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30 avril 2014 
The contribution of the 
postdoctoral fellows to the 
advancement of knowledge 
Held Barbosa de Souza 
held.bsouza@gmail.com 
Vincent Larivière 
vincent.lariviere@umontreal.ca 
École de bibliothéconomie et des sciences de l’information 
Faculté des arts et des sciences 
Université de Montréal 
This work was supported by the Observatoire des sciences et des technologies 
and the Canada Research Chair Program 
1
The postdoctoral fellows 
✤ 
Young researchers recently graduated 
✤ 
Seek a position in academia (80% in Canada) 
✤ 
overpopulation of postdocs in some fields (Nerad and Cerny 
1999; Jones 2013) 
✤ 
more competition 
✤ 
longer period in transitional positions 
✤ 
9 000 postdocs in Canada in 2012 (Mitchell et al 2013) 
✤ 
That is probably an underestimation, as the status of postdocs is 
relatively unclear in Canada 
2
Computer Science : 
overpopulation of postdocs or PhDs? 
Source : Jones 2013 
Postdocs 
Tenure-track 
faculty 
3
Postdoctoral system issues 
✤ 
Bad employment conditions (Mitchell 2013; Åkerlind 2005; NIH 2012) 
✤ 
Governmental postdoctoral scholarships in Canada have a lower 
amount than doctoral scholarships 
✤ 
Lack of systematization for the management of profiles (AAU 1998; 
2005) 
Status unclear - students or researchers? (AAU 1998; 2005) 
✤ ✤ 
Overpopulation 
4
Impact in the media 1/2 
Source: Radio-Canada 
5
Impact in the media 2/2 
6 
Source: Washington Post
Important facts about postdocs 
They have more chances to be placed in prestigious institutions 
(Hornbostel et al. 2009; Su 2011) 
✤ 
✤ 
Young researchers are in the period of their life of more creativity 
(Simonton, 1977) 
✤ 
Engaged full time in research 
✤ 
Main purpose is to contribute to research 
7
Postdoctoral scholarships 
in Canada 
✤ Federal gouvernment: 81,000$CAN for two years 
✤ Provincial government (Quebec): 60,000$CAN for two years 
✤ Very low success rate… 
✤ Contrary to doctoral scholarships on which students do not 
pay taxes, postdoc scholarships are imposed. 
✤ So the net effect is that PhD students earn more more 
money than Postdocs! 
8
The aim of the study 
✤ Despite their importance in the research system, their overall 
contribution to the knowledge produced in Canada stays 
unkown. 
✤ What proportion of papers to they account for? 
✤ What is the scientific impact of their papers? 
✤ Do “productive”postdocs remain more active after their 
postdoc period? 
9
Methodology 
10
Population and 
publication window 
✤ 
Postdocs granted by the Canadian and Quebec provincial 
government, between 2004 and 2008 
- N = 3 454 postdocs 
Two publication windows: 
✤ 
Indicators: 
Number of publications 
Average of relative citations (ARC) 
11 
6 years 
25 027 papers 
postdoc 
period 
(3 years) 
11 327 papers
12 
Postdoc list constitution
13 
Match between postdocs names and bibliographic database
Results 
14
Productivity 
15 
Average annual number of papers of postdocs during their fellowship 
(competition year plus two years), and by faculty members and PhD 
students from Québec, 2000-2007
Average of relative citations 
16 
Average of relative citations (ARC) of papers published by postdocs 
during their fellowship program (competition year plus two years), and 
by faculty members and PhD students from Québec, 2000-2007
Evolution of scientific 
productivity and impact (1/3) 
17 
Health programs
18 
Evolution of scientific 
productivity and impact (2/3) 
Natural Sciences and Engineering programs
19 
Evolution of scientific 
productivity and impact (3/3) 
Social Sciences and Humanities programs
Conclusion (1/2) 
✤ 
Postdocs have higher productivity and scientific impact than 
established researchers 
✤ 
The evolution of the indicators during the 6-year period studied shows 
little change, except for CIHR and SSHRC (impact) 
Because of the lack of standardised information on postdocs in 
universities,we could only analyse data for a small proportion of 
Canadian postdocs – those who have had direct governmental 
✤ 
funding. 
20
Conclusion (2/2) 
✤ Population of postdocs with scholarships - represents the elite 
of the whole group 
✤ Could explain the high score obtained 
✤ Results can not be generalized 
✤ First step towards understanding the contribution of 
postdoctoral fellows to the advancement of knowledge in the 
country. 
✤ Could inform policies aimed at a better (financial) support for 
postdocs 
21
Bibliography 
Braun D. 2014. Faire de longues études pour mal gagner sa vie. Radio- 
Canada, 7 mars 2014. < http://ici.radio-canada. 
ca/nouvelles/societe/2014/03/07/004-postdoctorants-canadiens-difficultes. 
shtml >. 
Brian V. 2012. U.S. pushes for more scientists, but the jobs aren’t there. The 
Washington Post, July 7, 2012. 
<http://www.washingtonpost.com/national/health-science/us-pushes-for-more-scientists- 
but-the-jobs-arent-there/2012/07/07/gJQAZJpQUW_story.html>. 
Gingras Y, Larivière V, Macaluso B, Robitaille J-P. 2008. The effects of aging 
on researchers publication and citation patterns. Plos One 3, no 12 : e4048. 
Hornbostel S, Böhmer S, Klingsporn B, Neufeld J, Von Ins M. 2009. Funding of 
young scientist and scientific excellence. Scientometrics 79, no 1 : 171–190. 
22
Bibliography 
Jones A. 2013. The explosive growth of postdocs in Computer science. 
Comunications of the ACM 56, no 2 : 37-39. 
Larivière V. 2010. A bibliometric analysis of Quebec’s PhD students’ 
contribution to the advancement of knowledge. Montreal : School of 
Information Studies, McGill University. 
Mitchell JS, Walker VE, Annan RB, Corkery TC, Goel N, Harvey L, Kent DG, 
Peters J, Vilches SL. 2013. The 2013 Canadian Postdoc Survey: Painting a 
Picture of Canadian Postdoctoral Scholars. Canadian Association of 
Postdoctoral Scholars and Mitacs. 
Simonton DK. 1997. A predictive and explanatory model of career 
trajectories and landmarks. Psychological Review 104, no 1 : 251–267. 
Su, X. 2011. Postdoctoral training, departmental prestige and scientists' 
research productivity. Journal of Technology Transfer 36 : 275-291. 
23

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The contribution of the postdoctoral fellows to the advancement of knowledge

  • 1. 30 avril 2014 The contribution of the postdoctoral fellows to the advancement of knowledge Held Barbosa de Souza held.bsouza@gmail.com Vincent Larivière vincent.lariviere@umontreal.ca École de bibliothéconomie et des sciences de l’information Faculté des arts et des sciences Université de Montréal This work was supported by the Observatoire des sciences et des technologies and the Canada Research Chair Program 1
  • 2. The postdoctoral fellows ✤ Young researchers recently graduated ✤ Seek a position in academia (80% in Canada) ✤ overpopulation of postdocs in some fields (Nerad and Cerny 1999; Jones 2013) ✤ more competition ✤ longer period in transitional positions ✤ 9 000 postdocs in Canada in 2012 (Mitchell et al 2013) ✤ That is probably an underestimation, as the status of postdocs is relatively unclear in Canada 2
  • 3. Computer Science : overpopulation of postdocs or PhDs? Source : Jones 2013 Postdocs Tenure-track faculty 3
  • 4. Postdoctoral system issues ✤ Bad employment conditions (Mitchell 2013; Åkerlind 2005; NIH 2012) ✤ Governmental postdoctoral scholarships in Canada have a lower amount than doctoral scholarships ✤ Lack of systematization for the management of profiles (AAU 1998; 2005) Status unclear - students or researchers? (AAU 1998; 2005) ✤ ✤ Overpopulation 4
  • 5. Impact in the media 1/2 Source: Radio-Canada 5
  • 6. Impact in the media 2/2 6 Source: Washington Post
  • 7. Important facts about postdocs They have more chances to be placed in prestigious institutions (Hornbostel et al. 2009; Su 2011) ✤ ✤ Young researchers are in the period of their life of more creativity (Simonton, 1977) ✤ Engaged full time in research ✤ Main purpose is to contribute to research 7
  • 8. Postdoctoral scholarships in Canada ✤ Federal gouvernment: 81,000$CAN for two years ✤ Provincial government (Quebec): 60,000$CAN for two years ✤ Very low success rate… ✤ Contrary to doctoral scholarships on which students do not pay taxes, postdoc scholarships are imposed. ✤ So the net effect is that PhD students earn more more money than Postdocs! 8
  • 9. The aim of the study ✤ Despite their importance in the research system, their overall contribution to the knowledge produced in Canada stays unkown. ✤ What proportion of papers to they account for? ✤ What is the scientific impact of their papers? ✤ Do “productive”postdocs remain more active after their postdoc period? 9
  • 11. Population and publication window ✤ Postdocs granted by the Canadian and Quebec provincial government, between 2004 and 2008 - N = 3 454 postdocs Two publication windows: ✤ Indicators: Number of publications Average of relative citations (ARC) 11 6 years 25 027 papers postdoc period (3 years) 11 327 papers
  • 12. 12 Postdoc list constitution
  • 13. 13 Match between postdocs names and bibliographic database
  • 15. Productivity 15 Average annual number of papers of postdocs during their fellowship (competition year plus two years), and by faculty members and PhD students from Québec, 2000-2007
  • 16. Average of relative citations 16 Average of relative citations (ARC) of papers published by postdocs during their fellowship program (competition year plus two years), and by faculty members and PhD students from Québec, 2000-2007
  • 17. Evolution of scientific productivity and impact (1/3) 17 Health programs
  • 18. 18 Evolution of scientific productivity and impact (2/3) Natural Sciences and Engineering programs
  • 19. 19 Evolution of scientific productivity and impact (3/3) Social Sciences and Humanities programs
  • 20. Conclusion (1/2) ✤ Postdocs have higher productivity and scientific impact than established researchers ✤ The evolution of the indicators during the 6-year period studied shows little change, except for CIHR and SSHRC (impact) Because of the lack of standardised information on postdocs in universities,we could only analyse data for a small proportion of Canadian postdocs – those who have had direct governmental ✤ funding. 20
  • 21. Conclusion (2/2) ✤ Population of postdocs with scholarships - represents the elite of the whole group ✤ Could explain the high score obtained ✤ Results can not be generalized ✤ First step towards understanding the contribution of postdoctoral fellows to the advancement of knowledge in the country. ✤ Could inform policies aimed at a better (financial) support for postdocs 21
  • 22. Bibliography Braun D. 2014. Faire de longues études pour mal gagner sa vie. Radio- Canada, 7 mars 2014. < http://ici.radio-canada. ca/nouvelles/societe/2014/03/07/004-postdoctorants-canadiens-difficultes. shtml >. Brian V. 2012. U.S. pushes for more scientists, but the jobs aren’t there. The Washington Post, July 7, 2012. <http://www.washingtonpost.com/national/health-science/us-pushes-for-more-scientists- but-the-jobs-arent-there/2012/07/07/gJQAZJpQUW_story.html>. Gingras Y, Larivière V, Macaluso B, Robitaille J-P. 2008. The effects of aging on researchers publication and citation patterns. Plos One 3, no 12 : e4048. Hornbostel S, Böhmer S, Klingsporn B, Neufeld J, Von Ins M. 2009. Funding of young scientist and scientific excellence. Scientometrics 79, no 1 : 171–190. 22
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