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Presented by
County of San Diego,
Health & Human Services Agency
Aging & Independence Services
Adult Protective Services
Outreach & Education
Mandated Reporting of
Elder & Dependent Adult Abuse
Aging & Independence Services
Adult Protective Services
County of San Diego
Elder
Any person residing in
this state, 65 years of age
or older
Dependent Adult
Any person between 18-64 yrs who resides
in this state
who has physical or mental limitations that
restrict his/her ability to carry out normal
activities or to protect rights and interests
Includes but not limited, to persons with
physical or developmental disabilities
or whose physical or mental abilities have
diminished because of age.
Anyone 18-64 years, who is admitted as an
inpatient to a 24-hour health facility.
Mandated Reporters
Any Persons with protective, public, sectarian, or
mental health agencies;
Any Persons with Private assistance or Advocacy
agencies;
Any Persons providing Health Services or Social
Services to elders or dependents adults;
Any Persons who have assumed full or
intermittent responsibility for care or custody of
an elder or dependent adult;
Whether or not they receive compensation
Mandated Reporters Are
Required to:
Report if you observe abuse.
Report when a senior or dependent
adults tells you that they are being
abused.
Report when you have knowledge that
reasonably leads you to suspect that
abuse is occurring.
Dependent Adult & Elder Abuse
(W&I 15610-15610.65)
Physical Abuse
Neglect by Others
Isolation
Self-Neglect
Financial
Abduction
Mental Suffering
Abandonment
Self-Neglect
Negligent failure of an elder or dependent
adults to exercise that degree of self care
that a reasonable person in a like position
would exercise due to:
Poor Cognitive Function
Mental Limitations
Chronic Poor Health
Substance Abuse and/or Gambling
Problems
Proud, Independent & Stubborn
Traits
Limited Financial Resources
Self-Neglect Indicators
Malnourished
Filthy
Chaotic home
May or Maybe Not be
Oriented 3x
Person
Place
Time
Have capacity and
don’t care
House easy to spot -
neighborhood eyesore
Frequent fire code and
animal violations
History of “self-
determined” lifestyle
Self-Determination
California is a self-determination state
Elders & Dependent Adults have the right
to make either own personal decisions that
may not appear to be in their own best
interest
Only if persons who meet W&I Code 5150
criteria can Senior Team, PERT or Law
Enforcement Intervene
APS Investigates & May Refer To:
Public Guardian
Probate conservatorship for
persons who are gravely
disabled. Protects persons
and their estates where no
family or friends take
responsibility
Public Conservator
Court conservatorship due
serious mental illness
Senior Mental Health Team
and Geriatric Specialists
visits 60yr+ seniors,
evaluates mental health, and
provide short term care
management
PERT Team
 YANA
 Code Enforcement
 Animal Control
 Humane Society
 Elder Law & Advocacy
 Community Resources

Senior Centers

Senior Dining

Home Delivered Meals

Homemaker Agencies
Report Abuse to
APS Immediately
Report Abuse Immediately (24 hours) Adult
Protective Services - Elder & Dependent
Adult Abuse Reporting Line
24-hours a day; 7 days a week
1-800-510-2020
Written Report SOC-341 by 2 working days
Mandated Reporters - Web Referrals (in
lieu phone/SOC)– Effective Summer 2013
Long Term Care Ombudsmen
Patient/residents has the right to remain
anonymous in investigations; especially if
they may be at risk
In these cases, investigations occur “broad-
based” i.e. a whole floor or section or
facility
State Ombudsman and Medicare Fraud
maybe involved with investigations
AB 40 – Long Term Care Facilities
All Long Term Care Facilities -Effective
January 1, 2013, W&I Code 15610.67 – Physical
Abuse:
Serious Bodily Injury – Immediately call to Law
Enforcement and within 2hrs SOC-341 to LTC
Ombudsman, Licensing Agency, and Law Enforcement
No Serious Bodily Injury – Call within 24 hrs to Law
Enforcement and 24hrs SOC-341 to LTC Ombudsman,
Licensing Agency, and Law Enforcement
Physical Abuse caused by Resident w/Dementia –
Immediately or as soon as possible call LTC
Ombudsmen (or) Law Enforcement and within 24 hrs
SOC-341 to LTC Ombudsman (or) Law Enforcement
Long Term Care Ombudsmen
 Investigates reported suspected abuses in long-term care
facilities including:
Skilled Nursing Facilities*
Convalescent and Rehab Facilities*
Residential Care Facilities for the Elder (RCFEs)*
Board and Care Facilities*
Group Homes
*For elderly also investigates qualify of care and residents rights
 Investigates reported suspected abuses in Licensed Day
Programs
Adult Care Facilities
Adult Day Care Facilities
Adult Day Health Care Facilities
Day and Work Programs
Mandated Reporters
Held in Confidence
APS & LTC Ombudsmen by law cannot
reveals who made the Elder/Dependent Adult
Abuse Report
Reporters should not tell patients/clients they
are making a report
Welfare & Institution Codes Protects
Mandated Reporters from:
Criminal and Civil Litigation
Penalties for Failure to Report
Fails, impedes or delays reporting:
$1,000 fine and/or 6 months County Jail
Willfully fails to report, impedes, delays
reporting that results in death or great
bodily injury:
$5,000 and/or 1 year in County Jail
Also faced with possible loss of
“Licensure”
Permissive Reporters
Any person may make a report of suspected
Elder/Dependent Adult Abuse
Either Anonymously
Or, Held in Confidence
Contact Information
Anabel Kuykendall,
AIS, Outreach & Education
(619) 476-6223
anabel.kuykendall@sdcounty.ca.gov

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Mandatory Reporting of Elder Abuse

  • 1. Presented by County of San Diego, Health & Human Services Agency Aging & Independence Services Adult Protective Services Outreach & Education
  • 2. Mandated Reporting of Elder & Dependent Adult Abuse Aging & Independence Services Adult Protective Services County of San Diego
  • 3. Elder Any person residing in this state, 65 years of age or older
  • 4. Dependent Adult Any person between 18-64 yrs who resides in this state who has physical or mental limitations that restrict his/her ability to carry out normal activities or to protect rights and interests Includes but not limited, to persons with physical or developmental disabilities or whose physical or mental abilities have diminished because of age. Anyone 18-64 years, who is admitted as an inpatient to a 24-hour health facility.
  • 5. Mandated Reporters Any Persons with protective, public, sectarian, or mental health agencies; Any Persons with Private assistance or Advocacy agencies; Any Persons providing Health Services or Social Services to elders or dependents adults; Any Persons who have assumed full or intermittent responsibility for care or custody of an elder or dependent adult; Whether or not they receive compensation
  • 6. Mandated Reporters Are Required to: Report if you observe abuse. Report when a senior or dependent adults tells you that they are being abused. Report when you have knowledge that reasonably leads you to suspect that abuse is occurring.
  • 7. Dependent Adult & Elder Abuse (W&I 15610-15610.65) Physical Abuse Neglect by Others Isolation Self-Neglect Financial Abduction Mental Suffering Abandonment
  • 8. Self-Neglect Negligent failure of an elder or dependent adults to exercise that degree of self care that a reasonable person in a like position would exercise due to: Poor Cognitive Function Mental Limitations Chronic Poor Health Substance Abuse and/or Gambling Problems Proud, Independent & Stubborn Traits Limited Financial Resources
  • 9. Self-Neglect Indicators Malnourished Filthy Chaotic home May or Maybe Not be Oriented 3x Person Place Time Have capacity and don’t care House easy to spot - neighborhood eyesore Frequent fire code and animal violations History of “self- determined” lifestyle
  • 10. Self-Determination California is a self-determination state Elders & Dependent Adults have the right to make either own personal decisions that may not appear to be in their own best interest Only if persons who meet W&I Code 5150 criteria can Senior Team, PERT or Law Enforcement Intervene
  • 11. APS Investigates & May Refer To: Public Guardian Probate conservatorship for persons who are gravely disabled. Protects persons and their estates where no family or friends take responsibility Public Conservator Court conservatorship due serious mental illness Senior Mental Health Team and Geriatric Specialists visits 60yr+ seniors, evaluates mental health, and provide short term care management PERT Team  YANA  Code Enforcement  Animal Control  Humane Society  Elder Law & Advocacy  Community Resources  Senior Centers  Senior Dining  Home Delivered Meals  Homemaker Agencies
  • 12. Report Abuse to APS Immediately Report Abuse Immediately (24 hours) Adult Protective Services - Elder & Dependent Adult Abuse Reporting Line 24-hours a day; 7 days a week 1-800-510-2020 Written Report SOC-341 by 2 working days Mandated Reporters - Web Referrals (in lieu phone/SOC)– Effective Summer 2013
  • 13. Long Term Care Ombudsmen Patient/residents has the right to remain anonymous in investigations; especially if they may be at risk In these cases, investigations occur “broad- based” i.e. a whole floor or section or facility State Ombudsman and Medicare Fraud maybe involved with investigations
  • 14. AB 40 – Long Term Care Facilities All Long Term Care Facilities -Effective January 1, 2013, W&I Code 15610.67 – Physical Abuse: Serious Bodily Injury – Immediately call to Law Enforcement and within 2hrs SOC-341 to LTC Ombudsman, Licensing Agency, and Law Enforcement No Serious Bodily Injury – Call within 24 hrs to Law Enforcement and 24hrs SOC-341 to LTC Ombudsman, Licensing Agency, and Law Enforcement Physical Abuse caused by Resident w/Dementia – Immediately or as soon as possible call LTC Ombudsmen (or) Law Enforcement and within 24 hrs SOC-341 to LTC Ombudsman (or) Law Enforcement
  • 15. Long Term Care Ombudsmen  Investigates reported suspected abuses in long-term care facilities including: Skilled Nursing Facilities* Convalescent and Rehab Facilities* Residential Care Facilities for the Elder (RCFEs)* Board and Care Facilities* Group Homes *For elderly also investigates qualify of care and residents rights  Investigates reported suspected abuses in Licensed Day Programs Adult Care Facilities Adult Day Care Facilities Adult Day Health Care Facilities Day and Work Programs
  • 16. Mandated Reporters Held in Confidence APS & LTC Ombudsmen by law cannot reveals who made the Elder/Dependent Adult Abuse Report Reporters should not tell patients/clients they are making a report Welfare & Institution Codes Protects Mandated Reporters from: Criminal and Civil Litigation
  • 17. Penalties for Failure to Report Fails, impedes or delays reporting: $1,000 fine and/or 6 months County Jail Willfully fails to report, impedes, delays reporting that results in death or great bodily injury: $5,000 and/or 1 year in County Jail Also faced with possible loss of “Licensure”
  • 18. Permissive Reporters Any person may make a report of suspected Elder/Dependent Adult Abuse Either Anonymously Or, Held in Confidence
  • 19.
  • 20. Contact Information Anabel Kuykendall, AIS, Outreach & Education (619) 476-6223 anabel.kuykendall@sdcounty.ca.gov