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TECHNICAL WHITE PAPER




Long Term Evolution (LTE):
Overview of LTE Air-Interface
Technical White Paper
Abstract — With the emergence of packet-based wireless broadband systems such as WiMAX 802.16e,
it is evident that a comprehensive evolution of the Universal Mobile Telecommunications System
(UMTS) specifications is required to remain competitive. As a result, work has begun on Long Term
Evolution (LTE) of the UMTS Terrestrial Radio Access and Radio Access Network aimed for commercial
deployment in 2010. Goals for the evolved system include support for improved system capacity and
coverage, high peak data rates, low latency, reduced operating costs, multi-antenna support, flexible
bandwidth operations and seamless integration with existing systems. To reach these goals, a new
design for the air interface is envisioned. This paper provides a preliminary look at the air interface for
LTE Evolved UTRA (E-UTRA) and associated key technologies required to reach its design objectives.
Initial LTE E-UTRA system performance results show a 2 to 3x improvement over a reference Rel-6
UMTS/HSxPA system configuration [1, 2] for both uplink and downlink.

I. INTRODUCTION
In the current Universal Mobile Telecommunications System              II. LTE E-UTRA PERFORMANCE REQUIREMENTS
(UMTS/HSxPA) specifications, systems are capable of supporting
high speed packet access for both downlink (up to 14 Mbps) and         The LTE E-UTRA performance requirements are provided in [1] with
uplink (up to 5.76 Mbps). Although HSxPA systems offer substan-        the main objective of developing an optimized packet-based access
tial improvement for packet data transmission over earlier UMTS        system with high data rate and low latency. Examples of intended
systems, their designs were limited by compatibility requirements      services include HDTV broadcast, movies on demand, and voice-
with previous generations of UMTS specifications. With the emer-       over-IP (VoIP). The physical layer performance requirements are
gence of packet-based mobile broadband systems such as WiMAX           summarized in Table 1.
802.16e, it is evident that a comprehensive long term evolution
(LTE) of UMTS is required to remain competitive in the long term.      Table 1 - Physical layer requirements for LTE E-UTRA
As a result, work has begun on LTE Evolved UMTS Terrestrial Radio
Access (E-UTRA) aimed at commercial deployment around 2010                                     Current Release      LTE E-UTRA
                                                                         Requirement
timeframe. Long term goals for the system include support for                                  (Rel-6 HSxPA)
high peak data rates (100 Mbps downlink and 50 Mbps uplink),
low latency (10ms round-trip delay), improved system capacity                                  14 Mbps DL /         100 Mbps DL /
                                                                         Peak data rate
and coverage, reduced operating costs, multi-antenna support,                                  5.76 Mbps UL         50 Mbps UL
efficient support for packet data transmission, flexible bandwidth
operations (up to 20 MHz) and seamless integration with existing                               0.6 – 0.8 DL /       3-4x DL / 2-3x UL
                                                                         Spectral Efficiency
systems. To reach these goals, a new design for the air interface is                           0.35 UL              improvement
envisioned. This paper provides a preliminary look at the air inter-                           (bps/Hz/sector)
face for LTE E-UTRA and initial system results in comparison to the
current UMTS/HSxPA systems.                                                                    64 Kbps DL /         3-4x DL / 2-3x UL
                                                                         5% packet call
                                                                         throughput            5 Kbps UL            improvement
The UMTS standards timeline is shown in Figure 1. The first phase
of the physical layer specification was completed in May 2006 with                             900 Kbps DL /        3-4x DL / 2-3x UL
                                                                         Averaged user
the conclusion that LTE E-UTRA physical layer performance require-                             150 Kbps UL          improvement
                                                                         throughput
ments are achievable. Complete specifications are then expected
to be ready by the end of 2008. By 2009, trial LTE E-UTRA systems                              50 ms                5 ms
                                                                         U-Plane Latency
are expected with commercial deployment by 2010.
                                                                         Call setup time       2 sec                50 ms

                                                                         Broadcast data rate   384 Kbps             6-8x improvement

                                                                         Mobility              Up to 250 km/h       Up to 350 km/h

                                                                         Multi-antenna         No                   Yes
                                                                         support
Figure 1 – LTE E-UTRA Standards Timeline
The paper is organized as follows. In Section II, an overview of LTE     Bandwidth             5 MHz                Scalable
E-UTRA performance requirements is provided. This is followed, in                                                   (up to 20 MHz)
Section III, by a discussion on new physical layer techniques being
introduced. In Section IV, design for supporting channels is provid-
ed. Section V presents system simulation results for LTE E-UTRA.




                            2 TECHNICAL WHITE PAPER : LONG TERM EVOLUTION (LTE): OVERVIEW OF LTE AIR-INTERFACE
Other E-UTRA objectives include common base-band support for            To provide great operational flexibility, E-UTRA physical layer
TDD and FDD modes, reduced capital expenditure and operating            specifications are bandwidth agnostic and designed to accom-
costs, and reasonable system / terminal complexity. When com-           modate up to 20 MHz system bandwidth. Table 2 provides the
pared to existing wireless broadband access technologies such           downlink sub-frame numerology for different spectrum alloca-
802.16, E-UTRA will employ similar frequency domain based air           tions. Sub-frames with one of two cyclic prefix (CP) durations
interface and support advanced multi-antenna features. However,         may be time-domain multiplexed, with the shorter designed for
E-UTRA will be designed to have fewer options than 802.16, an           unicast transmission and the longer designed for larger cells
improved uplink with low power amplifier de-rating, better support      or broadcast SFN transmission. The useful symbol duration is
for VoIP lower latency, and seamless inter-working with legacy
        ,                                                               constant across all bandwidths. The 15 kHz sub-carrier spac-
systems such as UMTS. In addition, E-UTRA is expected to sup-           ing is large enough to avoid degradation from phase noise and
port mobility up to 350 km/h, conserve mobile station’s power           Doppler (250km/h at 2.6 GHz) with 64QAM modulation. [3]
consumption through micro-sleep, and provide seamless integra-
tion of unicast and enhanced broadcast transmission.                    The downlink reference signal structure for channel estimation,
                                                                        CQI measurement, and cell search/acquisition is shown in Fig-
III. KEY AIR-INTERFACE TECHNOLOGY                                       ure 2. Reference symbols (RS) are located in the 1st OFDM
                                                                        symbol (1st RS) and 3rd to last OFDM symbol (2nd RS) of
A. OFDM Downlink Transmission                                           every sub-frame, with micro-sleep enabled by having control
In the downlink, OFDM is selected to efficiently meet E-UTRA            decodable without using the 2nd RS. For FDD, it may be pos-
performance requirements. With OFDM, it is straightforward to           sible to reduce overhead by not transmitting the 2nd RS for at
exploit frequency selectivity of the multi-path channel with low-       least low to medium speeds, since adjacent sub-frames can
complexity receivers. This allows frequency selective in addition to    often be used to improve channel estimation performance. This
frequency diverse scheduling and one cell reuse of available band-      dual TDM (or TDM) structure has similar performance to a scat-
width. Furthermore, due to its frequency domain nature, OFDM            tered structure in 0.5ms sub-frames, and an advantage in that
enables flexible bandwidth operation with low complexity. Smart         low complexity channel estimation (interpolation) is supported
antenna technologies are also easier to support with OFDM, since        as well as other excellent performance, low-complexity tech-
each sub-carrier becomes flat faded and the antenna weights can         niques such as MMSE-FIR and IFFT-based channel estimators.
be optimized on a per sub-carrier (or block of sub-carriers) basis.     To provide orthogonal signals for multi-antenna implementa-
In addition, OFDM enables broadcast services on a synchronized          tion, FDM is used for different TX antennas of the same cell,
single frequency network (SFN) with appropriate cyclic prefix de-       and CDM is used for different cells.
sign. This allows broadcast signals from different cells to combine
over the air, thus significantly increasing the received signal power
and supportable data rates for broadcast services.


Table 2 – E-UTRA Numerology [2]




                                                                        Figure 2 - Downlink reference signal structure – normal cy-
                                                                        clic prefix, two transmit antennas

                                                                        B. SC-FDMA Uplink Transmission
                                                                        In the uplink, Single-Carrier Frequency Division Multiple Access
                                                                        (SC-FDMA) is selected to efficiently meet E-UTRA performance
                                                                        requirements. SC-FDMA has many similarities to OFDM, chief
                                                                        among them for the uplink that frequency domain orthogonalilty
                                                                        is maintained among intra-cell users to manage the amount of
                                                                        interference generated at the base. SC-FDMA also has a low
                                                                        power amplifier de-rating (Cubic Metric / PAPR) requirement,
                                                                        thereby conserving battery life or extending range.

                                                                        The baseline SC-FDMA signal is DFT-Spread OFDM (DFT-
                                                                        SOFDM) [2] as shown in Figure 3. The only difference from
                                                                        OFDM is the addition of the M-point FFT (DFT) in the figure
                                                                        which “spreads” M symbols onto the M sub-carriers select-
                                                                        ed by the symbol to sub-carrier mapping. The selected sub-
                                                                        carriers must also be either adjacent to or evenly spaced to
                                                                        maintain the low PA power de-rating. The signal is considered
                                                                        single carrier as the first M-point FFT and the larger N-point
                                                                        IFFT cancel each other resulting in a single carrier signal in the
                                                                        time domain. The receiver can use simple frequency domain
                                                                        equalization.


3 TECHNICAL WHITE PAPER : LONG TERM EVOLUTION (LTE): OVERVIEW OF LTE AIR-INTERFACE
D. Extensions of Existing Rel-6 UMTS Techniques
                                                                     Several advanced packet transmission techniques have been
                                                                     standardized in the current UMTS standards, namely fast link
                                                                     adaptation (adaptive modulation and coding with hybrid ARQ)
                                                                     on short frame durations. Table 3 details existing Rel-6 tech-
                                                                     niques and their possible extension for E-UTRA.
Figure 3 - Block diagram for DFT-SOFDM
                                                                     In the downlink and uplink of E-UTRA, frequency domain (or se-
An advantage for DFT-SOFDM as a SC-FDMA technique is that            lective) scheduling (FDS) can significantly (e.g., 20-30% [4][5])
the numerology can match the OFDM downlink, with excellent           improve system capacity over time domain scheduling (TDS).
spectral occupancy due to the IFFT providing pulse shaping of the    In E-UTRA, both frequency selective and frequency diverse
signal. The OFDM numerology provides for an additional vacant        scheduling will be supported. The frequency diverse mode may
DC sub-carrier to simplify some receiver architectures; a vacant     be used at higher speeds, for edge-of-cell operation, low-over-
sub-carrier cannot be used with DFT-SOFDM without affecting          head services, and for some control channels.
the low PA de-rating property of DFT-SOFDM. Table 2 also pro-
vides the uplink sub-frame numerology for different spectrum al-
locations.
                                                                       Feature          Rel-6 HSxPA           LTE E-UTRA
Two types of reference signals (RS) are supported on the uplink
                                                                       TTI Size         2 msec                1.0 msec
- demodulation reference signal, associated with transmission of
uplink data and/or control signaling and sounding reference sig-
                                                                       Modulation       QPSK, 16-QAM DL, QPSK, 16-QAM, 64-QAM DL,
nal, not associated with uplink data transmission used mainly for
                                                                                        QPSK, 2-QPSK UL QPSK, 16-QAM UL
channel quality determination if channel dependent scheduling is
used. Orthogonality of reference signals is obtained via frequency
                                                                                                          Synchronous UL /
domain multiplexing onto a distinct set of sub-carriers. The RS
                                                                       HARQ +           N=6 DL, N=8 UL    Asynchronous DL
sequence length is equal to the number of sub-carriers in the re-
                                                                       N-channel        Async DL, Sync UL IR is default
source blocks. For allocation sizes of 3 resource blocks or more,
                                                                       Stop-and-Wait    IR is default
the demodulation RS sequence is generated by truncation of ZC
                                                                                                          Advanced coding with
(Zadoff-Chu) sequences. For smaller allocations, computer gener-
                                                                       Coding           Conv & Turbo      lower base rate
ated sequences will be used.
                                                                                        Code
                                                                       Fast                               TDS and FDS
C. Frame Structure
                                                                       Scheduling       TDS
The E-UTRA frame structure is shown in Figure 4 where one 10ms
radio frame is comprised of ten 1ms sub-frames. For FDD, up-
link and downlink transmissions are separated in the frequency
                                                                     Table 3 - Physical layer techniques for E-UTRA (FDD)
domain. For TDD, a sub-frame is either allocated to downlink or
uplink transmission. Note that for TDD, sub-frame 0 and sub-frame
                                                                     F Multi-Antenna Subsystem (MAS) and MIMO
                                                                      .
5 are always allocated for downlink transmission. An alternative
                                                                     To reach the E-UTRA peak data rate requirement, spatial divi-
frame structure exists in E-UTRA to provide compatibility with
                                                                     sion multiplexing of multiple data streams to a single mobile
LCR-TDD. However, only the frame structure shown in Figure 4
                                                                     station must be supported. At least 2, and up to 4 transmit an-
will be discussed in this paper. Note that the basic time unit is
                                                                     tennas are considered (FDD). In addition to single-user MIMO,
given by Ts = 1/(15000×2048) seconds.
                                                                     multi-user MIMO may be supported by transmitting different
                                                                     data streams to different users within the same resource re-
                                                                     gion via spatial division multiple access (SDMA). For the control
                                                                     channels, open-loop transmit diversity schemes such as cyclic
                                                                     shift diversity or space-time block codes will be considered. To
                                                                     support closed-loop MIMO operation for the shared data chan-
                                                                     nel, feedback of channel information or precoding information
                                                                     is needed.
Figure 4. E-UTRA frame structure
                                                                     G. Interference Mitigation
Transmitted signal in each slot is described by a resource grid of   To maximize the spectral efficiency, frequency reuse factor of
sub-carriers and available OFDM symbols. Each element in the         one is proposed for both downlink and uplink. Inter-sector/cell
resource grid is called a resource element and each resource el-     interference can be especially severe for mobile stations at the
ement corresponds to one complex-valued modulation symbol.           edge of cell or at bad coverage locations. Slow power control
The number of OFDM symbols per sub-frame is 7 for normal cy-         on the uplink will mitigate interference, as may interference co-
clic prefix and 6 for extended cyclic prefix.                        ordination/avoidance or averaging. Beam-forming antenna solu-
                                                                     tions at the base station can also be seen as a means for uplink
In both downlink and uplink, a basic scheduling unit is denoted a    inter-cell interference mitigation.
resource block. A resource block is defined as 7 or 6 consecutive
OFDM symbols in the time domain depending on the cyclic prefix
length and 12 consecutive sub-carriers (180 kHz) in the frequency
domain.

4 TECHNICAL WHITE PAPER : LONG TERM EVOLUTION (LTE): OVERVIEW OF LTE AIR-INTERFACE
IV. CONTROL CHANNELS                                                   The downlink acknowledgment comprises of one-bit control in-
                                                                       formation sent in association with uplink data transmission. The
A. Downlink Control Channel                                            resources used for the acknowledgment channel is configured
Within each downlink sub-frame, downlink control signaling is lo-      on a semi-static basis and defined independently of the grant
cated in the first n OFDM symbols (n ≤ 3). There is no mixing of       channel. Because only one information bit is to be transmitted,
control signaling and shared data in an OFDM symbol. Downlink          CDM multiplexing among acknowledgments is proposed. CDM
control signaling consists of: format indicator to indicate the num-   allows for power control between acknowledgments for differ-
ber of OFDM symbols used for control in this sub-frame; schedul-       ent users and provides good interference averaging. However,
ing control information (downlink assignment and uplink schedul-       orthogonality is not maintained in frequency selective channels
ing grant); and downlink ACK/NACK associated with uplink data          for wideband transmission. As a result, a hybrid CDM/FDM
transmission. An example of how downlink control signaling is          scheme (i.e. localized CDM with repetition in different frequen-
mapped in a sub-frame is shown in Figure 5.                            cy regions) was adopted.

                                                                       Table 4 provides the required quality targets for downlink con-
                                                                       trol signaling.

                                                                              Event                           Target quality

                                                                              DL scheduling information       (1e-2)
                                                                              miss detection

                                                                              UL scheduling grant miss        (1e-2)
                                                                              detection

                                                                              NACK to ACK error               (1e-4)

                                                                              ACK to NACK error               (1e-4)


                                                                       Table 4. Downlink control signaling target quality

                                                                       B. Uplink Control Channel
                                                                       In E-UTRA, uplink control signaling includes ACK/NACK, CQI,
                                                                       scheduling request indicator, and MIMO codeword feedback.
                                                                       When users have simultaneous uplink data and control trans-
                                                                       mission, control signaling is multiplexed with data prior to the
Figure 5. Example of downlink control signaling mapping                DFT to preserve the single-carrier property in uplink transmis-
                                                                       sion. In the absence of uplink data transmission, this control
                                                                       signaling is transmitted in a reserved frequency region on the
Information fields in the scheduling grants can be divided into dis-   band edge as shown in Figure 6. Note that additional control
tinct categories as follows: control fields containing information     regions may be defined as needed.
related to resource indication such as resource block and duration
of assignment; control fields containing information related to the
transport format such as multi-antenna information, modulation
scheme, and payload size; and control fields containing informa-
tion related to H-ARQ support such as process number, redun-
dancy version, and new data indicator. For the DL/UL assignment,
per-user control channel is used with multiple control channels
within each sub-frame. Each control channel carries downlink or
uplink scheduling information for one MAC ID, the ID is implicitly
encoded in CRC.
                                                                       Figure 6. Control regions for uplink
For good control channel performance different coding schemes
are necessary. As a result, each scheduling grant is defined based     Allocation of control channels with their small occupied band-
on fixed size control channel elements (CCE) which are combined        width to carrier band edge resource blocks reduces out of carri-
in a predetermined manner to achieve different coding rates. Only      er band emissions caused by data resource allocations on inner
QPSK modulation is used so that only a small number of coding          band resource blocks and maximizes the frequency diversity
formats have to be defined. Because multiple control channel el-       benefit for frequency diverse control channel allocations while
ements can be combined to effectively reduce effective coding          preserving the single carrier property of the uplink waveform.
rate, a user control channel assignment would then be based            This FDM allocation of control resources to outer carrier band
on channel quality information reported. A user then monitors          edge allows an increase in the maximum power level as well as
a set of candidate control channels which may be configured by         maximizes the assignable uplink data rate since inserting con-
higher layer signaling. To minimize the number of blind decoding       trol regions with consecutive sub-carriers in the central portion
attempts, 1, 2, 4, 8 CCEs may be aggregated, resulting in code         of a carrier band requires that the time and frequency resources
rates of approx 2/3, 1/3, 1/6, 1/12.                                   on either side of the control region to be assigned to different
                                                                       UEs.
5 TECHNICAL WHITE PAPER : LONG TERM EVOLUTION (LTE): OVERVIEW OF LTE AIR-INTERFACE
Table 5 provides the required quality targets for uplink control        Table 6. System simulation parameters
signaling.

                                                                       Parameter                           Assumption
 Event                           Target quality
                                                                       Cellular Layout                     Hexagonal grid, 19 cell sites, 3
 ACK miss detection              (1e-2)                                                                    sectors per site

 DTX to ACK error                (1e-2)                                Inter-site distance (ISD)           500m, 1732m

 NACK to ACK error               (1e-4)                                Distance-dependent                  L=I + 37.6log10(.R), R in kilome-
                                                                       path loss                           ters
 CQI block error rate            FFS (1e-2 – 1e-1)                                                         I=128.1 – 2GHz

                                                                       Lognormal Shadowing                 Similar to UMTS 30.03, B 1.41.4
Table 5. Uplink control signaling target quality
                                                                       Shadowing standard                  8 dB
To preserve the single-carrier property of uplink transmission, L1/    deviation
L2 control signaling must be multiplexed with data prior to the DFT
when both data and control are to be transmitted in the same sub-      Correlation distance                50 m
frame. This may be performed as shown in Figure 7 where uplink         of Shadowing
data is rate-matched to provide room for control signaling. The rate
matching is performed in one stage – the circular buffer RM takes      Shadowing       Between cells       0.5
presence of control signaling into account. Since the Node B has       correlation
prior knowledge of uplink control signaling transmission, it can                       Between sectors 1.0
easily de-multiplex control and data packets. In addition, a power     Penetration Loss
boosting factor may be applied when data is punctured to ensure                                            10, 20dB
similar data packet performance to when control is absent. This is
especially important in the case of re-transmission since the data     Carrier Frequency                   2.0GHz
MCS cannot be changed due to synchronous H-ARQ operation in
the uplink. This appropriate power boosting factor (in the order of    Channel model                       Typical Urban (TU)
0.5-1.5dB) can be calculated based on the coding rate reduction
resulting from puncturing.                                             UE speeds of interest               3 & 30 km/h

                                                                       Total BS TX power                   43dBm

                                                                       UE power class                      24dBm

                                                                       Inter-cell Interference             UL: Explicit modeling (all cells
                                                                       modeling                            occupied by UEs),

Figure 7. Multiplexing of control signaling with data                  Min distance between                >= 35 meters
                                                                       UE and cell
Each control field is individually coded and separately multiplexed
with data. This allows individual adjustments of transmission en-
ergy using different coding rate hence performance of each control      Table 7 summarizes the system simulation reference cases with
field can be controlled. Note that the coding rate to use for the       full-buffer traffic. The results presented are normalized to bits/sec-
control signaling is linked to the data MCS and the relation is ex-     ond/Hz as 5MHz bandwidth is used for Rel-6 UMTS, while 10MHz
pressed in a table.                                                     bandwidth is used for E-UTRA.

V. SIMULATION RESULTS                                                   Table 7. System simulation cases

To evaluation E-UTRA performance requirements, link and system
simulation parameters have been defined in [2]. Table 6 summa-            Simulation      ISD      PLoss     Speed       Traffic Type
rizes main system simulation parameters.
                                                                          Cases           (m)      (dB)      (km/h)      Used

                                                                          1               500      20        3           Full-buffer

                                                                          2               500      10        30          Full-buffer

                                                                          3               1732     20        3           Full-buffer




6 TECHNICAL WHITE PAPER : LONG TERM EVOLUTION (LTE): OVERVIEW OF LTE AIR-INTERFACE
A. Downlink Performance
Downlink performance for E-UTRA is evaluated in comparison to         Table 11. 5%-ile cell-edge user throughput (MIMO)
High Speed Downlink Packet Access (HSDPA). For the downlink
results shown, non-ideal channel estimation is assumed with re-                                                     E-UTRA
alistic CQI feedback and frequency selective scheduling with 10
mobiles per sector. For MIMO, explicit frequency/spatial multi-cell    Simulation      HSDPA
interference are modeled. Control channel is also explicitly model     Case            (bps/Hz)     2x2      gain        4x2        gain
(n=3). The resource block is 12 sub-carriers (180 kHz) by 7 OFDM
symbols. In Tables 8 and Table 9, gains from E-UTRA over HSDPA         1               0.024        0.045    1.9 x       0.045      1.9 x
for SIMO are shown. The E-UTRA spectral efficiency and average
user throughput performance gain over HSDPA Type I receiver is ~       3               0.023        0.036    1.6 x       0.036      1.6 x
2.1x and for 5%-ile user throughput ~ 1.7x.


Table 8. Sector throughput – spectral efficiency (SIMO)               B. Uplink Performance
                                                                      Uplink performance for E-UTRA is evaluated in compari-
                                            E-UTRA                    son to High Speed Uplink Packet Access (HSUPA). For the
                                                                      uplink results shown, non-ideal channel estimation is as-
 Simulation     HSDPA      1x2 IRC             1x2 IRC                sumed and explicitly modeled. Localized FDM is used and
 Case           (bps/Hz)   using RR gain       using PF    gain       no uplink sounding is assumed. Therefore, only long term
                                                                      average channel quality and received interference levels
 1              0.658      1.31       2.0 x    1.38        2.1 x      are known at the base station. Although resource blocks
                                                                      are multiplexed in the frequency domain, frequency selec-
 3              0.683      1.12       1.6 x    1.32        1.9 x      tive scheduling is not used in the simulation. Only the static
                                                                      interference coordination scheme given in [7] is used.

                                                                      Table 12. Uplink comparison (SIMO)
Table 9. 5%-ile cell-edge user throughput (SIMO)

                                            E-UTRA                                        HSUPA                         E-UTRA

                                                                       Simulation   Sector        5%-ile      Sector             5%-ile
 Simulation     HSDPA      1x2 IRC             1x2 IRC
 Case           (bps/Hz)   using RR gain       using PF                Case         (bps/Hz)      (bps/Hz) bps/Hz gain       bps/Hz gain
                                                           gain

 1              0.024      0.052      2.1 x    0.042                   1            0.312         0.0087    0.624     2.0x   0.0276 3.2x
                                                           1.7 x

 3              0.023      0.030      1.3x     0.035                   2            0.307         0.0087    0.655     2.1x   0.0285 3.3x
                                                           1.5 x
                                                                       3            0.261         0.0008    0.634     2.4x   0.0021 2.6x

In Tables 10 and Table 11, gains from E-UTRA over HSDPA for
MIMO are shown. The performance gap in reaching the desired           In Table 12, gains from E-UTRA over HSUPA for SIMO are
target range of 3-4x spectral efficiency and average user through-    shown. The table shows a 2-3x E-UTRA performance improve-
put can be met using MIMO techniques.                                 ment for 5%-tile and average user throughput, and spectral effi-
                                                                      ciency over HSUPA using the baseline technologies and without
Table 10. Sector throughput – spectral efficiency (MIMO)              the use of channel aware scheduling. Table 13 shows perfor-
                                                                      mance gain with 1x4 SDMA. In this case, a sector throughput
                                                                      greater than 3x and edge user throughput of greater than 5x
                                            E-UTRA                    over HSUPA is achieved

 Simulation     HSDPA                                                 Table 13. Uplink comparison (1x4 SDMA)
 Case           (bps/Hz)    2x2      gain       4x2        gain

 1              0.658       1.81     2.7 x      2.09       3.2 x                          HSUPA                         E-UTRA

 3              0.683       1.70     2.5 x                             Simulation   Sector        5%-ile      Sector             5%-ile
                                                1.96       2.9 x
                                                                       Case         (bps/Hz)      (bps/Hz) bps/Hz gain       bps/Hz gain

                                                                       1            0.312         0.0087    0.996     3.2x   0.0460 5.3x

                                                                       2            0.307         0.0087    1.027     3.3x   0.0480 5.5x

                                                                       3            0.261         0.0008    0.888     3.4x   0.0047 5.9x




7 TECHNICAL WHITE PAPER : LONG TERM EVOLUTION (LTE): OVERVIEW OF LTE AIR-INTERFACE
C. VoIP Performance                                                                               VI. CONCLUSIONS
 VoIP performance is evaluated for full rate AMR (12.2 kbps),
 50% VAF with 2 state Markov model. For the downlink, results                                      In this paper, an overview of the air interface for LTE E-UTRA
 are shown for two different control channel overhead scenari-                                     with system performance results is provided. It was shown that
 os where the n=2 scenario assumes two symbols in each DL                                          LTE E-UTRA system performance can achieve 3-4x improve-
 sub-frame are reserved for L1/L2 control signaling and the n=3                                    ment over HSDPA and HSUPA with receiver diversity. LTE E-
 scenario assumes three symbols are reserved. Note that even                                       UTRA uplink performance improvement relative to HSUPA was
 higher capacities are expected by increasing the number of NB                                     achieved without using any MIMO, interference suppression, or
 TX antennas beyond 2 and also through the use of MU-MIMO                                          larger TTI and was mainly due to orthogonality and ability to use
                                                                                                   narrow band transmissions for coverage limited situations. In
 Table 14. Downlink VoIP capacity                                                                  the downlink, the performance gap in reaching the desired tar-
                                                                                                   get range of 3-4x spectral efficiency and average user through-
   Deployment      DL VoIP Capacity           DL VoIP Capacity                                     put can be met using MIMO techniques.
   Scenario        (n=2)                      (n=3)
                                                                                                   Motorola is leveraging its extensive expertise in mobile broad-
   Case1           320                        285                                                  band innovation, including OFDM technologies (wi4 WiMAX),
                                                                                                   high speed backhaul solutions (Orthogon), IMS ecosystem, col-
   Case3           260                        220                                                  lapsed IP architecture, standards development and implemen-
                                                                                                   tation, and comprehensive services to deliver industry leading
                                                                                                   LTE solutions.

 For the uplink, two VoIP scheduling approaches group scheduling                                   For more information on LTE, please talk to your Motorola
 (GRP) and semi persistent scheduling (SMP) were considered.                                       representative.
 VoIP capacity results are shown in Table 15. As expected, LTE
 VoIP performance for these scenarios is uplink limited. Note that
 higher capacities are expected with 4 NB RX antennas and also
                                                                                                    REFERENCES
 by employing MU-MIMO
                                                                                                    [1] 3GPP TR 25.913, Requirements for Evolved UTRA (E-UTRA) and
 Table 15. Uplink VoIP capacity                                                                         Evolved UTRAN (E-UTRAN), v.7.3.0, March 2006.

                                                                                                    [2] 3GPP TR 25.814, Physical Layer Aspects for Evolved UTRA, v.2.0.0,
Deployment   UL VoIP              UL VoIP                      UL VoIP                                  June 2006.
Scenario     Capacity (GRP,       Capacity (GRP,               Capacity (SMP ,
             10% blocking)        20% blocking)                10% blocking)                        [3] R1-050583, “E-UTRA DL Numerology and Design, Motorola, RAN1
                                                                                                                                                   ”
                                                                                                        LTE Adhoc, Sophia-Antipolis, June 2005.
Case1        223                  -                            181                                  [4] B. Classon et al., “Multi-dimensional adaptation and multi-user
                                                                                                        scheduling techniques for wireless OFDM systems, IEEE
                                                                                                                                                            ”
Case3        111                  174                          -                                        International Conference on Communications, 2003, 11-15 May 2003,
                                                                                                        pp. 2251 –2255.

                                                                                                    [5] Y. Sun et al., “Multi-user Scheduling for OFDM Downlink with Limited
                                                                                                        Feedback for Evolved UTRA, IEEE VTC, Fall 2006.
                                                                                                                                      ”

                                                                                                    [6] R1-061163, “Downlink Control Channel Coding, Motorola, RAN1#45,
                                                                                                                                                   ”
                                                                                                        Shanghai, May 2006.

                                                                                                    [7] R1-060401, “Interference Mitigation via Power Control and FDM
                                                                                                        Resource Allocation and UE Alignment for E-UTRA and TP” Motorola,
                                                                                                                                                                 ,
                                                                                                        RAN1#44, Denver, February 2006.

                                                                                                    Note – 3GPP documents may be downloaded from ftp://ftp.3gpp.org




                          Motorola, Inc.             www.motorola.com
                          The information presented herein is to the best of our knowledge true and accurate. No warranty or guarantee expressed or implied is made regarding the capacity,
                          performance or suitability of any product. MOTOROLA and the Stylized M Logo are registered in the U.S. Patent and Trademark Office. All other product or service
                          names are the property of their respective owners. © Motorola, Inc. 2007

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Overview of LTE Air-Interface Technical White Paper

  • 1. TECHNICAL WHITE PAPER Long Term Evolution (LTE): Overview of LTE Air-Interface Technical White Paper
  • 2. Abstract — With the emergence of packet-based wireless broadband systems such as WiMAX 802.16e, it is evident that a comprehensive evolution of the Universal Mobile Telecommunications System (UMTS) specifications is required to remain competitive. As a result, work has begun on Long Term Evolution (LTE) of the UMTS Terrestrial Radio Access and Radio Access Network aimed for commercial deployment in 2010. Goals for the evolved system include support for improved system capacity and coverage, high peak data rates, low latency, reduced operating costs, multi-antenna support, flexible bandwidth operations and seamless integration with existing systems. To reach these goals, a new design for the air interface is envisioned. This paper provides a preliminary look at the air interface for LTE Evolved UTRA (E-UTRA) and associated key technologies required to reach its design objectives. Initial LTE E-UTRA system performance results show a 2 to 3x improvement over a reference Rel-6 UMTS/HSxPA system configuration [1, 2] for both uplink and downlink. I. INTRODUCTION In the current Universal Mobile Telecommunications System II. LTE E-UTRA PERFORMANCE REQUIREMENTS (UMTS/HSxPA) specifications, systems are capable of supporting high speed packet access for both downlink (up to 14 Mbps) and The LTE E-UTRA performance requirements are provided in [1] with uplink (up to 5.76 Mbps). Although HSxPA systems offer substan- the main objective of developing an optimized packet-based access tial improvement for packet data transmission over earlier UMTS system with high data rate and low latency. Examples of intended systems, their designs were limited by compatibility requirements services include HDTV broadcast, movies on demand, and voice- with previous generations of UMTS specifications. With the emer- over-IP (VoIP). The physical layer performance requirements are gence of packet-based mobile broadband systems such as WiMAX summarized in Table 1. 802.16e, it is evident that a comprehensive long term evolution (LTE) of UMTS is required to remain competitive in the long term. Table 1 - Physical layer requirements for LTE E-UTRA As a result, work has begun on LTE Evolved UMTS Terrestrial Radio Access (E-UTRA) aimed at commercial deployment around 2010 Current Release LTE E-UTRA Requirement timeframe. Long term goals for the system include support for (Rel-6 HSxPA) high peak data rates (100 Mbps downlink and 50 Mbps uplink), low latency (10ms round-trip delay), improved system capacity 14 Mbps DL / 100 Mbps DL / Peak data rate and coverage, reduced operating costs, multi-antenna support, 5.76 Mbps UL 50 Mbps UL efficient support for packet data transmission, flexible bandwidth operations (up to 20 MHz) and seamless integration with existing 0.6 – 0.8 DL / 3-4x DL / 2-3x UL Spectral Efficiency systems. To reach these goals, a new design for the air interface is 0.35 UL improvement envisioned. This paper provides a preliminary look at the air inter- (bps/Hz/sector) face for LTE E-UTRA and initial system results in comparison to the current UMTS/HSxPA systems. 64 Kbps DL / 3-4x DL / 2-3x UL 5% packet call throughput 5 Kbps UL improvement The UMTS standards timeline is shown in Figure 1. The first phase of the physical layer specification was completed in May 2006 with 900 Kbps DL / 3-4x DL / 2-3x UL Averaged user the conclusion that LTE E-UTRA physical layer performance require- 150 Kbps UL improvement throughput ments are achievable. Complete specifications are then expected to be ready by the end of 2008. By 2009, trial LTE E-UTRA systems 50 ms 5 ms U-Plane Latency are expected with commercial deployment by 2010. Call setup time 2 sec 50 ms Broadcast data rate 384 Kbps 6-8x improvement Mobility Up to 250 km/h Up to 350 km/h Multi-antenna No Yes support Figure 1 – LTE E-UTRA Standards Timeline The paper is organized as follows. In Section II, an overview of LTE Bandwidth 5 MHz Scalable E-UTRA performance requirements is provided. This is followed, in (up to 20 MHz) Section III, by a discussion on new physical layer techniques being introduced. In Section IV, design for supporting channels is provid- ed. Section V presents system simulation results for LTE E-UTRA. 2 TECHNICAL WHITE PAPER : LONG TERM EVOLUTION (LTE): OVERVIEW OF LTE AIR-INTERFACE
  • 3. Other E-UTRA objectives include common base-band support for To provide great operational flexibility, E-UTRA physical layer TDD and FDD modes, reduced capital expenditure and operating specifications are bandwidth agnostic and designed to accom- costs, and reasonable system / terminal complexity. When com- modate up to 20 MHz system bandwidth. Table 2 provides the pared to existing wireless broadband access technologies such downlink sub-frame numerology for different spectrum alloca- 802.16, E-UTRA will employ similar frequency domain based air tions. Sub-frames with one of two cyclic prefix (CP) durations interface and support advanced multi-antenna features. However, may be time-domain multiplexed, with the shorter designed for E-UTRA will be designed to have fewer options than 802.16, an unicast transmission and the longer designed for larger cells improved uplink with low power amplifier de-rating, better support or broadcast SFN transmission. The useful symbol duration is for VoIP lower latency, and seamless inter-working with legacy , constant across all bandwidths. The 15 kHz sub-carrier spac- systems such as UMTS. In addition, E-UTRA is expected to sup- ing is large enough to avoid degradation from phase noise and port mobility up to 350 km/h, conserve mobile station’s power Doppler (250km/h at 2.6 GHz) with 64QAM modulation. [3] consumption through micro-sleep, and provide seamless integra- tion of unicast and enhanced broadcast transmission. The downlink reference signal structure for channel estimation, CQI measurement, and cell search/acquisition is shown in Fig- III. KEY AIR-INTERFACE TECHNOLOGY ure 2. Reference symbols (RS) are located in the 1st OFDM symbol (1st RS) and 3rd to last OFDM symbol (2nd RS) of A. OFDM Downlink Transmission every sub-frame, with micro-sleep enabled by having control In the downlink, OFDM is selected to efficiently meet E-UTRA decodable without using the 2nd RS. For FDD, it may be pos- performance requirements. With OFDM, it is straightforward to sible to reduce overhead by not transmitting the 2nd RS for at exploit frequency selectivity of the multi-path channel with low- least low to medium speeds, since adjacent sub-frames can complexity receivers. This allows frequency selective in addition to often be used to improve channel estimation performance. This frequency diverse scheduling and one cell reuse of available band- dual TDM (or TDM) structure has similar performance to a scat- width. Furthermore, due to its frequency domain nature, OFDM tered structure in 0.5ms sub-frames, and an advantage in that enables flexible bandwidth operation with low complexity. Smart low complexity channel estimation (interpolation) is supported antenna technologies are also easier to support with OFDM, since as well as other excellent performance, low-complexity tech- each sub-carrier becomes flat faded and the antenna weights can niques such as MMSE-FIR and IFFT-based channel estimators. be optimized on a per sub-carrier (or block of sub-carriers) basis. To provide orthogonal signals for multi-antenna implementa- In addition, OFDM enables broadcast services on a synchronized tion, FDM is used for different TX antennas of the same cell, single frequency network (SFN) with appropriate cyclic prefix de- and CDM is used for different cells. sign. This allows broadcast signals from different cells to combine over the air, thus significantly increasing the received signal power and supportable data rates for broadcast services. Table 2 – E-UTRA Numerology [2] Figure 2 - Downlink reference signal structure – normal cy- clic prefix, two transmit antennas B. SC-FDMA Uplink Transmission In the uplink, Single-Carrier Frequency Division Multiple Access (SC-FDMA) is selected to efficiently meet E-UTRA performance requirements. SC-FDMA has many similarities to OFDM, chief among them for the uplink that frequency domain orthogonalilty is maintained among intra-cell users to manage the amount of interference generated at the base. SC-FDMA also has a low power amplifier de-rating (Cubic Metric / PAPR) requirement, thereby conserving battery life or extending range. The baseline SC-FDMA signal is DFT-Spread OFDM (DFT- SOFDM) [2] as shown in Figure 3. The only difference from OFDM is the addition of the M-point FFT (DFT) in the figure which “spreads” M symbols onto the M sub-carriers select- ed by the symbol to sub-carrier mapping. The selected sub- carriers must also be either adjacent to or evenly spaced to maintain the low PA power de-rating. The signal is considered single carrier as the first M-point FFT and the larger N-point IFFT cancel each other resulting in a single carrier signal in the time domain. The receiver can use simple frequency domain equalization. 3 TECHNICAL WHITE PAPER : LONG TERM EVOLUTION (LTE): OVERVIEW OF LTE AIR-INTERFACE
  • 4. D. Extensions of Existing Rel-6 UMTS Techniques Several advanced packet transmission techniques have been standardized in the current UMTS standards, namely fast link adaptation (adaptive modulation and coding with hybrid ARQ) on short frame durations. Table 3 details existing Rel-6 tech- niques and their possible extension for E-UTRA. Figure 3 - Block diagram for DFT-SOFDM In the downlink and uplink of E-UTRA, frequency domain (or se- An advantage for DFT-SOFDM as a SC-FDMA technique is that lective) scheduling (FDS) can significantly (e.g., 20-30% [4][5]) the numerology can match the OFDM downlink, with excellent improve system capacity over time domain scheduling (TDS). spectral occupancy due to the IFFT providing pulse shaping of the In E-UTRA, both frequency selective and frequency diverse signal. The OFDM numerology provides for an additional vacant scheduling will be supported. The frequency diverse mode may DC sub-carrier to simplify some receiver architectures; a vacant be used at higher speeds, for edge-of-cell operation, low-over- sub-carrier cannot be used with DFT-SOFDM without affecting head services, and for some control channels. the low PA de-rating property of DFT-SOFDM. Table 2 also pro- vides the uplink sub-frame numerology for different spectrum al- locations. Feature Rel-6 HSxPA LTE E-UTRA Two types of reference signals (RS) are supported on the uplink TTI Size 2 msec 1.0 msec - demodulation reference signal, associated with transmission of uplink data and/or control signaling and sounding reference sig- Modulation QPSK, 16-QAM DL, QPSK, 16-QAM, 64-QAM DL, nal, not associated with uplink data transmission used mainly for QPSK, 2-QPSK UL QPSK, 16-QAM UL channel quality determination if channel dependent scheduling is used. Orthogonality of reference signals is obtained via frequency Synchronous UL / domain multiplexing onto a distinct set of sub-carriers. The RS HARQ + N=6 DL, N=8 UL Asynchronous DL sequence length is equal to the number of sub-carriers in the re- N-channel Async DL, Sync UL IR is default source blocks. For allocation sizes of 3 resource blocks or more, Stop-and-Wait IR is default the demodulation RS sequence is generated by truncation of ZC Advanced coding with (Zadoff-Chu) sequences. For smaller allocations, computer gener- Coding Conv & Turbo lower base rate ated sequences will be used. Code Fast TDS and FDS C. Frame Structure Scheduling TDS The E-UTRA frame structure is shown in Figure 4 where one 10ms radio frame is comprised of ten 1ms sub-frames. For FDD, up- link and downlink transmissions are separated in the frequency Table 3 - Physical layer techniques for E-UTRA (FDD) domain. For TDD, a sub-frame is either allocated to downlink or uplink transmission. Note that for TDD, sub-frame 0 and sub-frame F Multi-Antenna Subsystem (MAS) and MIMO . 5 are always allocated for downlink transmission. An alternative To reach the E-UTRA peak data rate requirement, spatial divi- frame structure exists in E-UTRA to provide compatibility with sion multiplexing of multiple data streams to a single mobile LCR-TDD. However, only the frame structure shown in Figure 4 station must be supported. At least 2, and up to 4 transmit an- will be discussed in this paper. Note that the basic time unit is tennas are considered (FDD). In addition to single-user MIMO, given by Ts = 1/(15000×2048) seconds. multi-user MIMO may be supported by transmitting different data streams to different users within the same resource re- gion via spatial division multiple access (SDMA). For the control channels, open-loop transmit diversity schemes such as cyclic shift diversity or space-time block codes will be considered. To support closed-loop MIMO operation for the shared data chan- nel, feedback of channel information or precoding information is needed. Figure 4. E-UTRA frame structure G. Interference Mitigation Transmitted signal in each slot is described by a resource grid of To maximize the spectral efficiency, frequency reuse factor of sub-carriers and available OFDM symbols. Each element in the one is proposed for both downlink and uplink. Inter-sector/cell resource grid is called a resource element and each resource el- interference can be especially severe for mobile stations at the ement corresponds to one complex-valued modulation symbol. edge of cell or at bad coverage locations. Slow power control The number of OFDM symbols per sub-frame is 7 for normal cy- on the uplink will mitigate interference, as may interference co- clic prefix and 6 for extended cyclic prefix. ordination/avoidance or averaging. Beam-forming antenna solu- tions at the base station can also be seen as a means for uplink In both downlink and uplink, a basic scheduling unit is denoted a inter-cell interference mitigation. resource block. A resource block is defined as 7 or 6 consecutive OFDM symbols in the time domain depending on the cyclic prefix length and 12 consecutive sub-carriers (180 kHz) in the frequency domain. 4 TECHNICAL WHITE PAPER : LONG TERM EVOLUTION (LTE): OVERVIEW OF LTE AIR-INTERFACE
  • 5. IV. CONTROL CHANNELS The downlink acknowledgment comprises of one-bit control in- formation sent in association with uplink data transmission. The A. Downlink Control Channel resources used for the acknowledgment channel is configured Within each downlink sub-frame, downlink control signaling is lo- on a semi-static basis and defined independently of the grant cated in the first n OFDM symbols (n ≤ 3). There is no mixing of channel. Because only one information bit is to be transmitted, control signaling and shared data in an OFDM symbol. Downlink CDM multiplexing among acknowledgments is proposed. CDM control signaling consists of: format indicator to indicate the num- allows for power control between acknowledgments for differ- ber of OFDM symbols used for control in this sub-frame; schedul- ent users and provides good interference averaging. However, ing control information (downlink assignment and uplink schedul- orthogonality is not maintained in frequency selective channels ing grant); and downlink ACK/NACK associated with uplink data for wideband transmission. As a result, a hybrid CDM/FDM transmission. An example of how downlink control signaling is scheme (i.e. localized CDM with repetition in different frequen- mapped in a sub-frame is shown in Figure 5. cy regions) was adopted. Table 4 provides the required quality targets for downlink con- trol signaling. Event Target quality DL scheduling information (1e-2) miss detection UL scheduling grant miss (1e-2) detection NACK to ACK error (1e-4) ACK to NACK error (1e-4) Table 4. Downlink control signaling target quality B. Uplink Control Channel In E-UTRA, uplink control signaling includes ACK/NACK, CQI, scheduling request indicator, and MIMO codeword feedback. When users have simultaneous uplink data and control trans- mission, control signaling is multiplexed with data prior to the Figure 5. Example of downlink control signaling mapping DFT to preserve the single-carrier property in uplink transmis- sion. In the absence of uplink data transmission, this control signaling is transmitted in a reserved frequency region on the Information fields in the scheduling grants can be divided into dis- band edge as shown in Figure 6. Note that additional control tinct categories as follows: control fields containing information regions may be defined as needed. related to resource indication such as resource block and duration of assignment; control fields containing information related to the transport format such as multi-antenna information, modulation scheme, and payload size; and control fields containing informa- tion related to H-ARQ support such as process number, redun- dancy version, and new data indicator. For the DL/UL assignment, per-user control channel is used with multiple control channels within each sub-frame. Each control channel carries downlink or uplink scheduling information for one MAC ID, the ID is implicitly encoded in CRC. Figure 6. Control regions for uplink For good control channel performance different coding schemes are necessary. As a result, each scheduling grant is defined based Allocation of control channels with their small occupied band- on fixed size control channel elements (CCE) which are combined width to carrier band edge resource blocks reduces out of carri- in a predetermined manner to achieve different coding rates. Only er band emissions caused by data resource allocations on inner QPSK modulation is used so that only a small number of coding band resource blocks and maximizes the frequency diversity formats have to be defined. Because multiple control channel el- benefit for frequency diverse control channel allocations while ements can be combined to effectively reduce effective coding preserving the single carrier property of the uplink waveform. rate, a user control channel assignment would then be based This FDM allocation of control resources to outer carrier band on channel quality information reported. A user then monitors edge allows an increase in the maximum power level as well as a set of candidate control channels which may be configured by maximizes the assignable uplink data rate since inserting con- higher layer signaling. To minimize the number of blind decoding trol regions with consecutive sub-carriers in the central portion attempts, 1, 2, 4, 8 CCEs may be aggregated, resulting in code of a carrier band requires that the time and frequency resources rates of approx 2/3, 1/3, 1/6, 1/12. on either side of the control region to be assigned to different UEs. 5 TECHNICAL WHITE PAPER : LONG TERM EVOLUTION (LTE): OVERVIEW OF LTE AIR-INTERFACE
  • 6. Table 5 provides the required quality targets for uplink control Table 6. System simulation parameters signaling. Parameter Assumption Event Target quality Cellular Layout Hexagonal grid, 19 cell sites, 3 ACK miss detection (1e-2) sectors per site DTX to ACK error (1e-2) Inter-site distance (ISD) 500m, 1732m NACK to ACK error (1e-4) Distance-dependent L=I + 37.6log10(.R), R in kilome- path loss ters CQI block error rate FFS (1e-2 – 1e-1) I=128.1 – 2GHz Lognormal Shadowing Similar to UMTS 30.03, B 1.41.4 Table 5. Uplink control signaling target quality Shadowing standard 8 dB To preserve the single-carrier property of uplink transmission, L1/ deviation L2 control signaling must be multiplexed with data prior to the DFT when both data and control are to be transmitted in the same sub- Correlation distance 50 m frame. This may be performed as shown in Figure 7 where uplink of Shadowing data is rate-matched to provide room for control signaling. The rate matching is performed in one stage – the circular buffer RM takes Shadowing Between cells 0.5 presence of control signaling into account. Since the Node B has correlation prior knowledge of uplink control signaling transmission, it can Between sectors 1.0 easily de-multiplex control and data packets. In addition, a power Penetration Loss boosting factor may be applied when data is punctured to ensure 10, 20dB similar data packet performance to when control is absent. This is especially important in the case of re-transmission since the data Carrier Frequency 2.0GHz MCS cannot be changed due to synchronous H-ARQ operation in the uplink. This appropriate power boosting factor (in the order of Channel model Typical Urban (TU) 0.5-1.5dB) can be calculated based on the coding rate reduction resulting from puncturing. UE speeds of interest 3 & 30 km/h Total BS TX power 43dBm UE power class 24dBm Inter-cell Interference UL: Explicit modeling (all cells modeling occupied by UEs), Figure 7. Multiplexing of control signaling with data Min distance between >= 35 meters UE and cell Each control field is individually coded and separately multiplexed with data. This allows individual adjustments of transmission en- ergy using different coding rate hence performance of each control Table 7 summarizes the system simulation reference cases with field can be controlled. Note that the coding rate to use for the full-buffer traffic. The results presented are normalized to bits/sec- control signaling is linked to the data MCS and the relation is ex- ond/Hz as 5MHz bandwidth is used for Rel-6 UMTS, while 10MHz pressed in a table. bandwidth is used for E-UTRA. V. SIMULATION RESULTS Table 7. System simulation cases To evaluation E-UTRA performance requirements, link and system simulation parameters have been defined in [2]. Table 6 summa- Simulation ISD PLoss Speed Traffic Type rizes main system simulation parameters. Cases (m) (dB) (km/h) Used 1 500 20 3 Full-buffer 2 500 10 30 Full-buffer 3 1732 20 3 Full-buffer 6 TECHNICAL WHITE PAPER : LONG TERM EVOLUTION (LTE): OVERVIEW OF LTE AIR-INTERFACE
  • 7. A. Downlink Performance Downlink performance for E-UTRA is evaluated in comparison to Table 11. 5%-ile cell-edge user throughput (MIMO) High Speed Downlink Packet Access (HSDPA). For the downlink results shown, non-ideal channel estimation is assumed with re- E-UTRA alistic CQI feedback and frequency selective scheduling with 10 mobiles per sector. For MIMO, explicit frequency/spatial multi-cell Simulation HSDPA interference are modeled. Control channel is also explicitly model Case (bps/Hz) 2x2 gain 4x2 gain (n=3). The resource block is 12 sub-carriers (180 kHz) by 7 OFDM symbols. In Tables 8 and Table 9, gains from E-UTRA over HSDPA 1 0.024 0.045 1.9 x 0.045 1.9 x for SIMO are shown. The E-UTRA spectral efficiency and average user throughput performance gain over HSDPA Type I receiver is ~ 3 0.023 0.036 1.6 x 0.036 1.6 x 2.1x and for 5%-ile user throughput ~ 1.7x. Table 8. Sector throughput – spectral efficiency (SIMO) B. Uplink Performance Uplink performance for E-UTRA is evaluated in compari- E-UTRA son to High Speed Uplink Packet Access (HSUPA). For the uplink results shown, non-ideal channel estimation is as- Simulation HSDPA 1x2 IRC 1x2 IRC sumed and explicitly modeled. Localized FDM is used and Case (bps/Hz) using RR gain using PF gain no uplink sounding is assumed. Therefore, only long term average channel quality and received interference levels 1 0.658 1.31 2.0 x 1.38 2.1 x are known at the base station. Although resource blocks are multiplexed in the frequency domain, frequency selec- 3 0.683 1.12 1.6 x 1.32 1.9 x tive scheduling is not used in the simulation. Only the static interference coordination scheme given in [7] is used. Table 12. Uplink comparison (SIMO) Table 9. 5%-ile cell-edge user throughput (SIMO) E-UTRA HSUPA E-UTRA Simulation Sector 5%-ile Sector 5%-ile Simulation HSDPA 1x2 IRC 1x2 IRC Case (bps/Hz) using RR gain using PF Case (bps/Hz) (bps/Hz) bps/Hz gain bps/Hz gain gain 1 0.024 0.052 2.1 x 0.042 1 0.312 0.0087 0.624 2.0x 0.0276 3.2x 1.7 x 3 0.023 0.030 1.3x 0.035 2 0.307 0.0087 0.655 2.1x 0.0285 3.3x 1.5 x 3 0.261 0.0008 0.634 2.4x 0.0021 2.6x In Tables 10 and Table 11, gains from E-UTRA over HSDPA for MIMO are shown. The performance gap in reaching the desired In Table 12, gains from E-UTRA over HSUPA for SIMO are target range of 3-4x spectral efficiency and average user through- shown. The table shows a 2-3x E-UTRA performance improve- put can be met using MIMO techniques. ment for 5%-tile and average user throughput, and spectral effi- ciency over HSUPA using the baseline technologies and without Table 10. Sector throughput – spectral efficiency (MIMO) the use of channel aware scheduling. Table 13 shows perfor- mance gain with 1x4 SDMA. In this case, a sector throughput greater than 3x and edge user throughput of greater than 5x E-UTRA over HSUPA is achieved Simulation HSDPA Table 13. Uplink comparison (1x4 SDMA) Case (bps/Hz) 2x2 gain 4x2 gain 1 0.658 1.81 2.7 x 2.09 3.2 x HSUPA E-UTRA 3 0.683 1.70 2.5 x Simulation Sector 5%-ile Sector 5%-ile 1.96 2.9 x Case (bps/Hz) (bps/Hz) bps/Hz gain bps/Hz gain 1 0.312 0.0087 0.996 3.2x 0.0460 5.3x 2 0.307 0.0087 1.027 3.3x 0.0480 5.5x 3 0.261 0.0008 0.888 3.4x 0.0047 5.9x 7 TECHNICAL WHITE PAPER : LONG TERM EVOLUTION (LTE): OVERVIEW OF LTE AIR-INTERFACE
  • 8. C. VoIP Performance VI. CONCLUSIONS VoIP performance is evaluated for full rate AMR (12.2 kbps), 50% VAF with 2 state Markov model. For the downlink, results In this paper, an overview of the air interface for LTE E-UTRA are shown for two different control channel overhead scenari- with system performance results is provided. It was shown that os where the n=2 scenario assumes two symbols in each DL LTE E-UTRA system performance can achieve 3-4x improve- sub-frame are reserved for L1/L2 control signaling and the n=3 ment over HSDPA and HSUPA with receiver diversity. LTE E- scenario assumes three symbols are reserved. Note that even UTRA uplink performance improvement relative to HSUPA was higher capacities are expected by increasing the number of NB achieved without using any MIMO, interference suppression, or TX antennas beyond 2 and also through the use of MU-MIMO larger TTI and was mainly due to orthogonality and ability to use narrow band transmissions for coverage limited situations. In Table 14. Downlink VoIP capacity the downlink, the performance gap in reaching the desired tar- get range of 3-4x spectral efficiency and average user through- Deployment DL VoIP Capacity DL VoIP Capacity put can be met using MIMO techniques. Scenario (n=2) (n=3) Motorola is leveraging its extensive expertise in mobile broad- Case1 320 285 band innovation, including OFDM technologies (wi4 WiMAX), high speed backhaul solutions (Orthogon), IMS ecosystem, col- Case3 260 220 lapsed IP architecture, standards development and implemen- tation, and comprehensive services to deliver industry leading LTE solutions. For the uplink, two VoIP scheduling approaches group scheduling For more information on LTE, please talk to your Motorola (GRP) and semi persistent scheduling (SMP) were considered. representative. VoIP capacity results are shown in Table 15. As expected, LTE VoIP performance for these scenarios is uplink limited. Note that higher capacities are expected with 4 NB RX antennas and also REFERENCES by employing MU-MIMO [1] 3GPP TR 25.913, Requirements for Evolved UTRA (E-UTRA) and Table 15. Uplink VoIP capacity Evolved UTRAN (E-UTRAN), v.7.3.0, March 2006. [2] 3GPP TR 25.814, Physical Layer Aspects for Evolved UTRA, v.2.0.0, Deployment UL VoIP UL VoIP UL VoIP June 2006. Scenario Capacity (GRP, Capacity (GRP, Capacity (SMP , 10% blocking) 20% blocking) 10% blocking) [3] R1-050583, “E-UTRA DL Numerology and Design, Motorola, RAN1 ” LTE Adhoc, Sophia-Antipolis, June 2005. Case1 223 - 181 [4] B. Classon et al., “Multi-dimensional adaptation and multi-user scheduling techniques for wireless OFDM systems, IEEE ” Case3 111 174 - International Conference on Communications, 2003, 11-15 May 2003, pp. 2251 –2255. [5] Y. Sun et al., “Multi-user Scheduling for OFDM Downlink with Limited Feedback for Evolved UTRA, IEEE VTC, Fall 2006. ” [6] R1-061163, “Downlink Control Channel Coding, Motorola, RAN1#45, ” Shanghai, May 2006. [7] R1-060401, “Interference Mitigation via Power Control and FDM Resource Allocation and UE Alignment for E-UTRA and TP” Motorola, , RAN1#44, Denver, February 2006. Note – 3GPP documents may be downloaded from ftp://ftp.3gpp.org Motorola, Inc. www.motorola.com The information presented herein is to the best of our knowledge true and accurate. No warranty or guarantee expressed or implied is made regarding the capacity, performance or suitability of any product. MOTOROLA and the Stylized M Logo are registered in the U.S. Patent and Trademark Office. All other product or service names are the property of their respective owners. © Motorola, Inc. 2007