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PATENTS ACT,1970
  Module:5-Part 1
         Presented By:
         Deepak S Gaywala
       Faculty Member, JKPIM



     DGJKPIMMBAIISEMIIIBELPPT   1
Topics:
1.Introduction.
2.Patentable Inventions.
3.Application for Patents.
4.Procedure, Renewal of lapsed Patent.
5. Surrender and Revocation of Patent.
6. Infringement of Patents and Remedies.

               DGJKPIMMBAIISEMIIIBELPPT    2
1.Introduction:
          What is PATENT?????
   A ‘Patent’ is a grant from the government
    which confers on the ‘grantee’ for a limited
    time period , the exclusive right of making,
    selling and using the invention in respect of
    which patent has been granted and also of
    authorizing others to do so.




                    DGJKPIMMBAIISEMIIIBELPPT        3
Kinds of PATENTS??
 Utility Patent:
 Utility patents, the most common type, are
  granted to new machines, chemicals, and
  processes.
 Design Patent:

  Design patents are granted to protect the unique
  appearance or design of manufactured objects,
  such as the surface ornamentation or overall
  design of the object.

                  DGJKPIMMBAIISEMIIIBELPPT       4
Cont(d)
   Plant Patent:
    Plant patents are granted for the invention
    of new and distinct plant varieties,
    including hybrids.




                  DGJKPIMMBAIISEMIIIBELPPT        5
2.An Invention to be Patentable,
    must satisfy the following three
              conditions:-
    It is novel ie. it is different from other similar
     inventions in one or more of its parts.

    It is useful to the society.

    It is non-obvious to a person possessed of
     average skill in the art. An invention is non
     obvious if someone who is skilled in the field of
     the invention would consider the invention an
     unexpected or surprising development.
                     DGJKPIMMBAIISEMIIIBELPPT             6
3.Procedure for grant of PATENT
1.    Filing an application for a patent .
2.    Examination of application.
3.    Acceptance of the application and
      advertisement of such acceptance in the
      Official Gazette.
4.    Opposition to grant of patent.
5.    Grant and sealing of patents.


                  DGJKPIMMBAIISEMIIIBELPPT      7
1.Filing of Application [sec 7]
   Every application for a
    patent shall be for one
    invention only and shall
    be made in the
    prescribed form and filed
    in the patent office.
   Applicant should be the
    true and first inventor.
   Every such application
    shall be accompanied by
    a provisional or a
    complete specification.


                       DGJKPIMMBAIISEMIIIBELPPT   8
2. Examination and Acceptance
   of Applications sec[12 to 24]
Examiner make a report to Controller on the
  following matters:
 whether the application and the
  specification relating thereto are in
  accordance with the requirements of this
  Act.
 Whether there is any lawful ground of
  objection to the grant of the Patent .
 Any other matter which may be
  prescribed.

               DGJKPIMMBAIISEMIIIBELPPT   9
3.Advertisement of acceptance
      of complete specification:
    The controller shall give notice thereof
     to the applicant and shall advertise in the
     Official Gazette the fact that the
     specification has been accepted , and
     thereupon the application and the
     specification with the drawings filed in
     pursuance thereof shall be open to
     public inspection.

                  DGJKPIMMBAIISEMIIIBELPPT     10
4.Opposition to Grant of Patent
               sec[25]
   Applicant or the person under or through whom
    he claims, wrongfully obtained the invention .
   Invention was publicly known or publicly used in
    India before the priority date of the claim.
   Where the claim made by an inventor is no more
    than an individual design, not an invention.
   If the language used by the patentee is obscure
    and ambiguous, no patent can be granted.
   That the complete specification does not
    sufficiently and clearly describe the invention .

                    DGJKPIMMBAIISEMIIIBELPPT        11
5.Grant and Sealing of Patents
               sec[43]
   The application has not
    been opposed under
    sec 25 and the time for
    the filing of the
    opposition has expired.

   The application has
    been opposed and the
    opposition has been
    finally decided in favour
    of the applicant; or

   The application has not
    been refused by the
    Controller by the virtue
    of any power vested in
    him by this Act.
                        DGJKPIMMBAIISEMIIIBELPPT   12
Grant of Patent of Addition
1.What is patent of addition?
A patent of addition is a patent for
   improvement in or modification of the
   main invention described or disclosed in
   the complete satisfaction.
A patent of addition can be only in relation to
   a main invention.


                 DGJKPIMMBAIISEMIIIBELPPT     13
2.When a patent of addition is granted?
Where an applicant has applied for a patent
  for invention or is patentee in respect
  thereof, and he makes an application for a
  patent in respect of any improvement in or
  modification of the main invention, the
  controller may grant the patent for the
  improvement or modification of main
  invention as a patent of addition.

                DGJKPIMMBAIISEMIIIBELPPT   14
3. What should be the date filing application
  for the addition to main patent?
No patent of addition shall be granted
  unless the date of filing of the application
  was the same as or later than date of filing
  of the application in respect of the main
  invention.


                 DGJKPIMMBAIISEMIIIBELPPT    15
4. What should be the period of patent of addition:
A patent of addition shall be granted for a term
   equal to that of patent for the main invention, or
   so much thereof as has not expired.
If the patent for main invention is revoked, the
   Court or the Controller, as the case may be, on
   request made to him by the patentee, may order
   that patent of addition shall become an
   independent patent for the remainder of the term
   for the patent for the main invention. Thereupon,
   the patent of addition shall continue in force as
   an independent patent.

                   DGJKPIMMBAIISEMIIIBELPPT         16
5. Renewal fee for patent of addition:
No renewal fees shall be payable in respect
  of patent of addition. However, if any such
  patent becomes an independent patent,
  the same fees shall thereafter be payable,
  upon the same dates, as if the patent had
  been originally granted as an independent
  patent.

                DGJKPIMMBAIISEMIIIBELPPT    17
6. Validity of patents of addition: Cannot be
  refused for any ground such as invention
  claimed in complete specification does not
  involve any inventive step or that the
  invention ought to have been the subject
  of an independent patent.




                DGJKPIMMBAIISEMIIIBELPPT    18
4. Procedure for renewal/restoration of
           lapsed Patents
4.1: Where a patent has ceased to have effect by
  reason of failure to pay any renewal fee at the
  expiration of second year from the date of patent
  or of any succeeding year, or within such period
  as may be allowed, the patentee or his legal
  representative, with the leave of the controller
  may, within 18 months from the date on which
  the patent ceased to have effect, make an
  application in the prescribed form for the
  restoration of the patent.

                  DGJKPIMMBAIISEMIIIBELPPT        19
4.2: An application for restoration shall
  contain a statement, verified fully setting
  out the circumstances which led to failure
  to pay the prescribed fee. The Controller
  may require from the applicant such
  further evidence as he may think
  necessary.



                 DGJKPIMMBAIISEMIIIBELPPT       20
4.3: If the Controller is satisfied that a prima
  facie case for the restoration of patent has
  not been made out, he shall intimate the
  applicant accordingly and unless within
  one month from the date of such
  intimation, the applicant requests to be
  heard in the matter, the Controller shall
  refuse the application.

                 DGJKPIMMBAIISEMIIIBELPPT      21
4.4: If after hearing the applicant, the Controller is
  prima facie satisfied that the failure to pay
  renewal fee was unintentional and that there has
  been no delay in making of the application, the
  Controller shall publish the application.
  Within two months from the date of
  advertisement, any person interested may give
  notice to the Controller of opposition thereto in
  the prescribed form on either or both of the
  following grounds:

                   DGJKPIMMBAIISEMIIIBELPPT          22
1.that the failure to pay the renewal fee was
     not unintentional, or
2. that there has been undue delay in the
     making of the application.
If the notice of opposition is given, the
     Controller shall notify the applicant and
     shall give to him and the opponent an
     opportunity to be heard before he
     decides the case.

                 DGJKPIMMBAIISEMIIIBELPPT        23
If no notice of opposition is given, or if in the case
   of opposition, the decision is in the favour of the
   applicant, then upon payment by the applicant of
   any unpaid renewal fee and such additional fee
   as specified in the First Schedule within one
   month from the date of order of the Controller
   allowing application for restoration, the
   Controller shall restore the patent and any
   patent of addition specified in the application
   which has ceased to have effect.

                   DGJKPIMMBAIISEMIIIBELPPT          24
The Controller may require that an entry shall be
  made in the register of any document. The
  Controller shall publish his decision.
4.5: Rights of patentees on restoration of leased
  patents:
Subject to protection or compensation of persons
  availing patented invention under contract from
  the date patent ceased to have effect and the
  date of the advertisement of the application for
  the restoration of the patent.


                   DGJKPIMMBAIISEMIIIBELPPT          25
5.Surrender and Revocation of
              Patents
5.1: Surrender of Patents:
1. At any time by giving notice in the
  prescribed form to the Controller, the
  patentee may offer to surrender his patent.
  Where such an offer is made, the
  Controller shall publish the notice of an
  offer and shall notify every person having
  an interest in the patent.

                DGJKPIMMBAIISEMIIIBELPPT    26
2. Any person interested may, within three months from the
   date of such application give notice of opposition to the
   surrender in the prescribed form.

3. Where any such notice is given, the Controller shall
   notify the patentee. If the controller is satisfied, after
   hearing the patentee and any opponent and if the
   Controller accepts the patentee’s offer to surrender the
   patent, he may direct the patentee to return the patent
   and on receipt of such patent, the Controller shall revoke
   it and publish the revocation of the patent.




                      DGJKPIMMBAIISEMIIIBELPPT              27
5.2: Revocation of Patents:
On petition, of any person interested, or of
  the Central Government by the appellate
  board or on counter claim in a suit for
  infringement of the patent by the High
  Court, the patent may be revoked on the
  following grounds:


                DGJKPIMMBAIISEMIIIBELPPT       28
1. Invention earlier claimed.
2. Patentee not entitled to apply.
3. Patent wrongfully obtained.
4. Subject claim not an invention.
5. Claims not new.
6. Invention is obvious and not an inventive
    step.
7. Invention not useful.

                DGJKPIMMBAIISEMIIIBELPPT       29
8. Invention not sufficiently and fairly
  described.
9. Claim not sufficiently and clearly defined.
10. False suggestion.
11. Claim not patentable.
12. Invention secretly used before priority
  date of claim.
13. Failure to disclose information.
                 DGJKPIMMBAIISEMIIIBELPPT        30
14. Contravened secrecy.
15. Amendment obtained by fraud.
16. Wrong mentions.
17. Invention was anticipated.
18. Mischievous to State or prejudicial to public.
19. Requirements of public not satisfied.
20. Patent has expired.
21. Patent relating to atomic energy.

                   DGJKPIMMBAIISEMIIIBELPPT          31
6.Remedies for Infringement of
              Patents
   Reliefs in suit for infringement.
   Right of licensee under sec84 to take
    proceedings against infringements.
   Jurisdiction of Court :No suit for a
    declaration under sec 105 for
    infringement of a patent shall be instituted
    in any court inferior to a district court .


                  DGJKPIMMBAIISEMIIIBELPPT     32
Cont(d)
   Power of Courts to grant relief in
    cases of groundless threats of
    infringement proceedings:
Where a person threatens any other person by
communication oral or in writing with
proceedings for infringement of a patent ,any
person aggrieved thereby may bring a suit
against him .


                DGJKPIMMBAIISEMIIIBELPPT        33
7. Miscellaneous:Penalties sec[118-124]

   Falsification of entries in
    register etc.-
    imprisonment upto 2
    years or fine or both.
   Unauthorized claim of
    Patent Rights-fine upto
    Rs.500.
   In case of offences by
    companies.
   Refusal or failure to
    supply information to
    Central Govt. or
    controller-imprisonment
    upto 6 month or fine or
    both.                 DGJKPIMMBAIISEMIIIBELPPT   34
PATENTS ACT,1970
  Module:5-Part 1



     DGJKPIMMBAIISEMIIIBELPPT   35
 Assignment:
Figures in the bracket indicate the marks.
Q.1. What are patentable Inventions and
  Non-patentable inventions?          (10)
Q.2. What is meant by patent? Explain the
  procedure to be followed for grant of
  patent?                           (10)


                DGJKPIMMBAIISEMIIIBELPPT     36
Q.3. What is meant by patent? When is
   patent said to have been infringed? What
   are the remedies available in case of
   infringement of patent?          (10)
Q.4. Explain the following:
1. Agreement of Patent              (4)
Q.5. Distinguish the following:
Patent and Copyright                 (4)
                DGJKPIMMBAIISEMIIIBELPPT      37
DGJKPIMMBAIISEMIIIBELPPT   38

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Module 5-part.1

  • 1. PATENTS ACT,1970 Module:5-Part 1 Presented By: Deepak S Gaywala Faculty Member, JKPIM DGJKPIMMBAIISEMIIIBELPPT 1
  • 2. Topics: 1.Introduction. 2.Patentable Inventions. 3.Application for Patents. 4.Procedure, Renewal of lapsed Patent. 5. Surrender and Revocation of Patent. 6. Infringement of Patents and Remedies. DGJKPIMMBAIISEMIIIBELPPT 2
  • 3. 1.Introduction: What is PATENT?????  A ‘Patent’ is a grant from the government which confers on the ‘grantee’ for a limited time period , the exclusive right of making, selling and using the invention in respect of which patent has been granted and also of authorizing others to do so. DGJKPIMMBAIISEMIIIBELPPT 3
  • 4. Kinds of PATENTS??  Utility Patent: Utility patents, the most common type, are granted to new machines, chemicals, and processes.  Design Patent: Design patents are granted to protect the unique appearance or design of manufactured objects, such as the surface ornamentation or overall design of the object. DGJKPIMMBAIISEMIIIBELPPT 4
  • 5. Cont(d)  Plant Patent: Plant patents are granted for the invention of new and distinct plant varieties, including hybrids. DGJKPIMMBAIISEMIIIBELPPT 5
  • 6. 2.An Invention to be Patentable, must satisfy the following three conditions:-  It is novel ie. it is different from other similar inventions in one or more of its parts.  It is useful to the society.  It is non-obvious to a person possessed of average skill in the art. An invention is non obvious if someone who is skilled in the field of the invention would consider the invention an unexpected or surprising development. DGJKPIMMBAIISEMIIIBELPPT 6
  • 7. 3.Procedure for grant of PATENT 1. Filing an application for a patent . 2. Examination of application. 3. Acceptance of the application and advertisement of such acceptance in the Official Gazette. 4. Opposition to grant of patent. 5. Grant and sealing of patents. DGJKPIMMBAIISEMIIIBELPPT 7
  • 8. 1.Filing of Application [sec 7]  Every application for a patent shall be for one invention only and shall be made in the prescribed form and filed in the patent office.  Applicant should be the true and first inventor.  Every such application shall be accompanied by a provisional or a complete specification. DGJKPIMMBAIISEMIIIBELPPT 8
  • 9. 2. Examination and Acceptance of Applications sec[12 to 24] Examiner make a report to Controller on the following matters:  whether the application and the specification relating thereto are in accordance with the requirements of this Act.  Whether there is any lawful ground of objection to the grant of the Patent .  Any other matter which may be prescribed. DGJKPIMMBAIISEMIIIBELPPT 9
  • 10. 3.Advertisement of acceptance of complete specification:  The controller shall give notice thereof to the applicant and shall advertise in the Official Gazette the fact that the specification has been accepted , and thereupon the application and the specification with the drawings filed in pursuance thereof shall be open to public inspection. DGJKPIMMBAIISEMIIIBELPPT 10
  • 11. 4.Opposition to Grant of Patent sec[25]  Applicant or the person under or through whom he claims, wrongfully obtained the invention .  Invention was publicly known or publicly used in India before the priority date of the claim.  Where the claim made by an inventor is no more than an individual design, not an invention.  If the language used by the patentee is obscure and ambiguous, no patent can be granted.  That the complete specification does not sufficiently and clearly describe the invention . DGJKPIMMBAIISEMIIIBELPPT 11
  • 12. 5.Grant and Sealing of Patents sec[43]  The application has not been opposed under sec 25 and the time for the filing of the opposition has expired.  The application has been opposed and the opposition has been finally decided in favour of the applicant; or  The application has not been refused by the Controller by the virtue of any power vested in him by this Act. DGJKPIMMBAIISEMIIIBELPPT 12
  • 13. Grant of Patent of Addition 1.What is patent of addition? A patent of addition is a patent for improvement in or modification of the main invention described or disclosed in the complete satisfaction. A patent of addition can be only in relation to a main invention. DGJKPIMMBAIISEMIIIBELPPT 13
  • 14. 2.When a patent of addition is granted? Where an applicant has applied for a patent for invention or is patentee in respect thereof, and he makes an application for a patent in respect of any improvement in or modification of the main invention, the controller may grant the patent for the improvement or modification of main invention as a patent of addition. DGJKPIMMBAIISEMIIIBELPPT 14
  • 15. 3. What should be the date filing application for the addition to main patent? No patent of addition shall be granted unless the date of filing of the application was the same as or later than date of filing of the application in respect of the main invention. DGJKPIMMBAIISEMIIIBELPPT 15
  • 16. 4. What should be the period of patent of addition: A patent of addition shall be granted for a term equal to that of patent for the main invention, or so much thereof as has not expired. If the patent for main invention is revoked, the Court or the Controller, as the case may be, on request made to him by the patentee, may order that patent of addition shall become an independent patent for the remainder of the term for the patent for the main invention. Thereupon, the patent of addition shall continue in force as an independent patent. DGJKPIMMBAIISEMIIIBELPPT 16
  • 17. 5. Renewal fee for patent of addition: No renewal fees shall be payable in respect of patent of addition. However, if any such patent becomes an independent patent, the same fees shall thereafter be payable, upon the same dates, as if the patent had been originally granted as an independent patent. DGJKPIMMBAIISEMIIIBELPPT 17
  • 18. 6. Validity of patents of addition: Cannot be refused for any ground such as invention claimed in complete specification does not involve any inventive step or that the invention ought to have been the subject of an independent patent. DGJKPIMMBAIISEMIIIBELPPT 18
  • 19. 4. Procedure for renewal/restoration of lapsed Patents 4.1: Where a patent has ceased to have effect by reason of failure to pay any renewal fee at the expiration of second year from the date of patent or of any succeeding year, or within such period as may be allowed, the patentee or his legal representative, with the leave of the controller may, within 18 months from the date on which the patent ceased to have effect, make an application in the prescribed form for the restoration of the patent. DGJKPIMMBAIISEMIIIBELPPT 19
  • 20. 4.2: An application for restoration shall contain a statement, verified fully setting out the circumstances which led to failure to pay the prescribed fee. The Controller may require from the applicant such further evidence as he may think necessary. DGJKPIMMBAIISEMIIIBELPPT 20
  • 21. 4.3: If the Controller is satisfied that a prima facie case for the restoration of patent has not been made out, he shall intimate the applicant accordingly and unless within one month from the date of such intimation, the applicant requests to be heard in the matter, the Controller shall refuse the application. DGJKPIMMBAIISEMIIIBELPPT 21
  • 22. 4.4: If after hearing the applicant, the Controller is prima facie satisfied that the failure to pay renewal fee was unintentional and that there has been no delay in making of the application, the Controller shall publish the application. Within two months from the date of advertisement, any person interested may give notice to the Controller of opposition thereto in the prescribed form on either or both of the following grounds: DGJKPIMMBAIISEMIIIBELPPT 22
  • 23. 1.that the failure to pay the renewal fee was not unintentional, or 2. that there has been undue delay in the making of the application. If the notice of opposition is given, the Controller shall notify the applicant and shall give to him and the opponent an opportunity to be heard before he decides the case. DGJKPIMMBAIISEMIIIBELPPT 23
  • 24. If no notice of opposition is given, or if in the case of opposition, the decision is in the favour of the applicant, then upon payment by the applicant of any unpaid renewal fee and such additional fee as specified in the First Schedule within one month from the date of order of the Controller allowing application for restoration, the Controller shall restore the patent and any patent of addition specified in the application which has ceased to have effect. DGJKPIMMBAIISEMIIIBELPPT 24
  • 25. The Controller may require that an entry shall be made in the register of any document. The Controller shall publish his decision. 4.5: Rights of patentees on restoration of leased patents: Subject to protection or compensation of persons availing patented invention under contract from the date patent ceased to have effect and the date of the advertisement of the application for the restoration of the patent. DGJKPIMMBAIISEMIIIBELPPT 25
  • 26. 5.Surrender and Revocation of Patents 5.1: Surrender of Patents: 1. At any time by giving notice in the prescribed form to the Controller, the patentee may offer to surrender his patent. Where such an offer is made, the Controller shall publish the notice of an offer and shall notify every person having an interest in the patent. DGJKPIMMBAIISEMIIIBELPPT 26
  • 27. 2. Any person interested may, within three months from the date of such application give notice of opposition to the surrender in the prescribed form. 3. Where any such notice is given, the Controller shall notify the patentee. If the controller is satisfied, after hearing the patentee and any opponent and if the Controller accepts the patentee’s offer to surrender the patent, he may direct the patentee to return the patent and on receipt of such patent, the Controller shall revoke it and publish the revocation of the patent. DGJKPIMMBAIISEMIIIBELPPT 27
  • 28. 5.2: Revocation of Patents: On petition, of any person interested, or of the Central Government by the appellate board or on counter claim in a suit for infringement of the patent by the High Court, the patent may be revoked on the following grounds: DGJKPIMMBAIISEMIIIBELPPT 28
  • 29. 1. Invention earlier claimed. 2. Patentee not entitled to apply. 3. Patent wrongfully obtained. 4. Subject claim not an invention. 5. Claims not new. 6. Invention is obvious and not an inventive step. 7. Invention not useful. DGJKPIMMBAIISEMIIIBELPPT 29
  • 30. 8. Invention not sufficiently and fairly described. 9. Claim not sufficiently and clearly defined. 10. False suggestion. 11. Claim not patentable. 12. Invention secretly used before priority date of claim. 13. Failure to disclose information. DGJKPIMMBAIISEMIIIBELPPT 30
  • 31. 14. Contravened secrecy. 15. Amendment obtained by fraud. 16. Wrong mentions. 17. Invention was anticipated. 18. Mischievous to State or prejudicial to public. 19. Requirements of public not satisfied. 20. Patent has expired. 21. Patent relating to atomic energy. DGJKPIMMBAIISEMIIIBELPPT 31
  • 32. 6.Remedies for Infringement of Patents  Reliefs in suit for infringement.  Right of licensee under sec84 to take proceedings against infringements.  Jurisdiction of Court :No suit for a declaration under sec 105 for infringement of a patent shall be instituted in any court inferior to a district court . DGJKPIMMBAIISEMIIIBELPPT 32
  • 33. Cont(d)  Power of Courts to grant relief in cases of groundless threats of infringement proceedings: Where a person threatens any other person by communication oral or in writing with proceedings for infringement of a patent ,any person aggrieved thereby may bring a suit against him . DGJKPIMMBAIISEMIIIBELPPT 33
  • 34. 7. Miscellaneous:Penalties sec[118-124]  Falsification of entries in register etc.- imprisonment upto 2 years or fine or both.  Unauthorized claim of Patent Rights-fine upto Rs.500.  In case of offences by companies.  Refusal or failure to supply information to Central Govt. or controller-imprisonment upto 6 month or fine or both. DGJKPIMMBAIISEMIIIBELPPT 34
  • 35. PATENTS ACT,1970 Module:5-Part 1 DGJKPIMMBAIISEMIIIBELPPT 35
  • 36.  Assignment: Figures in the bracket indicate the marks. Q.1. What are patentable Inventions and Non-patentable inventions? (10) Q.2. What is meant by patent? Explain the procedure to be followed for grant of patent? (10) DGJKPIMMBAIISEMIIIBELPPT 36
  • 37. Q.3. What is meant by patent? When is patent said to have been infringed? What are the remedies available in case of infringement of patent? (10) Q.4. Explain the following: 1. Agreement of Patent (4) Q.5. Distinguish the following: Patent and Copyright (4) DGJKPIMMBAIISEMIIIBELPPT 37