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Houston	
  Community	
  College	
  (HCC)	
  
Substantive	
  Change	
  Procedure	
  
	
  
Background:	
  Member	
  institutions	
  of	
  the	
  Southern	
  Association	
  of	
  Colleges	
  and	
  Schools	
  Commission	
  on	
  
Colleges	
  (SACSCOC)	
  are	
  required	
  to	
  notify	
  the	
  Commission	
  of	
  changes	
  in	
  accordance	
  with	
  the	
  
substantive	
  change	
  policy	
  and,	
  when	
  required,	
  seek	
  approval	
  prior	
  to	
  the	
  initiation	
  of	
  changes.	
  	
  Further,	
  
member	
  institutions	
  are	
  required	
  to	
  have	
  a	
  policy	
  and	
  procedure	
  to	
  ensure	
  that	
  all	
  substantive	
  changes	
  
are	
  reported	
  to	
  the	
  Commission	
  in	
  a	
  timely	
  fashion.	
  	
  
	
  
Definition:	
  Substantive	
  change	
  is	
  a	
  significant	
  modification	
  or	
  expansion	
  of	
  the	
  nature	
  and	
  scope	
  of	
  an	
  
accredited	
  institution.	
  Under	
  federal	
  regulations,	
  substantive	
  change	
  includes	
  	
  
• Any	
  change	
  in	
  the	
  established	
  mission	
  or	
  objectives	
  of	
  the	
  institution	
  	
  
• Any	
  change	
  in	
  legal	
  status,	
  form	
  of	
  control,	
  or	
  ownership	
  of	
  the	
  institution	
  	
  
• The	
  addition	
  of	
  courses	
  or	
  programs	
  that	
  represent	
  a	
  significant	
  departure,	
  either	
  in	
  content	
  or	
  
method	
  of	
  delivery,	
  from	
  those	
  that	
  were	
  offered	
  when	
  the	
  institution	
  was	
  last	
  evaluated	
  	
  
• The	
  addition	
  of	
  courses	
  or	
  programs	
  of	
  study	
  at	
  a	
  degree	
  or	
  credential	
  level	
  different	
  from	
  that	
  
which	
  is	
  included	
  in	
  the	
  institution’s	
  current	
  accreditation	
  or	
  reaffirmation.	
  	
  
• A	
  change	
  from	
  clock	
  hours	
  to	
  credit	
  hours	
  	
  
• A	
  substantial	
  increase	
  in	
  the	
  number	
  of	
  clock	
  or	
  credit	
  hours	
  awarded	
  for	
  successful	
  completion	
  
of	
  a	
  program	
  	
  
• The	
  establishment	
  of	
  an	
  additional	
  location	
  geographically	
  apart	
  from	
  the	
  main	
  campus	
  at	
  which	
  
the	
  institution	
  offers	
  at	
  least	
  50	
  percent	
  of	
  an	
  educational	
  program.	
  	
  
• The	
  establishment	
  of	
  a	
  branch	
  campus	
  	
  
• Closing	
  a	
  program,	
  off-­‐campus	
  site,	
  branch	
  campus	
  or	
  institution	
  	
  
• Entering	
  into	
  a	
  collaborative	
  academic	
  arrangement	
  such	
  as	
  a	
  dual	
  degree	
  program	
  or	
  a	
  joint	
  
degree	
  program	
  with	
  another	
  institution	
  	
  
• Acquiring	
  another	
  institution	
  or	
  a	
  program	
  or	
  location	
  of	
  another	
  institution	
  	
  
• Adding	
  a	
  permanent	
  location	
  at	
  a	
  site	
  where	
  the	
  institution	
  is	
  conducting	
  a	
  teach-­‐out	
  program	
  
for	
  a	
  closed	
  institution	
  	
  
• Entering	
  into	
  a	
  contract	
  by	
  which	
  an	
  entity	
  not	
  eligible	
  for	
  Title	
  IV	
  funding	
  offers	
  25%	
  or	
  more	
  of	
  
one	
  or	
  more	
  of	
  the	
  accredited	
  institution’s	
  programs	
  	
  
	
  
Purpose:	
  The	
  purpose	
  of	
  a	
  Houston	
  Community	
  College	
  (HCC)	
  Substantive	
  Change	
  Procedure	
  is	
  to	
  
ensure	
  HCC	
  compliance	
  with	
  its	
  own	
  substantive	
  change	
  policy	
  and	
  the	
  SACSCOC	
  policy	
  on	
  substantive	
  
change	
  as	
  detailed	
  in	
  The	
  Principles	
  of	
  Accreditation:	
  	
  Foundations	
  for	
  Quality	
  Enhancement,	
  Principle	
  
3.12.	
  	
  Rules	
  for	
  substantive	
  change	
  and	
  the	
  notification	
  procedures	
  are	
  to	
  be	
  found	
  in	
  Substantive	
  
Change	
  for	
  Accredited	
  Institutions	
  of	
  the	
  Commission	
  on	
  Colleges:	
  	
  Policy	
  Statement,	
  located	
  online	
  at:	
  
http://SACSCOCcoc.org/pdf/081705/Substantivepercent20changepercent20policy.pdf.	
  	
  	
  
	
  
Responsibility:	
  Responsibility	
  for	
  notifying	
  SACSCOC	
  of	
  substantive	
  changes	
  that	
  have	
  occurred	
  or	
  will	
  
occur	
  officially	
  rests	
  with	
  the	
  HCC	
  SACSCOC	
  Liaison.	
  	
  In	
  2007,	
  the	
  Chancellor	
  designated	
  the	
  Vice	
  
Chancellor	
  of	
  Instruction	
  as	
  the	
  HCC	
  SACSCOC	
  Liaison.	
  The	
  Vice	
  Chancellor	
  of	
  Instruction	
  has	
  created	
  a	
  
SACSCOC	
  office	
  within	
  his	
  administrative	
  unit	
  and	
  has	
  hired	
  an	
  Accreditation	
  Compliance	
  Director.	
  	
  The	
  
Vice	
  Chancellor	
  of	
  Instruction	
  has	
  delegated	
  the	
  responsibility	
  for	
  the	
  substantive	
  change	
  reporting	
  
process	
  to	
  the	
  Accreditation	
  Compliance	
  Director.	
  	
  	
  
	
  

Approved	
  Dec	
  2010;	
  Revised	
  April	
  2012	
  
	
  

Page	
  1	
  
Responsibility	
  for	
  HCC	
  compliance	
  with	
  its	
  own	
  substantive	
  change	
  policy	
  and	
  that	
  of	
  SACSCOC	
  rests	
  
with	
  the	
  Vice-­‐Chancellor	
  of	
  Instruction.	
  	
  	
  It	
  is	
  his	
  responsibility	
  to	
  inform	
  all	
  members	
  of	
  the	
  HCC	
  
institution	
  of	
  the	
  policy	
  requirements.	
  	
  HCC’s	
  substantive	
  change	
  policy	
  is	
  published	
  online	
  within	
  the	
  
other	
  HCC	
  policy	
  statements	
  at:	
  http://www.hccs.edu/hccs/faculty-­‐staff/board-­‐policies/a-­‐9-­‐
institutional-­‐effectiveness-­‐reports/a-­‐9-­‐2-­‐institutional-­‐effectiveness-­‐substantive-­‐change	
  .	
  	
  All	
  personnel	
  
mentioned	
  within	
  the	
  following	
  procedures	
  have	
  been	
  notified	
  of	
  their	
  role	
  in	
  complying	
  with	
  HCC’s	
  
substantive	
  change	
  policy	
  and	
  the	
  SACSCOC	
  substantive	
  change	
  policy	
  and	
  that	
  compliance	
  is	
  required.	
  	
  
These	
  procedures	
  are	
  also	
  published	
  online	
  at:	
  	
  http://www.hccs.edu/hccs/faculty-­‐staff/accreditation-­‐
compliance-­‐sacs/substantive-­‐change/hcc-­‐substantive-­‐change-­‐procedure	
  .	
  	
  All	
  personnel	
  who	
  have	
  
required	
  responsibilities	
  have	
  been	
  notified	
  of	
  the	
  location	
  of	
  the	
  procedures	
  and	
  of	
  their	
  roles	
  within	
  
them.	
  
	
  
This	
  procedures	
  document	
  is	
  in	
  three	
  sections,	
  A,	
  B	
  and	
  C.	
  	
  Section	
  A,	
  beginning	
  just	
  below	
  this	
  
paragraph,	
  covers	
  the	
  most	
  common	
  types	
  of	
  substantive	
  change	
  concerning	
  HCC.	
  	
  Section	
  B,	
  beginning	
  
on	
  page	
  6,	
  covers	
  the	
  procedures	
  for	
  handling	
  uncommon	
  occurrences	
  that	
  involve	
  substantive	
  changes.	
  	
  
Section	
  C,	
  beginning	
  on	
  page	
  9	
  lists	
  actions	
  and	
  decisions	
  that	
  called	
  for	
  a	
  substantive	
  change	
  in	
  the	
  
past,	
  have	
  already	
  been	
  made,	
  and	
  reported.	
  
	
  
Responsible	
  party	
  
Area	
  of	
  responsibility	
  
SACSCOC	
  Liaison	
  (HCC	
  Vice	
  Chancellor	
  for	
  
Delegation	
  of	
  substantive	
  change	
  duties	
  to	
  
Instruction)	
  
Accreditation	
  Compliance	
  Director	
  
Accreditation	
  Compliance	
  Director	
  
Overall	
  substantive	
  change	
  process	
  
	
  
A.	
  Steps	
  to	
  complete	
  common	
  types	
  of	
  Substantive	
  Changes:	
  
	
  
1. New	
  programs,	
  degrees,	
  certificates	
  or	
  significant	
  changes	
  to	
  the	
  length	
  of	
  a	
  program	
  or	
  
certificate	
  
a. Any	
  program	
  faculty	
  proposing	
  curriculum	
  changes	
  as	
  described	
  above	
  must	
  follow	
  the	
  
procedures	
  as	
  detailed	
  in	
  the	
  HCC	
  Curriculum	
  Handbook,	
  found	
  online	
  at:	
  
http://www.hccs.edu/hccs/faculty-­‐staff/curriculum/curriculum-­‐development/curriculum-­‐
handbook	
  .	
  	
  
(1) New	
  programs	
  or	
  significant	
  changes	
  to	
  programs	
  require	
  a	
  prospectus	
  or	
  modified	
  
prospectus	
  as	
  part	
  of	
  required	
  documentation	
  for	
  approval.	
  	
  The	
  HCC	
  template	
  for	
  
preparation	
  of	
  the	
  prospectus	
  or	
  modified	
  prospectus	
  is	
  available	
  at:	
  
http://www.curricunet.com/HCCS/forms.cfm	
  
(2) Proposed	
  curriculum	
  changes	
  that	
  qualify	
  as	
  substantive	
  changes	
  will	
  not	
  be	
  approved	
  
by	
  the	
  HCC	
  Curriculum	
  Committee	
  without	
  a	
  prospectus.	
  
b. If	
  the	
  curriculum	
  change	
  is	
  approved,	
  the	
  chairman	
  of	
  the	
  Curriculum	
  Committee	
  will	
  copy	
  
the	
  prospectus	
  that	
  accompanied	
  the	
  request	
  for	
  approval	
  by	
  the	
  Curriculum	
  Committee	
  
and	
  forward	
  the	
  copy	
  of	
  the	
  prospectus	
  to	
  the	
  Accreditation	
  Compliance	
  Director.	
  
c. The	
  prospectus	
  copy	
  will	
  be	
  filed	
  in	
  the	
  SACSCOC	
  office	
  until	
  the	
  next	
  regular	
  substantive	
  
change	
  letter	
  of	
  notification	
  is	
  written	
  to	
  SACSCOC.	
  	
  The	
  prospectus	
  in	
  that	
  file	
  will	
  provide	
  
the	
  information	
  needed	
  to	
  notify	
  SACSCOC	
  of	
  substantive	
  changes	
  to	
  the	
  curriculum.	
  
	
  
	
  
	
  
	
  
Approved	
  Dec	
  2010;	
  Revised	
  April	
  2012	
  
	
  

Page	
  2	
  
Responsible	
  party	
  
Faculty	
  proposing	
  curriculum	
  change	
  

Chairman	
  of	
  the	
  Curriculum	
  Committee	
  

Accreditation	
  Compliance	
  Director	
  

Area	
  of	
  responsibility	
  
Completion	
  of	
  form	
  containing	
  prospectus	
  
information;	
  submitting	
  it	
  to	
  the	
  curriculum	
  
committee	
  
Approval	
  of	
  proposed	
  change;	
  non-­‐approval	
  of	
  
proposed	
  curriculum	
  change	
  without	
  an	
  
accompanying	
  prospectus;	
  delivery	
  of	
  copy	
  of	
  
prospectus	
  to	
  Accreditation	
  Compliance	
  Director	
  
Compilation	
  of	
  prospectuses	
  to	
  be	
  sent	
  to	
  
SACSCOC	
  	
  

	
  
2.	
  	
  Deactivated	
  and	
  closed	
  programs	
  and	
  certificates	
  (with	
  or	
  with-­‐out	
  teach-­‐out	
  agreements)	
  
	
  
a. Faculty	
  (usually	
  a	
  program	
  chair)	
  notifies	
  the	
  HCC	
  Curriculum	
  Office	
  of	
  plans	
  to	
  close	
  or	
  deactivate	
  
programs	
  or	
  certificates	
  so	
  that	
  the	
  Texas	
  Higher	
  Education	
  Coordinating	
  Board	
  can	
  be	
  notified.	
  
b. The	
  CTE	
  Director	
  will	
  notify	
  the	
  Accreditation	
  Compliance	
  Director’s	
  office,	
  in	
  writing,	
  of	
  all	
  plans	
  
to	
  close	
  or	
  deactivate	
  a	
  program	
  or	
  certificate	
  at	
  the	
  time	
  the	
  Coordinating	
  Board	
  is	
  notified.	
  	
  If	
  
there	
  are	
  students	
  in	
  the	
  certificate	
  or	
  program,	
  a	
  teach-­‐out	
  plan	
  must	
  be	
  submitted	
  in	
  writing	
  to	
  
the	
  Executive	
  Director	
  for	
  Curriculum.	
  	
  
c. The	
  Accreditation	
  Compliance	
  Director	
  will	
  file	
  all	
  such	
  notices	
  and	
  teach	
  out	
  plans	
  until	
  the	
  next	
  
regular	
  substantive	
  change	
  letter	
  of	
  notification	
  is	
  written	
  to	
  SACSCOC.	
  
	
  
Responsible	
  party	
  
Program	
  chair	
  of	
  deactivating	
  certificate	
  or	
  
program	
  
Executive	
  Director	
  for	
  Curriculum	
  
Accreditation	
  Compliance	
  Director	
  

Area	
  of	
  responsibility	
  
Notification	
  of	
  HCC	
  Curriculum	
  Office	
  	
  of	
  plans	
  to	
  
close	
  certificate	
  or	
  program	
  
Delivery	
  of	
  written	
  notice	
  and/or	
  teach	
  out	
  
agreement	
  to	
  Accreditation	
  Compliance	
  Director	
  
Compilation	
  of	
  notices	
  and	
  plans	
  to	
  be	
  sent	
  to	
  
SACSCOC	
  

	
  
3. New	
  Facilities,	
  Instructional	
  Sites	
  or	
  Campuses	
  or	
  relocation	
  of	
  any	
  site	
  
	
  
The	
  SACSCOC	
  office	
  in	
  Atlanta	
  keeps	
  a	
  record	
  of	
  the	
  name	
  and	
  address	
  of	
  every	
  instructional	
  site	
  at	
  
which	
  an	
  HCC	
  credit	
  class	
  is	
  offered.	
  	
  All	
  sites	
  are	
  reported,	
  both	
  owned	
  and	
  leased;	
  where	
  credit	
  or	
  dual	
  
credit	
  classes	
  are	
  offered.	
  
	
  
a. All	
  major	
  new	
  facilities	
  are	
  approved	
  by	
  the	
  HCC	
  Board	
  of	
  Trustees.	
  
b. When	
  a	
  major	
  new	
  facility	
  is	
  proposed,	
  the	
  HCC	
  Chancellor	
  will	
  provide	
  a	
  copy	
  of	
  the	
  Board	
  
agenda	
  page	
  to	
  the	
  Vice-­‐Chancellor	
  of	
  Instruction	
  (the	
  SACSCOC	
  Liaison)	
  with	
  the	
  name	
  and	
  
address	
  of	
  the	
  facility.	
  	
  	
  
c. If	
  the	
  new	
  facility	
  is	
  approved,	
  the	
  Board	
  secretary	
  will	
  provide	
  the	
  Vice	
  Chancellor	
  of	
  Instruction	
  
with	
  minutes	
  of	
  the	
  approval.	
  	
  	
  
d. The	
  Vice	
  Chancellor	
  of	
  Instruction	
  will	
  provide	
  Board	
  minutes	
  approving	
  the	
  facility	
  to	
  the	
  
Accreditation	
  Compliance	
  Director.	
  
e. The	
  Accreditation	
  Compliance	
  Director	
  will	
  notify	
  the	
  President,	
  the	
  COO	
  and	
  the	
  appropriate	
  
program	
  or	
  department	
  chair	
  (if	
  applicable)	
  if	
  and	
  when	
  a	
  prospectus	
  for	
  the	
  new	
  facility	
  is	
  
Approved	
  Dec	
  2010;	
  Revised	
  April	
  2012	
  
	
  

Page	
  3	
  
needed	
  and	
  establish	
  a	
  deadline	
  for	
  the	
  receipt	
  of	
  the	
  prospectus	
  in	
  the	
  Accreditation	
  
Compliance	
  Director’s	
  office.	
  	
  	
  
f. The	
  Accreditation	
  Compliance	
  Director	
  will	
  file	
  the	
  information	
  about	
  the	
  new	
  facility	
  and	
  send	
  
the	
  prospectus	
  so	
  it	
  will	
  arrive	
  at	
  the	
  SACSCOC	
  office	
  at	
  least	
  6	
  months	
  prior	
  to	
  the	
  opening	
  of	
  a	
  
new,	
  major	
  facility.	
  
g. The	
  Assistant	
  Registrar	
  maintains	
  the	
  tables	
  in	
  the	
  PeopleSoft	
  system	
  for	
  all	
  instructional	
  sites	
  
and	
  will	
  notify	
  the	
  Accreditation	
  Compliance	
  Director	
  of	
  the	
  name	
  and	
  address	
  of	
  any	
  new	
  
instructional	
  site	
  that	
  is	
  added	
  to	
  PeopleSoft	
  at	
  any	
  time.	
  	
  This	
  will	
  notify	
  the	
  Accreditation	
  
Compliance	
  Director	
  of	
  any	
  instructional	
  site	
  added	
  (including	
  all	
  dual	
  credit	
  high	
  schools)	
  even	
  
if	
  it	
  is	
  not	
  a	
  major	
  site	
  that	
  required	
  HCC	
  Board	
  approval	
  and	
  at	
  which	
  not	
  more	
  than	
  50	
  percent	
  
of	
  any	
  program	
  is	
  offered.	
  
	
  
Responsible	
  party	
  
Area	
  of	
  Responsibility	
  
Notify	
  Vice	
  Chancellor	
  of	
  Instruction	
  of	
  any	
  Board	
  
HCC	
  Chancellor	
  	
  
action	
  item	
  to	
  acquire	
  a	
  new	
  facility	
  	
  
HCC	
  Board	
  Secretary	
  	
  
Provide	
  Vice	
  Chancellor	
  of	
  Instruction	
  with	
  
minutes	
  if	
  action	
  is	
  approved.	
  	
  	
  	
  
Vice-­‐Chancellor	
  of	
  Instruction/SACS	
  liaison	
  
Notify	
  Accreditation	
  Compliance	
  Director	
  of	
  new	
  
facilities	
  approved	
  by	
  the	
  HCC	
  Board	
  of	
  Trustees	
  
College	
  President,	
  COO,	
  and	
  Program	
  Chair	
  
Preparation	
  of	
  prospectus	
  for	
  facilities	
  six	
  months	
  
before	
  a	
  new,	
  major	
  facility	
  opens	
  
HCC	
  Assistant	
  Registrar	
  
Notify	
  Accreditation	
  Compliance	
  Director	
  of	
  name	
  
and	
  address	
  of	
  any	
  new,	
  minor	
  instructional	
  site	
  
added	
  to	
  PeopleSoft	
  for	
  HCC	
  instruction	
  
Accreditation	
  Compliance	
  Director	
  
Compilation	
  of	
  names	
  and	
  addressed	
  of	
  all	
  new	
  
instructional	
  sites;	
  work	
  with	
  college	
  
administrations	
  on	
  prospectuses	
  for	
  major	
  sites;	
  
assist	
  SACS	
  liaison	
  with	
  writing	
  and	
  submitting	
  the	
  
prospectus	
  to	
  SACS	
  6	
  months	
  prior	
  to	
  opening	
  a	
  
new,	
  major	
  facility	
  	
  
	
  
4. Current	
  sites	
  that	
  have	
  reached	
  the	
  25	
  percent	
  and	
  are	
  approaching	
  the	
  50	
  percent	
  thresholds	
  
	
  
SACSCOC	
  will	
  be	
  notified	
  by	
  letter	
  when	
  the	
  college	
  begins	
  to	
  offer	
  25-­‐49	
  percent	
  of	
  any	
  program	
  at	
  a	
  
site.	
  	
  The	
  letter	
  will	
  contain	
  the	
  date	
  on	
  which	
  the	
  threshold	
  was	
  reached.	
  	
  HCC	
  will	
  notify	
  SACSCOC	
  of	
  a	
  
site	
  reaching	
  this	
  mark	
  in	
  the	
  college’s	
  next	
  substantive	
  change	
  letter.	
  	
  A	
  prospectus	
  for	
  a	
  site	
  and	
  a	
  
substantive	
  change	
  letter	
  to	
  SACSCOC	
  will	
  be	
  prepared	
  when	
  the	
  college	
  approaches	
  the	
  50	
  percent	
  
threshold.	
  	
  Since	
  there	
  is	
  no	
  certain	
  way	
  to	
  know	
  when	
  a	
  site	
  may	
  begin	
  to	
  offer	
  more	
  than	
  50	
  percent	
  of	
  
a	
  program,	
  SACSCOC	
  will	
  be	
  notified	
  and	
  a	
  prospectus	
  sent	
  when	
  a	
  site	
  reaches	
  a	
  40	
  percent	
  threshold,	
  
so	
  as	
  to	
  ascertain	
  that	
  the	
  prospectus	
  will	
  reach	
  SACSCOC	
  at	
  least	
  six	
  months	
  before	
  a	
  site	
  crosses	
  the	
  50	
  
percent	
  threshold.	
  	
  	
  
	
  
a. The	
  HCC	
  PeopleSoft	
  student	
  system	
  report	
  “Schedule	
  by	
  Campus”	
  collects	
  data	
  including	
  
individual	
  classes	
  offered	
  at	
  all	
  sites,	
  the	
  date	
  each	
  class	
  started,	
  and	
  the	
  instructors’	
  names.	
  	
  
b. The	
  personnel	
  in	
  the	
  Accreditation	
  Compliance	
  Director’s	
  office	
  will	
  run	
  a	
  “Schedule	
  by	
  Campus”	
  
report	
  on	
  the	
  official	
  day	
  of	
  record	
  each	
  semester	
  (including	
  flex	
  entry	
  dates	
  within	
  semesters)	
  

Approved	
  Dec	
  2010;	
  Revised	
  April	
  2012	
  
	
  

Page	
  4	
  
to	
  determine	
  if	
  any	
  site	
  has	
  crossed	
  the	
  25	
  percent	
  threshold	
  or	
  is	
  approaching	
  the	
  50	
  percent	
  
threshold	
  that	
  semester.	
  	
  	
  
c. Site	
  that	
  have	
  crossed	
  the	
  25	
  percent	
  threshold	
  are	
  listed	
  with	
  the	
  date	
  of	
  the	
  beginning	
  of	
  
classes	
  at	
  that	
  site	
  that	
  semester.	
  	
  The	
  list	
  will	
  be	
  held	
  in	
  the	
  Accreditation	
  Compliance	
  Director’s	
  
office	
  until	
  the	
  next	
  substantive	
  change	
  letter	
  is	
  mailed	
  to	
  SACSCOC.	
  
d. Because	
  it	
  is	
  difficult	
  to	
  predict	
  exactly	
  when	
  a	
  site	
  will	
  exceed	
  the	
  50	
  percent	
  mark	
  for	
  any	
  
program	
  and	
  because	
  HCC	
  must	
  notify	
  SACSCOC	
  six	
  months	
  in	
  advance	
  of	
  such	
  mark	
  and	
  
provide	
  a	
  prospectus	
  three	
  months	
  in	
  advance,	
  HCC	
  will	
  prepare	
  a	
  prospectus	
  for	
  all	
  sites	
  
reaching	
  40	
  percent	
  of	
  instruction.	
  	
  Half	
  of	
  an	
  associate	
  degree	
  is	
  30	
  SCH	
  or	
  10	
  courses.	
  	
  
Therefore	
  a	
  prospectus	
  will	
  be	
  prepared	
  when	
  there	
  are	
  at	
  least	
  8	
  general	
  education	
  courses	
  
offered	
  at	
  a	
  site	
  or	
  a	
  mixture	
  of	
  general	
  education	
  and	
  workforce	
  courses	
  equaling	
  or	
  exceeding	
  
24	
  SCH.	
  	
  	
  
	
  
Responsible	
  party	
  
Area	
  of	
  Responsibility	
  
Accreditation	
  Compliance	
  Director	
  
Run	
  the	
  “Schedule	
  by	
  Campus”	
  report	
  on	
  official	
  day	
  of	
  
record	
  for	
  each	
  semester	
  (including	
  flex	
  entry	
  dates	
  
within	
  semesters)	
  
Accreditation	
  Compliance	
  Director	
  
Keep	
  list	
  of	
  sites	
  offering	
  25-­‐40	
  percent	
  of	
  a	
  program	
  
until	
  that	
  semester’s	
  substantive	
  change	
  letter	
  is	
  
written	
  
Accreditation	
  Compliance	
  Director	
  
Determine	
  if	
  any	
  site	
  has	
  crossed	
  the	
  40	
  percent	
  
threshold	
  and	
  notify	
  the	
  colleges	
  of	
  need	
  to	
  prepare	
  
prospectus	
  
College	
  Deans	
  and	
  COO	
  
Prepare	
  prospectus	
  for	
  sites	
  that	
  have	
  crossed	
  the	
  40	
  
percent	
  threshold	
  and	
  return	
  them	
  to	
  the	
  Accreditation	
  
Compliance	
  Director	
  
Vice	
  Chancellor	
  for	
  Instruction	
  
Prepare	
  a	
  substantive	
  change	
  letter	
  for	
  SACSCOC	
  and	
  
notify	
  it	
  of	
  sites	
  that	
  offer	
  25	
  percent	
  of	
  a	
  program	
  and	
  
send	
  prospectuses	
  for	
  sites	
  that	
  have	
  crossed	
  the	
  40	
  
percent	
  threshold	
  
	
  
5. Early	
  college	
  high	
  schools	
  
	
  
SACSCOC	
  will	
  be	
  notified	
  by	
  letter	
  of	
  the	
  initiation	
  of	
  an	
  early	
  college	
  high	
  school.	
  	
  When	
  more	
  than	
  50	
  
percent	
  of	
  any	
  HCC	
  program	
  credit	
  may	
  be	
  obtained	
  at	
  the	
  high	
  school	
  SACSCOC	
  must	
  be	
  sent	
  a	
  
prospectus.	
  	
  The	
  Vice	
  Chancellor	
  of	
  Instruction	
  must	
  prepare	
  an	
  Memorandum	
  of	
  Understanding	
  (MOU)	
  
with	
  the	
  partner	
  school	
  district	
  for	
  operation	
  of	
  an	
  Early	
  College	
  High	
  School	
  and	
  an	
  action	
  item	
  for	
  
approval	
  of	
  the	
  MOU	
  by	
  the	
  HCC	
  Board	
  .	
  	
  The	
  SACSCOC	
  Liaison/Vice-­‐Chancellor	
  of	
  Instruction	
  notifies	
  
the	
  Accreditation	
  Compliance	
  Director	
  upon	
  Board	
  approval	
  of	
  the	
  MOU	
  for	
  a	
  new	
  Early	
  College	
  High	
  
School.	
  	
  The	
  Accreditation	
  Compliance	
  Director	
  monitors	
  the	
  high	
  school	
  via	
  the	
  “Schedule	
  by	
  Campus”	
  
report	
  in	
  PeopleSoft	
  mentioned	
  in	
  the	
  above	
  section,	
  so	
  that	
  when	
  it	
  approaches	
  the	
  50	
  percent	
  mark,	
  
the	
  appropriate	
  college	
  president	
  and	
  COO	
  can	
  be	
  notified	
  to	
  prepare	
  a	
  prospectus.	
  
	
  
	
  
Responsible	
  party	
  
Area	
  of	
  responsibility	
  
SACSCOC	
  Liaison/Vice-­‐Chancellor	
  of	
  Instruction	
  
Notification	
  of	
  Accreditation	
  Compliance	
  Director	
  
of	
  Board	
  approval	
  of	
  MOU	
  creating	
  a	
  new	
  early	
  
Approved	
  Dec	
  2010;	
  Revised	
  April	
  2012	
  
	
  

Page	
  5	
  
Accreditation	
  Compliance	
  Director	
  
College	
  president,	
  COO	
  and	
  Deans	
  
Accreditation	
  Compliance	
  Director,	
  Vice-­‐
Chancellor	
  of	
  Instruction	
  	
  

college	
  high	
  school	
  
Monitor	
  early	
  college	
  high	
  school	
  for	
  requirements	
  
of	
  letter	
  of	
  notification	
  and/or	
  prospectus	
  
Prepare	
  a	
  prospectus	
  for	
  early	
  college	
  high	
  schools	
  
that	
  have	
  crossed	
  the	
  40%	
  of	
  a	
  program	
  threshold	
  
Send	
  prospectus	
  to	
  SACSCOC	
  for	
  an	
  early	
  college	
  
high	
  school	
  that	
  is	
  at	
  least	
  three	
  months	
  away	
  
from	
  crossing	
  the	
  50%	
  of	
  a	
  program	
  threshold	
  

	
  
	
  
	
  
	
  
	
  
	
  
B.	
  	
  Steps	
  to	
  complete	
  substantive	
  changes	
  not	
  covered	
  by	
  the	
  above	
  process	
  
	
  
The	
  responsibility	
  for	
  reporting	
  all	
  substantive	
  changes	
  rests	
  with	
  the	
  HCC	
  SACSCOC	
  Liaison,	
  who	
  is	
  the	
  
Vice-­‐Chancellor	
  of	
  Instruction.	
  	
  He	
  has	
  delegated	
  most	
  of	
  the	
  day-­‐to-­‐day	
  tasks	
  of	
  reporting	
  substantive	
  
change	
  to	
  the	
  Accreditation	
  Compliance	
  Director.	
  	
  The	
  most	
  common	
  substantive	
  changes	
  and	
  the	
  
details	
  of	
  how	
  they	
  are	
  handled	
  at	
  HCC	
  are	
  listed	
  in	
  Section	
  A	
  of	
  this	
  document.	
  	
  For	
  all	
  other	
  types	
  of	
  
substantive	
  changes,	
  especially	
  those	
  involving	
  significant	
  changes	
  in	
  terms	
  of	
  institutional	
  mission,	
  level	
  
of	
  program	
  or	
  course	
  offerings,	
  and	
  partnerships	
  with	
  other	
  institutions,	
  the	
  Chancellor	
  will	
  play	
  the	
  
initiating	
  role,	
  securing	
  Board	
  and/or	
  State	
  approval	
  (THECB,	
  State	
  Legislature)	
  when	
  required.	
  	
  	
  
	
  
Responsible	
  party	
  
Area	
  of	
  responsibility	
  
HCC	
  Chancellor	
  
Secure	
  HCC	
  Board	
  and/or	
  State	
  approval	
  (THECB	
  
and/or	
  State	
  Legislature)	
  when	
  required	
  and	
  notify	
  
Vice	
  Chancellor	
  of	
  Instruction	
  to	
  pursue	
  needed	
  
internal	
  approval	
  processes	
  and	
  notification	
  
processes	
  for	
  SACSCOC	
  in	
  a	
  timely	
  manner.	
  
SACSCOC	
  Liaison	
  (HCC	
  Vice	
  Chancellor	
  for	
  
Work	
  with	
  Accreditation	
  Compliance	
  Director	
  to	
  
Instruction)	
  
execute	
  the	
  substantive	
  change	
  process	
  in	
  a	
  timely	
  
manner	
  
Accreditation	
  Compliance	
  Director	
  
Oversee	
  the	
  details	
  of	
  the	
  substantive	
  change	
  
process	
  to	
  ensure	
  completion	
  in	
  a	
  timely	
  manner.	
  	
  
	
  
1.	
  	
  Initiating	
  coursework	
  or	
  programs	
  at	
  a	
  different	
  level	
  than	
  currently	
  approved.	
  
	
  
This	
  type	
  of	
  change	
  would	
  require	
  the	
  HCC	
  Chancellor	
  to	
  secure	
  approval	
  first	
  by	
  the	
  HCC	
  Board	
  of	
  
Trustees	
  of	
  the	
  intent	
  and	
  second	
  by	
  the	
  Texas	
  Higher	
  Education	
  Coordinating	
  Board	
  (THECB).	
  	
  
Additionally,	
  this	
  action	
  is	
  currently	
  not	
  allowed	
  in	
  Texas	
  without	
  specific	
  state	
  legislative	
  action.	
  	
  
Following	
  approval	
  of	
  the	
  intent	
  by	
  the	
  various	
  governing	
  bodies	
  (HCC	
  Board	
  of	
  Trustees,	
  THECB,	
  or	
  
State	
  Legislature),	
  the	
  details	
  of	
  the	
  curriculum	
  would	
  have	
  to	
  follow	
  the	
  internal	
  approval	
  processes	
  as	
  
outlined	
  in	
  the	
  HCC	
  Curriculum	
  Handbook.	
  	
  The	
  Vice	
  Chancellor	
  of	
  Instruction	
  would	
  oversee	
  the	
  
approval	
  processes	
  and	
  ensure	
  that	
  sufficient	
  time	
  is	
  allowed	
  to	
  accommodate	
  the	
  twelve	
  months	
  
advanced	
  notice	
  and	
  prior	
  approval	
  required	
  by	
  SACSCOC	
  before	
  the	
  implementation.	
  .	
  	
  
	
  
Approved	
  Dec	
  2010;	
  Revised	
  April	
  2012	
  
	
  

Page	
  6	
  
Responsible	
  party	
  
HCC	
  Chancellor	
  

SACSCOC	
  Liaison	
  (HCC	
  Vice	
  Chancellor	
  for	
  
Instruction)	
  
Accreditation	
  Compliance	
  Director	
  

Area	
  of	
  responsibility	
  
Secure	
  HCC	
  Board	
  and/or	
  State	
  approval	
  (THECB	
  
and/or	
  State	
  Legislature)	
  when	
  required	
  and	
  notify	
  
Vice	
  Chancellor	
  of	
  Instruction	
  to	
  pursue	
  needed	
  
internal	
  approval	
  processes	
  and	
  notification	
  
processes	
  for	
  SACSCOC	
  in	
  a	
  timely	
  manner.	
  
Work	
  with	
  Accreditation	
  Compliance	
  Director	
  to	
  
execute	
  the	
  substantive	
  change	
  process	
  in	
  a	
  timely	
  
manner	
  
Oversee	
  the	
  details	
  of	
  the	
  substantive	
  change	
  
process	
  to	
  ensure	
  completion	
  in	
  a	
  timely	
  manner	
  	
  

	
  
	
  
	
  
2.	
  Altering	
  significantly	
  the	
  educational	
  mission	
  of	
  the	
  institution.	
  
	
  
The	
  fundamental	
  educational	
  mission	
  of	
  Texas	
  community	
  colleges	
  is	
  determined	
  by	
  the	
  State	
  
Legislature	
  and	
  overseen	
  by	
  the	
  THECB.	
  	
  With	
  each	
  new	
  Strategic	
  Plan,	
  the	
  HCC	
  Board	
  revisits	
  the	
  HCC	
  
Mission	
  Statement	
  to	
  ensure	
  its	
  alignment	
  with	
  state	
  law,	
  THECB	
  rules	
  and	
  regulations,	
  and	
  to	
  phrase	
  it	
  
in	
  terms	
  that	
  they	
  feel	
  best	
  serve	
  the	
  interests	
  of	
  the	
  community.	
  	
  Any	
  significant	
  change	
  in	
  the	
  
educational	
  mission	
  would	
  necessarily	
  require	
  concurrent	
  conversations	
  and	
  approval	
  by	
  all	
  governing	
  
bodies	
  (HCC	
  Board,	
  THECB,	
  State	
  Legislature).	
  	
  The	
  Chancellor	
  will	
  communicate	
  the	
  desire	
  of	
  the	
  Board	
  
to	
  make	
  any	
  significant	
  changes	
  in	
  the	
  educational	
  mission	
  of	
  the	
  institution	
  to	
  the	
  Vice	
  Chancellor	
  for	
  
Instruction	
  for	
  subsequent	
  notification	
  to	
  SACSCOC.	
  	
  	
  
	
  
Responsible	
  party	
  
Area	
  of	
  responsibility	
  
HCC	
  Chancellor	
  
Secure	
  HCC	
  Board	
  and/or	
  State	
  approval	
  (THECB	
  
and/or	
  State	
  Legislature)	
  when	
  required	
  and	
  notify	
  
Vice	
  Chancellor	
  of	
  Instruction	
  to	
  pursue	
  needed	
  
internal	
  approval	
  processes	
  and	
  notification	
  
processes	
  for	
  SACSCOC	
  in	
  a	
  timely	
  manner.	
  
SACSCOC	
  Liaison	
  (HCC	
  Vice	
  Chancellor	
  for	
  
Work	
  with	
  Accreditation	
  Compliance	
  Director	
  to	
  
Instruction)	
  
execute	
  the	
  substantive	
  change	
  process	
  in	
  a	
  timely	
  
manner	
  
Accreditation	
  Compliance	
  Director	
  
Oversee	
  the	
  details	
  of	
  the	
  substantive	
  change	
  
process	
  to	
  ensure	
  completion	
  in	
  a	
  timely	
  manner	
  	
  
	
  
3.	
  	
  Initiating	
  joint	
  or	
  dual	
  degrees	
  with	
  another	
  institution.	
  
	
  
This	
  type	
  of	
  change	
  would	
  come	
  as	
  a	
  result	
  of	
  a	
  contract	
  or	
  agreement	
  originated	
  by	
  the	
  highest	
  levels	
  
of	
  the	
  HCC	
  administration	
  and	
  would	
  potentially	
  require	
  the	
  HCC	
  Chancellor	
  securing	
  approval	
  of	
  the	
  
HCC	
  Board	
  of	
  Trustees.	
  	
  Upon	
  Board	
  approval,	
  the	
  HCC	
  Chancellor	
  would	
  direct	
  the	
  Vice-­‐Chancellor	
  of	
  
Instruction	
  (HCC’s	
  SACS	
  Liaison)	
  and	
  the	
  Accreditation	
  Compliance	
  Director	
  so	
  that	
  the	
  process	
  of	
  
notifying	
  SACSCOC	
  and	
  requesting	
  its	
  approval	
  could	
  be	
  completed	
  in	
  a	
  timely	
  manner.	
  
	
  
Responsible	
  party	
  
Area	
  of	
  responsibility	
  
HCC	
  Chancellor	
  
Secure	
  HCC	
  Board	
  and/or	
  State	
  approval	
  (THECB	
  
Approved	
  Dec	
  2010;	
  Revised	
  April	
  2012	
  
	
  

Page	
  7	
  
SACSCOC	
  Liaison	
  (HCC	
  Vice	
  Chancellor	
  for	
  
Instruction)	
  
Accreditation	
  Compliance	
  Director	
  

and/or	
  State	
  Legislature)	
  when	
  required	
  and	
  notify	
  
Vice	
  Chancellor	
  of	
  Instruction	
  to	
  pursue	
  needed	
  
internal	
  approval	
  processes	
  and	
  notification	
  
processes	
  for	
  SACSCOC	
  in	
  a	
  timely	
  manner.	
  
Work	
  with	
  Accreditation	
  Compliance	
  Director	
  to	
  
execute	
  the	
  substantive	
  change	
  process	
  in	
  a	
  timely	
  
manner	
  
Oversee	
  the	
  details	
  of	
  the	
  substantive	
  change	
  
process	
  to	
  ensure	
  completion	
  in	
  a	
  timely	
  manner	
  	
  

	
  	
  	
  
	
  
	
  
	
  
	
  
4.	
  	
  Initiating	
  programs	
  or	
  courses	
  offered	
  through	
  contractual	
  agreement	
  or	
  consortium.	
  
	
  
This	
  type	
  of	
  arrangement	
  is	
  likely	
  to	
  begin	
  at	
  the	
  program	
  level	
  in	
  the	
  instructional	
  departments.	
  	
  A	
  dean	
  
and	
  ultimately	
  a	
  college	
  president	
  would	
  be	
  involved	
  in	
  the	
  initial	
  stages.	
  	
  HCC	
  regulations	
  do	
  not	
  allow	
  
the	
  college	
  presidents	
  to	
  sign	
  contracts	
  that	
  would	
  obligate	
  HCC	
  to	
  participate	
  in	
  this	
  type	
  of	
  
arrangement	
  without	
  the	
  HCC	
  Chancellor’s	
  approval.	
  	
  Once	
  the	
  Chancellor	
  has	
  approved,	
  she	
  will	
  seek	
  
Board	
  and/or	
  State	
  approval	
  when	
  required	
  and	
  notify	
  the	
  Vice-­‐Chancellor	
  of	
  Instruction	
  to	
  pursue	
  the	
  
internal	
  approval	
  processes	
  and	
  to	
  work	
  with	
  the	
  Accreditation	
  Compliance	
  Director	
  for	
  notification	
  to	
  
SACSCOC	
  in	
  a	
  timely	
  manner.	
  	
  
	
  
Responsible	
  party	
  
Area	
  of	
  responsibility	
  
HCC	
  Chancellor	
  
Secure	
  HCC	
  Board	
  and/or	
  State	
  approval	
  (THECB	
  
and/or	
  State	
  Legislature)	
  as	
  required	
  and	
  notify	
  
Vice	
  Chancellor	
  of	
  Instruction	
  to	
  pursue	
  needed	
  
internal	
  approval	
  processes	
  and	
  notification	
  
processes	
  for	
  SACSCOC	
  in	
  a	
  timely	
  manner.	
  
SACSCOC	
  Liaison	
  (HCC	
  Vice	
  Chancellor	
  for	
  
Work	
  with	
  Accreditation	
  Compliance	
  Director	
  to	
  
Instruction)	
  
execute	
  the	
  substantive	
  change	
  process	
  in	
  a	
  timely	
  
manner	
  
Accreditation	
  Compliance	
  Director	
  
Oversee	
  the	
  details	
  of	
  the	
  substantive	
  change	
  
process	
  to	
  ensure	
  completion	
  in	
  a	
  timely	
  manner	
  	
  
	
  
5.	
  	
  Entering	
  into	
  a	
  contract	
  with	
  an	
  entity	
  not	
  certified	
  to	
  participate	
  in	
  USDOE	
  Title	
  IV	
  programs.	
  
	
  
This	
  type	
  of	
  agreement	
  would	
  begin	
  at	
  the	
  highest	
  levels	
  of	
  HCC	
  administration	
  and	
  would	
  potentially	
  
require	
  HCC	
  Board	
  of	
  Trustees	
  approval.	
  	
  Once	
  the	
  Chancellor	
  has	
  approved,	
  she	
  will	
  seek	
  Board	
  and/or	
  
State	
  approval	
  when	
  required	
  and	
  notify	
  the	
  Vice-­‐Chancellor	
  of	
  Instruction	
  to	
  pursue	
  the	
  internal	
  
approval	
  processes	
  and	
  to	
  work	
  with	
  the	
  Accreditation	
  Compliance	
  Director	
  for	
  notification	
  to	
  SACSCOC	
  
in	
  a	
  timely	
  manner.	
  	
  
	
  
Responsible	
  party	
  
Area	
  of	
  responsibility	
  
HCC	
  Chancellor	
  
Secure	
  HCC	
  Board	
  and/or	
  State	
  approval	
  (THECB	
  
and/or	
  State	
  Legislature)	
  when	
  required	
  and	
  notify	
  
Approved	
  Dec	
  2010;	
  Revised	
  April	
  2012	
  
	
  

Page	
  8	
  
SACSCOC	
  Liaison	
  (HCC	
  Vice	
  Chancellor	
  for	
  
Instruction)	
  
Accreditation	
  Compliance	
  Director	
  

Vice	
  Chancellor	
  of	
  Instruction	
  to	
  pursue	
  needed	
  
internal	
  approval	
  processes	
  and	
  notification	
  
processes	
  for	
  SACSCOC	
  in	
  a	
  timely	
  manner.	
  
Work	
  with	
  Accreditation	
  Compliance	
  Director	
  to	
  
execute	
  the	
  substantive	
  change	
  process	
  in	
  a	
  timely	
  
manner	
  
Oversee	
  the	
  details	
  of	
  the	
  substantive	
  change	
  
process	
  to	
  ensure	
  completion	
  in	
  a	
  timely	
  manner	
  	
  

	
  	
  
	
  
	
  
	
  
6.	
  	
  Changing	
  governance,	
  ownership,	
  control	
  or	
  legal	
  status,	
  or	
  acquiring	
  a	
  program	
  from	
  another	
  
institution,	
  or	
  adding	
  a	
  permanent	
  location	
  at	
  a	
  site	
  where	
  the	
  institution	
  is	
  conducting	
  a	
  teach-­‐out	
  for	
  
students	
  from	
  another	
  institution	
  that	
  is	
  closing.	
  
	
  
Taking	
  over	
  another	
  institution’s	
  governance,	
  building(s)	
  or	
  programs	
  or	
  teaching-­‐out	
  another	
  
institution’s	
  programs	
  are	
  activities	
  that	
  would	
  be	
  initiated	
  at	
  the	
  highest	
  levels	
  of	
  HCC	
  administration	
  
and	
  would	
  require	
  the	
  approval	
  of	
  the	
  HCC	
  Board	
  of	
  Trustees.	
  	
  Once	
  the	
  Chancellor	
  has	
  approved,	
  she	
  
will	
  seek	
  Board	
  and/or	
  State	
  approval	
  when	
  required	
  and	
  notify	
  the	
  Vice-­‐Chancellor	
  of	
  Instruction	
  to	
  
pursue	
  the	
  internal	
  approval	
  processes	
  and	
  to	
  work	
  with	
  the	
  Accreditation	
  Compliance	
  Director	
  for	
  
notification	
  to	
  SACSCOC	
  in	
  a	
  timely	
  manner.	
  	
  
	
  
Responsible	
  party	
  
Area	
  of	
  responsibility	
  
HCC	
  Chancellor	
  
Secure	
  HCC	
  Board	
  and/or	
  State	
  approval	
  (THECB	
  
and/or	
  State	
  Legislature)	
  as	
  required	
  and	
  notify	
  
Vice	
  Chancellor	
  of	
  Instruction	
  to	
  pursue	
  needed	
  
internal	
  approval	
  processes	
  and	
  notification	
  
processes	
  for	
  SACSCOC	
  in	
  a	
  timely	
  manner.	
  
SACSCOC	
  Liaison	
  (HCC	
  Vice	
  Chancellor	
  for	
  
Work	
  with	
  Accreditation	
  Compliance	
  Director	
  to	
  
Instruction)	
  
execute	
  the	
  substantive	
  change	
  process	
  in	
  a	
  timely	
  
manner	
  
Accreditation	
  Compliance	
  Director	
  
Oversee	
  the	
  details	
  of	
  the	
  substantive	
  change	
  
process	
  to	
  ensure	
  completion	
  in	
  a	
  timely	
  manner	
  	
  
	
  
7.	
  	
  Initiating	
  a	
  merger	
  or	
  consolidation	
  with	
  another	
  institution.	
  
	
  
Merging	
  with	
  another	
  institution	
  would	
  be	
  initiated	
  at	
  the	
  highest	
  levels	
  of	
  HCC	
  administration	
  and	
  
would	
  require	
  the	
  approval	
  of	
  the	
  Board	
  of	
  Trustees	
  and	
  the	
  Texas	
  Higher	
  Education	
  Coordinating	
  
Board.	
  	
  Once	
  the	
  Chancellor	
  has	
  approved,	
  she	
  will	
  seek	
  Board	
  and/or	
  State	
  approval	
  when	
  required	
  and	
  
notify	
  the	
  Vice-­‐Chancellor	
  of	
  Instruction	
  to	
  pursue	
  the	
  internal	
  approval	
  processes	
  and	
  to	
  work	
  with	
  the	
  
Accreditation	
  Compliance	
  Director	
  for	
  notification	
  to	
  SACSCOC	
  in	
  a	
  timely	
  manner.	
  	
  
	
  
Responsible	
  party	
  
Area	
  of	
  responsibility	
  
HCC	
  Chancellor	
  
Secure	
  HCC	
  Board	
  and/or	
  State	
  approval	
  (THECB	
  
and/or	
  State	
  Legislature)	
  as	
  required	
  and	
  notify	
  
Vice	
  Chancellor	
  of	
  Instruction	
  to	
  pursue	
  needed	
  
Approved	
  Dec	
  2010;	
  Revised	
  April	
  2012	
  
	
  

Page	
  9	
  
SACSCOC	
  Liaison	
  (HCC	
  Vice	
  Chancellor	
  for	
  
Instruction)	
  
Accreditation	
  Compliance	
  Director	
  

internal	
  approval	
  processes	
  and	
  notification	
  
processes	
  for	
  SACSCOC	
  in	
  a	
  timely	
  manner.	
  
Work	
  with	
  Accreditation	
  Compliance	
  Director	
  to	
  
execute	
  the	
  substantive	
  change	
  process	
  in	
  a	
  timely	
  
manner	
  
Oversee	
  the	
  details	
  of	
  the	
  substantive	
  change	
  
process	
  to	
  ensure	
  completion	
  in	
  a	
  timely	
  manner	
  	
  

	
  
	
  
	
  
	
  
8.	
  	
  Contracting	
  with	
  another	
  institution	
  to	
  teach-­‐out	
  HCC	
  students	
  after	
  closing	
  a	
  program,	
  off-­‐campus	
  
site,	
  branch	
  campus	
  or	
  the	
  institution.	
  	
  [The	
  scenario	
  of	
  HCC	
  teaching-­‐out	
  another	
  institution’s	
  
students	
  is	
  covered	
  in	
  6.	
  above.]	
  
	
  
If	
  HCC	
  closes	
  a	
  program,	
  a	
  site,	
  or	
  decides	
  to	
  close	
  altogether,	
  and	
  contracts	
  with	
  another	
  institution	
  to	
  
teach-­‐out	
  HCC’s	
  students,	
  the	
  decision	
  to	
  do	
  so	
  will	
  be	
  made	
  at	
  the	
  highest	
  levels	
  of	
  the	
  HCC	
  
administration	
  and	
  would	
  require	
  the	
  approval	
  of	
  the	
  Board	
  of	
  Trustees	
  and	
  the	
  Texas	
  Higher	
  Education	
  
Coordinating	
  Board.	
  	
  The	
  Vice-­‐Chancellor	
  of	
  Instruction	
  would	
  know	
  of	
  the	
  plans	
  from	
  the	
  beginning.	
  	
  
The	
  Vice-­‐Chancellor	
  would	
  inform	
  the	
  Accreditation	
  Compliance	
  Director.	
  	
  From	
  that	
  point	
  the	
  
procedures	
  for	
  notifying	
  SACSCOC	
  would	
  be	
  followed.	
  
	
  
Responsible	
  party	
  
Area	
  of	
  responsibility	
  
HCC	
  Chancellor	
  
Secure	
  HCC	
  Board	
  and/or	
  State	
  approval	
  (THECB	
  
and/or	
  State	
  Legislature)	
  as	
  required	
  and	
  notify	
  
Vice	
  Chancellor	
  of	
  Instruction	
  to	
  pursue	
  needed	
  
internal	
  approval	
  processes	
  and	
  notification	
  
processes	
  for	
  SACSCOC	
  in	
  a	
  timely	
  manner.	
  
SACSCOC	
  Liaison	
  (HCC	
  Vice	
  Chancellor	
  for	
  
Work	
  with	
  Accreditation	
  Compliance	
  Director	
  to	
  
Instruction)	
  
execute	
  the	
  substantive	
  change	
  process	
  in	
  a	
  timely	
  
manner	
  
Accreditation	
  Compliance	
  Director	
  
Oversee	
  the	
  details	
  of	
  the	
  substantive	
  change	
  
process	
  to	
  ensure	
  completion	
  in	
  a	
  timely	
  manner	
  	
  
	
  
	
  
	
  
C.	
  Substantive	
  Changes	
  for	
  which	
  all	
  notifications	
  and	
  reports	
  have	
  been	
  made:	
  
	
  
1.	
  	
  Initiating	
  Distance	
  Learning.	
  
2.	
  	
  Offering	
  50%	
  or	
  more	
  of	
  all	
  programs	
  taught	
  at	
  HCC	
  via	
  Distance	
  Learning.	
  
3.	
  	
  Changing	
  from	
  clock	
  hours	
  to	
  credit	
  hours.	
  
	
  

Approved	
  Dec	
  2010;	
  Revised	
  April	
  2012	
  
	
  

Page	
  10	
  

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Substantive Change Procedure

  • 1. Houston  Community  College  (HCC)   Substantive  Change  Procedure     Background:  Member  institutions  of  the  Southern  Association  of  Colleges  and  Schools  Commission  on   Colleges  (SACSCOC)  are  required  to  notify  the  Commission  of  changes  in  accordance  with  the   substantive  change  policy  and,  when  required,  seek  approval  prior  to  the  initiation  of  changes.    Further,   member  institutions  are  required  to  have  a  policy  and  procedure  to  ensure  that  all  substantive  changes   are  reported  to  the  Commission  in  a  timely  fashion.       Definition:  Substantive  change  is  a  significant  modification  or  expansion  of  the  nature  and  scope  of  an   accredited  institution.  Under  federal  regulations,  substantive  change  includes     • Any  change  in  the  established  mission  or  objectives  of  the  institution     • Any  change  in  legal  status,  form  of  control,  or  ownership  of  the  institution     • The  addition  of  courses  or  programs  that  represent  a  significant  departure,  either  in  content  or   method  of  delivery,  from  those  that  were  offered  when  the  institution  was  last  evaluated     • The  addition  of  courses  or  programs  of  study  at  a  degree  or  credential  level  different  from  that   which  is  included  in  the  institution’s  current  accreditation  or  reaffirmation.     • A  change  from  clock  hours  to  credit  hours     • A  substantial  increase  in  the  number  of  clock  or  credit  hours  awarded  for  successful  completion   of  a  program     • The  establishment  of  an  additional  location  geographically  apart  from  the  main  campus  at  which   the  institution  offers  at  least  50  percent  of  an  educational  program.     • The  establishment  of  a  branch  campus     • Closing  a  program,  off-­‐campus  site,  branch  campus  or  institution     • Entering  into  a  collaborative  academic  arrangement  such  as  a  dual  degree  program  or  a  joint   degree  program  with  another  institution     • Acquiring  another  institution  or  a  program  or  location  of  another  institution     • Adding  a  permanent  location  at  a  site  where  the  institution  is  conducting  a  teach-­‐out  program   for  a  closed  institution     • Entering  into  a  contract  by  which  an  entity  not  eligible  for  Title  IV  funding  offers  25%  or  more  of   one  or  more  of  the  accredited  institution’s  programs       Purpose:  The  purpose  of  a  Houston  Community  College  (HCC)  Substantive  Change  Procedure  is  to   ensure  HCC  compliance  with  its  own  substantive  change  policy  and  the  SACSCOC  policy  on  substantive   change  as  detailed  in  The  Principles  of  Accreditation:    Foundations  for  Quality  Enhancement,  Principle   3.12.    Rules  for  substantive  change  and  the  notification  procedures  are  to  be  found  in  Substantive   Change  for  Accredited  Institutions  of  the  Commission  on  Colleges:    Policy  Statement,  located  online  at:   http://SACSCOCcoc.org/pdf/081705/Substantivepercent20changepercent20policy.pdf.         Responsibility:  Responsibility  for  notifying  SACSCOC  of  substantive  changes  that  have  occurred  or  will   occur  officially  rests  with  the  HCC  SACSCOC  Liaison.    In  2007,  the  Chancellor  designated  the  Vice   Chancellor  of  Instruction  as  the  HCC  SACSCOC  Liaison.  The  Vice  Chancellor  of  Instruction  has  created  a   SACSCOC  office  within  his  administrative  unit  and  has  hired  an  Accreditation  Compliance  Director.    The   Vice  Chancellor  of  Instruction  has  delegated  the  responsibility  for  the  substantive  change  reporting   process  to  the  Accreditation  Compliance  Director.         Approved  Dec  2010;  Revised  April  2012     Page  1  
  • 2. Responsibility  for  HCC  compliance  with  its  own  substantive  change  policy  and  that  of  SACSCOC  rests   with  the  Vice-­‐Chancellor  of  Instruction.      It  is  his  responsibility  to  inform  all  members  of  the  HCC   institution  of  the  policy  requirements.    HCC’s  substantive  change  policy  is  published  online  within  the   other  HCC  policy  statements  at:  http://www.hccs.edu/hccs/faculty-­‐staff/board-­‐policies/a-­‐9-­‐ institutional-­‐effectiveness-­‐reports/a-­‐9-­‐2-­‐institutional-­‐effectiveness-­‐substantive-­‐change  .    All  personnel   mentioned  within  the  following  procedures  have  been  notified  of  their  role  in  complying  with  HCC’s   substantive  change  policy  and  the  SACSCOC  substantive  change  policy  and  that  compliance  is  required.     These  procedures  are  also  published  online  at:    http://www.hccs.edu/hccs/faculty-­‐staff/accreditation-­‐ compliance-­‐sacs/substantive-­‐change/hcc-­‐substantive-­‐change-­‐procedure  .    All  personnel  who  have   required  responsibilities  have  been  notified  of  the  location  of  the  procedures  and  of  their  roles  within   them.     This  procedures  document  is  in  three  sections,  A,  B  and  C.    Section  A,  beginning  just  below  this   paragraph,  covers  the  most  common  types  of  substantive  change  concerning  HCC.    Section  B,  beginning   on  page  6,  covers  the  procedures  for  handling  uncommon  occurrences  that  involve  substantive  changes.     Section  C,  beginning  on  page  9  lists  actions  and  decisions  that  called  for  a  substantive  change  in  the   past,  have  already  been  made,  and  reported.     Responsible  party   Area  of  responsibility   SACSCOC  Liaison  (HCC  Vice  Chancellor  for   Delegation  of  substantive  change  duties  to   Instruction)   Accreditation  Compliance  Director   Accreditation  Compliance  Director   Overall  substantive  change  process     A.  Steps  to  complete  common  types  of  Substantive  Changes:     1. New  programs,  degrees,  certificates  or  significant  changes  to  the  length  of  a  program  or   certificate   a. Any  program  faculty  proposing  curriculum  changes  as  described  above  must  follow  the   procedures  as  detailed  in  the  HCC  Curriculum  Handbook,  found  online  at:   http://www.hccs.edu/hccs/faculty-­‐staff/curriculum/curriculum-­‐development/curriculum-­‐ handbook  .     (1) New  programs  or  significant  changes  to  programs  require  a  prospectus  or  modified   prospectus  as  part  of  required  documentation  for  approval.    The  HCC  template  for   preparation  of  the  prospectus  or  modified  prospectus  is  available  at:   http://www.curricunet.com/HCCS/forms.cfm   (2) Proposed  curriculum  changes  that  qualify  as  substantive  changes  will  not  be  approved   by  the  HCC  Curriculum  Committee  without  a  prospectus.   b. If  the  curriculum  change  is  approved,  the  chairman  of  the  Curriculum  Committee  will  copy   the  prospectus  that  accompanied  the  request  for  approval  by  the  Curriculum  Committee   and  forward  the  copy  of  the  prospectus  to  the  Accreditation  Compliance  Director.   c. The  prospectus  copy  will  be  filed  in  the  SACSCOC  office  until  the  next  regular  substantive   change  letter  of  notification  is  written  to  SACSCOC.    The  prospectus  in  that  file  will  provide   the  information  needed  to  notify  SACSCOC  of  substantive  changes  to  the  curriculum.           Approved  Dec  2010;  Revised  April  2012     Page  2  
  • 3. Responsible  party   Faculty  proposing  curriculum  change   Chairman  of  the  Curriculum  Committee   Accreditation  Compliance  Director   Area  of  responsibility   Completion  of  form  containing  prospectus   information;  submitting  it  to  the  curriculum   committee   Approval  of  proposed  change;  non-­‐approval  of   proposed  curriculum  change  without  an   accompanying  prospectus;  delivery  of  copy  of   prospectus  to  Accreditation  Compliance  Director   Compilation  of  prospectuses  to  be  sent  to   SACSCOC       2.    Deactivated  and  closed  programs  and  certificates  (with  or  with-­‐out  teach-­‐out  agreements)     a. Faculty  (usually  a  program  chair)  notifies  the  HCC  Curriculum  Office  of  plans  to  close  or  deactivate   programs  or  certificates  so  that  the  Texas  Higher  Education  Coordinating  Board  can  be  notified.   b. The  CTE  Director  will  notify  the  Accreditation  Compliance  Director’s  office,  in  writing,  of  all  plans   to  close  or  deactivate  a  program  or  certificate  at  the  time  the  Coordinating  Board  is  notified.    If   there  are  students  in  the  certificate  or  program,  a  teach-­‐out  plan  must  be  submitted  in  writing  to   the  Executive  Director  for  Curriculum.     c. The  Accreditation  Compliance  Director  will  file  all  such  notices  and  teach  out  plans  until  the  next   regular  substantive  change  letter  of  notification  is  written  to  SACSCOC.     Responsible  party   Program  chair  of  deactivating  certificate  or   program   Executive  Director  for  Curriculum   Accreditation  Compliance  Director   Area  of  responsibility   Notification  of  HCC  Curriculum  Office    of  plans  to   close  certificate  or  program   Delivery  of  written  notice  and/or  teach  out   agreement  to  Accreditation  Compliance  Director   Compilation  of  notices  and  plans  to  be  sent  to   SACSCOC     3. New  Facilities,  Instructional  Sites  or  Campuses  or  relocation  of  any  site     The  SACSCOC  office  in  Atlanta  keeps  a  record  of  the  name  and  address  of  every  instructional  site  at   which  an  HCC  credit  class  is  offered.    All  sites  are  reported,  both  owned  and  leased;  where  credit  or  dual   credit  classes  are  offered.     a. All  major  new  facilities  are  approved  by  the  HCC  Board  of  Trustees.   b. When  a  major  new  facility  is  proposed,  the  HCC  Chancellor  will  provide  a  copy  of  the  Board   agenda  page  to  the  Vice-­‐Chancellor  of  Instruction  (the  SACSCOC  Liaison)  with  the  name  and   address  of  the  facility.       c. If  the  new  facility  is  approved,  the  Board  secretary  will  provide  the  Vice  Chancellor  of  Instruction   with  minutes  of  the  approval.       d. The  Vice  Chancellor  of  Instruction  will  provide  Board  minutes  approving  the  facility  to  the   Accreditation  Compliance  Director.   e. The  Accreditation  Compliance  Director  will  notify  the  President,  the  COO  and  the  appropriate   program  or  department  chair  (if  applicable)  if  and  when  a  prospectus  for  the  new  facility  is   Approved  Dec  2010;  Revised  April  2012     Page  3  
  • 4. needed  and  establish  a  deadline  for  the  receipt  of  the  prospectus  in  the  Accreditation   Compliance  Director’s  office.       f. The  Accreditation  Compliance  Director  will  file  the  information  about  the  new  facility  and  send   the  prospectus  so  it  will  arrive  at  the  SACSCOC  office  at  least  6  months  prior  to  the  opening  of  a   new,  major  facility.   g. The  Assistant  Registrar  maintains  the  tables  in  the  PeopleSoft  system  for  all  instructional  sites   and  will  notify  the  Accreditation  Compliance  Director  of  the  name  and  address  of  any  new   instructional  site  that  is  added  to  PeopleSoft  at  any  time.    This  will  notify  the  Accreditation   Compliance  Director  of  any  instructional  site  added  (including  all  dual  credit  high  schools)  even   if  it  is  not  a  major  site  that  required  HCC  Board  approval  and  at  which  not  more  than  50  percent   of  any  program  is  offered.     Responsible  party   Area  of  Responsibility   Notify  Vice  Chancellor  of  Instruction  of  any  Board   HCC  Chancellor     action  item  to  acquire  a  new  facility     HCC  Board  Secretary     Provide  Vice  Chancellor  of  Instruction  with   minutes  if  action  is  approved.         Vice-­‐Chancellor  of  Instruction/SACS  liaison   Notify  Accreditation  Compliance  Director  of  new   facilities  approved  by  the  HCC  Board  of  Trustees   College  President,  COO,  and  Program  Chair   Preparation  of  prospectus  for  facilities  six  months   before  a  new,  major  facility  opens   HCC  Assistant  Registrar   Notify  Accreditation  Compliance  Director  of  name   and  address  of  any  new,  minor  instructional  site   added  to  PeopleSoft  for  HCC  instruction   Accreditation  Compliance  Director   Compilation  of  names  and  addressed  of  all  new   instructional  sites;  work  with  college   administrations  on  prospectuses  for  major  sites;   assist  SACS  liaison  with  writing  and  submitting  the   prospectus  to  SACS  6  months  prior  to  opening  a   new,  major  facility       4. Current  sites  that  have  reached  the  25  percent  and  are  approaching  the  50  percent  thresholds     SACSCOC  will  be  notified  by  letter  when  the  college  begins  to  offer  25-­‐49  percent  of  any  program  at  a   site.    The  letter  will  contain  the  date  on  which  the  threshold  was  reached.    HCC  will  notify  SACSCOC  of  a   site  reaching  this  mark  in  the  college’s  next  substantive  change  letter.    A  prospectus  for  a  site  and  a   substantive  change  letter  to  SACSCOC  will  be  prepared  when  the  college  approaches  the  50  percent   threshold.    Since  there  is  no  certain  way  to  know  when  a  site  may  begin  to  offer  more  than  50  percent  of   a  program,  SACSCOC  will  be  notified  and  a  prospectus  sent  when  a  site  reaches  a  40  percent  threshold,   so  as  to  ascertain  that  the  prospectus  will  reach  SACSCOC  at  least  six  months  before  a  site  crosses  the  50   percent  threshold.         a. The  HCC  PeopleSoft  student  system  report  “Schedule  by  Campus”  collects  data  including   individual  classes  offered  at  all  sites,  the  date  each  class  started,  and  the  instructors’  names.     b. The  personnel  in  the  Accreditation  Compliance  Director’s  office  will  run  a  “Schedule  by  Campus”   report  on  the  official  day  of  record  each  semester  (including  flex  entry  dates  within  semesters)   Approved  Dec  2010;  Revised  April  2012     Page  4  
  • 5. to  determine  if  any  site  has  crossed  the  25  percent  threshold  or  is  approaching  the  50  percent   threshold  that  semester.       c. Site  that  have  crossed  the  25  percent  threshold  are  listed  with  the  date  of  the  beginning  of   classes  at  that  site  that  semester.    The  list  will  be  held  in  the  Accreditation  Compliance  Director’s   office  until  the  next  substantive  change  letter  is  mailed  to  SACSCOC.   d. Because  it  is  difficult  to  predict  exactly  when  a  site  will  exceed  the  50  percent  mark  for  any   program  and  because  HCC  must  notify  SACSCOC  six  months  in  advance  of  such  mark  and   provide  a  prospectus  three  months  in  advance,  HCC  will  prepare  a  prospectus  for  all  sites   reaching  40  percent  of  instruction.    Half  of  an  associate  degree  is  30  SCH  or  10  courses.     Therefore  a  prospectus  will  be  prepared  when  there  are  at  least  8  general  education  courses   offered  at  a  site  or  a  mixture  of  general  education  and  workforce  courses  equaling  or  exceeding   24  SCH.         Responsible  party   Area  of  Responsibility   Accreditation  Compliance  Director   Run  the  “Schedule  by  Campus”  report  on  official  day  of   record  for  each  semester  (including  flex  entry  dates   within  semesters)   Accreditation  Compliance  Director   Keep  list  of  sites  offering  25-­‐40  percent  of  a  program   until  that  semester’s  substantive  change  letter  is   written   Accreditation  Compliance  Director   Determine  if  any  site  has  crossed  the  40  percent   threshold  and  notify  the  colleges  of  need  to  prepare   prospectus   College  Deans  and  COO   Prepare  prospectus  for  sites  that  have  crossed  the  40   percent  threshold  and  return  them  to  the  Accreditation   Compliance  Director   Vice  Chancellor  for  Instruction   Prepare  a  substantive  change  letter  for  SACSCOC  and   notify  it  of  sites  that  offer  25  percent  of  a  program  and   send  prospectuses  for  sites  that  have  crossed  the  40   percent  threshold     5. Early  college  high  schools     SACSCOC  will  be  notified  by  letter  of  the  initiation  of  an  early  college  high  school.    When  more  than  50   percent  of  any  HCC  program  credit  may  be  obtained  at  the  high  school  SACSCOC  must  be  sent  a   prospectus.    The  Vice  Chancellor  of  Instruction  must  prepare  an  Memorandum  of  Understanding  (MOU)   with  the  partner  school  district  for  operation  of  an  Early  College  High  School  and  an  action  item  for   approval  of  the  MOU  by  the  HCC  Board  .    The  SACSCOC  Liaison/Vice-­‐Chancellor  of  Instruction  notifies   the  Accreditation  Compliance  Director  upon  Board  approval  of  the  MOU  for  a  new  Early  College  High   School.    The  Accreditation  Compliance  Director  monitors  the  high  school  via  the  “Schedule  by  Campus”   report  in  PeopleSoft  mentioned  in  the  above  section,  so  that  when  it  approaches  the  50  percent  mark,   the  appropriate  college  president  and  COO  can  be  notified  to  prepare  a  prospectus.       Responsible  party   Area  of  responsibility   SACSCOC  Liaison/Vice-­‐Chancellor  of  Instruction   Notification  of  Accreditation  Compliance  Director   of  Board  approval  of  MOU  creating  a  new  early   Approved  Dec  2010;  Revised  April  2012     Page  5  
  • 6. Accreditation  Compliance  Director   College  president,  COO  and  Deans   Accreditation  Compliance  Director,  Vice-­‐ Chancellor  of  Instruction     college  high  school   Monitor  early  college  high  school  for  requirements   of  letter  of  notification  and/or  prospectus   Prepare  a  prospectus  for  early  college  high  schools   that  have  crossed  the  40%  of  a  program  threshold   Send  prospectus  to  SACSCOC  for  an  early  college   high  school  that  is  at  least  three  months  away   from  crossing  the  50%  of  a  program  threshold               B.    Steps  to  complete  substantive  changes  not  covered  by  the  above  process     The  responsibility  for  reporting  all  substantive  changes  rests  with  the  HCC  SACSCOC  Liaison,  who  is  the   Vice-­‐Chancellor  of  Instruction.    He  has  delegated  most  of  the  day-­‐to-­‐day  tasks  of  reporting  substantive   change  to  the  Accreditation  Compliance  Director.    The  most  common  substantive  changes  and  the   details  of  how  they  are  handled  at  HCC  are  listed  in  Section  A  of  this  document.    For  all  other  types  of   substantive  changes,  especially  those  involving  significant  changes  in  terms  of  institutional  mission,  level   of  program  or  course  offerings,  and  partnerships  with  other  institutions,  the  Chancellor  will  play  the   initiating  role,  securing  Board  and/or  State  approval  (THECB,  State  Legislature)  when  required.         Responsible  party   Area  of  responsibility   HCC  Chancellor   Secure  HCC  Board  and/or  State  approval  (THECB   and/or  State  Legislature)  when  required  and  notify   Vice  Chancellor  of  Instruction  to  pursue  needed   internal  approval  processes  and  notification   processes  for  SACSCOC  in  a  timely  manner.   SACSCOC  Liaison  (HCC  Vice  Chancellor  for   Work  with  Accreditation  Compliance  Director  to   Instruction)   execute  the  substantive  change  process  in  a  timely   manner   Accreditation  Compliance  Director   Oversee  the  details  of  the  substantive  change   process  to  ensure  completion  in  a  timely  manner.       1.    Initiating  coursework  or  programs  at  a  different  level  than  currently  approved.     This  type  of  change  would  require  the  HCC  Chancellor  to  secure  approval  first  by  the  HCC  Board  of   Trustees  of  the  intent  and  second  by  the  Texas  Higher  Education  Coordinating  Board  (THECB).     Additionally,  this  action  is  currently  not  allowed  in  Texas  without  specific  state  legislative  action.     Following  approval  of  the  intent  by  the  various  governing  bodies  (HCC  Board  of  Trustees,  THECB,  or   State  Legislature),  the  details  of  the  curriculum  would  have  to  follow  the  internal  approval  processes  as   outlined  in  the  HCC  Curriculum  Handbook.    The  Vice  Chancellor  of  Instruction  would  oversee  the   approval  processes  and  ensure  that  sufficient  time  is  allowed  to  accommodate  the  twelve  months   advanced  notice  and  prior  approval  required  by  SACSCOC  before  the  implementation.  .       Approved  Dec  2010;  Revised  April  2012     Page  6  
  • 7. Responsible  party   HCC  Chancellor   SACSCOC  Liaison  (HCC  Vice  Chancellor  for   Instruction)   Accreditation  Compliance  Director   Area  of  responsibility   Secure  HCC  Board  and/or  State  approval  (THECB   and/or  State  Legislature)  when  required  and  notify   Vice  Chancellor  of  Instruction  to  pursue  needed   internal  approval  processes  and  notification   processes  for  SACSCOC  in  a  timely  manner.   Work  with  Accreditation  Compliance  Director  to   execute  the  substantive  change  process  in  a  timely   manner   Oversee  the  details  of  the  substantive  change   process  to  ensure  completion  in  a  timely  manner           2.  Altering  significantly  the  educational  mission  of  the  institution.     The  fundamental  educational  mission  of  Texas  community  colleges  is  determined  by  the  State   Legislature  and  overseen  by  the  THECB.    With  each  new  Strategic  Plan,  the  HCC  Board  revisits  the  HCC   Mission  Statement  to  ensure  its  alignment  with  state  law,  THECB  rules  and  regulations,  and  to  phrase  it   in  terms  that  they  feel  best  serve  the  interests  of  the  community.    Any  significant  change  in  the   educational  mission  would  necessarily  require  concurrent  conversations  and  approval  by  all  governing   bodies  (HCC  Board,  THECB,  State  Legislature).    The  Chancellor  will  communicate  the  desire  of  the  Board   to  make  any  significant  changes  in  the  educational  mission  of  the  institution  to  the  Vice  Chancellor  for   Instruction  for  subsequent  notification  to  SACSCOC.         Responsible  party   Area  of  responsibility   HCC  Chancellor   Secure  HCC  Board  and/or  State  approval  (THECB   and/or  State  Legislature)  when  required  and  notify   Vice  Chancellor  of  Instruction  to  pursue  needed   internal  approval  processes  and  notification   processes  for  SACSCOC  in  a  timely  manner.   SACSCOC  Liaison  (HCC  Vice  Chancellor  for   Work  with  Accreditation  Compliance  Director  to   Instruction)   execute  the  substantive  change  process  in  a  timely   manner   Accreditation  Compliance  Director   Oversee  the  details  of  the  substantive  change   process  to  ensure  completion  in  a  timely  manner       3.    Initiating  joint  or  dual  degrees  with  another  institution.     This  type  of  change  would  come  as  a  result  of  a  contract  or  agreement  originated  by  the  highest  levels   of  the  HCC  administration  and  would  potentially  require  the  HCC  Chancellor  securing  approval  of  the   HCC  Board  of  Trustees.    Upon  Board  approval,  the  HCC  Chancellor  would  direct  the  Vice-­‐Chancellor  of   Instruction  (HCC’s  SACS  Liaison)  and  the  Accreditation  Compliance  Director  so  that  the  process  of   notifying  SACSCOC  and  requesting  its  approval  could  be  completed  in  a  timely  manner.     Responsible  party   Area  of  responsibility   HCC  Chancellor   Secure  HCC  Board  and/or  State  approval  (THECB   Approved  Dec  2010;  Revised  April  2012     Page  7  
  • 8. SACSCOC  Liaison  (HCC  Vice  Chancellor  for   Instruction)   Accreditation  Compliance  Director   and/or  State  Legislature)  when  required  and  notify   Vice  Chancellor  of  Instruction  to  pursue  needed   internal  approval  processes  and  notification   processes  for  SACSCOC  in  a  timely  manner.   Work  with  Accreditation  Compliance  Director  to   execute  the  substantive  change  process  in  a  timely   manner   Oversee  the  details  of  the  substantive  change   process  to  ensure  completion  in  a  timely  manner                   4.    Initiating  programs  or  courses  offered  through  contractual  agreement  or  consortium.     This  type  of  arrangement  is  likely  to  begin  at  the  program  level  in  the  instructional  departments.    A  dean   and  ultimately  a  college  president  would  be  involved  in  the  initial  stages.    HCC  regulations  do  not  allow   the  college  presidents  to  sign  contracts  that  would  obligate  HCC  to  participate  in  this  type  of   arrangement  without  the  HCC  Chancellor’s  approval.    Once  the  Chancellor  has  approved,  she  will  seek   Board  and/or  State  approval  when  required  and  notify  the  Vice-­‐Chancellor  of  Instruction  to  pursue  the   internal  approval  processes  and  to  work  with  the  Accreditation  Compliance  Director  for  notification  to   SACSCOC  in  a  timely  manner.       Responsible  party   Area  of  responsibility   HCC  Chancellor   Secure  HCC  Board  and/or  State  approval  (THECB   and/or  State  Legislature)  as  required  and  notify   Vice  Chancellor  of  Instruction  to  pursue  needed   internal  approval  processes  and  notification   processes  for  SACSCOC  in  a  timely  manner.   SACSCOC  Liaison  (HCC  Vice  Chancellor  for   Work  with  Accreditation  Compliance  Director  to   Instruction)   execute  the  substantive  change  process  in  a  timely   manner   Accreditation  Compliance  Director   Oversee  the  details  of  the  substantive  change   process  to  ensure  completion  in  a  timely  manner       5.    Entering  into  a  contract  with  an  entity  not  certified  to  participate  in  USDOE  Title  IV  programs.     This  type  of  agreement  would  begin  at  the  highest  levels  of  HCC  administration  and  would  potentially   require  HCC  Board  of  Trustees  approval.    Once  the  Chancellor  has  approved,  she  will  seek  Board  and/or   State  approval  when  required  and  notify  the  Vice-­‐Chancellor  of  Instruction  to  pursue  the  internal   approval  processes  and  to  work  with  the  Accreditation  Compliance  Director  for  notification  to  SACSCOC   in  a  timely  manner.       Responsible  party   Area  of  responsibility   HCC  Chancellor   Secure  HCC  Board  and/or  State  approval  (THECB   and/or  State  Legislature)  when  required  and  notify   Approved  Dec  2010;  Revised  April  2012     Page  8  
  • 9. SACSCOC  Liaison  (HCC  Vice  Chancellor  for   Instruction)   Accreditation  Compliance  Director   Vice  Chancellor  of  Instruction  to  pursue  needed   internal  approval  processes  and  notification   processes  for  SACSCOC  in  a  timely  manner.   Work  with  Accreditation  Compliance  Director  to   execute  the  substantive  change  process  in  a  timely   manner   Oversee  the  details  of  the  substantive  change   process  to  ensure  completion  in  a  timely  manner               6.    Changing  governance,  ownership,  control  or  legal  status,  or  acquiring  a  program  from  another   institution,  or  adding  a  permanent  location  at  a  site  where  the  institution  is  conducting  a  teach-­‐out  for   students  from  another  institution  that  is  closing.     Taking  over  another  institution’s  governance,  building(s)  or  programs  or  teaching-­‐out  another   institution’s  programs  are  activities  that  would  be  initiated  at  the  highest  levels  of  HCC  administration   and  would  require  the  approval  of  the  HCC  Board  of  Trustees.    Once  the  Chancellor  has  approved,  she   will  seek  Board  and/or  State  approval  when  required  and  notify  the  Vice-­‐Chancellor  of  Instruction  to   pursue  the  internal  approval  processes  and  to  work  with  the  Accreditation  Compliance  Director  for   notification  to  SACSCOC  in  a  timely  manner.       Responsible  party   Area  of  responsibility   HCC  Chancellor   Secure  HCC  Board  and/or  State  approval  (THECB   and/or  State  Legislature)  as  required  and  notify   Vice  Chancellor  of  Instruction  to  pursue  needed   internal  approval  processes  and  notification   processes  for  SACSCOC  in  a  timely  manner.   SACSCOC  Liaison  (HCC  Vice  Chancellor  for   Work  with  Accreditation  Compliance  Director  to   Instruction)   execute  the  substantive  change  process  in  a  timely   manner   Accreditation  Compliance  Director   Oversee  the  details  of  the  substantive  change   process  to  ensure  completion  in  a  timely  manner       7.    Initiating  a  merger  or  consolidation  with  another  institution.     Merging  with  another  institution  would  be  initiated  at  the  highest  levels  of  HCC  administration  and   would  require  the  approval  of  the  Board  of  Trustees  and  the  Texas  Higher  Education  Coordinating   Board.    Once  the  Chancellor  has  approved,  she  will  seek  Board  and/or  State  approval  when  required  and   notify  the  Vice-­‐Chancellor  of  Instruction  to  pursue  the  internal  approval  processes  and  to  work  with  the   Accreditation  Compliance  Director  for  notification  to  SACSCOC  in  a  timely  manner.       Responsible  party   Area  of  responsibility   HCC  Chancellor   Secure  HCC  Board  and/or  State  approval  (THECB   and/or  State  Legislature)  as  required  and  notify   Vice  Chancellor  of  Instruction  to  pursue  needed   Approved  Dec  2010;  Revised  April  2012     Page  9  
  • 10. SACSCOC  Liaison  (HCC  Vice  Chancellor  for   Instruction)   Accreditation  Compliance  Director   internal  approval  processes  and  notification   processes  for  SACSCOC  in  a  timely  manner.   Work  with  Accreditation  Compliance  Director  to   execute  the  substantive  change  process  in  a  timely   manner   Oversee  the  details  of  the  substantive  change   process  to  ensure  completion  in  a  timely  manner             8.    Contracting  with  another  institution  to  teach-­‐out  HCC  students  after  closing  a  program,  off-­‐campus   site,  branch  campus  or  the  institution.    [The  scenario  of  HCC  teaching-­‐out  another  institution’s   students  is  covered  in  6.  above.]     If  HCC  closes  a  program,  a  site,  or  decides  to  close  altogether,  and  contracts  with  another  institution  to   teach-­‐out  HCC’s  students,  the  decision  to  do  so  will  be  made  at  the  highest  levels  of  the  HCC   administration  and  would  require  the  approval  of  the  Board  of  Trustees  and  the  Texas  Higher  Education   Coordinating  Board.    The  Vice-­‐Chancellor  of  Instruction  would  know  of  the  plans  from  the  beginning.     The  Vice-­‐Chancellor  would  inform  the  Accreditation  Compliance  Director.    From  that  point  the   procedures  for  notifying  SACSCOC  would  be  followed.     Responsible  party   Area  of  responsibility   HCC  Chancellor   Secure  HCC  Board  and/or  State  approval  (THECB   and/or  State  Legislature)  as  required  and  notify   Vice  Chancellor  of  Instruction  to  pursue  needed   internal  approval  processes  and  notification   processes  for  SACSCOC  in  a  timely  manner.   SACSCOC  Liaison  (HCC  Vice  Chancellor  for   Work  with  Accreditation  Compliance  Director  to   Instruction)   execute  the  substantive  change  process  in  a  timely   manner   Accreditation  Compliance  Director   Oversee  the  details  of  the  substantive  change   process  to  ensure  completion  in  a  timely  manner           C.  Substantive  Changes  for  which  all  notifications  and  reports  have  been  made:     1.    Initiating  Distance  Learning.   2.    Offering  50%  or  more  of  all  programs  taught  at  HCC  via  Distance  Learning.   3.    Changing  from  clock  hours  to  credit  hours.     Approved  Dec  2010;  Revised  April  2012     Page  10