note- taking, replaying audio with amplification, and other similar functionalities. • apps that perform the functionality of an electronic health record system or personal health record system.
  • 5. Who is manufacturer? • In the US the party that: • Creates, designs, develops, labels, re-labels, remanufactures, modifies, or creates a software system from multiple components; • Provides mobile medical app functionality through a “web service” or “web support” for use on a mobile platform; • Initiates specifications or requirements for mobile medical apps or procures product development/manufacturing services from other individuals or entities (second party) for subsequent commercial distribution; • Creates a mobile medical app intended to be used on a mobile platform, or that manufactures a mobile app to be supported by hardware attachments to the mobile platform with a device intended use.
  • 6. Comments on FDA draft guidelines • Intended use approach leads to too broad scope and is not clear enough; FDA should specify positively the intended uses that trigger regulation • Define “health and wellness” • Impact of consumer use versus professional use in regulation • Low risk products should be exempted • Normal accessory rule problematic in mobile and electronic health scenarios, because risk profile of these accessories is not necessarily the same as parent device • More guidance needed for roles and responsibilities of other parties involved in the manufacturing (vendors), network services (ISPs) and distribution (app stores) • Provide for modularisation of software and software specific classification rules
  • 7. Further steps FDA • ~ 90 submissions received on draft guidelines, some very substantial (100+ pages) • FDA is expected to come out with definite guidance somewhere in Q1 2012 • Subsequent project for FDA guidance: Clinical Decision Support Systems (CDS)
  • 8. EU developments • Standalone software MEDDEV more or less finished – to be published in December 2011 • Next edition of Manual on Borderline and Classification expected to contain some software borderline guidance • Recast developments • Expectation that Recast will include more direct supply chain actor responsibilities, like in new Toy Directive and Cosmetics Directive • Borderline solution via (likely) EMA
  • 9. Start MEDDEV decision tree No general 1.Is the SW a computer program? Yes • Software No No 3. SW performs action that is decision tree different from storage, archival, lossless compression, simple search? 2. Is the SW embedded in MD? as per EU draft Yes Yes, then regulated as part MEDDEV on No 4. Software is for benefit of individual patient(s)? of device standalone Yes software Yes 5.Action in scope of intended use under MDD regulated in MDD? • Caution: final No version may No 6. Accessory to MD? Yes differ Out of scope MDD In scope of MDD
  • 10. Thank you for your attention Erik Vollebregt Axon Advocaten Piet Heinkade 183 1019 HC Amsterdam T +31 88 650 6500 F +31 88 650 6555 M +31 6 47 180 683 E erik.vollebregt@axonadvocaten.nl T @meddevlegal B http://medicaldeviceslegal.com