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INTERNATIONAL FOOD
POLICY RESEARCH INSTITUTE
sustainable solutions for ending hunger and poverty




         Gender and Collective Action:
      AC
       Conceptual F
             t l Framework f A l i
                            k for Analysis

                Ruth Meinzen Dick Lauren Pandolfelli,
                     Meinzen-Dick,        Pandolfelli
                   Stephan Dohrn, Jessica Athens




CGIAR System-Wide Program on
Collective Action and Property Rights
Devolving resource management
         to user groups




                            Page 2
Devolving resource management
         to user groups




                            Page 3
Page 4
Overview

 Collective Action (CA) and Gender
 Why Are We Looking at Motivation,
  Effectiveness,
  Effectiveness and Impact?
 The Analytical Framework
 Motivations f engaging in CA: The
              for            C
  Action Arena
 Effectiveness of CA: Outcomes
 Impacts of CA on Gender Relations
     p
 Conclusions                         Page 5
Collective Action

 “Action taken by a group (either
   Action
  directly or on its behalf through an
  organization) in pursuit of members’
                               members
  perceived shared interest” (Marshall
    998)
  1998).
 Includes forming and enforcing rules
  for use (or non-use) of resources
 Voluntary (not paid or forced)

                                     Page 6
Importance of Collective Action
 Management of natural resources
    • Irrigation, watersheds, rangelands, fisheries esp.
      under devolution
   Facilitates joint investment by small farmers
   Dissemination of technologies
   Marketing
   Group empowerment
   Protecting property rights
   Development policies premised on CA
    • e.g. microfinance, CDD, women’s self-help groups


                                                       Page 7
Defining Gender
 Socially constructed roles associated with
  being male or female
 Roles vary among cultures and over time
 S
  Sources of gender roles include:
             f
  •   Institutional arrangements
  •   Legal and governance structures
  •   Socio cultural attitudes
  •   Religion
 Differences within categories of men and
  women (class, race, ethnicity…)

                                           Page 8
Why are we looking at gender and
       collective action?
 Group formation, g p dynamics
     p           , group y
 and power relations are crosscut by
 gender
 • Gender roles influence access, use,
   control, and benefits of resources
 • G d diff
   Gender-differentiated roles within
                   ti t d l      ithi
   groups
 • Women often invisible, yet key users
                 invisible
 • Many gender-related programs
   p
   premised on collective action

                                          Page 9
3 Entry Points for a Gendered
    Analysis of Collective Action
 M ti ti
  Motivations f engaging in collective
              for      i i    ll ti
  action
 Effectiveness of groups
 Impact on Gender Equity
     p                q y




                                    Page 10
Context                     Action Arena

                        The Analytical Framework
   Context                        Action Arena
    Physical/
    Technical                  Actors                      Patterns of
                                                            Patterns of
                             (Preferences)
                                                           Interaction
                                                            Interaction
Socio-economic                          Motivation
incl. property rights          Action           Social     •• Collective
                                                               Collective
 and organizational          Resources        Bargaining   •• Individual
                                                               Individual
                                      Bargaining
    environment                              Power

    Legal and                  Rules
   governance
                                                           Outcomes
                                                           O t
                                                           Outcomes
                                                           O t




                                                                     Page 11
Initial Conditions: Gender
            Differentiated…
 Asset Endowments
  • The six capitals—Natural, Physical, Financial,
    Human, Social, Political
  • Property rights (bundles of rights)
 Vulnerability to Shocks
  • W
    Women often bear the burden of crisis
              ft b       th b d       f i i
    situations (e.g. structural adjustment policies)
 Norms Legal Structures and Power
  Norms,      Structures,
  Relations
  • Gender relations, gender roles
                    ,g
  • Governance systems
                                                  Page 12
Actors

 Individuals (men or women), or
  collective entities, including mixed or
  single sexed
  single-sexed community groups,
  NGOs and government.
 Internal or external actors
 Change agents can influence other
  actors                           Action Arena

                                   Actors

                                    Action      Social
                                  Resources   Bargaining

                                              Page 13
                                   Rules
Action Resources
 Assets: Physical, Financial, Natural,
             y      ,        ,        ,
  Social, Political
 Human Capital
             p
  •   Not only education and health
  •   Information and the ability to process it
                                y
  •   Cognitive schemata and mind sets
  •   Social prestige and habitus
                                           Action Arena
  •   Time
                                     Actors
  •   Decision-making behavior
                                         Action       Social
                                        Resources   Bargaining

                                          Rules     Page 14
Rules

 Rules affect which action resources
  are important
 Depend on the subject of analysis
 Written and unwritten


                                      Action Arena
                                      A ti A

                             Actors


                              Action           Social
                            Resources        Bargaining

                                             Page 15
                            Rules
Bargaining Power
 The actor’s ability to engage in social
  bargaining in a given context based
  on one’s action resources and the
  rules
 Varies by:
  • Type of interaction or transaction
    (multiple levels and id titi )
    ( lti l l     l    d identities)
  • Fallback options (asset endowments,
    legal and normative framework) A ti A
                                        Action Arena

  • Prior bargaining experiences Actors
                                               Motivation
                                                         Social
                                        Action
                                                       Bargaining
                                              Bargaining
                                      Resources
                                                Power
                                       Rules            Page 16
Motivations

 The actor’s willingness to engage in
       actor s
  the bargaining process based on
  his/her preferences, action resources,
  and the rules
 The perceived bargaining power also
  influences the actor’s motivations.
                                       Action Arena
                                       A ti A

                              Actors
                                       Motivation
                                                Social
                               Action
                                              Bargaining
                                     Bargaining
                             Resources
                                        Power
                              Rules             Page 17
So What? Key Questions to Ask
 Do women and men have different preferences?
 How do their asset endowments differ?
 How does gender determine an actor’s ability to
  use his or her asset endowments?
 Do the rules strategically favor men vs. women?
  How?
 H
  How d women and men perceive th d
        do           d               i the degree t to
  which collective action will fit their preferences?
 What is the subject of the bargaining?
 How can external institutions affect the bargaining
  position of the poor?


                                                   Page 18
Effectiveness of CA
What difference does gender make in
  achieving th objectives of th group?
    hi i the bj ti            f the      ?
 Criteria to measure effectiveness
  (conflicts, income, satisfaction of being a
  member, compliance)
   • Whose criteria—internal or external?
   • Short term or long term?
 How can gender composition affect
  effectiveness?
   • Composition of groups
   • Roles within groups
   • Rules affect ability to participate effectively

                                                       Page 19
Effectiveness of CA--Hypotheses
                  CA Hypotheses
 If women and men are both involved (e.g.
                                         ( g
  as users of resource), important to have
  both participate in CA
 More gender segregation, inequality 
  higher transaction costs of including both
  men and women, may t k l
          d               take longer t
                                      to
  establish
 Tapping into different action resources of
  men and women can contribute to
  effectiveness of groups
                                          Page 20
So What: Key Questions on
           Effectiveness
 How could gender analysis help make collective
  action more effective?
 What stakes do men and women have in
  outcomes?
 Wh t roles do women and men play i
  What l d                   d        l in
  management of resource and of group (formal,
  informal)?
 What action resources are critical? How are they
  distributed between men, women?
 How do explicit, implicit rules affect ability of men,
  women to participate?
 How does participation of men, women in
  decision-making affect compliance, cooperation in
  activities?
                                                    Page 21
Impacts on Gender Relations

 Measures of impact (both qualitative
  and quantitative):
  • distribution of income; social and political
    inclusion; time savings; vulnerability to
    shocks, etc.
            ,
 Levels of impact:
  •   Gender relations within the household
  •   Gender relations within the group
  •   Group within the community
  •   Community vis-à-vis the outside       Page 22
Key Questions to Ask on Impact
 What types of impact can be observed? How can
  these be measured? Are they always
  empowering, and to whom?
 Which factors within the initial context and action
  arena facilitate or hinder impact on gender equity?
 How can (poor) women and men increase their
  ability to bargain? Through collective action?
 What are some strategies for using collective
  action to stimulate gender-equitable change
  processes (e.g. increasing women’s action
  resources,
  resources changing the rule set)?
 Are their tradeoffs between effectiveness for a
  bounded goal and impact in terms of gender
  equity?

                                                 Page 23
What is the Value of this
           Framework?
 Helps external institutions identify
  entry points
 Clarifies linkages to certain outcomes
  we observe in the world
 Provides a dynamic way of analyzing
  CA through a gender lens (institutions
  + rules + actors create gendered
  patterns of interaction)

                                     Page 24

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Gender And Collective Action

  • 1. INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE sustainable solutions for ending hunger and poverty Gender and Collective Action: AC Conceptual F t l Framework f A l i k for Analysis Ruth Meinzen Dick Lauren Pandolfelli, Meinzen-Dick, Pandolfelli Stephan Dohrn, Jessica Athens CGIAR System-Wide Program on Collective Action and Property Rights
  • 2. Devolving resource management to user groups Page 2
  • 3. Devolving resource management to user groups Page 3
  • 5. Overview  Collective Action (CA) and Gender  Why Are We Looking at Motivation, Effectiveness, Effectiveness and Impact?  The Analytical Framework  Motivations f engaging in CA: The for C Action Arena  Effectiveness of CA: Outcomes  Impacts of CA on Gender Relations p  Conclusions Page 5
  • 6. Collective Action  “Action taken by a group (either Action directly or on its behalf through an organization) in pursuit of members’ members perceived shared interest” (Marshall 998) 1998).  Includes forming and enforcing rules for use (or non-use) of resources  Voluntary (not paid or forced) Page 6
  • 7. Importance of Collective Action  Management of natural resources • Irrigation, watersheds, rangelands, fisheries esp. under devolution  Facilitates joint investment by small farmers  Dissemination of technologies  Marketing  Group empowerment  Protecting property rights  Development policies premised on CA • e.g. microfinance, CDD, women’s self-help groups Page 7
  • 8. Defining Gender  Socially constructed roles associated with being male or female  Roles vary among cultures and over time  S Sources of gender roles include: f • Institutional arrangements • Legal and governance structures • Socio cultural attitudes • Religion  Differences within categories of men and women (class, race, ethnicity…) Page 8
  • 9. Why are we looking at gender and collective action? Group formation, g p dynamics p , group y and power relations are crosscut by gender • Gender roles influence access, use, control, and benefits of resources • G d diff Gender-differentiated roles within ti t d l ithi groups • Women often invisible, yet key users invisible • Many gender-related programs p premised on collective action Page 9
  • 10. 3 Entry Points for a Gendered Analysis of Collective Action  M ti ti Motivations f engaging in collective for i i ll ti action  Effectiveness of groups  Impact on Gender Equity p q y Page 10
  • 11. Context Action Arena The Analytical Framework Context Action Arena Physical/ Technical Actors Patterns of Patterns of (Preferences) Interaction Interaction Socio-economic Motivation incl. property rights Action Social •• Collective Collective and organizational Resources Bargaining •• Individual Individual Bargaining environment Power Legal and Rules governance Outcomes O t Outcomes O t Page 11
  • 12. Initial Conditions: Gender Differentiated…  Asset Endowments • The six capitals—Natural, Physical, Financial, Human, Social, Political • Property rights (bundles of rights)  Vulnerability to Shocks • W Women often bear the burden of crisis ft b th b d f i i situations (e.g. structural adjustment policies)  Norms Legal Structures and Power Norms, Structures, Relations • Gender relations, gender roles ,g • Governance systems Page 12
  • 13. Actors  Individuals (men or women), or collective entities, including mixed or single sexed single-sexed community groups, NGOs and government.  Internal or external actors  Change agents can influence other actors Action Arena Actors Action Social Resources Bargaining Page 13 Rules
  • 14. Action Resources  Assets: Physical, Financial, Natural, y , , , Social, Political  Human Capital p • Not only education and health • Information and the ability to process it y • Cognitive schemata and mind sets • Social prestige and habitus Action Arena • Time Actors • Decision-making behavior Action Social Resources Bargaining Rules Page 14
  • 15. Rules  Rules affect which action resources are important  Depend on the subject of analysis  Written and unwritten Action Arena A ti A Actors Action Social Resources Bargaining Page 15 Rules
  • 16. Bargaining Power  The actor’s ability to engage in social bargaining in a given context based on one’s action resources and the rules  Varies by: • Type of interaction or transaction (multiple levels and id titi ) ( lti l l l d identities) • Fallback options (asset endowments, legal and normative framework) A ti A Action Arena • Prior bargaining experiences Actors Motivation Social Action Bargaining Bargaining Resources Power Rules Page 16
  • 17. Motivations  The actor’s willingness to engage in actor s the bargaining process based on his/her preferences, action resources, and the rules  The perceived bargaining power also influences the actor’s motivations. Action Arena A ti A Actors Motivation Social Action Bargaining Bargaining Resources Power Rules Page 17
  • 18. So What? Key Questions to Ask  Do women and men have different preferences?  How do their asset endowments differ?  How does gender determine an actor’s ability to use his or her asset endowments?  Do the rules strategically favor men vs. women? How?  H How d women and men perceive th d do d i the degree t to which collective action will fit their preferences?  What is the subject of the bargaining?  How can external institutions affect the bargaining position of the poor? Page 18
  • 19. Effectiveness of CA What difference does gender make in achieving th objectives of th group? hi i the bj ti f the ?  Criteria to measure effectiveness (conflicts, income, satisfaction of being a member, compliance) • Whose criteria—internal or external? • Short term or long term?  How can gender composition affect effectiveness? • Composition of groups • Roles within groups • Rules affect ability to participate effectively Page 19
  • 20. Effectiveness of CA--Hypotheses CA Hypotheses  If women and men are both involved (e.g. ( g as users of resource), important to have both participate in CA  More gender segregation, inequality  higher transaction costs of including both men and women, may t k l d take longer t to establish  Tapping into different action resources of men and women can contribute to effectiveness of groups Page 20
  • 21. So What: Key Questions on Effectiveness  How could gender analysis help make collective action more effective?  What stakes do men and women have in outcomes?  Wh t roles do women and men play i What l d d l in management of resource and of group (formal, informal)?  What action resources are critical? How are they distributed between men, women?  How do explicit, implicit rules affect ability of men, women to participate?  How does participation of men, women in decision-making affect compliance, cooperation in activities? Page 21
  • 22. Impacts on Gender Relations  Measures of impact (both qualitative and quantitative): • distribution of income; social and political inclusion; time savings; vulnerability to shocks, etc. ,  Levels of impact: • Gender relations within the household • Gender relations within the group • Group within the community • Community vis-à-vis the outside Page 22
  • 23. Key Questions to Ask on Impact  What types of impact can be observed? How can these be measured? Are they always empowering, and to whom?  Which factors within the initial context and action arena facilitate or hinder impact on gender equity?  How can (poor) women and men increase their ability to bargain? Through collective action?  What are some strategies for using collective action to stimulate gender-equitable change processes (e.g. increasing women’s action resources, resources changing the rule set)?  Are their tradeoffs between effectiveness for a bounded goal and impact in terms of gender equity? Page 23
  • 24. What is the Value of this Framework?  Helps external institutions identify entry points  Clarifies linkages to certain outcomes we observe in the world  Provides a dynamic way of analyzing CA through a gender lens (institutions + rules + actors create gendered patterns of interaction) Page 24