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(1) Public Accountability for Public Decisions made Privately Pattern in PLML
Form

Pattern ID:         1 Sociotechnical-JCT

Pattern Name:       Public Accountability for Public Decisions made Privately

Problem:            Secret ballots pose a problem. How can we be sure that the
                    recording, tallying, and reporting of the individual votes is
                    accurate? If a person who tallies the votes, for instance, has an
                    interest in the outcome of the voting, they may make an
                    unconscious error or deliberately misrepresent the vote. If the
                    voting process is not seen by the electorate as a fair and honest
                    process for change, violent action becomes a more likely
                    alternative. .

Context:            Some public decisions such as voting, if done completely
                    publicly, would subject each individual decision maker to
                    various kinds of pressure and intimidation, especially by those
                    already in power. For this reason, voting is often done by
                    secret ballot.

Forces:             * Open public voting allows intimidation by those in power.
                    * Completely secret voting allows misrepresentation of results.
                    * People with opposed interests in the outcome but a common
                    interest in what is preserved by an honest process may keep
                    each other honest.
                    * A physical process of recording, tallying, and reporting can,
                    in principle, be understood and observed by the vast majority of
                    the electorate.
                    * To be an effective alternative for change to violent
                    revolution, a voting process must have credibility with the
                    majority of the electorate.
                    * A process which is observable and understandable, and
                    balances opposing interests, has credibility even among those
                    who do not actually observe.

Solution:           Any process that touches private voting; e.g., deciding who is
                    allowed to vote, designing ballots, recording of votes, tallying
                    votes, and reporting on results must be observable and
                    understandable by the majority of the electorate. In addition,
                    the design of the process, its implementation and any remedies
                    for mistakes must be controlled by a balance of opposing
                    interests.

Synopsis:

Evidence:           Thousands of experiences of voting processes that work.




                                        1
Example:            (1)    Positive: Paper ballots with joint tallying by
                    representative of opposing political parties.
                    (2)    Negative: Electronic voting machines with proprietary
                    software unavailable and not understandable by the vast
                    majority of the electorate.

Rationale:          Power corrupts. People in power will tend to use various
                    means to keep that power and to use it for their own ends. If
                    there is no way to recall representatives or change things in
                    peaceful ways, people who feel perpetually exploited may
                    result to violent means.

Confidence:`

Literature:         http://www.commondreams.org/headlines03/1013-01.htm
                    Schwartz, John, Report Finds Risks in Internet Voting by
                    Americans Overseas. New York Times, January 22, 2004.

Related Patterns:   This pattern is a part of a growing socio-technical pattern
                    language at:
                    http://www.truthtable.com/websitewelcome_page_index.html

                    and will also be submitted to the CPSR Public Sphere Project at
                    http://www.cpsr.org/program/sphere/patterns

                    Registered Anonymity
                    Random Testing for Compliance Assurance
                    Who Speaks for Wolf? (Ensuring Stakeholder Coverage)
                    Multi-part Keys for Security Assurance
                    Verifiable Electronic Voting
                    Balance of Interests to Insure Fairness



Author:             John C Thomas

Creation Date:      21st January 2004

Revision Number:    2

Last Modified:      23rd January 2004




                                        2

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Public accountability pattern in plml format

  • 1. (1) Public Accountability for Public Decisions made Privately Pattern in PLML Form Pattern ID: 1 Sociotechnical-JCT Pattern Name: Public Accountability for Public Decisions made Privately Problem: Secret ballots pose a problem. How can we be sure that the recording, tallying, and reporting of the individual votes is accurate? If a person who tallies the votes, for instance, has an interest in the outcome of the voting, they may make an unconscious error or deliberately misrepresent the vote. If the voting process is not seen by the electorate as a fair and honest process for change, violent action becomes a more likely alternative. . Context: Some public decisions such as voting, if done completely publicly, would subject each individual decision maker to various kinds of pressure and intimidation, especially by those already in power. For this reason, voting is often done by secret ballot. Forces: * Open public voting allows intimidation by those in power. * Completely secret voting allows misrepresentation of results. * People with opposed interests in the outcome but a common interest in what is preserved by an honest process may keep each other honest. * A physical process of recording, tallying, and reporting can, in principle, be understood and observed by the vast majority of the electorate. * To be an effective alternative for change to violent revolution, a voting process must have credibility with the majority of the electorate. * A process which is observable and understandable, and balances opposing interests, has credibility even among those who do not actually observe. Solution: Any process that touches private voting; e.g., deciding who is allowed to vote, designing ballots, recording of votes, tallying votes, and reporting on results must be observable and understandable by the majority of the electorate. In addition, the design of the process, its implementation and any remedies for mistakes must be controlled by a balance of opposing interests. Synopsis: Evidence: Thousands of experiences of voting processes that work. 1
  • 2. Example: (1) Positive: Paper ballots with joint tallying by representative of opposing political parties. (2) Negative: Electronic voting machines with proprietary software unavailable and not understandable by the vast majority of the electorate. Rationale: Power corrupts. People in power will tend to use various means to keep that power and to use it for their own ends. If there is no way to recall representatives or change things in peaceful ways, people who feel perpetually exploited may result to violent means. Confidence:` Literature: http://www.commondreams.org/headlines03/1013-01.htm Schwartz, John, Report Finds Risks in Internet Voting by Americans Overseas. New York Times, January 22, 2004. Related Patterns: This pattern is a part of a growing socio-technical pattern language at: http://www.truthtable.com/websitewelcome_page_index.html and will also be submitted to the CPSR Public Sphere Project at http://www.cpsr.org/program/sphere/patterns Registered Anonymity Random Testing for Compliance Assurance Who Speaks for Wolf? (Ensuring Stakeholder Coverage) Multi-part Keys for Security Assurance Verifiable Electronic Voting Balance of Interests to Insure Fairness Author: John C Thomas Creation Date: 21st January 2004 Revision Number: 2 Last Modified: 23rd January 2004 2