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Research Strategy
  Ranjitha Puskur
   September 2011
Objectives
• Piloting organizational and technical
  models for goat value chain
  development

• Documenting, communicating and
  promoting appropriate evidence-based
  model(s) for sustainable, pro-poor goat
  value chains

                                            2
Research = Systematic Learning
    Good                                 Rigorous scientific
development                                   research
   project

•Action research
                               •Theory
•Participation
                               •Hypotheses
•M+E
                               •Sound methods

Aim: Improve performance and
optimise local outcomes
                               Aim: General lessons and
                               understanding to improve global
                               outcomes
Research framework
• designing and implementing active
  and prospective research to improve
  the value chain
• not just to improve understanding of
  the livestock issues, but being able to
  influence actions of relevant
  stakeholders
• impact taking priority over mere
  knowledge generation
Research              System diagnosis
Framework
                    Livestock system context
                    -Biophysical -Technical
                    -Social        -Economic
                  -Political     - Institutional

                             Drivers/Factors
             -Preferences             -Policy and institutions
                    -Knowledge                 -Culture
            -Risk and vulnerability              -Infrastructure
                              -Environment
                  -Markets                  - Technology



        Current state of a             Current actors, alignment
         livestock issue                     and practices
Research
Framework               Baseline
  (contd..)          Context Drivers
                     Actors Linkages
                                                       Lessons
                 Design of interventions                 and
                  -Capacity building of actors
              -Enrolment and alignment of actors
                                                      principles
               -Changes in institutions/incentives
                      -Technical options

                        Pilot testing
                      of interventions
                                                     M&E and
                                                     Learning
                       Changes
              -Actors      -Institutions
               -Alignment -Organizations
                -Practices     -Policy
Major methodological challenges

• addressing diversity in innovation
  and livestock systems contexts
• how more generalizable results can
  be generated from location-specific
  research
• how to do this at larger scales
Innovation
           Platforms                   Producer
                                         Hubs
Improved communication
and co-ordination among           Improved access of producers to
       VC actors                       services and markets


           Changes in Knowledge, Attitudes, Capacity
                  and Practices of VC actors


 Improved productivity through             Improved benefits
   technical & service delivery           from VC for various
          interventions                         actors


              •Improved Incomes
              •Reduced poverty
              •Enhanced food security and nutrition
Key Research Questions
  Understanding effectiveness of models and
  generating evidence:
• What is the potential of Innovation Platforms
  and Goat Producer Hubs as mechanisms to
  changes in practices of goat VC actors and,
  enhance market access and performance of goat
  value chains?
• Do IPs and Hubs lead to equitable and
  sustainable benefits for the value chain actors?
• What determines the performance of IPs and
  Hubs? In what contexts and under what
  conditions can such models be replicated?        9
Key Research Questions
• How have the technical and organizational
  interventions contributed to increases in
  productivity of and incomes from the goat
  systems?
• What are the enhanced value added and
  benefits to actors in the value chain due to
  interventions?
• How may the changes in practices of VC actors
  potentially lead to welfare gains?
• What are the potential environmental
  implications of goat value chain development in
  the project areas?                              10
The approach
– Learning-oriented M&E
   – Baseline studies
   – Outcome mapping
– Focused research/studies (ILRI, BAIF,
  CARE, students, consultants)
   – Value chain analysis
   – Others based on
     information/knowledge needs
     identified by IPs and partners –
     technical and marketing aspects
Baseline studies
                         +
                       VCA


Inform intervention             Identify further
  planning in IPs              knowledge needs



intervention testing -
 M&E of processes,
     outputs and               Focused studies
      outcomes



               Impact assessment
A hybrid approach to M&E


• a participatory M&E framework (including
  quantitative and qualitative dimensions)
  which is focused on changes in behaviours ,
  practices and capacities of value chain
  actors
• + logframe based indicators to generate a
  project baseline for measuring the
  performance of the value chains, innovation
  platforms and hubs
People and outcome oriented M&E..

OM is people and outcome-oriented and
focuses on behavioral change within those
partners that a project or programs aims to
influence directly
OM can be used to develop a map of what
progress towards success would look like in
terms of changes in behaviour of, for example,
goat producers and other actors in the value
chain including traders and actors providing
support services and enabling environment,
which are not easily handled through the
logframe
Outcome mapping –
        as a tool to support action and learning
• What do we want to achieve through this project and
  how – Define Vision and Mission
• Identify partners we work with – boundary and strategic
• What kind of changes do we want to see in their
  practices and behaviours, to achieve the vision and
  mission?
• What strategies can the project use to influence these
  changes?
• What kind of indicators (progress markers) will help us
  track the progress in achieving this?
• How and when to monitor these indicators and how to
  analyse them?
Progress markers – some examples

         Production actors                      Post Production actors
Expect      Producers (especially women,           Attending meetings with
            vulnerable, marginalized) joining      other VC actors
            groups                                 Sharing information related
            Representatives from producer          to market demand with other
            groups meeting with other VC           VC actors
            actors                                 Acting on decisions taken at
            Producers treating their animals       IP meetings
            regularly
            Producers selling their animals
            in a planned manner
            Producers producing more goats
            Producers selling more goats
Progress markers – some examples
              Production actors               Post production actors
Like   Producers groups meeting              Acting on decisions taken at
       regularly to address VC issues        IP meetings
       Producer groups acting on             Utilizing shared information
       decisions taken at IP meetings        and engaging in joint action
       Producer groups acting on             with other VC actors
       decisions taken at (internal group)
       meetings
       Producer groups using innovative
       environmentally sound
       technologies for goat production
       Producers selling animals to take
       advantage of seasonality in
       demand
       Producers producing more goats
       Producers actively seeking and
       paying for para-vet/field guide
       services
Progress markers – some examples
Lev Input and Service Providers                    Enabling Agencies
el
Exp     Para-vets/field guides completing training    Enabling agencies engaged in dialogue
ect     course                                        with VC actors and strategic partners
        ISPs meeting with other VC actors             about the development of goat sector
        ISPs offering services (making services
        available) at village level
Like    ISPs acting on decisions taken at IP          Public, private & NGO sector promoting
        meetings                                      and/or developing the goat sector
        Collecting and disseminating market           Carrying out market surveys to identify
                                                      new markets and opportunities for
        information to others in the VC
                                                      expanding existing markets
        ISPs providing timely, continuous,            Enabling agencies investing in
        reliable and affordable services at           development of advanced technologies
        village level                                 Enabling agencies stimulating public-
        Para-vets/field guides actively               private sector joint investments
        engaging in aggregating animals at            Enabling agencies investing to establish
        community for animal management               infrastructure with all basic facilities
        and marketing purposes                        Enabling agencies facilitating
                                                      documentation of diverse experiences and
                                                      dialogue amongst policy makers,
                                                      researchers and development practitioners
Tools and Protocols


• Tools and protocols being developed to
  track indicators and processes
Orgnaizational     VC actors have access to new Changes in KAP of VC actors, changes
and VC actor level knowledge and information in knowledge sources and type of
behavioural        and, follow improved         information received
changes/           practices
outcomes


                 Enhanced responsiveness of Number of demand driven
                 VC actors to needs articulated technologies and services developed
                 by producers                   for and used by the producers;
                                                Process of the articulation of needs
                                                documented



                 Enhanced innovation capacity   Social networks,
                 of actors to respond to        Changes in types of knowledge and
                 emerging opportunities and     information they have access to,
                 challenges                     Access to services which enable them
                                                to innovate,
                                                Innovations tried
System and value Improved co-ordination among Improved two way flow of
chain level      the VC actors                information; synchronized supply-
changes                                       demand; jointly planned market
                                              events
                 More transparent and joint    Changes in the level, types of
                 decision making strategies    communication, and protectiveness of
                 through improved              information amongst VC actors
                 communication among VC
                 actors including prodcers

                 Increased awareness of market Types of and content of information
                 conditions (consumer          and knowledge sharing mechanisms
                 preferences and demand)       amongst VC and IP actors
                 amongst VC actors


                 Equitable distribution of     Changes in the net benefits accrued
                 benefits along the chain      along the value chains

                 Reduced risk for VC actors    Changes in risks as perceived by the
                                               VC actors
Producer level   Enhanced knowledge of improved       KAP of producers
outcomes         production and marketing

                 Improved access to and use of        Access and level of use of services by target
                 services that enhance goat           male and female headed households
                 productivitiy
                 Use of production technologies and   Level of use of tested feed options; use of
                 practices that are productivity      controlled breeding and improved housing;
                 enhancing and environmentally        use of preventive and curative health options
                 sustainable

                 Improved productivity of goat        % Changes in the productivity level of goat
                 enterprises                          meat, milk and skins - kid and adult mortality;
                                                      (include productivity indicators)


                 Enhanced access to old and new       Increased market choices for input and output
                 markets/market segments              markets
                                                      Number of new markets/market segments
                                                      being acessed
                                                      Higher offtake of live animals and meat
                 Improved enterprise profitability    % change in net profits of target male and
                 (meat, milk and skins)               female households that are producing goats
                 Improved innovation capacity of      Social networks, changes in types of
                 producers                            knowledge and information they have access
                                                      to, access to services which enable them to
                                                      innovate, innovations tried
ILRI is creating and
integrating knowledge
   to enable diverse
    partners to find
innovative solutions to
    make livestock a
      sustainable
pathway out of poverty

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imGoats research strategy

  • 1. Research Strategy Ranjitha Puskur September 2011
  • 2. Objectives • Piloting organizational and technical models for goat value chain development • Documenting, communicating and promoting appropriate evidence-based model(s) for sustainable, pro-poor goat value chains 2
  • 3. Research = Systematic Learning Good Rigorous scientific development research project •Action research •Theory •Participation •Hypotheses •M+E •Sound methods Aim: Improve performance and optimise local outcomes Aim: General lessons and understanding to improve global outcomes
  • 4. Research framework • designing and implementing active and prospective research to improve the value chain • not just to improve understanding of the livestock issues, but being able to influence actions of relevant stakeholders • impact taking priority over mere knowledge generation
  • 5. Research System diagnosis Framework Livestock system context -Biophysical -Technical -Social -Economic -Political - Institutional Drivers/Factors -Preferences -Policy and institutions -Knowledge -Culture -Risk and vulnerability -Infrastructure -Environment -Markets - Technology Current state of a Current actors, alignment livestock issue and practices
  • 6. Research Framework Baseline (contd..) Context Drivers Actors Linkages Lessons Design of interventions and -Capacity building of actors -Enrolment and alignment of actors principles -Changes in institutions/incentives -Technical options Pilot testing of interventions M&E and Learning Changes -Actors -Institutions -Alignment -Organizations -Practices -Policy
  • 7. Major methodological challenges • addressing diversity in innovation and livestock systems contexts • how more generalizable results can be generated from location-specific research • how to do this at larger scales
  • 8. Innovation Platforms Producer Hubs Improved communication and co-ordination among Improved access of producers to VC actors services and markets Changes in Knowledge, Attitudes, Capacity and Practices of VC actors Improved productivity through Improved benefits technical & service delivery from VC for various interventions actors •Improved Incomes •Reduced poverty •Enhanced food security and nutrition
  • 9. Key Research Questions Understanding effectiveness of models and generating evidence: • What is the potential of Innovation Platforms and Goat Producer Hubs as mechanisms to changes in practices of goat VC actors and, enhance market access and performance of goat value chains? • Do IPs and Hubs lead to equitable and sustainable benefits for the value chain actors? • What determines the performance of IPs and Hubs? In what contexts and under what conditions can such models be replicated? 9
  • 10. Key Research Questions • How have the technical and organizational interventions contributed to increases in productivity of and incomes from the goat systems? • What are the enhanced value added and benefits to actors in the value chain due to interventions? • How may the changes in practices of VC actors potentially lead to welfare gains? • What are the potential environmental implications of goat value chain development in the project areas? 10
  • 11. The approach – Learning-oriented M&E – Baseline studies – Outcome mapping – Focused research/studies (ILRI, BAIF, CARE, students, consultants) – Value chain analysis – Others based on information/knowledge needs identified by IPs and partners – technical and marketing aspects
  • 12. Baseline studies + VCA Inform intervention Identify further planning in IPs knowledge needs intervention testing - M&E of processes, outputs and Focused studies outcomes Impact assessment
  • 13. A hybrid approach to M&E • a participatory M&E framework (including quantitative and qualitative dimensions) which is focused on changes in behaviours , practices and capacities of value chain actors • + logframe based indicators to generate a project baseline for measuring the performance of the value chains, innovation platforms and hubs
  • 14. People and outcome oriented M&E.. OM is people and outcome-oriented and focuses on behavioral change within those partners that a project or programs aims to influence directly OM can be used to develop a map of what progress towards success would look like in terms of changes in behaviour of, for example, goat producers and other actors in the value chain including traders and actors providing support services and enabling environment, which are not easily handled through the logframe
  • 15. Outcome mapping – as a tool to support action and learning • What do we want to achieve through this project and how – Define Vision and Mission • Identify partners we work with – boundary and strategic • What kind of changes do we want to see in their practices and behaviours, to achieve the vision and mission? • What strategies can the project use to influence these changes? • What kind of indicators (progress markers) will help us track the progress in achieving this? • How and when to monitor these indicators and how to analyse them?
  • 16. Progress markers – some examples Production actors Post Production actors Expect Producers (especially women, Attending meetings with vulnerable, marginalized) joining other VC actors groups Sharing information related Representatives from producer to market demand with other groups meeting with other VC VC actors actors Acting on decisions taken at Producers treating their animals IP meetings regularly Producers selling their animals in a planned manner Producers producing more goats Producers selling more goats
  • 17. Progress markers – some examples Production actors Post production actors Like Producers groups meeting Acting on decisions taken at regularly to address VC issues IP meetings Producer groups acting on Utilizing shared information decisions taken at IP meetings and engaging in joint action Producer groups acting on with other VC actors decisions taken at (internal group) meetings Producer groups using innovative environmentally sound technologies for goat production Producers selling animals to take advantage of seasonality in demand Producers producing more goats Producers actively seeking and paying for para-vet/field guide services
  • 18. Progress markers – some examples Lev Input and Service Providers Enabling Agencies el Exp Para-vets/field guides completing training Enabling agencies engaged in dialogue ect course with VC actors and strategic partners ISPs meeting with other VC actors about the development of goat sector ISPs offering services (making services available) at village level Like ISPs acting on decisions taken at IP Public, private & NGO sector promoting meetings and/or developing the goat sector Collecting and disseminating market Carrying out market surveys to identify new markets and opportunities for information to others in the VC expanding existing markets ISPs providing timely, continuous, Enabling agencies investing in reliable and affordable services at development of advanced technologies village level Enabling agencies stimulating public- Para-vets/field guides actively private sector joint investments engaging in aggregating animals at Enabling agencies investing to establish community for animal management infrastructure with all basic facilities and marketing purposes Enabling agencies facilitating documentation of diverse experiences and dialogue amongst policy makers, researchers and development practitioners
  • 19. Tools and Protocols • Tools and protocols being developed to track indicators and processes
  • 20. Orgnaizational VC actors have access to new Changes in KAP of VC actors, changes and VC actor level knowledge and information in knowledge sources and type of behavioural and, follow improved information received changes/ practices outcomes Enhanced responsiveness of Number of demand driven VC actors to needs articulated technologies and services developed by producers for and used by the producers; Process of the articulation of needs documented Enhanced innovation capacity Social networks, of actors to respond to Changes in types of knowledge and emerging opportunities and information they have access to, challenges Access to services which enable them to innovate, Innovations tried
  • 21. System and value Improved co-ordination among Improved two way flow of chain level the VC actors information; synchronized supply- changes demand; jointly planned market events More transparent and joint Changes in the level, types of decision making strategies communication, and protectiveness of through improved information amongst VC actors communication among VC actors including prodcers Increased awareness of market Types of and content of information conditions (consumer and knowledge sharing mechanisms preferences and demand) amongst VC and IP actors amongst VC actors Equitable distribution of Changes in the net benefits accrued benefits along the chain along the value chains Reduced risk for VC actors Changes in risks as perceived by the VC actors
  • 22. Producer level Enhanced knowledge of improved KAP of producers outcomes production and marketing Improved access to and use of Access and level of use of services by target services that enhance goat male and female headed households productivitiy Use of production technologies and Level of use of tested feed options; use of practices that are productivity controlled breeding and improved housing; enhancing and environmentally use of preventive and curative health options sustainable Improved productivity of goat % Changes in the productivity level of goat enterprises meat, milk and skins - kid and adult mortality; (include productivity indicators) Enhanced access to old and new Increased market choices for input and output markets/market segments markets Number of new markets/market segments being acessed Higher offtake of live animals and meat Improved enterprise profitability % change in net profits of target male and (meat, milk and skins) female households that are producing goats Improved innovation capacity of Social networks, changes in types of producers knowledge and information they have access to, access to services which enable them to innovate, innovations tried
  • 23. ILRI is creating and integrating knowledge to enable diverse partners to find innovative solutions to make livestock a sustainable pathway out of poverty