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North Korea: Will invade for food?
Genii Grimsley
INTL 500: Research Methods in Security and Intelligence Studies
American Public University
"Every gun that is made, every warship launched, every rocket fired,
signifies in the final sense a theft from those who hunger and are not
fed, those who are cold and are not clothed." –Dwight D. Eisenhower
(1953).
Introduction
The Democratic People's Republic of Korea (DPRK), also known as North Korea, was
formed at the end of WWII when the peninsula was divided and became a communist state
"under Soviet sponsorship" (CIA 2009). In 1950, the North Koreans invaded South Korea,
sparking the Korean War. In July 1953, North Korea and South Korea signed an armistice,
which was little more than a cease-fire, but did not officially end the war (Kim n.d.). The
armistice established a demilitarization zone (DMZ) along the 38th
parallel, which has been a
source of many hostilities since its inception (Encyclopedia Britannica online 2009).
In 2008, North Korea had a population size estimated at 23,479,088 living on a total of
120,410 sq km of land, of which less than a quarter is arable (CIA 2009). This limits agriculture
and requires over-fertilization for viable food production (Haggard and Noland 2007, 8). The
DPRK government implemented a food distribution system, seizing grain from the farms
(Natsios 1999, 3) in rural North Korea and re-distributing it according to an individual's
occupation, age and hierarchy (Haggard and Noland 2007, 53-54) as a method to lessen food
shortages.
The food shortages began after the collapse of the Union of Soviet Socialist Republics,
their major aid benefactor and the Chinese government reforms (Natsios 1999, 2). With the
floods in 1995, the North Korean people experienced a devastating famine that lasted for several
1
years (Haggard and Noland 2007). The United Nation's World Food Programme and a number
of other foreign countries, allies and enemies, provided food aid and even fertilizer to alleviate
the famine in North Korea (Natsios 1999). The aid continues to combat current food shortages
although reports predict another famine looming (Jane's Foreign Report 2008).
In 2006, approximately 1,170,000 people, or 5.06% of the total population, served in the
Korean People's Army (KPA) (Library of Congress 2007b, 18). The North Korea's "Songun
Chongch'i," or "military-first," policy may explain the high military population
(GlobalSecurity.org n.d.). The DPRK follows the Songun policy by not only allocating a
significant portion of the budget to the military, but also a higher amount of its scarce food
(Haggard and Noland 2007; Library of Congress 2007b, 18).
During times of food shortages, a number of aggressive acts between North Korea and
South Korea occurred to include incidents around the Northern Limitation Line in the Yellow
Sea and sometimes involving civilian fishing boats, that may have been harvesting crabs at the
time (Foley 2002, under "Political-economic pressures"; Library of Congress 2007a). In 2002,
North Korea declared itself a nuclear power and proved it with their successful nuclear tests in
2006 (Jane's Intelligence Digest 2006). With the imminent possible testing of long-range
missiles, that could reach the United States, North Korea's threat is elevated on to the global
scale (Griffin and Fishel 2009).
The purpose of this study will be to predict the likelihood of North Korea invading South
Korea because of food shortages by linking prior food shortages and infiltrations. At this stage
of the study, the data focuses upon the food shortages, particularly the mid-1990's famine and the
militaristic events surrounding that same period, as well as current food shortages and militaristic
pursuits.
2
Literature Review
Natsios' (1999) government report focused upon the causes and consequences of the
North Korean famine that occurred during the mid-1990s. This report concluded with thoughts
on how Kim Jong Il uses the military to deflect international attention away from internal
problems. The report used documentation from aid agencies, interviews with North Korean
refugees, defectors and government officials for data. Natsios used intuitive analysis following a
grounded theory model to shed light on the situation occurring in North Korea at the time.
The bias of this report is minimal as the information is as close to the ground truth as
Natsios could obtain. He used a multitude of interviews with refugees who actually suffered the
effects of the famine and with individuals within the government or those who had directly
provided aid to North Korea. A major fault of this paper is the lack of a reference list to verify
his interpretation of the data.
The importance of this report is that it gives a concise and apparently accurate view of the
causes and the sweeping effects of the famine that occurred between 1995 and 1998. It details
the government's response to not only the famine but also the international food aid they
received. It connects the famine with the effects it had on the military and even the planned
military coup in a famine ravaged Hamhung City.
Dies (2004) gave a historical overview of the infiltration operation of North Korean
Special Operations Forces (SOF) that took place between September 13, 1996 and November 5,
1996. Dies used intuitive analysis of newspaper articles of the time, congressional reports and
contemporary historical books. He also used his own experience as the Operational Officer for
the Combined Intelligence and Operations Center, C/J2, Combined Forces/USFK (Dies 2004,
under "author affiliation") during the 1996 submarine incident for the rest of his data collection.
3
The flaw of this article, is limited to one side of the story, that of the US and South
Korea. There appears to be no North Korea documentation to explain the North Korean side of
the 1996 infiltration of Kangnung. Dies tries to limit the bias of the article by including
background on the North Korean Special Operations Forces, diary entries of one of the killed
SOF infiltrators and the testimony of the captured North Korean Lee Kwang Soo. Dies also
avoided introducing bias by not making deductions about the events, even though he was present
as an Operational Officer at the time.
The article helps to illustrate that the North Korean army received orders to prepare for
war one year after the floods had caused massive food shortages (Haggard and Noland 2007, 34).
Lee Kwang Soo's testimony confirmed hostilities between North and South Korea ran high.
Fischer's (The Library of Congress 2007a) report is a historical overview of North
Korea's hostilities against South Korea, the United States and Japan to create a chronology based
on newspapers from North Korea, South Korea, Japan and the United States. Fischer used
intuitive analysis of the data to select events to include in the report.
There is a slight bias to this report as it is a US government document but is minimized
by the author's lack of supposition into the events. Fischer provides perspectives from both sides
of the DMZ. The report correlates North Korean aggressions to times of food shortages. The
report also provides, in one location, the most current information on events that occurred
between North Korea and South Korea.
Jane's Intelligence Digest (2006) is a journalistic paper that discusses North Korea's
nuclear test on October 9, 2006 using data collected by various scientific instruments and
satellite imagery. The article shows inductive logic with intuitive analysis of the data to answer
key questions about the validity of the test, the weapons output and North Korea's capabilities.
4
The article has bias since there is no North Korean perspective about the nuclear tests and
the author's frequent suppositions based upon the data concerning North Korea. This bias is
unavoidable since North Korean officials offered no information about their true capabilities and
intent (KCNA 2006).
This paper is important as it reports upon the North Korean nuclear test and assesses the
weapon's effectiveness. It details North Korea's nuclear capabilities, the ability to use them in
weapons, and assesses the possible proliferation of nuclear technology.
Jane's Foreign Report (2008) is a journalistic report that addresses the possibility of
another famine occurring. The collected information for this report is from North and South
Korean news articles, as well as the World Food Programme reports. The author utilized
intuitive analysis to answer the question of this report.
There is very little bias, as all involved parties contributed information for this article.
There is minimal data enumerating the shortfalls of food production or those people currently in
danger of malnutrition. The report is significant as it details current food status and predicts the
future of North Korean food shortages. This report correlates to Fischer's (Library of Congress
2007a) report on North Korean past hostilities and Griffin and Fishel's (2009) article about
possible military developments.
Korean Central News Agency (2009a, 2009b) released a couple of journalistic articles
that addressed the North Korean perspective of the current food problem. Both articles use
government information with intuitive analysis detailing the food crisis. KCNA (2009a) also
details the plans to increase the size of the KPA.
The articles are both highly biased, as the Korean Central News Agency (KCNA) is a
government controlled news agency that releases approved information only. Because of the
5
closed nature of the North Korean government, what little news released by North Korea
generally downplays their problems. The information from KCNA is mainly propaganda (Burns
2004). Neither article discusses the shortages in the food supply directly choosing to blame their
low food supply on a worldwide food supply crisis.
The significance of these articles is that they point to a current problem with food supply,
however minimal it may be. They also give a North Korean perspective into the current food
shortages.
The Griffin and Fishel (2009) news article details the North Korean's plans to test the
Taepodong-2, a long-range missile, by early March 2009. Griffin and Fishel gathered
information from satellite imagery analysis and interviews with South Korean government
officials. There is information provided by the KCNA demanding North Korea's "right to space
development" (Griffin and Fishel 2009, under "Pyongyang said").
Suppositions within the article as to the ramification of this testing shows some bias. The
limitation of this article is the amount of uncertainty left unresolved by the authors. This article
details the most current information on North Korea's military movements, connects the threat of
a new famine as highlighted in Jane's Foreign Report (2008) and the willingness of the North
Korean government to initiate hostilities against South Korea.
The Korean Central News Agency (2009c) article details North Korea's "right to space
development." North Korea does not verify nor deny a possible long-range missile test but
accuses others of inhibiting their space developments.
There is a significant amount of bias because the KCNA is a government-controlled news
agency, which only prints approved information. The KCNA uses derogatory or abrasive words
against South Korea and the United States to highlight their contempt.
6
The article provides the North Korean position about missile tests. The KCNA concedes
that militaristic endeavors coincide with scientific pursuits.
The first four articles are historical references to the North Korean mid-1990's famine and
militaristic events. The last four articles are current references to North Korea's food shortages
and military actions. The first and fifth articles are on the food shortages in North Korea, while
the rest of the articles detail the numerous hostilities and military developments of the KPA.
The literature is quite extensive when researching the food shortages in North Korea or
the North Korean militaristic invasion of their southern neighbor. However, the wealth of
knowledge runs out quickly when investigating the direct connection of food supply with North
Korean aggressive actions. This proposal will fill the gap by correlating periods of food
shortages to North Korean provocations.
Theoretical Framework
While there have been numerous studies that look at what could provoke North Korea
into breaking the armistice and invade South Korea, there is a significant gap when discussing
food as a variable. What the literature catalogs in extensive depth is the incursions and
aggressive actions that have occurred between North and South Korea. The literature also
encompasses the North Korean food shortages, both historically and currently, as well as the aid
efforts of the WFP and South Korea.
Few articles discuss the food shortages in North Korea as a possible cause for war, one
such being Natsios’ (1999) report. Even though Natsios (1999) does discuss militaristic actions
that occurred during the time of famine, it was an internal militaristic actions but not with South
Korea. The articles that highlight aggressive actions generally do not discuss the underlying
cause for such hostilities. If lack of food is discussed as an underlying cause of war, it is a brief
7
supposition by the authors. This study will attempt to show food shortages as being a possible
cause to North Korea invading South Korea by connecting the documents of aggressive actions
with times of food scarcity.
The theoretical framework for this research comprises of three theories, which investigate
the causes of conflict. Each theory investigates one independent variable causing the dependent
variable. The first theory in this study investigates North Korea's need for food causing war as
according to Realist Fundamentalism. North Korea suffered a famine between 1995-1998
(Haggard and Noland, 2007). At the same time, hostilities with South Korea escalated to a
dangerous level. These hostilities occurred around the DMZ and NLL with losses of lives on
both sides (Library of Congress, 2007a). As food is a primary need as based on the Maslow's
hierarchy of needs, the need for food could cause North Koreans to invade South Korea.
The second theory explores North Korea's need for food as a natural right through Liberal
Institutionalism. The World Food Programme is a UN relief organization that has been
providing aid to North Korea since the mid-1990's famine (Natsios, 1999). This aid has help to
alleviate some of the food shortages suffered in North Korea. With the decrease of food aid,
North Korea has increased their weapons testing and threats of wars. Loss of food aid by the
WFP could lead to North Korea starting a war to re-instate the food aid.
Finally, the theory under Marxism-Leninism considers the exploitation of North Korea by
South Korea. South Korea is a developed country neighboring the under-developed country of
North Korea. Under Marxism-Leninism, South Korea is exploiting North Korea's need for food
by demanding disarmament and cessation of their nuclear program (Korean Central News
Agency, 2009c). Therefore, the North Koreans could instigate a war if South Korea withholds
aid.
8
The model utilized in this research is a simple causal model, focusing on several
independent variables causing the dependent variable of North Korea invading South Korea, as
seen below.
Hypotheses
Hypothesis 1: A famine will cause North Korea to invade South Korea
Hypothesis 2: A lack of aid from the World Food Programme will cause North Korea to
invade South Korea
Hypothesis 3: South Korea's withholding food aid will cause North Korea to invade.
Research Design
This study uses a quantitative simple causal model to predict the possibility of North
Korea instigating another war with South Korea because of food shortages. The three
hypotheses stated above will be supported or refuted based upon the analysis of the evidence.
The research will attempt to predict the dependent variable of the three hypotheses, North
Korea invading South Korea. The independent variables of different types of food shortages will
be measured as a method of predicting its effect upon the dependent variable. Since the
historical measurement of food levels is known, as is the resulting invasion of South Korea, the
current data will be measured against the past to prove or not prove the hypotheses.
9
Famine
Lack of aid
from the WFP
South Korea’s
withholding
food aid
North Korea
invading
South Korea
The first hypothesis uses the independent variable of a famine as the causative agent for
the North Korean invasion of South Korea. As North Korea has faced a famine in the past, data
is present in regards to food ratio level and North Korean aggressive actions during that same
time. Hypothesis two measures the ratio of food aid given by the WFP to North Korea to find a
relationship to North Korean incursions. Finally, the third hypothesis will calculate the ratio
level of South Korean aid as the cause of North Korean invasion.
The multi-method plan will gather data using intensive interviews, observational field
research and content analysis of the existing data through secondary literature. This method of
data collection allows the researcher to not only gather evidence directly for current data but also
past evidence from literature written during or about the period in question. All three methods
will directly measure the three independent variables as well as the dependent variable.
With a number of intensive interviews, the project will include primary sources. These
interviews will be combined and analyzed for common themes utilizing a person’s demographic
information to obtain a heterogeneous sample of data. North Korean interviews will give the
research a first person view into the situation currently occurring and what actions the people and
government are taking to combat any food shortages, if they exist.
With the total population size of 23,479,088 (CIA 2009) known, at least 600 interviews
will maintain a 95% confidence level with a confidence interval of 4%. Using stratified
sampling, based upon demographics such as age, sex and occupation, the break down of the total
sample size will match the percentages of interviews completed within the sample size to the
percentages of the population that falls within the demographic parameters.
Interviews of South Korean officials and residents near the DMZ could obtain different
results, as the North Korean people may not speak freely about their shortages. South Korean
10
interviews could also illustrate current and past policies in regards to the type, total amount,
distribution and time of aid given to North Korea. The South Korean officials could also detail
North Korea’s militaristic movements and developments, to include when and where these occur.
For the interviews conducted in South Korea, the researcher will interview all of the
government officials that have responsibilities involving policies about North Korea. Randomly
selected villages near the DMZ with a selection of 10 to 15% of their population and a
percentage of the fishermen that fish in the Yellow Sea near the NLL will be interviewed.
The interviews of officials for the WFP will show another impartial viewpoint into the
current food shortages. The WFP could also give details regarding time of greatest need, total
amount, type, and distribution of food aid.
Full interviews will be conducted of officials within the WFP that directly deal with the
policies and procedures surrounding North Korean food aid. Interviews of the personnel that
have direct dealings with North Korea in relation to food distribution will also be performed.
Through observational field research, the researcher will obtain answers to questions such
as food production levels, general nutrition levels of the people and typical meals. Because of
the secretive nature of the North Korean government, field research will be more beneficial than
intensive interviews.
Observational field research will be conducted throughout North Korea and along the
DMZ. Using a map of North Korea, observations will start within Pyongyang and continue by
choosing several villages in each province at 20-mile increments radiating away from the capital
in a systematic sampling method. Field observations will take place for at least 1 to 2 weeks in
each village to observe the lifestyles of the individuals, how they get their food and how much
the average person eats on a daily basis.
11
Famine will be investigated by verifying food production levels and compare them with
previous years. The lack of aid from the WFP will be measured through observation of what aid
the people get, when they receive the aid and how much aid actually gets to the people. South
Korea’s involvement in food aid will measure where the aid is coming from, how much aid is
received, when is aid contributed and where the aid goes. The investigator will also verify the
disbursement of aid to the people. To measure North Korea’s intention to invade, satellite
imagery will be utilized to investigate the KPA’s deployments and weapons testing.
There is a wealth of data within the secondary literature that will be incorporated through
content analysis. Articles containing information on the North Korean food production and aid
received by either the WFP or South Korea will be analyzed for how much food, where the food
is from and when is food received to complete a food over time table. Another table will be
generated with data gathered about North Korean infiltrations and when they occur. These two
tables will then be compared through pattern matching analysis to prove or refute the three
hypotheses
One of the limitations of this research is the closed nature of the North Korean
government. A language barrier also exists that may effect the data gathered through intense
interviews and field observations. Additionally, information about North Korean movements
and incursions may be difficult to obtain due to the secretive nature of North Korea. Interviews
with North Koreans may be limited, especially with government and KPA officials, due to the
researcher being an American.
There are several sources where bias may influence this study. The interpreter utilized
for the intensive interviews in both North and South Korea, as well as for the field observations,
may introduce bias. To reduce this bias, a basic understanding of hangul and hangul-mal will be
12
required of the investigator. The use of multiple articles for content analysis could introduce
each author’s bias. By looking at the facts detailed within the papers, authors’ bias should be
minimized. Finally, the researcher’s own bias cannot be overlooked merely addressed as a
potential bias.
References
Burns, Alicia. 2004. North Korea raises level of rhetoric. Digital Freedom Network: Current
events: Asia-Russia. http://unix.dfn.org/NorthKoreaRaisesLevelofRhetoric.shtml
(accessed February 22, 2009).
CIA. 2009. The World Factbook: North Korea. Feb 10.
https://www.cia.gov/library/publications/the-world-factbook/geos/kn.html (accessed
February 20, 2009).
Dies, Harry P Jr. 2004. North Korean special operations forces: 1996 Kangnung submarine
infiltration. Military Intelligence Professional Bulletin 30, no. 4 (Oct-Dec): 29-34.
http://proquest.umi.com.ezproxy.apus.edu/pqdweb?
did=846355001&sid=5&Fmt=4&clientId=62546&RQT=309&VName=PQD (accessed
February 14, 2009).
Eisenhower, Dwight D. 1953. The chance for peace. Speech delivered before American
Society of Newspaper Editors. Washington, DC. April 16.
http://www.eisenhower.archives.gov/All_About_Ike/Speeches/Chance_for_Peace.pdf
(accessed February 20, 2009).
Encyclopedia Britannica online, s.v. "demilitarization zone"
http://www.britannica.com/EBchecked/topic/1503299/demilitarized-zone [accessed
February 22, 2009]
Foley, James. 2002. Sea battle may sink 'sunshine' policy. Jane's Intelligence Review. 10 July.
http://search.janes.com.ezproxy.apus.edu/Search/documentView.do?
docId=/content1/janesdata/mags/jir/history/jir2002/jir00318.htm@current&pageSelected
=allJanes&keyword=Sea%20battle%20may
%20sink&backPath=http://search.janes.com.ezproxy.apus.edu/Search&Prod_Name=JIR
& (accessed February 18, 2009).
GlobalSecurity.org. n.d. Military: Songun Chongch'i.
http://www.globalsecurity.org/military/world/dprk/songun-chongchi.htm (accessed
February 22, 2009).
13
Griffin, Jennifer and Justin Fishel. 2009. North Korea plans to launch long-range missile within
2 weeks. FOX News. February 18.
http://www.foxnews.com/story/0,2933,495264,00.html (accessed February 18, 2009).
Haggard, Stephan and Marcus Noland. 2007. Famine in North Korea: Markets, aid, and
reform. New York: Columbia University Press. Ebrary Reader e-book.
Jane's Foreign Report. 2008. Asia: Another famine in North Korea. June 9.
http://search.janes.com.ezproxy.apus.edu/Search/documentView.do?
docId=/content1/janesdata/mags/frp/history/frp2008/frp70550.htm@current&pageSelecte
d=allJanes&keyword=North%20Korea%20AND
%20famine&backPath=http://search.janes.com.ezproxy.apus.edu/Search&Prod_Name=F
REP& (accessed February 18, 2009).
Jane's Intelligence Digest. 2006. North Korea's nuclear fizzle. October 25.
http://search.janes.com.ezproxy.apus.edu/Search/documentView.do?
docId=/content1/janesdata/mags/jid/history/jid2006/jid70115.htm@current&pageSelecte
d=allJanes&keyword=North%20Korea%20AND
%20nuclear&backPath=http://search.janes.com.ezproxy.apus.edu/Search&Prod_Name=J
ID& (accessed February 20, 2009).
Kim, Jinwung. n.d. Northern Limitation Line: Korean War. ABC-Clio: United States at War:
Understanding Conflict and Society. http://www.usatwar.abc-
lio.com.ezproxy.apus.edu/Search/Display.aspx?
categoryid=24&entryid=1246236&searchtext=north+korea+and+dmz+disputes&type=si
mple&option=all (accessed February 20, 2009).
Korean Central News Agency. 2006. DPRK successfully conducts underground nuclear test.
October 10. http://www.kcna.co.jp/item/2006/200610/news10/10.htm#1 (accessed
February 22, 2009).
Korean Central News Agency. 2009a. Joint New Year editorial issued. January 1.
http://www.kcna.co.jp/item/2009/200901/news01/20090101-02ee.html (accessed
February 21, 2009).
Korean Central News Agency. 2009b. Socio-political activities get brisk. January 16.
http://www.kcna.co.jp/item/2009/200901/news16/20090116-11ee.html (accessed
February 21, 2009).
Korean Central News Agency. 2009c. KCNA on DPRK's right to space development. February
16. http://www.kcna.co.jp/item/2009/200902/2009-02-16ee.html (accessed February 21,
2009).
14
Library of Congress. 2007a. North Korea: Chronology of Provacations, 1953-2007, by Hannah
Fischer. April 20. Congressional Research Services. Washington, DC.
http://www.fas.org/man/crs/RL30004.pdf (accessed February 22, 2009).
Library of Congress. 2007b. Country Profile: North Korea. July. Federal Research Division.
Washington, DC. http://lcweb2.loc.gov/frd/cs/profiles/North_Korea.pdf (accessed
February 22, 2009).
Natsios, Andrew. 1999. The politics of famine in North Korea. United States Institute of Peace
Special Report 51. http://www.isn.ethz.ch/isn/Digital-Library/Publications/Detail/?
ord516=OrgaGrp&ots591=0C54E3B3-1E9C-BE1E-2C24-
A6A8C7060233&lng=en&id=39901n (accessed February 18, 2009).
15

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Will North Korea Invade for Food?

  • 1. North Korea: Will invade for food? Genii Grimsley INTL 500: Research Methods in Security and Intelligence Studies American Public University "Every gun that is made, every warship launched, every rocket fired, signifies in the final sense a theft from those who hunger and are not fed, those who are cold and are not clothed." –Dwight D. Eisenhower (1953). Introduction The Democratic People's Republic of Korea (DPRK), also known as North Korea, was formed at the end of WWII when the peninsula was divided and became a communist state "under Soviet sponsorship" (CIA 2009). In 1950, the North Koreans invaded South Korea, sparking the Korean War. In July 1953, North Korea and South Korea signed an armistice, which was little more than a cease-fire, but did not officially end the war (Kim n.d.). The armistice established a demilitarization zone (DMZ) along the 38th parallel, which has been a source of many hostilities since its inception (Encyclopedia Britannica online 2009). In 2008, North Korea had a population size estimated at 23,479,088 living on a total of 120,410 sq km of land, of which less than a quarter is arable (CIA 2009). This limits agriculture and requires over-fertilization for viable food production (Haggard and Noland 2007, 8). The DPRK government implemented a food distribution system, seizing grain from the farms (Natsios 1999, 3) in rural North Korea and re-distributing it according to an individual's occupation, age and hierarchy (Haggard and Noland 2007, 53-54) as a method to lessen food shortages. The food shortages began after the collapse of the Union of Soviet Socialist Republics, their major aid benefactor and the Chinese government reforms (Natsios 1999, 2). With the floods in 1995, the North Korean people experienced a devastating famine that lasted for several 1
  • 2. years (Haggard and Noland 2007). The United Nation's World Food Programme and a number of other foreign countries, allies and enemies, provided food aid and even fertilizer to alleviate the famine in North Korea (Natsios 1999). The aid continues to combat current food shortages although reports predict another famine looming (Jane's Foreign Report 2008). In 2006, approximately 1,170,000 people, or 5.06% of the total population, served in the Korean People's Army (KPA) (Library of Congress 2007b, 18). The North Korea's "Songun Chongch'i," or "military-first," policy may explain the high military population (GlobalSecurity.org n.d.). The DPRK follows the Songun policy by not only allocating a significant portion of the budget to the military, but also a higher amount of its scarce food (Haggard and Noland 2007; Library of Congress 2007b, 18). During times of food shortages, a number of aggressive acts between North Korea and South Korea occurred to include incidents around the Northern Limitation Line in the Yellow Sea and sometimes involving civilian fishing boats, that may have been harvesting crabs at the time (Foley 2002, under "Political-economic pressures"; Library of Congress 2007a). In 2002, North Korea declared itself a nuclear power and proved it with their successful nuclear tests in 2006 (Jane's Intelligence Digest 2006). With the imminent possible testing of long-range missiles, that could reach the United States, North Korea's threat is elevated on to the global scale (Griffin and Fishel 2009). The purpose of this study will be to predict the likelihood of North Korea invading South Korea because of food shortages by linking prior food shortages and infiltrations. At this stage of the study, the data focuses upon the food shortages, particularly the mid-1990's famine and the militaristic events surrounding that same period, as well as current food shortages and militaristic pursuits. 2
  • 3. Literature Review Natsios' (1999) government report focused upon the causes and consequences of the North Korean famine that occurred during the mid-1990s. This report concluded with thoughts on how Kim Jong Il uses the military to deflect international attention away from internal problems. The report used documentation from aid agencies, interviews with North Korean refugees, defectors and government officials for data. Natsios used intuitive analysis following a grounded theory model to shed light on the situation occurring in North Korea at the time. The bias of this report is minimal as the information is as close to the ground truth as Natsios could obtain. He used a multitude of interviews with refugees who actually suffered the effects of the famine and with individuals within the government or those who had directly provided aid to North Korea. A major fault of this paper is the lack of a reference list to verify his interpretation of the data. The importance of this report is that it gives a concise and apparently accurate view of the causes and the sweeping effects of the famine that occurred between 1995 and 1998. It details the government's response to not only the famine but also the international food aid they received. It connects the famine with the effects it had on the military and even the planned military coup in a famine ravaged Hamhung City. Dies (2004) gave a historical overview of the infiltration operation of North Korean Special Operations Forces (SOF) that took place between September 13, 1996 and November 5, 1996. Dies used intuitive analysis of newspaper articles of the time, congressional reports and contemporary historical books. He also used his own experience as the Operational Officer for the Combined Intelligence and Operations Center, C/J2, Combined Forces/USFK (Dies 2004, under "author affiliation") during the 1996 submarine incident for the rest of his data collection. 3
  • 4. The flaw of this article, is limited to one side of the story, that of the US and South Korea. There appears to be no North Korea documentation to explain the North Korean side of the 1996 infiltration of Kangnung. Dies tries to limit the bias of the article by including background on the North Korean Special Operations Forces, diary entries of one of the killed SOF infiltrators and the testimony of the captured North Korean Lee Kwang Soo. Dies also avoided introducing bias by not making deductions about the events, even though he was present as an Operational Officer at the time. The article helps to illustrate that the North Korean army received orders to prepare for war one year after the floods had caused massive food shortages (Haggard and Noland 2007, 34). Lee Kwang Soo's testimony confirmed hostilities between North and South Korea ran high. Fischer's (The Library of Congress 2007a) report is a historical overview of North Korea's hostilities against South Korea, the United States and Japan to create a chronology based on newspapers from North Korea, South Korea, Japan and the United States. Fischer used intuitive analysis of the data to select events to include in the report. There is a slight bias to this report as it is a US government document but is minimized by the author's lack of supposition into the events. Fischer provides perspectives from both sides of the DMZ. The report correlates North Korean aggressions to times of food shortages. The report also provides, in one location, the most current information on events that occurred between North Korea and South Korea. Jane's Intelligence Digest (2006) is a journalistic paper that discusses North Korea's nuclear test on October 9, 2006 using data collected by various scientific instruments and satellite imagery. The article shows inductive logic with intuitive analysis of the data to answer key questions about the validity of the test, the weapons output and North Korea's capabilities. 4
  • 5. The article has bias since there is no North Korean perspective about the nuclear tests and the author's frequent suppositions based upon the data concerning North Korea. This bias is unavoidable since North Korean officials offered no information about their true capabilities and intent (KCNA 2006). This paper is important as it reports upon the North Korean nuclear test and assesses the weapon's effectiveness. It details North Korea's nuclear capabilities, the ability to use them in weapons, and assesses the possible proliferation of nuclear technology. Jane's Foreign Report (2008) is a journalistic report that addresses the possibility of another famine occurring. The collected information for this report is from North and South Korean news articles, as well as the World Food Programme reports. The author utilized intuitive analysis to answer the question of this report. There is very little bias, as all involved parties contributed information for this article. There is minimal data enumerating the shortfalls of food production or those people currently in danger of malnutrition. The report is significant as it details current food status and predicts the future of North Korean food shortages. This report correlates to Fischer's (Library of Congress 2007a) report on North Korean past hostilities and Griffin and Fishel's (2009) article about possible military developments. Korean Central News Agency (2009a, 2009b) released a couple of journalistic articles that addressed the North Korean perspective of the current food problem. Both articles use government information with intuitive analysis detailing the food crisis. KCNA (2009a) also details the plans to increase the size of the KPA. The articles are both highly biased, as the Korean Central News Agency (KCNA) is a government controlled news agency that releases approved information only. Because of the 5
  • 6. closed nature of the North Korean government, what little news released by North Korea generally downplays their problems. The information from KCNA is mainly propaganda (Burns 2004). Neither article discusses the shortages in the food supply directly choosing to blame their low food supply on a worldwide food supply crisis. The significance of these articles is that they point to a current problem with food supply, however minimal it may be. They also give a North Korean perspective into the current food shortages. The Griffin and Fishel (2009) news article details the North Korean's plans to test the Taepodong-2, a long-range missile, by early March 2009. Griffin and Fishel gathered information from satellite imagery analysis and interviews with South Korean government officials. There is information provided by the KCNA demanding North Korea's "right to space development" (Griffin and Fishel 2009, under "Pyongyang said"). Suppositions within the article as to the ramification of this testing shows some bias. The limitation of this article is the amount of uncertainty left unresolved by the authors. This article details the most current information on North Korea's military movements, connects the threat of a new famine as highlighted in Jane's Foreign Report (2008) and the willingness of the North Korean government to initiate hostilities against South Korea. The Korean Central News Agency (2009c) article details North Korea's "right to space development." North Korea does not verify nor deny a possible long-range missile test but accuses others of inhibiting their space developments. There is a significant amount of bias because the KCNA is a government-controlled news agency, which only prints approved information. The KCNA uses derogatory or abrasive words against South Korea and the United States to highlight their contempt. 6
  • 7. The article provides the North Korean position about missile tests. The KCNA concedes that militaristic endeavors coincide with scientific pursuits. The first four articles are historical references to the North Korean mid-1990's famine and militaristic events. The last four articles are current references to North Korea's food shortages and military actions. The first and fifth articles are on the food shortages in North Korea, while the rest of the articles detail the numerous hostilities and military developments of the KPA. The literature is quite extensive when researching the food shortages in North Korea or the North Korean militaristic invasion of their southern neighbor. However, the wealth of knowledge runs out quickly when investigating the direct connection of food supply with North Korean aggressive actions. This proposal will fill the gap by correlating periods of food shortages to North Korean provocations. Theoretical Framework While there have been numerous studies that look at what could provoke North Korea into breaking the armistice and invade South Korea, there is a significant gap when discussing food as a variable. What the literature catalogs in extensive depth is the incursions and aggressive actions that have occurred between North and South Korea. The literature also encompasses the North Korean food shortages, both historically and currently, as well as the aid efforts of the WFP and South Korea. Few articles discuss the food shortages in North Korea as a possible cause for war, one such being Natsios’ (1999) report. Even though Natsios (1999) does discuss militaristic actions that occurred during the time of famine, it was an internal militaristic actions but not with South Korea. The articles that highlight aggressive actions generally do not discuss the underlying cause for such hostilities. If lack of food is discussed as an underlying cause of war, it is a brief 7
  • 8. supposition by the authors. This study will attempt to show food shortages as being a possible cause to North Korea invading South Korea by connecting the documents of aggressive actions with times of food scarcity. The theoretical framework for this research comprises of three theories, which investigate the causes of conflict. Each theory investigates one independent variable causing the dependent variable. The first theory in this study investigates North Korea's need for food causing war as according to Realist Fundamentalism. North Korea suffered a famine between 1995-1998 (Haggard and Noland, 2007). At the same time, hostilities with South Korea escalated to a dangerous level. These hostilities occurred around the DMZ and NLL with losses of lives on both sides (Library of Congress, 2007a). As food is a primary need as based on the Maslow's hierarchy of needs, the need for food could cause North Koreans to invade South Korea. The second theory explores North Korea's need for food as a natural right through Liberal Institutionalism. The World Food Programme is a UN relief organization that has been providing aid to North Korea since the mid-1990's famine (Natsios, 1999). This aid has help to alleviate some of the food shortages suffered in North Korea. With the decrease of food aid, North Korea has increased their weapons testing and threats of wars. Loss of food aid by the WFP could lead to North Korea starting a war to re-instate the food aid. Finally, the theory under Marxism-Leninism considers the exploitation of North Korea by South Korea. South Korea is a developed country neighboring the under-developed country of North Korea. Under Marxism-Leninism, South Korea is exploiting North Korea's need for food by demanding disarmament and cessation of their nuclear program (Korean Central News Agency, 2009c). Therefore, the North Koreans could instigate a war if South Korea withholds aid. 8
  • 9. The model utilized in this research is a simple causal model, focusing on several independent variables causing the dependent variable of North Korea invading South Korea, as seen below. Hypotheses Hypothesis 1: A famine will cause North Korea to invade South Korea Hypothesis 2: A lack of aid from the World Food Programme will cause North Korea to invade South Korea Hypothesis 3: South Korea's withholding food aid will cause North Korea to invade. Research Design This study uses a quantitative simple causal model to predict the possibility of North Korea instigating another war with South Korea because of food shortages. The three hypotheses stated above will be supported or refuted based upon the analysis of the evidence. The research will attempt to predict the dependent variable of the three hypotheses, North Korea invading South Korea. The independent variables of different types of food shortages will be measured as a method of predicting its effect upon the dependent variable. Since the historical measurement of food levels is known, as is the resulting invasion of South Korea, the current data will be measured against the past to prove or not prove the hypotheses. 9 Famine Lack of aid from the WFP South Korea’s withholding food aid North Korea invading South Korea
  • 10. The first hypothesis uses the independent variable of a famine as the causative agent for the North Korean invasion of South Korea. As North Korea has faced a famine in the past, data is present in regards to food ratio level and North Korean aggressive actions during that same time. Hypothesis two measures the ratio of food aid given by the WFP to North Korea to find a relationship to North Korean incursions. Finally, the third hypothesis will calculate the ratio level of South Korean aid as the cause of North Korean invasion. The multi-method plan will gather data using intensive interviews, observational field research and content analysis of the existing data through secondary literature. This method of data collection allows the researcher to not only gather evidence directly for current data but also past evidence from literature written during or about the period in question. All three methods will directly measure the three independent variables as well as the dependent variable. With a number of intensive interviews, the project will include primary sources. These interviews will be combined and analyzed for common themes utilizing a person’s demographic information to obtain a heterogeneous sample of data. North Korean interviews will give the research a first person view into the situation currently occurring and what actions the people and government are taking to combat any food shortages, if they exist. With the total population size of 23,479,088 (CIA 2009) known, at least 600 interviews will maintain a 95% confidence level with a confidence interval of 4%. Using stratified sampling, based upon demographics such as age, sex and occupation, the break down of the total sample size will match the percentages of interviews completed within the sample size to the percentages of the population that falls within the demographic parameters. Interviews of South Korean officials and residents near the DMZ could obtain different results, as the North Korean people may not speak freely about their shortages. South Korean 10
  • 11. interviews could also illustrate current and past policies in regards to the type, total amount, distribution and time of aid given to North Korea. The South Korean officials could also detail North Korea’s militaristic movements and developments, to include when and where these occur. For the interviews conducted in South Korea, the researcher will interview all of the government officials that have responsibilities involving policies about North Korea. Randomly selected villages near the DMZ with a selection of 10 to 15% of their population and a percentage of the fishermen that fish in the Yellow Sea near the NLL will be interviewed. The interviews of officials for the WFP will show another impartial viewpoint into the current food shortages. The WFP could also give details regarding time of greatest need, total amount, type, and distribution of food aid. Full interviews will be conducted of officials within the WFP that directly deal with the policies and procedures surrounding North Korean food aid. Interviews of the personnel that have direct dealings with North Korea in relation to food distribution will also be performed. Through observational field research, the researcher will obtain answers to questions such as food production levels, general nutrition levels of the people and typical meals. Because of the secretive nature of the North Korean government, field research will be more beneficial than intensive interviews. Observational field research will be conducted throughout North Korea and along the DMZ. Using a map of North Korea, observations will start within Pyongyang and continue by choosing several villages in each province at 20-mile increments radiating away from the capital in a systematic sampling method. Field observations will take place for at least 1 to 2 weeks in each village to observe the lifestyles of the individuals, how they get their food and how much the average person eats on a daily basis. 11
  • 12. Famine will be investigated by verifying food production levels and compare them with previous years. The lack of aid from the WFP will be measured through observation of what aid the people get, when they receive the aid and how much aid actually gets to the people. South Korea’s involvement in food aid will measure where the aid is coming from, how much aid is received, when is aid contributed and where the aid goes. The investigator will also verify the disbursement of aid to the people. To measure North Korea’s intention to invade, satellite imagery will be utilized to investigate the KPA’s deployments and weapons testing. There is a wealth of data within the secondary literature that will be incorporated through content analysis. Articles containing information on the North Korean food production and aid received by either the WFP or South Korea will be analyzed for how much food, where the food is from and when is food received to complete a food over time table. Another table will be generated with data gathered about North Korean infiltrations and when they occur. These two tables will then be compared through pattern matching analysis to prove or refute the three hypotheses One of the limitations of this research is the closed nature of the North Korean government. A language barrier also exists that may effect the data gathered through intense interviews and field observations. Additionally, information about North Korean movements and incursions may be difficult to obtain due to the secretive nature of North Korea. Interviews with North Koreans may be limited, especially with government and KPA officials, due to the researcher being an American. There are several sources where bias may influence this study. The interpreter utilized for the intensive interviews in both North and South Korea, as well as for the field observations, may introduce bias. To reduce this bias, a basic understanding of hangul and hangul-mal will be 12
  • 13. required of the investigator. The use of multiple articles for content analysis could introduce each author’s bias. By looking at the facts detailed within the papers, authors’ bias should be minimized. Finally, the researcher’s own bias cannot be overlooked merely addressed as a potential bias. References Burns, Alicia. 2004. North Korea raises level of rhetoric. Digital Freedom Network: Current events: Asia-Russia. http://unix.dfn.org/NorthKoreaRaisesLevelofRhetoric.shtml (accessed February 22, 2009). CIA. 2009. The World Factbook: North Korea. Feb 10. https://www.cia.gov/library/publications/the-world-factbook/geos/kn.html (accessed February 20, 2009). Dies, Harry P Jr. 2004. North Korean special operations forces: 1996 Kangnung submarine infiltration. Military Intelligence Professional Bulletin 30, no. 4 (Oct-Dec): 29-34. http://proquest.umi.com.ezproxy.apus.edu/pqdweb? did=846355001&sid=5&Fmt=4&clientId=62546&RQT=309&VName=PQD (accessed February 14, 2009). Eisenhower, Dwight D. 1953. The chance for peace. Speech delivered before American Society of Newspaper Editors. Washington, DC. April 16. http://www.eisenhower.archives.gov/All_About_Ike/Speeches/Chance_for_Peace.pdf (accessed February 20, 2009). Encyclopedia Britannica online, s.v. "demilitarization zone" http://www.britannica.com/EBchecked/topic/1503299/demilitarized-zone [accessed February 22, 2009] Foley, James. 2002. Sea battle may sink 'sunshine' policy. Jane's Intelligence Review. 10 July. http://search.janes.com.ezproxy.apus.edu/Search/documentView.do? docId=/content1/janesdata/mags/jir/history/jir2002/jir00318.htm@current&pageSelected =allJanes&keyword=Sea%20battle%20may %20sink&backPath=http://search.janes.com.ezproxy.apus.edu/Search&Prod_Name=JIR & (accessed February 18, 2009). GlobalSecurity.org. n.d. Military: Songun Chongch'i. http://www.globalsecurity.org/military/world/dprk/songun-chongchi.htm (accessed February 22, 2009). 13
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  • 15. Library of Congress. 2007a. North Korea: Chronology of Provacations, 1953-2007, by Hannah Fischer. April 20. Congressional Research Services. Washington, DC. http://www.fas.org/man/crs/RL30004.pdf (accessed February 22, 2009). Library of Congress. 2007b. Country Profile: North Korea. July. Federal Research Division. Washington, DC. http://lcweb2.loc.gov/frd/cs/profiles/North_Korea.pdf (accessed February 22, 2009). Natsios, Andrew. 1999. The politics of famine in North Korea. United States Institute of Peace Special Report 51. http://www.isn.ethz.ch/isn/Digital-Library/Publications/Detail/? ord516=OrgaGrp&ots591=0C54E3B3-1E9C-BE1E-2C24- A6A8C7060233&lng=en&id=39901n (accessed February 18, 2009). 15