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Assessment Report
of the Basque Plan for
Peace and Coexistence
Andrea Bartoli and Borislava Manojlovic
Assessment Report of the Basque Peace Plan for Peace & Coexistence

2

Acknowledgements
This report was written by Prof. Andrea Bartoli and Dr. Borislava Manojlovic from Seton
Hall University with contributions from Mark Magellan, Mark Hardee, Rachael Rackley,
Crystal Simon, Dominic Anozie and in conversations with Dr. Peter Coleman, Dr. Susan
Allen Nan, Dr. Paul Hoyt-O’Connor and Dr. Pamela Aall.
Assessment Report of the Basque Peace Plan for Peace & Coexistence

3

Table of Contents
Acknowledgements

2

Introduction

4

General assessment of the plan

6

Assessment of methodological aspects

7

Assessment of the structure of the reconciliation process
with focus on the past, the present and the

8

Assessment of the relationship and comprehensiveness of
18 practical initiatives with highlights and suggestions for
improvement

9

Evaluation of the plan’s final goal

12

Conclusions and steps forward

13
Assessment Report of the Basque Peace Plan for Peace & Coexistence

4

Introduction
The Basque Government has recently approved the “Plan for Peace and Coexistence”
to reinforce the end of ETA´s violence and suggest ways to create conditions for
sustainable peace. A group of independent scholars and practitioners living and
operating in the United States was asked to provide an external assessment of the
plan and feedback on the following:
1. A general assessment of the plan.
2. Assessment of methodological aspects: (1) a document open to collecting
input from the social partners and the parliamentary groups before approval,
and (2) a methodology based on promotion of cumulative micro-agreements.
3. An assessment of the structure of the reconciliation process with reflections
and actions concerning the past, the present and the future.
4. An assessment of the relationship and comprehensiveness of 18 practical
initiatives with highlights and suggestions for improvement
5. An evaluation of the plan’s final goal: an agreement around basic democratic
ethics that integrates four major political traditions of this country around a
basic idea of shared coexistence.
Our suggestions, comments and questions are not intended to be prescriptive, but
serve as an invitation to the readers for an open conversation and joint inquiry that
would crystallize both strengths and weaknesses of the document. We believe that
peace is a work in progress that requires the dedication and honest involvement of
many actors. The plan’s invitational character is one of its key strengths, and adds
to its uniqueness and potential for success.
We intend to use a dynamical systems lens in our review. Dynamical systems
theory encourages attentiveness to the interaction of various elements in a system,
their adaptability and disconnects. We found it particularly useful for analyzing
key assumptions and objectives of the plan. One of the key objectives proposed by
the plan is to secure irreversible peace and a non-recurrence of violence. Such an
outcome would position the Basque country in the company of other success stories
Assessment Report of the Basque Peace Plan for Peace & Coexistence

5

such as South Africa and Northern Ireland. The openness of the plan to outside
input, assessment and learning is an extremely important precondition for nonrecurrence of violence. Again, such orientation is generative and invitational—it
suggests that everyone involved in the process possesses some capacity to lead and
shape the process itself. However, it is difficult to predict how different elements in
such an open system will interact and how different processes can align in such a
way that produces positive outcomes.
Therefore, we suggest that the research orientation be highlighted throughout the
plan as a tool that will contribute to the actualization of its long-term goals. Research
and assessment should not only be seen as an external tool for evaluating final
products of various initiatives, but also as an effort to understand and learn from
the processes of creation and implementation of various activities and initiatives.
If we can understand and self-reflect on how certain activities came about and how
they were implemented, we will be able to change, adapt and improve, thereby
making the overall objective of sustainable peace more plausible. By being attentive
to challenges and good practices throughout the process, the odds for success are
more likely. Thus, we suggest the integration of a mechanism for monitoring the
risk of recurrence of violence from the very beginning of the process.
Such a mechanism necessitates a research-oriented attitude that enables feedback
in all stages of the plan’s implementation. In addition, it would require evaluation
of the process, as well as a self-evaluation that stems from a fundamental desire to
learn, improve, adapt and self-correct.
Another important aspect of the plan is that it offers the Basque society the
opportunity to write a new page of history. The plan emphasizes collaboration
between various political traditions through a discursive and dialogic process,
which contributes to a shift in mentality from power over to power with. Power
with suggests awareness that is only achieved through cooperation between all
members of a society working toward a common goal.
Assessment Report of the Basque Peace Plan for Peace & Coexistence

6

General assessment of the plan
theoretical levels. Its focus on project components, processes and concrete
initiatives provides a comprehensive blueprint for action.
constructively is extremely important and it provides a solid framework for
the implementation of the plan’s key objectives.
the plan are truly commendable. The plan clearly outlines how stimulating
citizens’ participation in 18 initiatives will ensure inclusivity and cooperation.
peace is an ideal goal. Indeed, we need to be able to imagine peace before it is
realized. This is to say that, the plan frames peace as a work in progress, which
requires constant dedication and engagement. It is not something that emerges
out of nowhere, but it is a result of the hard work of many.
Assessment Report of the Basque Peace Plan for Peace & Coexistence

7

Assessment of methodological aspects
and cooperation from the social partners before it is implemented.
not be wholly agreed upon, and then using these documents as a foundation for
minimum consensus, is great. Utilizing this structure will help to bring together
parties more easily by taking ‘steps’ towards consensus and trust, both gradually
and cumulatively.
will complement each other and how engagement with other actors, such as the
civil society, can facilitate links between government and the people.
Assessment Report of the Basque Peace Plan for Peace & Coexistence

8

Assessment of the structure of the
reconciliation process with focus on the
past, the present and the future
and they provide a solid backdrop for the reconciliation process.
Processes of the past require no exclusion and no equation, and assume
responsibility for past actions. The present focuses on normalization and
creating shared space for different political traditions and views. The future
fosters educational and informational strategies that enable social cohesion
based on human dignity and human rights.
need to be studied and reparations made accordingly.
umbrella can be complementary. Moreover, it would be useful to explain why
certain processes were placed under the umbrella of the past, the present or
the future. For example, education is categorized as part of the future, but it is
also deeply important to the present as well as the past.
testimonies and voices of the victims can be heard. After all, it is the victims
that can produce a shift in discourse towards reconciliation. And, the whole
society can learn and imagine a better future through these stories.
promotes research on torture and fact finding. Our suggestion is to conduct
research on cases of forgiveness and reconciliation during the conflict that can
serve as models for the human capacity to defy violence.
Assessment Report of the Basque Peace Plan for Peace & Coexistence

9

Assessment of the relationship and comprehensiveness of 18 practical initiatives with
highlights and suggestions for improvement
this way, the initiatives fall in line nicely with the aims of the project and are
broken into three categories: the past, present and future respectively.
directly (or explicitly), so that the proposal’s implicit logic develops with every
initiative, thus demonstrating interconnectedness.
example, commissioning, writing and delivering a comprehensive report
on the human rights violations that occurred from 1960-2013 seems a bit
ambitious considering how many stakeholders should be consulted in this
process.
On specific initiatives:
1) The report on human rights violations is critical. That said, some additional
clarification is needed to explain the handling of this process. It is stated that:
“This report does not intend to investigate specific cases but instead offers an
8 approach that compiles and collects existing reliable data.” Our suggestion
would be to clarify how reliable data will be collected and how a possible
research bias will be tackled.
2) The Plaza project will provide a safe location to promote citizen awareness
and the opportunity to find common ground. The creation of the institute
will be the force behind managing the collective memory of the people. Our
suggestion is to explain in more detail how interactive components of the
project will be fostered. It would also be useful to outline how feedback from
the citizens will be addressed.
Assessment Report of the Basque Peace Plan for Peace & Coexistence

10

3) A memorial for victims is a great way to facilitate a ‘closing’ of the past while
also educating the current and future generations.
4) The support, recognition and reparation for victims of terrorism are key
elements to reconciling and accepting the past. Moreover, this process will
allow victims and their families to move forward towards healing.
5) The victims not currently provided for by the present law will hopefully
be covered under this initiative, which focuses on necessary legal and
administrative tools.
6) The research on torture is an important initiative that could be used to highlight
detecting torture and making it public as a way to strengthen and legitimize
the democratic system and its inclusiveness.
7) It is important for this initiative to define consensus more clearly.
8) With the Hitzeman program, it is important to clarify how the social reinsertion
program for the prisoners will be handled and how society will become aware
of the commitment and responsibility for the standardization process.
9) This initiative is critical in that it allows the Plan for Peace and Coexistence to
communicate ideas to other major European countries and serve as a model
to others. Additionally, the Plan and the General Secretariat would benefit
from cooperation with the EU and gain legitimacy from this interaction.
10) The same logic follows for cooperation with the UNHCR.
11) The joint contribution from three Basque Universities to focus on the core
challenges of coexistence and to allow for academic and practical solutions
to furthering this project is excellent. This initiative coincides greatly with
the educational aspects of the proposal. There should be openness to the
possibility of collaboration with civil society and additional governments or
universities as well.
12) Police training on human rights is the most vital aspect of initiative 12.
Providing human rights training for prison guards is necessary as well.
Assessment Report of the Basque Peace Plan for Peace & Coexistence

11

Initiatives 13), 14) and 15), focusing on the public-social collaboration, citizen
participation and coexistence arrangements with provincial governments and
town councils are indeed necessary to continue working towards common
ground and including citizens in the various initiatives.
16) The aim of creating collaborative frameworks for schools to teach human rights
and conflict resolution skills is extremely important in order to engender future
generations with additional skills and tools that promote community. Our
suggestion is to consider parents and teachers, and their engagement in the
process since they are key facilitators of meaning related to the past/history and
present.
17) Initiative 17 flows nicely with the previous objectives and takes formal steps in
promoting coexistence among youth.
18) Strengthening critical social awareness against violence through media is
critical, but we need to ensure a feedback loop from the public and explore
the impact of such activities.
19) And lastly, ongoing management and evaluation of this Plan is vital in that it
tracks the plans effectiveness and progress.
Assessment Report of the Basque Peace Plan for Peace & Coexistence

12

Evaluation of the Plan’s final goal
and opportunities presented by the socio-political landscape. The initiatives
that will be undertaken in order to achieve this goal include various outlets
for achieving peace and coexistence such as: educational systems, prison
systems, human rights training and cooperation, memorial projects and joint
collaboration within provincial governments. The various aspects of this
project and its multidisciplinary nature will help create the conditions for
coexistence.
of coexistence, it would be useful to expound more upon these political
traditions and how each interprets particular ideas and initiatives of the plan.
For example, it would be good to clarify how educational (or university)
initiatives specifically bring together the four major political traditions.
based on trust. But how can we explore the complexity of coexistence and
what it means for each (unique) political tradition? This exploration should
not be seen as something definitive, but as a process based on the willingness
of all citizens to engage in generative and deliberative conversations around
the topic of coexistence. The transparency and openness of such a process
would create ownership among relevant stakeholders and would also build
trust in policies and initiatives proposed by the government.
Assessment Report of the Basque Peace Plan for Peace & Coexistence

13

Conclusions and steps forward
extremely important precondition for prevention of violence since it ensures
adaptable and deliberate responses to ever-changing circumstances.
products of various initiatives, but also as an effort to understand, learn and
selfreflect on the processes of creation and implementation of various activities
and initiatives.
various initiatives at the community level. Such research would be key for
understanding the process of dealing with the past.
various political traditions through a discursive and open process. This implies
a dialogue not just with parliamentary groups, but also with the Spanish
government and ordinary citizens whose feedback is invaluable.
situates it in the company of other success stories, including South Africa and
Northern Ireland. For the Basque society itself, the plan enables a transformation
of relationships and shifts the collective mentality from power over to power
with. Power with suggests awareness that is only achieved through cooperation
between all members of a society working toward a common goal.

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Assessment Report of the Basque Plan for Peace and Coexistence

  • 1. Assessment Report of the Basque Plan for Peace and Coexistence Andrea Bartoli and Borislava Manojlovic
  • 2. Assessment Report of the Basque Peace Plan for Peace & Coexistence 2 Acknowledgements This report was written by Prof. Andrea Bartoli and Dr. Borislava Manojlovic from Seton Hall University with contributions from Mark Magellan, Mark Hardee, Rachael Rackley, Crystal Simon, Dominic Anozie and in conversations with Dr. Peter Coleman, Dr. Susan Allen Nan, Dr. Paul Hoyt-O’Connor and Dr. Pamela Aall.
  • 3. Assessment Report of the Basque Peace Plan for Peace & Coexistence 3 Table of Contents Acknowledgements 2 Introduction 4 General assessment of the plan 6 Assessment of methodological aspects 7 Assessment of the structure of the reconciliation process with focus on the past, the present and the 8 Assessment of the relationship and comprehensiveness of 18 practical initiatives with highlights and suggestions for improvement 9 Evaluation of the plan’s final goal 12 Conclusions and steps forward 13
  • 4. Assessment Report of the Basque Peace Plan for Peace & Coexistence 4 Introduction The Basque Government has recently approved the “Plan for Peace and Coexistence” to reinforce the end of ETA´s violence and suggest ways to create conditions for sustainable peace. A group of independent scholars and practitioners living and operating in the United States was asked to provide an external assessment of the plan and feedback on the following: 1. A general assessment of the plan. 2. Assessment of methodological aspects: (1) a document open to collecting input from the social partners and the parliamentary groups before approval, and (2) a methodology based on promotion of cumulative micro-agreements. 3. An assessment of the structure of the reconciliation process with reflections and actions concerning the past, the present and the future. 4. An assessment of the relationship and comprehensiveness of 18 practical initiatives with highlights and suggestions for improvement 5. An evaluation of the plan’s final goal: an agreement around basic democratic ethics that integrates four major political traditions of this country around a basic idea of shared coexistence. Our suggestions, comments and questions are not intended to be prescriptive, but serve as an invitation to the readers for an open conversation and joint inquiry that would crystallize both strengths and weaknesses of the document. We believe that peace is a work in progress that requires the dedication and honest involvement of many actors. The plan’s invitational character is one of its key strengths, and adds to its uniqueness and potential for success. We intend to use a dynamical systems lens in our review. Dynamical systems theory encourages attentiveness to the interaction of various elements in a system, their adaptability and disconnects. We found it particularly useful for analyzing key assumptions and objectives of the plan. One of the key objectives proposed by the plan is to secure irreversible peace and a non-recurrence of violence. Such an outcome would position the Basque country in the company of other success stories
  • 5. Assessment Report of the Basque Peace Plan for Peace & Coexistence 5 such as South Africa and Northern Ireland. The openness of the plan to outside input, assessment and learning is an extremely important precondition for nonrecurrence of violence. Again, such orientation is generative and invitational—it suggests that everyone involved in the process possesses some capacity to lead and shape the process itself. However, it is difficult to predict how different elements in such an open system will interact and how different processes can align in such a way that produces positive outcomes. Therefore, we suggest that the research orientation be highlighted throughout the plan as a tool that will contribute to the actualization of its long-term goals. Research and assessment should not only be seen as an external tool for evaluating final products of various initiatives, but also as an effort to understand and learn from the processes of creation and implementation of various activities and initiatives. If we can understand and self-reflect on how certain activities came about and how they were implemented, we will be able to change, adapt and improve, thereby making the overall objective of sustainable peace more plausible. By being attentive to challenges and good practices throughout the process, the odds for success are more likely. Thus, we suggest the integration of a mechanism for monitoring the risk of recurrence of violence from the very beginning of the process. Such a mechanism necessitates a research-oriented attitude that enables feedback in all stages of the plan’s implementation. In addition, it would require evaluation of the process, as well as a self-evaluation that stems from a fundamental desire to learn, improve, adapt and self-correct. Another important aspect of the plan is that it offers the Basque society the opportunity to write a new page of history. The plan emphasizes collaboration between various political traditions through a discursive and dialogic process, which contributes to a shift in mentality from power over to power with. Power with suggests awareness that is only achieved through cooperation between all members of a society working toward a common goal.
  • 6. Assessment Report of the Basque Peace Plan for Peace & Coexistence 6 General assessment of the plan theoretical levels. Its focus on project components, processes and concrete initiatives provides a comprehensive blueprint for action. constructively is extremely important and it provides a solid framework for the implementation of the plan’s key objectives. the plan are truly commendable. The plan clearly outlines how stimulating citizens’ participation in 18 initiatives will ensure inclusivity and cooperation. peace is an ideal goal. Indeed, we need to be able to imagine peace before it is realized. This is to say that, the plan frames peace as a work in progress, which requires constant dedication and engagement. It is not something that emerges out of nowhere, but it is a result of the hard work of many.
  • 7. Assessment Report of the Basque Peace Plan for Peace & Coexistence 7 Assessment of methodological aspects and cooperation from the social partners before it is implemented. not be wholly agreed upon, and then using these documents as a foundation for minimum consensus, is great. Utilizing this structure will help to bring together parties more easily by taking ‘steps’ towards consensus and trust, both gradually and cumulatively. will complement each other and how engagement with other actors, such as the civil society, can facilitate links between government and the people.
  • 8. Assessment Report of the Basque Peace Plan for Peace & Coexistence 8 Assessment of the structure of the reconciliation process with focus on the past, the present and the future and they provide a solid backdrop for the reconciliation process. Processes of the past require no exclusion and no equation, and assume responsibility for past actions. The present focuses on normalization and creating shared space for different political traditions and views. The future fosters educational and informational strategies that enable social cohesion based on human dignity and human rights. need to be studied and reparations made accordingly. umbrella can be complementary. Moreover, it would be useful to explain why certain processes were placed under the umbrella of the past, the present or the future. For example, education is categorized as part of the future, but it is also deeply important to the present as well as the past. testimonies and voices of the victims can be heard. After all, it is the victims that can produce a shift in discourse towards reconciliation. And, the whole society can learn and imagine a better future through these stories. promotes research on torture and fact finding. Our suggestion is to conduct research on cases of forgiveness and reconciliation during the conflict that can serve as models for the human capacity to defy violence.
  • 9. Assessment Report of the Basque Peace Plan for Peace & Coexistence 9 Assessment of the relationship and comprehensiveness of 18 practical initiatives with highlights and suggestions for improvement this way, the initiatives fall in line nicely with the aims of the project and are broken into three categories: the past, present and future respectively. directly (or explicitly), so that the proposal’s implicit logic develops with every initiative, thus demonstrating interconnectedness. example, commissioning, writing and delivering a comprehensive report on the human rights violations that occurred from 1960-2013 seems a bit ambitious considering how many stakeholders should be consulted in this process. On specific initiatives: 1) The report on human rights violations is critical. That said, some additional clarification is needed to explain the handling of this process. It is stated that: “This report does not intend to investigate specific cases but instead offers an 8 approach that compiles and collects existing reliable data.” Our suggestion would be to clarify how reliable data will be collected and how a possible research bias will be tackled. 2) The Plaza project will provide a safe location to promote citizen awareness and the opportunity to find common ground. The creation of the institute will be the force behind managing the collective memory of the people. Our suggestion is to explain in more detail how interactive components of the project will be fostered. It would also be useful to outline how feedback from the citizens will be addressed.
  • 10. Assessment Report of the Basque Peace Plan for Peace & Coexistence 10 3) A memorial for victims is a great way to facilitate a ‘closing’ of the past while also educating the current and future generations. 4) The support, recognition and reparation for victims of terrorism are key elements to reconciling and accepting the past. Moreover, this process will allow victims and their families to move forward towards healing. 5) The victims not currently provided for by the present law will hopefully be covered under this initiative, which focuses on necessary legal and administrative tools. 6) The research on torture is an important initiative that could be used to highlight detecting torture and making it public as a way to strengthen and legitimize the democratic system and its inclusiveness. 7) It is important for this initiative to define consensus more clearly. 8) With the Hitzeman program, it is important to clarify how the social reinsertion program for the prisoners will be handled and how society will become aware of the commitment and responsibility for the standardization process. 9) This initiative is critical in that it allows the Plan for Peace and Coexistence to communicate ideas to other major European countries and serve as a model to others. Additionally, the Plan and the General Secretariat would benefit from cooperation with the EU and gain legitimacy from this interaction. 10) The same logic follows for cooperation with the UNHCR. 11) The joint contribution from three Basque Universities to focus on the core challenges of coexistence and to allow for academic and practical solutions to furthering this project is excellent. This initiative coincides greatly with the educational aspects of the proposal. There should be openness to the possibility of collaboration with civil society and additional governments or universities as well. 12) Police training on human rights is the most vital aspect of initiative 12. Providing human rights training for prison guards is necessary as well.
  • 11. Assessment Report of the Basque Peace Plan for Peace & Coexistence 11 Initiatives 13), 14) and 15), focusing on the public-social collaboration, citizen participation and coexistence arrangements with provincial governments and town councils are indeed necessary to continue working towards common ground and including citizens in the various initiatives. 16) The aim of creating collaborative frameworks for schools to teach human rights and conflict resolution skills is extremely important in order to engender future generations with additional skills and tools that promote community. Our suggestion is to consider parents and teachers, and their engagement in the process since they are key facilitators of meaning related to the past/history and present. 17) Initiative 17 flows nicely with the previous objectives and takes formal steps in promoting coexistence among youth. 18) Strengthening critical social awareness against violence through media is critical, but we need to ensure a feedback loop from the public and explore the impact of such activities. 19) And lastly, ongoing management and evaluation of this Plan is vital in that it tracks the plans effectiveness and progress.
  • 12. Assessment Report of the Basque Peace Plan for Peace & Coexistence 12 Evaluation of the Plan’s final goal and opportunities presented by the socio-political landscape. The initiatives that will be undertaken in order to achieve this goal include various outlets for achieving peace and coexistence such as: educational systems, prison systems, human rights training and cooperation, memorial projects and joint collaboration within provincial governments. The various aspects of this project and its multidisciplinary nature will help create the conditions for coexistence. of coexistence, it would be useful to expound more upon these political traditions and how each interprets particular ideas and initiatives of the plan. For example, it would be good to clarify how educational (or university) initiatives specifically bring together the four major political traditions. based on trust. But how can we explore the complexity of coexistence and what it means for each (unique) political tradition? This exploration should not be seen as something definitive, but as a process based on the willingness of all citizens to engage in generative and deliberative conversations around the topic of coexistence. The transparency and openness of such a process would create ownership among relevant stakeholders and would also build trust in policies and initiatives proposed by the government.
  • 13. Assessment Report of the Basque Peace Plan for Peace & Coexistence 13 Conclusions and steps forward extremely important precondition for prevention of violence since it ensures adaptable and deliberate responses to ever-changing circumstances. products of various initiatives, but also as an effort to understand, learn and selfreflect on the processes of creation and implementation of various activities and initiatives. various initiatives at the community level. Such research would be key for understanding the process of dealing with the past. various political traditions through a discursive and open process. This implies a dialogue not just with parliamentary groups, but also with the Spanish government and ordinary citizens whose feedback is invaluable. situates it in the company of other success stories, including South Africa and Northern Ireland. For the Basque society itself, the plan enables a transformation of relationships and shifts the collective mentality from power over to power with. Power with suggests awareness that is only achieved through cooperation between all members of a society working toward a common goal.