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The EU Framework Programme For
    Research And Innovation
          (2014-2020)

              Robert-Jan Smits
 Director-General, DG Research & Innovation
           European Commission
The Multiannual Financial Framework 2014-2020:
Commission’s proposals of 29 June 2011
Key challenge: stabilise the financial and economic system
while taking measures to create economic opportunities

1. Smart & inclusive growth (€491bn)
       Education,                            Horizon 
                    Connecting Cohesion
       Youth, Sport             Competitive
                    Europe                    2020
                               Business SMEs
2. Sustainable growth, natural resources (€383bn)
3. Security and citizenship (€18.5bn)
                                                   Total:
4. Global Europe (€70bn)
                                                 € 1,025bn
5. Administration (€62.6bn)
Investment in R&D is part of the solution
to exit from the economic crises
                                         4,0


                                                                                                                             FI                        SE
                                         3,5
     Average R&D investment, 2004-2009




                                         3,0
                                                                                                                  DK
                                                                                                                                   DE
                                         2,5                                                                 AT
                                                                                                        FR

                                         2,0                                                                           BE
                                                                                                        UK              NL
                                                                                                                                       LU
                                         1,5                                                                      CZ
                                                                                 IE
                                                                                            ES
                                                                                                        PT   IT                   EE
                                         1,0


                                                      EL                                                           HU                  PL
                                         0,5                                                            RO
                                                                                       LV                     LT
                                                                                             BG   CY                                        SK

                                         0,0
                                               -5,0        -4,0   -3,0   -2,0   -1,0        0,0   1,0        2,0        3,0             4,0      5,0        6,0
                                                                                       GDP growth, 2010
What is Horizon 2020
• Commission proposal for a 80 billion euro research and 
  innovation funding programme (2014‐20)
• Part of proposals for next EU budget, complementing 
  Structural Funds, education, etc.
• A core part of Europe 2020, Innovation Union & 
  European Research Area:
   – Responding to the economic crisis to invest in future jobs 
     and growth 
   – Addressing peoples’ concerns about their livelihoods, safety 
     and environment.
   – Strengthening Europe’s global position in research, 
     innovation and technology
Active involvement of stakeholders
• Overwhelming response to the public consultation on Horizon 
  2020 (more then 2000 contributions), including Israeli 
  government response and Hebrew University of Jerusalem
• EU Presidencies: Sweden (societal challenges‐based approach), Spain
   (integration of research and innovation), Hungary (FP7 interim evaluation), 
   Poland (widening participation); European Council conclusions from 4.2.2011 
   (Common Framework to bring together all EU research and innovation funding)
• European Parliament reports: Merkies (Innovation Union), Audy (FP 7 
   evaluation), Matias (Horizon 2020) and Carvalho (simplification)
• Survey on administrative costs for participants in FP7
• 25 workshops on the content of Horizon 2020 
What’s new
• A single programme bringing together three separate 
  programmes/initiatives*
• Coupling research to innovation ‐ from research to 
  retail, all forms of innovation
• Focus on societal challenges facing EU society, e.g. 
  health, clean energy and transport
• Simplified access, for all companies, universities, open to 
  institutes in all EU countries, associated countries and 
  beyond.
   *The 7th research Framework Programme (FP7), innovation aspects of Competitiveness 
   and Innovation Framework Programme (CIP), EU contribution to the European Institute 
   of Innovation and Technology (EIT)
Israeli views and Horizon 2020

        Israel’s response to Green paper                Horizon 2020

Integrated approach to R&I programmes
                                                             √
Good balance between research and development,
with a focus on innovation and industry participation
                                                             √
Coupling research to innovation
                                                             √
Focus on scientific excellence
                                                             √
Greater involvement of SMEs
                                                             √
Far reaching simplification
                                                             √
Three priorities:
1 Excellent science

2 Industrial leadership

3 Societal challenges
Priority 1 Excellent science
Why:
• World class science is the foundation of 
  tomorrow’s technologies, jobs and wellbeing
• Europe needs to develop, attract and retain 
  research talent
• Researchers need access to the best 
  infrastructures
Proposed funding (million euro, 2014‐20)

European Research Council                                 13 268
Frontier research by the best individual teams
Future and Emerging Technologies                          3 100
Collaborative research to open new fields of innovation
Marie Curie actions                                       5 572
Opportunities for training and career development
Research infrastructures (including e‐infrastructure) 2 478
Ensuring access to world‐class facilities
Priority 2 Industrial leadership
Why:
• Strategic investments in key technologies (e.g. 
  advanced manufacturing, micro‐electronics) underpin 
  innovation across existing and emerging sectors
• Europe needs to attract more private investment in 
  research and innovation
• Europe needs more innovative SMEs to create growth 
  and jobs
Proposed funding (million euro, 2014‐20)

Leadership in enabling and industrial                    13 781
technologies (ICT, nanotechnologies, materials, 
biotechnology, manufacturing, space)
Access to risk finance                                   3 538
Leveraging private finance and venture capital for 
research and innovation
Innovation in SMEs                                       619
Fostering all forms of innovation in all types of SMEs
Priority 3 Societal challenges
Why:
• Concerns of citizens and society/EU policy objectives 
  (climate, environment, energy, transport etc) cannot 
  be achieved without innovation 
• Breakthrough solutions come from multi‐disciplinary 
  collaborations, including social sciences & humanities
• Promising solutions need to be tested, demonstrated 
  and scaled up
Proposed funding (million euro, 2014‐20)
Health, demographic change and wellbeing                              8 033
Food security, sustainable agriculture, marine and                    4 152
maritime research & the bioeconomy
Secure, clean and efficient energy*                                   5 782
Smart, green and integrated transport                                 6 802
Climate action, resource efficiency and raw materials                 3 160
Inclusive, innovative and secure societies                            3 819
*Additional €1 788m for nuclear safety and security from the Euratom Treaty 
activities (2014‐18). Does not include ITER.
Simplification
• Single set of simpler and more coherent participation rules.

• New balance between trust and control. 

• Moving from multiple funding rates for different beneficiaries and 
  activities to just two.

• Replacing the four methods to calculate overhead or "indirect costs" 
  with a single flat rate. 

• Major simplification under the forthcoming financial regulation

• Successful applicants to get working on projects more quickly
Broader access
• For SMEs ‐ dedicated SME projects to address societal 
  challenges and enabling technologies
• For all regions – tailored support to policy learning, twinning, 
  networking, complementing Structural Funds
• For international partners – broad access to Horizon 2020 
  (“mainstreaming”),   strategic initiatives where there is mutual 
  benefit
• For all forms of innovation ‐ social innovation, services, 
  pilots, stimulating demand through public procurement, 
  standard setting
First reactions
• ERC President Professor Helga Nowotny: "The Scientific Council and I are very 
  pleased about the Commission's proposal for 'Horizon 2020".
• The League of European Research Universities (LERU): “A reimbursement of a 
  100% of direct costs will mean a true simplification for the participants […]”
• Lambert van Nistelrooij, European People’s Party, European Parliament: 
  Horizon 2020 will give a powerful sign that Europe is “willing to invest and 
  work hard to become a world leader in knowledge.” “The bureaucratic burden 
  has been much too heavy for researchers in recent years, and with this new 
  programme it really is time to make significant changes.”
• BusinessEurope welcomes “the streamlining of the EU research and 
  innovation funding instruments introduced with Horizon 2020 and the 
  substantial increase in funding proposed”. 
• Jens Rohde, Liberals and Democrats group in the EP: "In times of budget cuts, 
  we should not forget about our future growth needs. Investing in R&D is 
  money well spent”.
Next steps
From 30/11:  Parliament and Council negotiations on the basis of 
             the Commission proposals
Ongoing:     Parliament and Council negotiations on EU budget 
             2014‐20 (including overall budget for Horizon 2020)
Mid 2012: Final calls under 7th Framework Programme for 
             Research to bridge gap towards Horizon 2020 
Mid 2013:  Adoption of legislative acts by Parliament and 
             Council on Horizon 2020 
1/1/2014:  Horizon 2020 starts; launch of first calls
Israel’s participation in FP7
Strong overall participation:
• In 4 years of FP7, Israeli participants in 900 grant agreements, secured 
  €435 million
• 1st source of competitive public funding for Academic R&D in Israel

Major collaborative links with Germany, UK, Italy, France and Spain

Particular strengths:
• ICT, Health, Nanotechnology, Security
• European Research Council (123 grant holders)
• Increasing academic involvement (~70% of participation)
Areas for improvement

Less strong participation in:
   – Social sciences and humanities
   – Space
   – Energy
   – Environment
Thank you for your attention!

             Find out more:

www.ec.europa.eu/research/horizon2020

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Presentation: "Horizon 2020" - Robert Jan Smits, Israel 17.1.2012

  • 1. The EU Framework Programme For Research And Innovation (2014-2020) Robert-Jan Smits Director-General, DG Research & Innovation European Commission
  • 2. The Multiannual Financial Framework 2014-2020: Commission’s proposals of 29 June 2011 Key challenge: stabilise the financial and economic system while taking measures to create economic opportunities 1. Smart & inclusive growth (€491bn) Education,  Horizon  Connecting Cohesion Youth, Sport Competitive Europe 2020 Business SMEs 2. Sustainable growth, natural resources (€383bn) 3. Security and citizenship (€18.5bn) Total: 4. Global Europe (€70bn) € 1,025bn 5. Administration (€62.6bn)
  • 3. Investment in R&D is part of the solution to exit from the economic crises 4,0 FI SE 3,5 Average R&D investment, 2004-2009 3,0 DK DE 2,5 AT FR 2,0 BE UK NL LU 1,5 CZ IE ES PT IT EE 1,0 EL HU PL 0,5 RO LV LT BG CY SK 0,0 -5,0 -4,0 -3,0 -2,0 -1,0 0,0 1,0 2,0 3,0 4,0 5,0 6,0 GDP growth, 2010
  • 4. What is Horizon 2020 • Commission proposal for a 80 billion euro research and  innovation funding programme (2014‐20) • Part of proposals for next EU budget, complementing  Structural Funds, education, etc. • A core part of Europe 2020, Innovation Union &  European Research Area: – Responding to the economic crisis to invest in future jobs  and growth  – Addressing peoples’ concerns about their livelihoods, safety  and environment. – Strengthening Europe’s global position in research,  innovation and technology
  • 5. Active involvement of stakeholders • Overwhelming response to the public consultation on Horizon  2020 (more then 2000 contributions), including Israeli  government response and Hebrew University of Jerusalem • EU Presidencies: Sweden (societal challenges‐based approach), Spain (integration of research and innovation), Hungary (FP7 interim evaluation),  Poland (widening participation); European Council conclusions from 4.2.2011  (Common Framework to bring together all EU research and innovation funding) • European Parliament reports: Merkies (Innovation Union), Audy (FP 7  evaluation), Matias (Horizon 2020) and Carvalho (simplification) • Survey on administrative costs for participants in FP7 • 25 workshops on the content of Horizon 2020 
  • 6. What’s new • A single programme bringing together three separate  programmes/initiatives* • Coupling research to innovation ‐ from research to  retail, all forms of innovation • Focus on societal challenges facing EU society, e.g.  health, clean energy and transport • Simplified access, for all companies, universities, open to  institutes in all EU countries, associated countries and  beyond. *The 7th research Framework Programme (FP7), innovation aspects of Competitiveness  and Innovation Framework Programme (CIP), EU contribution to the European Institute  of Innovation and Technology (EIT)
  • 7. Israeli views and Horizon 2020 Israel’s response to Green paper Horizon 2020 Integrated approach to R&I programmes √ Good balance between research and development, with a focus on innovation and industry participation √ Coupling research to innovation √ Focus on scientific excellence √ Greater involvement of SMEs √ Far reaching simplification √
  • 8. Three priorities: 1 Excellent science 2 Industrial leadership 3 Societal challenges
  • 9. Priority 1 Excellent science Why: • World class science is the foundation of  tomorrow’s technologies, jobs and wellbeing • Europe needs to develop, attract and retain  research talent • Researchers need access to the best  infrastructures
  • 10. Proposed funding (million euro, 2014‐20) European Research Council 13 268 Frontier research by the best individual teams Future and Emerging Technologies 3 100 Collaborative research to open new fields of innovation Marie Curie actions 5 572 Opportunities for training and career development Research infrastructures (including e‐infrastructure) 2 478 Ensuring access to world‐class facilities
  • 11. Priority 2 Industrial leadership Why: • Strategic investments in key technologies (e.g.  advanced manufacturing, micro‐electronics) underpin  innovation across existing and emerging sectors • Europe needs to attract more private investment in  research and innovation • Europe needs more innovative SMEs to create growth  and jobs
  • 12. Proposed funding (million euro, 2014‐20) Leadership in enabling and industrial  13 781 technologies (ICT, nanotechnologies, materials,  biotechnology, manufacturing, space) Access to risk finance 3 538 Leveraging private finance and venture capital for  research and innovation Innovation in SMEs 619 Fostering all forms of innovation in all types of SMEs
  • 13. Priority 3 Societal challenges Why: • Concerns of citizens and society/EU policy objectives  (climate, environment, energy, transport etc) cannot  be achieved without innovation  • Breakthrough solutions come from multi‐disciplinary  collaborations, including social sciences & humanities • Promising solutions need to be tested, demonstrated  and scaled up
  • 14. Proposed funding (million euro, 2014‐20) Health, demographic change and wellbeing 8 033 Food security, sustainable agriculture, marine and  4 152 maritime research & the bioeconomy Secure, clean and efficient energy* 5 782 Smart, green and integrated transport 6 802 Climate action, resource efficiency and raw materials 3 160 Inclusive, innovative and secure societies 3 819 *Additional €1 788m for nuclear safety and security from the Euratom Treaty  activities (2014‐18). Does not include ITER.
  • 15. Simplification • Single set of simpler and more coherent participation rules. • New balance between trust and control.  • Moving from multiple funding rates for different beneficiaries and  activities to just two. • Replacing the four methods to calculate overhead or "indirect costs"  with a single flat rate.  • Major simplification under the forthcoming financial regulation • Successful applicants to get working on projects more quickly
  • 16. Broader access • For SMEs ‐ dedicated SME projects to address societal  challenges and enabling technologies • For all regions – tailored support to policy learning, twinning,  networking, complementing Structural Funds • For international partners – broad access to Horizon 2020  (“mainstreaming”),   strategic initiatives where there is mutual  benefit • For all forms of innovation ‐ social innovation, services,  pilots, stimulating demand through public procurement,  standard setting
  • 17. First reactions • ERC President Professor Helga Nowotny: "The Scientific Council and I are very  pleased about the Commission's proposal for 'Horizon 2020". • The League of European Research Universities (LERU): “A reimbursement of a  100% of direct costs will mean a true simplification for the participants […]” • Lambert van Nistelrooij, European People’s Party, European Parliament:  Horizon 2020 will give a powerful sign that Europe is “willing to invest and  work hard to become a world leader in knowledge.” “The bureaucratic burden  has been much too heavy for researchers in recent years, and with this new  programme it really is time to make significant changes.” • BusinessEurope welcomes “the streamlining of the EU research and  innovation funding instruments introduced with Horizon 2020 and the  substantial increase in funding proposed”.  • Jens Rohde, Liberals and Democrats group in the EP: "In times of budget cuts,  we should not forget about our future growth needs. Investing in R&D is  money well spent”.
  • 18. Next steps From 30/11:  Parliament and Council negotiations on the basis of  the Commission proposals Ongoing:  Parliament and Council negotiations on EU budget  2014‐20 (including overall budget for Horizon 2020) Mid 2012: Final calls under 7th Framework Programme for  Research to bridge gap towards Horizon 2020  Mid 2013:  Adoption of legislative acts by Parliament and  Council on Horizon 2020  1/1/2014:  Horizon 2020 starts; launch of first calls
  • 19. Israel’s participation in FP7 Strong overall participation: • In 4 years of FP7, Israeli participants in 900 grant agreements, secured  €435 million • 1st source of competitive public funding for Academic R&D in Israel Major collaborative links with Germany, UK, Italy, France and Spain Particular strengths: • ICT, Health, Nanotechnology, Security • European Research Council (123 grant holders) • Increasing academic involvement (~70% of participation)
  • 20. Areas for improvement Less strong participation in: – Social sciences and humanities – Space – Energy – Environment
  • 21. Thank you for your attention! Find out more: www.ec.europa.eu/research/horizon2020