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A cranium for the earliest Europeans: Phylogenetic
position of the hominid from Ceprano, Italy
G. Manzi*†‡, F. Mallegni*§, and A. Ascenzi*¶
*Istituto Italiano di Paleontologia Umana, Piazza Mincio 2, 00198 Rome, Italy; †Dipartimento di Biologia Animale e dell’Uomo, Universita di Roma
                                                                                                                                         `
‘‘La Sapienza,’’ Piazzale Aldo Moro 5, 00185 Rome, Italy; and §Dipartimento di Scienze Archeologiche, Universita di Pisa, Via Santa Maria 55,
                                                                                                               `
56100 Pisa, Italy

Communicated by F. Clark Howell, University of California, Berkeley, CA, May 24, 2001 (received for review November 10, 2000)

The human fossil evidence unequivocally pertaining to the first                 the European and African clades are distinguished as separate
inhabitants of Europe at present includes the sample from Atapu-               morphotypes, respectively referable (if distinguished at the
erca-TD6 (Spain) and the incomplete adult calvaria discovered near             species level) to H. heidelbergensis and to Homo rhodesiensis.
Ceprano, in Southern Latium (Italy). On the basis of regional                  Concurrently, human populations from this general time span in
correlations and a series of absolute dates, the age of the Ceprano            the Far East are mostly regarded as representatives of another
hominid is estimated to range between 800 and 900 kilo-annum                   regional clade, the species Homo erectus (15, 16).
(ka). In addition, the association with archaic (Mode 1) Paleolithic              Given these alternative scenarios, the discovery and or re-
findings from the same area is suggested. After the completed                   evaluation of fossil specimens that may fill the chronological gap
reconstruction of the calvaria, we present here a new study dealing            between the most ancient African evidence pertaining to the
with the general and more detailed aspects of the morphology                   genus Homo and subsequent biogeographical human radiation
displayed by Ceprano, in comparison to fossil samples ranging                  in the Early and Middle Pleistocene is of critical importance.
between Early and Middle Pleistocene. According to our results,                From this perspective, the recently discovered crania and man-
cranial features indicate that Ceprano represents a unique mor-                dible from Dmanisi, dated to about 1.7 mega-annum (Ma) (see ref.
phological bridge between the clade Homo ergaster erectus and                  7), can be regarded as the evidence of one of the earliest, if not the
later Middle Pleistocene specimens commonly referred to Homo                   earliest, human diffusions out of Africa. Yet, the time span between
heidelbergensis (and or to Homo rhodesiensis), particularly those              1.5 and 0.5 Ma still remains relatively poor in terms of human fossil
belonging to the African fossil record that ultimately relates to the          evidence. In the late Early Pleistocene, in particular, there are very
origin of modern humans. In conclusion, given its geographical,                few well preserved fossils in Africa (17) or in Eurasia (see, e.g., ref.
chronological, and phylogenetic position, an attribution to the                13). Among them, the Ceprano calvaria occupies a crucial position,
species Homo antecessor is considered, although the sample from                as far as its chronology and morphological features are concerned.
Atapuerca-TD6 is not directly comparable to Ceprano. Alterna-                  In this framework, the present paper provides a comparative
tively, a new species—ancestral to later European and African                  analysis of this fossil, based on a new reconstruction (18, 19). This
hominines—should be named to accommodate such a unique fossil                  study is aimed at evaluating the significance of the Italian specimen
specimen.                                                                      for the evolution of the genus Homo.

                                                                               Dating and General Features of Ceprano. The circumstances of
T   he presence of human populations in Europe before the
    500-ka age range indicated by advocates of the so-called
‘‘short chronology’’ (1) has been claimed for a long time on the
                                                                               recovery of the fossil hominid by I. Biddittu at Campogrande
                                                                               near Ceprano, the geostratigraphy, the chronology, and the
basis of archaeological discoveries in various corners of the                  archaeology of the site have been described (see refs. 6 and
continent. Examples of pre-500-ka localities are Le Vallonet, in               19–21). In brief, according to the interpretation given by Ascenzi
France (2), Monte Poggiolo, in Italy (3), and those in the                     and coworkers on the basis of regional correlations synthesized
Guadix-Baza Basin, Spain (4). In 1994, unequivocal human fossil                in Fig. 1, the cranium should be referred to the time span
evidence pertaining to the time range at the boundary between                  between the Acheulean site of Fontana Ranuccio [about 458 ka
Early and Middle Pleistocene was found in the sites of Atapuerca               (22)] and layers with volcaniclasts dated by 40Ar 39Ar to around




                                                                                                                                                                          ANTHROPOLOGY
Gran Dolina (Spain; ref. 5), including a sample of fragmentary                 1 Ma (23, 24). In addition, given the absence in the sediments
juvenile specimens and dental remains, and Ceprano (Italy; ref. 6),            containing the cranium of any leucitic remnants of the more
where an incomplete adult calvaria was discovered. Roughly one                 recent volcanic activity known in the region—that are referred
million years earlier, hominids are present at the ‘‘gates of Europe,’’        to the range between 100 and 700 ka (25)—and the presence above
in Georgia (7). It is, however, to be demonstrated that early Homo             the cranium itself of a clear stratigraphic unconformity that marks
diffused in Europe at that time, whereas an occupation of East Asia            the lowest limit of the sandy leucitic pyroclasts, an age between 800
can be inferred (8–10).                                                        and 900 ka is at present our best chronological estimate.
   Acheulean assemblages are widely diffused in Europe from                       As a consequence of the age estimate, a possible association
about 600 ka (11) and fossil human remains are also present in                 of the hominid from Ceprano with pebble flakes (i.e., Mode 1)
various sites, such as at Mauer, Arago, Bilzinsgleben, Verteszol-
                                                              ´    ¨           assemblages in the same region (Southern Latium)—from sites
los, Visogliano, and so on. According to the scenario indicated
 ¨                                                                             such as Castro dei Volsci, Arce, and Fontana Liri (26)—has been
by some authors during the last decade (12, 13), these ancient                 suggested.
Europeans can be referred to Homo heidelbergensis, a paleospe-                    The current form of the Ceprano calvaria (Fig. 2) is the result
cies that (according to the same point of view) also includes a
large part of the Middle Pleistocene African fossil record,                    Abbreviations: ka, kilo-annum (thousand years ago); Ma, mega-annum (million years ago);
represented by specimens such as Bodo, Kabwe, and others. At                   NJ, neighbor-joining; UPGMA, unweighted pair group method using arithmetic averages.
the same time, the more traditional notion of a single multire-                ‡To   whom reprint requests should be addressed. E-mail: giorgio.manzi@uniroma1.it.
gional Middle Pleistocene phase—the so-called ‘‘archaic Homo                   ¶Deceased   December 17, 2000.
sapiens’’—have been abandoned by the majority of the authors.                  The publication costs of this article were defrayed in part by page charge payment. This
Alternatively, in the presence of a stem species named Homo                    article must therefore be hereby marked “advertisement” in accordance with 18 U.S.C.
antecessor (14), another scenario has to be considered in which                §1734 solely to indicate this fact.



www.pnas.org cgi doi 10.1073 pnas.151259998                                                      PNAS      August 14, 2001       vol. 98     no. 17      10011–10016
occipital in the asterionic regions and for part of the occipito-
                                                                                   mastoid suture. On the left, the squama of the temporal bone is
                                                                                   in connection with few residual fragments of the parietal and
                                                                                   with the preserved part of the sphenoid; the latter, in turn, is
                                                                                   connected with the frontal. Thus, cranial shape can be confi-
                                                                                   dently examined, because all of the preserved cranial portions
                                                                                   connect directly with each other.
                                                                                       The cranial vault of Ceprano is low and gently curved along
                                                                                   the midsagittal profile; the maximum length is between glabella
                                                                                   and inion, which is therefore coincident with the opistocranium.
                                                                                   At the same time, however, the cranium is relatively short, with
                                                                                   considerable transversal expansion. As a result, Ceprano is
                                                                                   brachicranic, an unusual trait in archaic Homo. The maximum
                                                                                   breadth is at the level of the supramastoid crests.
                                                                                       A massive and continuous torus with supratoral sulcus char-
                                                                                   acterizes the receding squama of the frontal bone. In the
                                                                                   supraorbital region we observe an interesting suite of traits. The
                                                                                   glabella area is depressed in both superior and frontal views; on
                                                                                   both sides, the torus shows a variable thickness, growing steeply
                                                                                   from the midsagittal plane, reaching maximum height around
                                                                                   midline of each orbit, and gradually decreasing laterally. We also
                                                                                   observe torsion of the superficial aspect of the supraorbital
                                                                                   ridges, with a flat and vermiculate medial component clearly
                                                                                   distinguishable from the more rounded and bulging lateral part.
                                                                                   By contrast, the superior border of the orbits is almost rectilin-
                                                                                   ear. The interorbital width is great, and frontal sinuses extend
                                                                                   laterally and posteriorly. The cranium exhibits moderate post-
                                                                                   orbital constriction and marked temporal lines on both the
                                                                                   frontal and (right) parietal bones. There are no indications of
                                                                                   frontal, coronal, or parietal keelings, although a slight parabreg-
                                                                                   matic depression is visible. The parietal (right side) is square in
                                                                                   shape, relatively flattened sagittally, and markedly angled in
                                                                                   coronal sections at the level of the temporal lines. The superior
                                                                                   border of the temporal squama is missing, but it can be hypoth-
                                                                                   esized that it was relatively high and curved. The mandibular
                                                                                   fossa (incompletely preserved) is relatively small and deep, and is
                                                                                   bordered by a prominent entoglenoid process. The tympanic bones
                                                                                   are bilaterally lost, and the mastoid processes are massive. The
                                                                                   occipital squama is wide and flat; in lateral view, the occipital is
                                                                                   angled, characterized by the presence of transverse occipital torus
                                                                                   with supratoral sulcus. Inion and endinion are clearly separated.
                                                                                   The torus does not reach the asterionic region on both sides, thus
                                                                                   it is not continuous with the well defined angular torus or with the
Fig. 1.    Simplified stratigraphic sequence of the central Ceprano Basin           supramastoid crests. The nuchal plane is preserved only in part, and
composed by A. G. Segre from various test sections in the region (redrawn
                                                                                   large areas of the cranial base are unfortunately missing or dam-
from ref. 17; see text for other references). The position of the human cranium
is marked with a circle, whereas triangles indicate archaeological layers: M,
                                                                                   aged. Thickness of the bones of the cranial vault is exceptional,
Mousterian; A, Acheulean; C, ‘‘archaic’’ Paleolithic. In relationship with two     reaching values above 20 mm (temporal asterion).
major unconformities in the sequence, S1 and S2, indicate the lowest limits of         Metric data recorded on the new reconstruction of the
sands with leucitic pyroclasts (younger volcanic activity; referred to the range   Ceprano calvaria have recently been published in detail (19).
between 100 and 700 ka) or without leucitic pyroclasts (volcanic activity older    The selection of bivariate metric comparisons shown in Fig. 3
than 700 ka), respectively. Available K-Ar datings in the region are also          demonstrates that Ceprano fits within the variability of archaic
reported on the left.                                                              Homo and is frequently associated with the more massive
                                                                                   specimens in that sample, such as Sangiran 17, Petralona, and the
                                                                                   Cranium 4 from Sima de los Huesos. One of the most peculiar
of a process started in 1994 and concluded in 1999. It is based                    traits of Ceprano is confirmed to be the relatively large breadth,
on the original reconstruction by Ascenzi and coworkers (see ref.                  especially compared with its maximum length, as clearly dem-
6), subsequently corrected by R. J. Clarke (18) and further                        onstrated by the diagram in Fig. 3a. The considerable value of
revised by M. A. de Lumley and F.M. (19). Looking at the                           frontal expansion (Fig. 3b) is closer to European specimens of
cranium along its transversal contour, Ceprano is presently                        the Middle Pleistocene generally referred to H. heidelbergensis.
constituted as follows. On the right side the virtually complete                   However, the distance between glabella and inion (Fig. 3a), as
frontal bone articulates in two points with fragments of the                       well as the relationship between frontal and parietal midsagittal
parietal along the coronal suture and also with the greater wing                   chords (Fig. 3c), relate Ceprano with fossils from Zhoukoudian
of the sphenoid, which also articulates with the temporal squama                   and give the Italian specimens a resemblance to H. erectus
(endocranial surface). The right parietal—well represented,                        and or to Homo ergaster in lateral profile. In addition, the
particularly in its posterior component—articulates with both                      proportions of the occipital bone reported in Fig. 3d indicate that
the temporal and the largely preserved occipital bone along the                    Ceprano has a wide upper scale, proportionally high (lambda-
preserved segments of the lambdoid suture. Both the right and                      inion chord) and large (biasterionic breadth), leading to a
left mastoid portions of the temporal bones articulate with the                    position in the plot close to that of ER-3733.

10012     www.pnas.org cgi doi 10.1073 pnas.151259998                                                                                        Manzi et al.
Fig. 2. The new reconstruction of the Ceprano calvaria in four
                                                                                              views: (a) right lateral; (b) frontal; (c) occipital; (d) superior.



Discrete Traits: A Multivariate Comparative Analysis. From this                     To shed some light on the phylogenetic and taxonomic posi-
overview of the general features displayed by Ceprano, the                       tion of Ceprano, thirty character states have been examined in
original preliminary attribution to H. erectus (ref. 6; see also ref.            a series of 20 specimens ranging between Early and Middle
18) does not appear completely satisfactory, and should be                       Pleistocene, sufficiently complete to be compared with the
reconsidered. As a matter of fact, the variability of this taxon                 calvaria from Ceprano. Selection of traits derives from lists of
appears surprisingly extensive when the Italian specimen is                      distinctive features generally considered in describing H. erectus
included in the hypodigm. As we already stated elsewhere (19):                   and related hominines [see table 2.11 in Wood (27)]. Given the
‘‘to assess its affinities to H. erectus additional comparisons will             peculiar character of the frontal region in Ceprano, special
need to be made with other taxa, particularly H. heidelbergensis                 attention has been devoted to features describing the supraor-
and H. antecessor.’’                                                             bital structures. The traits that have been considered and




                                                                                                                                                                    ANTHROPOLOGY




Fig. 3. Bivariate morphometric comparisons between Ceprano and archaic Homo samples. (a) maximum cranial length vs. maximum cranial breadth; (b)
minimum frontal breadth (Martin measurement n. 9) vs. maximum frontal breadth (n. 10); (c) parietal sagittal chord (from bregma to lambda) vs. frontal sagittal
chord (from nasion to bregma); (d) biasterionic breadth vs. lambda-inion chord. A more extensive collection of measurements obtained on the new
reconstruction of the Ceprano calvaria is reported in ref. 16. Site specimen abbreviations are as in Table 1.


Manzi et al.                                                                                           PNAS     August 14, 2001      vol. 98    no. 17     10013
Table 1. Alternative character states in Ceprano and comparative samples
                                                                                 Africa                                                            Asia                                                                Europe




                                                                                                                 Dmn. 2280

                                                                                                                             Dmn. 2282




                                                                                                                                                                                                                                               At-SH Cr.4

                                                                                                                                                                                                                                                            At-SH Cr.5
                                                                                                                                                                                                                       Steinheim

                                                                                                                                                                                                                                   Petralona
                                                                                                      Saldanha




                                                                                                                                                                                                     Ceprano
                                                            ER 3733

                                                                      ER 3883




                                                                                                                                                                                          Zkd. XII
                                                                                                                                                  Sng. 17
                                                                                              Kabwe




                                                                                                                                                                                Zkd. XI
                                                                                                                                                            Zkd. III

                                                                                                                                                                       Zkd. X




                                                                                                                                                                                                               Arago
                                                                                                                                         Sng. 2
                                                                                       Bodo
                                                                                OH 9
Long cranial vault                                           1         1        1      1      1        1          1           1           1        1         1          1        1         1          0        1        1           1           0            1
Low cranial vault                                            1         1        1      1      1        1          1           1           1        1         1          1        1         1          1        1        1           1           1            1
Maximum breadth across the angular torus or                  1         1        1      —      1       —           1           1          1         1         1          1        1         1          1        —        0           1           1            1
  supramastoid crest
Thick vault bones (parietal)                                 0         1        1      1      0        1          1          —            1        1         1          1        1         0          1        0        0           0           1            1
Pronounced postorbital constriction                          1         1        1      0      1        0          1           1           1        1         1          1        1         1          0        0        0           0           0            0
Frontal keel or ridge                                        1         0        0      0      1        0          1           0           0        1         1          1        1         1          0        0        0           0           0            0
Straight junction of torus and frontal squama                0         0        0      1      1        1          1           0           1        0         0          0        0         0          0        0        0           1           0            1
Coronal ridge                                                1         1        —      0      0        0          1           1           1        1         1          1        1         1          0        0        0           0           0            0
Flattened parietal                                           1         0        1      0      0        0          1           1           1        1         1          1        1         1          1        1        1           0           0            0
Rectangular parietal                                         0         0        0      —      1        1          1           1           0        1         0          1        0         0          0        0        0           1           1            0
Low temporal squama                                          0         1        1      0      0       —           1           1           1        1         1          1        1         1          0        —        0           0           0            0
Flat superior border of the temporal squama                  0         1        1      0      0        0          0           0           1        1         1          1        1         1          0        —        0           0           0            0
Small mastoid process                                        1         0        1      —      0       —           1           1          1         1         1          1        1         1          0        —        1           0           0            0
Opisthocranion coincident with inion                         1         1        1      —      0        1          1           1           1        1         1          1        1         1          1        —        0           1           0            0
Sharply angulated occipital profile                           1         0        1      —      0        1          1           0           1        1         1          1        1         1          1        —        0           0           0            0
Broad nasal bones                                            0         0        1      1      1       —           0          —           —         1         1          1        1         1          1        1        1           1           1            1
Horizontal inferior border of the supraorbital torus         0         0        1      1      0        0          0           0           1        1         0          1        1         1          1        0        0           0           0            0
Continuous thickness of the supraorbital torus               1         1        1      0      0        0          0           0           1        1         1          1        1         1          0        1        1           1           1            1
Glabellar inflexion in superior view                          1         1        1      1      1        1          0          —           —         0         1          0        0         0          1        1        1           1           1            1
Ceprano-like ‘‘torsion’’ of the supraorbital torus           0         0        0      1      1        1          1           1           0        0         0          0        0         0          1        1        0           0           0            0
Bilateral discontinuity (ridges) of the supratoral sulcus    0         0        0      1      1        1          0           0           0        0         0          0        0         0          1        1        1           1           0            0
Prominent angular torus at mastoid angle                     0         0        1      —      0        0          1           1           0        0         1          1        1         1          1        1        0           1           1            1
Marked supramastoid crests                                   1         1        0      —      1       —           1           1          1         1         1          1        1         1          1        —        0           1           1            1
Marked mastoid crests                                        1         0        1      —      1       —           1           1          0         0         0          1        1         0          0        —        0          —            1            1
Occipitomastoid ridge                                        0         0        0      —      1       —          —           —            1        1         1          1        1         1          1        —        1          —            1            1
Juxtamastoid ridge absent                                    0         1        0      —      1       —          —           —            1        1         1          1        1         1          1        —        0          —            1            1
Suprameatal tegmen                                           1         0        1      —      1       —           1           1          1         1         1          1        1         1          1        —        0           1           0            0
Occipital torus with supratoral sulcus                       0         0        0      —      1        0          0           0           1        0         1          1        1         1          1        —        0           1           1            1
Occipital torus continuous with angular torus and            0         0        0      —      1        1          0           0           1        1         1          0        0         0          0        —        0           0           1            0
  supramastoid crest
Mid-sagittal depression of the occipital torus               0         0        0      —      —        0          0           0           0        0         0          0        0         0          0        —        1           0           1            1

  0 1 absent present. Site specimen abbreviations: At-SH                        Atapuerca Sima de los Huesos; Dmn.                                Dmanisi; ER                   East Turkana; Ngd.                     Ngandong; OH
Olduvai; Sng. Sangiran; Zkd. Zhoukoudian.



specimens that have been examined are listed in Table 1, where                                        position of a few specimens. Particularly, Ceprano in the NJ-
the scores for presence or absence are also reported.                                                 based tree stands in an isolate position (Fig. 4a), whereas in the
   From these data, a matrix of Manhattan phenetic distances                                          UPGMA-based tree is grouped with the African Middle Pleis-
was calculated (Table 2). These distances have been used to                                           tocene sample (Fig. 4b).
generate unrooted trees respectively based on neighbor-joining                                           A first main cluster in both the trees includes the Asian
(NJ) and unweighted pair group method using arithmetic aver-                                          specimens from Sangiran and Zhoukoudian, generally referred
ages (UPGMA; 28, 29); both these trees are reported in Fig. 4.                                        to H. erectus (sensu stricto), with the possible inclusion of the
Consistent results were also obtained when applying multivariate                                      African OH-9. Another association of this same cluster includes
analyses to raw discrete data, but with the limitation that several                                   fossils from both Turkana and Dmanisi. In this light, the two
rows or, alternatively, columns had to be excluded because of                                         Georgian crania appear appropriately classified as H. ergaster
missing scores.                                                                                       (according to ref. 7). A second cluster describes a completely
   In general, the distribution of the specimens in the trees                                         separate area of the two graphs, as it groups Middle Pleistocene
appears consistent with the assumption that specimens with                                            specimens from Africa and Europe that find in Ceprano a
obvious affinities—like those coming from the same site (i.e.,                                        plausible ancestral morph. Consistent with its morphometric
Dmanisi, Zhoukoudian, and Sima de los Huesos)—should clus-                                            features (Fig. 3), in fact, Ceprano appears in the trees—
ter together as they actually do. Given this consistency with the                                     particularly looking at the NJ analysis (Fig. 4a)—as a morpho-
expectations and merging the results reported in both the                                             logical ‘‘bridge’’ between the H. ergaster erectus group and that
NJ-based and UPGMA-based trees with the H. erectus archi-                                             composed by specimens commonly referred to H. heidelbergen-
tectural resemblance of the Ceprano calvaria (see above), the                                         sis. In addition, the difference observed when using UPGMA to
position of the late Early Pleistocene Italian specimen appears                                       generate the tree (Fig. 4b) is the more close clustering of the
of great interest for our knowledge on the relationships between                                      European Ceprano with the African Middle Pleistocene speci-
populations species of the genus Homo.                                                                mens: Bodo, Kabwe, and Saldanha. However, looking at both the
   Two main clusters are evident in Fig. 4 (a and b). Differences                                     trees, it should be borne in mind the general (architectural)
between the trees appear minimal and only concern the relative                                        resemblance in shape between Ceprano and fossils ascribed to H.

10014      www.pnas.org cgi doi 10.1073 pnas.151259998                                                                                                                                                                                  Manzi et al.
Table 2. Matrix of phenetic distances based on data in Table 1




                                                                           Dmn. 2280


                                                                                        Dmn. 2282




                                                                                                                                                                                                                         At-SH Cr.4


                                                                                                                                                                                                                                       At-SH Cr.5
                                                                                                                                                                                           Steinheim


                                                                                                                                                                                                        Petralona
                                                               Saldanha




                                                                                                                                                                       Ceprano
                ER 3733


                           ER 3883




                                                                                                                                                           Zkd. XII
                                                                                                               Sng. 17
                                                      Kabwe




                                                                                                                                                Zkd. XI
                                                                                                                          Zkd. III


                                                                                                                                      Zkd. X




                                                                                                                                                                                  Arago
                                                                                                     Sng. 2
                                              Bodo
                                      OH 9
ER 3733        0.000
ER 3883        0.333      0.000
OH 9           0.276      0.345      0.000
Bodo           0.688      0.625      0.533   0.000
Kabwe          0.517      0.586      0.714   0.250   0.000
Saldanha       0.524      0.476      0.550   0.071   0.300    0.000
Dmn. 2280      0.286      0.464      0.370   0.563   0.481    0.381       0.000
Dmn. 2282      0.280      0.360      0.292   0.538   0.458    0.421       0.120        0.000
Sng. 2         0.393      0.321      0.296   0.571   0.556    0.500       0.385        0.440        0.000
Sng. 17        0.367      0.367      0.310   0.688   0.552    0.524       0.321        0.360        0.143     0.000
Zkd. III       0.333      0.333      0.276   0.688   0.517    0.571       0.357        0.360        0.143     0.167      0.000
Zkd. X         0.367      0.433      0.241   0.688   0.552    0.667       0.250        0.280        0.214     0.133      0.167       0.000
Zkd. XI        0.333      0.400      0.207   0.688   0.586    0.714       0.286        0.320        0.179     0.167      0.133       0.033     0.000
Zkd. XII       0.333      0.400      0.276   0.750   0.586    0.762       0.357        0.360        0.179     0.167      0.133       0.100     0.067      0.000
Ceprano        0.533      0.533      0.448   0.188   0.448    0.381       0.500        0.440        0.429     0.500      0.400       0.433     0.400      0.400       0.000
Arago          0.438      0.500      0.333   0.357   0.438    0.400       0.625        0.385        0.571     0.625      0.375       0.563     0.500      0.438       0.250      0.000
Steinheim      0.433      0.500      0.483   0.375   0.517    0.476       0.714        0.560        0.607     0.600      0.567       0.667     0.633      0.567       0.500      0.125    0.000
Petralona      0.444      0.444      0.500   0.250   0.269    0.333       0.519        0.417        0.520     0.593      0.481       0.481     0.519      0.481       0.333      0.250    0.407        0.000
At-SH Cr.4     0.600      0.467      0.586   0.375   0.345    0.476       0.643        0.520        0.571     0.567      0.467       0.500     0.533      0.600       0.400      0.375    0.433        0.296           0.000
At-SH Cr.5     0.533      0.400      0.517   0.250   0.345    0.476       0.571        0.520        0.500     0.633      0.467       0.500     0.467      0.533       0.400      0.313    0.367        0.222           0.133          0.000




ergaster and or to H. erectus (see above)—a feature, actually a                                                  frontal features in particular—namely the discontinuous thick-
suite of features, that is not included in these analyses.                                                       ness of the torus, marked by a definite midorbit torsion (see
   Affinities between Ceprano and Middle Pleistocene speci-                                                      above)—indicate a relationship between Ceprano and the Mid-
mens from Africa and Europe include: absence of pronounced                                                       Pleistocene fossil record from Africa closer than with the
postorbital constriction, absence of clear keeling or ridges on the                                              Anteneandertal European specimens (as evidenced by the
vault (with the exception of Kabwe), higher and more rounded                                                     UPGMA-based tree).
temporal squama than in H. erectus, relatively large mastoids                                                      Interestingly, therefore, Ceprano appears as the most archa-
(with the exception of Steinheim), and features of the supraor-                                                  ic—for the ‘‘erectus-like’’ parieto-occipital vault—and the most
bital torus (such as the presence of a glabellar inflexion). Some                                                ancient specimen to display this kind of morphology in the




                                                                                                                                                                                                                                                    ANTHROPOLOGY




Fig. 4. NJ (a) and UPGMA (b) unrooted trees (28, 29) derived from weighted Manhattan distances reported in Table 2. Site specimen abbreviations are as in
Table 1.


Manzi et al.                                                                                                                                    PNAS             August 14, 2001          vol. 98                   no. 17            10015
frontal region. Unfortunately, little can be said about the face                           Atapuerca (Spain). Unfortunately, among the nearly 80 fossil
(with a few exceptions, such as the relative dimension of the nasal                        pieces that have been found so far at that site, and referred to
bones). Taken as a whole, its morphological pattern is diverse                             the species H. antecessor (5, 14, 30), none is directly or adequately
from that shared by H. ergaster and H. erectus. Given the dating                           comparable with Ceprano, at least in terms of completeness (as
of the Italian specimen, it is also new with respect to later Homo                         for some temporal bone fragments) or age at death (as in the case
referred to H. heidelbergensis (and to H. rhodesiensis; if a                               of the juvenile frontal TD6-15). It is not possible at present to
distinction at the species level of the African group is preferred).                       predict the morphologies that could be discovered at Atapuerca,
In this light, Ceprano can be considered as a good candidate                               when level TD6 will be reached again by future excavations.
to represent the last common ancestor for this latter group                                However, we cannot exclude that affinities will emerge with what
of hominines, ultimately between Neandertals and modern                                    we observe now on Ceprano; in this case, this calvaria would
humans.                                                                                    describe for the first time the adult cranial morphology of H.
                                                                                           antecessor. Alternatively, a less parsimonious scenario should be
Conclusions: Toward an Interpretation. On the basis of these results                       invoked, where two different human morphs were present during
and evaluations, we suggest that humans represented by Ce-                                 the same time span in Europe, and a new species should be
prano—bearing a new morphology and clear signs of greater                                  named to accommodate the Italian specimen. Nevertheless, any
encephalization (demonstrated, e.g., by the frontal proportions;                           scenario has to face with the fact that the Ceprano morphological
see Fig. 2b)—diffused into the northern hemisphere during the                              pattern does not appropriately fit in the known ranges of
late Early Pleistocene, in association with Mode 1 Paleolithic                             variability of H. ergaster erectus, from one side, and H. heidel-
technologies. According to the evidence furnished by Ceprano,                              bergensis rhodesiensis from the other.
part of this new morphology was subsequently lost during human
evolution in Europe as a possible consequence of the arrival of                            This paper is dedicated to the memory of A. Ascenzi. We gratefully
Acheulean immigrants, whose presence seems to be widely                                    acknowledge Prof. F. Clark Howell, who kindly followed and supported
attested in the continent only after 600 ka. At the same time, it                          our work on Ceprano since its beginning, and the benevolent comments
should be concluded that this phenotype further developed in                               of three referees. Special thanks go to A. G. Segre, E. Segre-Naldini, and
                                                                                           I. Biddittu for their suggestions and encouragement, to E. Bruner for his
Africa during the Middle Pleistocene, as indicated by the affin-
                                                                                           contribution in data analysis, to A. Gracia and I. Martinez for discussions
ities between Ceprano and specimens like Bodo or Kabwe.                                    about morphological features, and to D. Lordkipanidze, who kindly
   Which species is then represented by Ceprano? Given its                                 authorized the inclusion of observations made on the Dmanisi crania.
geographical, chronological, and possible phylogenetic position                            This work was supported by grants attributed to the Italian Institute of
(as described above), the best comparison should be represented                            Human Paleontology by the Italian Ministry of Cultural Heritage
by the fossil sample unearthed from Gran Dolina (level TD6) at                             (MBAC) and the Italian Ministry of Scientific Research (MURST).


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10016      www.pnas.org cgi doi 10.1073 pnas.151259998                                                                                                                      Manzi et al.

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Earliest Europeans: Phylogenetic Position of Hominid from Ceprano, Italy

  • 1. A cranium for the earliest Europeans: Phylogenetic position of the hominid from Ceprano, Italy G. Manzi*†‡, F. Mallegni*§, and A. Ascenzi*¶ *Istituto Italiano di Paleontologia Umana, Piazza Mincio 2, 00198 Rome, Italy; †Dipartimento di Biologia Animale e dell’Uomo, Universita di Roma ` ‘‘La Sapienza,’’ Piazzale Aldo Moro 5, 00185 Rome, Italy; and §Dipartimento di Scienze Archeologiche, Universita di Pisa, Via Santa Maria 55, ` 56100 Pisa, Italy Communicated by F. Clark Howell, University of California, Berkeley, CA, May 24, 2001 (received for review November 10, 2000) The human fossil evidence unequivocally pertaining to the first the European and African clades are distinguished as separate inhabitants of Europe at present includes the sample from Atapu- morphotypes, respectively referable (if distinguished at the erca-TD6 (Spain) and the incomplete adult calvaria discovered near species level) to H. heidelbergensis and to Homo rhodesiensis. Ceprano, in Southern Latium (Italy). On the basis of regional Concurrently, human populations from this general time span in correlations and a series of absolute dates, the age of the Ceprano the Far East are mostly regarded as representatives of another hominid is estimated to range between 800 and 900 kilo-annum regional clade, the species Homo erectus (15, 16). (ka). In addition, the association with archaic (Mode 1) Paleolithic Given these alternative scenarios, the discovery and or re- findings from the same area is suggested. After the completed evaluation of fossil specimens that may fill the chronological gap reconstruction of the calvaria, we present here a new study dealing between the most ancient African evidence pertaining to the with the general and more detailed aspects of the morphology genus Homo and subsequent biogeographical human radiation displayed by Ceprano, in comparison to fossil samples ranging in the Early and Middle Pleistocene is of critical importance. between Early and Middle Pleistocene. According to our results, From this perspective, the recently discovered crania and man- cranial features indicate that Ceprano represents a unique mor- dible from Dmanisi, dated to about 1.7 mega-annum (Ma) (see ref. phological bridge between the clade Homo ergaster erectus and 7), can be regarded as the evidence of one of the earliest, if not the later Middle Pleistocene specimens commonly referred to Homo earliest, human diffusions out of Africa. Yet, the time span between heidelbergensis (and or to Homo rhodesiensis), particularly those 1.5 and 0.5 Ma still remains relatively poor in terms of human fossil belonging to the African fossil record that ultimately relates to the evidence. In the late Early Pleistocene, in particular, there are very origin of modern humans. In conclusion, given its geographical, few well preserved fossils in Africa (17) or in Eurasia (see, e.g., ref. chronological, and phylogenetic position, an attribution to the 13). Among them, the Ceprano calvaria occupies a crucial position, species Homo antecessor is considered, although the sample from as far as its chronology and morphological features are concerned. Atapuerca-TD6 is not directly comparable to Ceprano. Alterna- In this framework, the present paper provides a comparative tively, a new species—ancestral to later European and African analysis of this fossil, based on a new reconstruction (18, 19). This hominines—should be named to accommodate such a unique fossil study is aimed at evaluating the significance of the Italian specimen specimen. for the evolution of the genus Homo. Dating and General Features of Ceprano. The circumstances of T he presence of human populations in Europe before the 500-ka age range indicated by advocates of the so-called ‘‘short chronology’’ (1) has been claimed for a long time on the recovery of the fossil hominid by I. Biddittu at Campogrande near Ceprano, the geostratigraphy, the chronology, and the basis of archaeological discoveries in various corners of the archaeology of the site have been described (see refs. 6 and continent. Examples of pre-500-ka localities are Le Vallonet, in 19–21). In brief, according to the interpretation given by Ascenzi France (2), Monte Poggiolo, in Italy (3), and those in the and coworkers on the basis of regional correlations synthesized Guadix-Baza Basin, Spain (4). In 1994, unequivocal human fossil in Fig. 1, the cranium should be referred to the time span evidence pertaining to the time range at the boundary between between the Acheulean site of Fontana Ranuccio [about 458 ka Early and Middle Pleistocene was found in the sites of Atapuerca (22)] and layers with volcaniclasts dated by 40Ar 39Ar to around ANTHROPOLOGY Gran Dolina (Spain; ref. 5), including a sample of fragmentary 1 Ma (23, 24). In addition, given the absence in the sediments juvenile specimens and dental remains, and Ceprano (Italy; ref. 6), containing the cranium of any leucitic remnants of the more where an incomplete adult calvaria was discovered. Roughly one recent volcanic activity known in the region—that are referred million years earlier, hominids are present at the ‘‘gates of Europe,’’ to the range between 100 and 700 ka (25)—and the presence above in Georgia (7). It is, however, to be demonstrated that early Homo the cranium itself of a clear stratigraphic unconformity that marks diffused in Europe at that time, whereas an occupation of East Asia the lowest limit of the sandy leucitic pyroclasts, an age between 800 can be inferred (8–10). and 900 ka is at present our best chronological estimate. Acheulean assemblages are widely diffused in Europe from As a consequence of the age estimate, a possible association about 600 ka (11) and fossil human remains are also present in of the hominid from Ceprano with pebble flakes (i.e., Mode 1) various sites, such as at Mauer, Arago, Bilzinsgleben, Verteszol- ´ ¨ assemblages in the same region (Southern Latium)—from sites los, Visogliano, and so on. According to the scenario indicated ¨ such as Castro dei Volsci, Arce, and Fontana Liri (26)—has been by some authors during the last decade (12, 13), these ancient suggested. Europeans can be referred to Homo heidelbergensis, a paleospe- The current form of the Ceprano calvaria (Fig. 2) is the result cies that (according to the same point of view) also includes a large part of the Middle Pleistocene African fossil record, Abbreviations: ka, kilo-annum (thousand years ago); Ma, mega-annum (million years ago); represented by specimens such as Bodo, Kabwe, and others. At NJ, neighbor-joining; UPGMA, unweighted pair group method using arithmetic averages. the same time, the more traditional notion of a single multire- ‡To whom reprint requests should be addressed. E-mail: giorgio.manzi@uniroma1.it. gional Middle Pleistocene phase—the so-called ‘‘archaic Homo ¶Deceased December 17, 2000. sapiens’’—have been abandoned by the majority of the authors. The publication costs of this article were defrayed in part by page charge payment. This Alternatively, in the presence of a stem species named Homo article must therefore be hereby marked “advertisement” in accordance with 18 U.S.C. antecessor (14), another scenario has to be considered in which §1734 solely to indicate this fact. www.pnas.org cgi doi 10.1073 pnas.151259998 PNAS August 14, 2001 vol. 98 no. 17 10011–10016
  • 2. occipital in the asterionic regions and for part of the occipito- mastoid suture. On the left, the squama of the temporal bone is in connection with few residual fragments of the parietal and with the preserved part of the sphenoid; the latter, in turn, is connected with the frontal. Thus, cranial shape can be confi- dently examined, because all of the preserved cranial portions connect directly with each other. The cranial vault of Ceprano is low and gently curved along the midsagittal profile; the maximum length is between glabella and inion, which is therefore coincident with the opistocranium. At the same time, however, the cranium is relatively short, with considerable transversal expansion. As a result, Ceprano is brachicranic, an unusual trait in archaic Homo. The maximum breadth is at the level of the supramastoid crests. A massive and continuous torus with supratoral sulcus char- acterizes the receding squama of the frontal bone. In the supraorbital region we observe an interesting suite of traits. The glabella area is depressed in both superior and frontal views; on both sides, the torus shows a variable thickness, growing steeply from the midsagittal plane, reaching maximum height around midline of each orbit, and gradually decreasing laterally. We also observe torsion of the superficial aspect of the supraorbital ridges, with a flat and vermiculate medial component clearly distinguishable from the more rounded and bulging lateral part. By contrast, the superior border of the orbits is almost rectilin- ear. The interorbital width is great, and frontal sinuses extend laterally and posteriorly. The cranium exhibits moderate post- orbital constriction and marked temporal lines on both the frontal and (right) parietal bones. There are no indications of frontal, coronal, or parietal keelings, although a slight parabreg- matic depression is visible. The parietal (right side) is square in shape, relatively flattened sagittally, and markedly angled in coronal sections at the level of the temporal lines. The superior border of the temporal squama is missing, but it can be hypoth- esized that it was relatively high and curved. The mandibular fossa (incompletely preserved) is relatively small and deep, and is bordered by a prominent entoglenoid process. The tympanic bones are bilaterally lost, and the mastoid processes are massive. The occipital squama is wide and flat; in lateral view, the occipital is angled, characterized by the presence of transverse occipital torus with supratoral sulcus. Inion and endinion are clearly separated. The torus does not reach the asterionic region on both sides, thus it is not continuous with the well defined angular torus or with the Fig. 1. Simplified stratigraphic sequence of the central Ceprano Basin supramastoid crests. The nuchal plane is preserved only in part, and composed by A. G. Segre from various test sections in the region (redrawn large areas of the cranial base are unfortunately missing or dam- from ref. 17; see text for other references). The position of the human cranium is marked with a circle, whereas triangles indicate archaeological layers: M, aged. Thickness of the bones of the cranial vault is exceptional, Mousterian; A, Acheulean; C, ‘‘archaic’’ Paleolithic. In relationship with two reaching values above 20 mm (temporal asterion). major unconformities in the sequence, S1 and S2, indicate the lowest limits of Metric data recorded on the new reconstruction of the sands with leucitic pyroclasts (younger volcanic activity; referred to the range Ceprano calvaria have recently been published in detail (19). between 100 and 700 ka) or without leucitic pyroclasts (volcanic activity older The selection of bivariate metric comparisons shown in Fig. 3 than 700 ka), respectively. Available K-Ar datings in the region are also demonstrates that Ceprano fits within the variability of archaic reported on the left. Homo and is frequently associated with the more massive specimens in that sample, such as Sangiran 17, Petralona, and the Cranium 4 from Sima de los Huesos. One of the most peculiar of a process started in 1994 and concluded in 1999. It is based traits of Ceprano is confirmed to be the relatively large breadth, on the original reconstruction by Ascenzi and coworkers (see ref. especially compared with its maximum length, as clearly dem- 6), subsequently corrected by R. J. Clarke (18) and further onstrated by the diagram in Fig. 3a. The considerable value of revised by M. A. de Lumley and F.M. (19). Looking at the frontal expansion (Fig. 3b) is closer to European specimens of cranium along its transversal contour, Ceprano is presently the Middle Pleistocene generally referred to H. heidelbergensis. constituted as follows. On the right side the virtually complete However, the distance between glabella and inion (Fig. 3a), as frontal bone articulates in two points with fragments of the well as the relationship between frontal and parietal midsagittal parietal along the coronal suture and also with the greater wing chords (Fig. 3c), relate Ceprano with fossils from Zhoukoudian of the sphenoid, which also articulates with the temporal squama and give the Italian specimens a resemblance to H. erectus (endocranial surface). The right parietal—well represented, and or to Homo ergaster in lateral profile. In addition, the particularly in its posterior component—articulates with both proportions of the occipital bone reported in Fig. 3d indicate that the temporal and the largely preserved occipital bone along the Ceprano has a wide upper scale, proportionally high (lambda- preserved segments of the lambdoid suture. Both the right and inion chord) and large (biasterionic breadth), leading to a left mastoid portions of the temporal bones articulate with the position in the plot close to that of ER-3733. 10012 www.pnas.org cgi doi 10.1073 pnas.151259998 Manzi et al.
  • 3. Fig. 2. The new reconstruction of the Ceprano calvaria in four views: (a) right lateral; (b) frontal; (c) occipital; (d) superior. Discrete Traits: A Multivariate Comparative Analysis. From this To shed some light on the phylogenetic and taxonomic posi- overview of the general features displayed by Ceprano, the tion of Ceprano, thirty character states have been examined in original preliminary attribution to H. erectus (ref. 6; see also ref. a series of 20 specimens ranging between Early and Middle 18) does not appear completely satisfactory, and should be Pleistocene, sufficiently complete to be compared with the reconsidered. As a matter of fact, the variability of this taxon calvaria from Ceprano. Selection of traits derives from lists of appears surprisingly extensive when the Italian specimen is distinctive features generally considered in describing H. erectus included in the hypodigm. As we already stated elsewhere (19): and related hominines [see table 2.11 in Wood (27)]. Given the ‘‘to assess its affinities to H. erectus additional comparisons will peculiar character of the frontal region in Ceprano, special need to be made with other taxa, particularly H. heidelbergensis attention has been devoted to features describing the supraor- and H. antecessor.’’ bital structures. The traits that have been considered and ANTHROPOLOGY Fig. 3. Bivariate morphometric comparisons between Ceprano and archaic Homo samples. (a) maximum cranial length vs. maximum cranial breadth; (b) minimum frontal breadth (Martin measurement n. 9) vs. maximum frontal breadth (n. 10); (c) parietal sagittal chord (from bregma to lambda) vs. frontal sagittal chord (from nasion to bregma); (d) biasterionic breadth vs. lambda-inion chord. A more extensive collection of measurements obtained on the new reconstruction of the Ceprano calvaria is reported in ref. 16. Site specimen abbreviations are as in Table 1. Manzi et al. PNAS August 14, 2001 vol. 98 no. 17 10013
  • 4. Table 1. Alternative character states in Ceprano and comparative samples Africa Asia Europe Dmn. 2280 Dmn. 2282 At-SH Cr.4 At-SH Cr.5 Steinheim Petralona Saldanha Ceprano ER 3733 ER 3883 Zkd. XII Sng. 17 Kabwe Zkd. XI Zkd. III Zkd. X Arago Sng. 2 Bodo OH 9 Long cranial vault 1 1 1 1 1 1 1 1 1 1 1 1 1 1 0 1 1 1 0 1 Low cranial vault 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Maximum breadth across the angular torus or 1 1 1 — 1 — 1 1 1 1 1 1 1 1 1 — 0 1 1 1 supramastoid crest Thick vault bones (parietal) 0 1 1 1 0 1 1 — 1 1 1 1 1 0 1 0 0 0 1 1 Pronounced postorbital constriction 1 1 1 0 1 0 1 1 1 1 1 1 1 1 0 0 0 0 0 0 Frontal keel or ridge 1 0 0 0 1 0 1 0 0 1 1 1 1 1 0 0 0 0 0 0 Straight junction of torus and frontal squama 0 0 0 1 1 1 1 0 1 0 0 0 0 0 0 0 0 1 0 1 Coronal ridge 1 1 — 0 0 0 1 1 1 1 1 1 1 1 0 0 0 0 0 0 Flattened parietal 1 0 1 0 0 0 1 1 1 1 1 1 1 1 1 1 1 0 0 0 Rectangular parietal 0 0 0 — 1 1 1 1 0 1 0 1 0 0 0 0 0 1 1 0 Low temporal squama 0 1 1 0 0 — 1 1 1 1 1 1 1 1 0 — 0 0 0 0 Flat superior border of the temporal squama 0 1 1 0 0 0 0 0 1 1 1 1 1 1 0 — 0 0 0 0 Small mastoid process 1 0 1 — 0 — 1 1 1 1 1 1 1 1 0 — 1 0 0 0 Opisthocranion coincident with inion 1 1 1 — 0 1 1 1 1 1 1 1 1 1 1 — 0 1 0 0 Sharply angulated occipital profile 1 0 1 — 0 1 1 0 1 1 1 1 1 1 1 — 0 0 0 0 Broad nasal bones 0 0 1 1 1 — 0 — — 1 1 1 1 1 1 1 1 1 1 1 Horizontal inferior border of the supraorbital torus 0 0 1 1 0 0 0 0 1 1 0 1 1 1 1 0 0 0 0 0 Continuous thickness of the supraorbital torus 1 1 1 0 0 0 0 0 1 1 1 1 1 1 0 1 1 1 1 1 Glabellar inflexion in superior view 1 1 1 1 1 1 0 — — 0 1 0 0 0 1 1 1 1 1 1 Ceprano-like ‘‘torsion’’ of the supraorbital torus 0 0 0 1 1 1 1 1 0 0 0 0 0 0 1 1 0 0 0 0 Bilateral discontinuity (ridges) of the supratoral sulcus 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 1 1 0 0 Prominent angular torus at mastoid angle 0 0 1 — 0 0 1 1 0 0 1 1 1 1 1 1 0 1 1 1 Marked supramastoid crests 1 1 0 — 1 — 1 1 1 1 1 1 1 1 1 — 0 1 1 1 Marked mastoid crests 1 0 1 — 1 — 1 1 0 0 0 1 1 0 0 — 0 — 1 1 Occipitomastoid ridge 0 0 0 — 1 — — — 1 1 1 1 1 1 1 — 1 — 1 1 Juxtamastoid ridge absent 0 1 0 — 1 — — — 1 1 1 1 1 1 1 — 0 — 1 1 Suprameatal tegmen 1 0 1 — 1 — 1 1 1 1 1 1 1 1 1 — 0 1 0 0 Occipital torus with supratoral sulcus 0 0 0 — 1 0 0 0 1 0 1 1 1 1 1 — 0 1 1 1 Occipital torus continuous with angular torus and 0 0 0 — 1 1 0 0 1 1 1 0 0 0 0 — 0 0 1 0 supramastoid crest Mid-sagittal depression of the occipital torus 0 0 0 — — 0 0 0 0 0 0 0 0 0 0 — 1 0 1 1 0 1 absent present. Site specimen abbreviations: At-SH Atapuerca Sima de los Huesos; Dmn. Dmanisi; ER East Turkana; Ngd. Ngandong; OH Olduvai; Sng. Sangiran; Zkd. Zhoukoudian. specimens that have been examined are listed in Table 1, where position of a few specimens. Particularly, Ceprano in the NJ- the scores for presence or absence are also reported. based tree stands in an isolate position (Fig. 4a), whereas in the From these data, a matrix of Manhattan phenetic distances UPGMA-based tree is grouped with the African Middle Pleis- was calculated (Table 2). These distances have been used to tocene sample (Fig. 4b). generate unrooted trees respectively based on neighbor-joining A first main cluster in both the trees includes the Asian (NJ) and unweighted pair group method using arithmetic aver- specimens from Sangiran and Zhoukoudian, generally referred ages (UPGMA; 28, 29); both these trees are reported in Fig. 4. to H. erectus (sensu stricto), with the possible inclusion of the Consistent results were also obtained when applying multivariate African OH-9. Another association of this same cluster includes analyses to raw discrete data, but with the limitation that several fossils from both Turkana and Dmanisi. In this light, the two rows or, alternatively, columns had to be excluded because of Georgian crania appear appropriately classified as H. ergaster missing scores. (according to ref. 7). A second cluster describes a completely In general, the distribution of the specimens in the trees separate area of the two graphs, as it groups Middle Pleistocene appears consistent with the assumption that specimens with specimens from Africa and Europe that find in Ceprano a obvious affinities—like those coming from the same site (i.e., plausible ancestral morph. Consistent with its morphometric Dmanisi, Zhoukoudian, and Sima de los Huesos)—should clus- features (Fig. 3), in fact, Ceprano appears in the trees— ter together as they actually do. Given this consistency with the particularly looking at the NJ analysis (Fig. 4a)—as a morpho- expectations and merging the results reported in both the logical ‘‘bridge’’ between the H. ergaster erectus group and that NJ-based and UPGMA-based trees with the H. erectus archi- composed by specimens commonly referred to H. heidelbergen- tectural resemblance of the Ceprano calvaria (see above), the sis. In addition, the difference observed when using UPGMA to position of the late Early Pleistocene Italian specimen appears generate the tree (Fig. 4b) is the more close clustering of the of great interest for our knowledge on the relationships between European Ceprano with the African Middle Pleistocene speci- populations species of the genus Homo. mens: Bodo, Kabwe, and Saldanha. However, looking at both the Two main clusters are evident in Fig. 4 (a and b). Differences trees, it should be borne in mind the general (architectural) between the trees appear minimal and only concern the relative resemblance in shape between Ceprano and fossils ascribed to H. 10014 www.pnas.org cgi doi 10.1073 pnas.151259998 Manzi et al.
  • 5. Table 2. Matrix of phenetic distances based on data in Table 1 Dmn. 2280 Dmn. 2282 At-SH Cr.4 At-SH Cr.5 Steinheim Petralona Saldanha Ceprano ER 3733 ER 3883 Zkd. XII Sng. 17 Kabwe Zkd. XI Zkd. III Zkd. X Arago Sng. 2 Bodo OH 9 ER 3733 0.000 ER 3883 0.333 0.000 OH 9 0.276 0.345 0.000 Bodo 0.688 0.625 0.533 0.000 Kabwe 0.517 0.586 0.714 0.250 0.000 Saldanha 0.524 0.476 0.550 0.071 0.300 0.000 Dmn. 2280 0.286 0.464 0.370 0.563 0.481 0.381 0.000 Dmn. 2282 0.280 0.360 0.292 0.538 0.458 0.421 0.120 0.000 Sng. 2 0.393 0.321 0.296 0.571 0.556 0.500 0.385 0.440 0.000 Sng. 17 0.367 0.367 0.310 0.688 0.552 0.524 0.321 0.360 0.143 0.000 Zkd. III 0.333 0.333 0.276 0.688 0.517 0.571 0.357 0.360 0.143 0.167 0.000 Zkd. X 0.367 0.433 0.241 0.688 0.552 0.667 0.250 0.280 0.214 0.133 0.167 0.000 Zkd. XI 0.333 0.400 0.207 0.688 0.586 0.714 0.286 0.320 0.179 0.167 0.133 0.033 0.000 Zkd. XII 0.333 0.400 0.276 0.750 0.586 0.762 0.357 0.360 0.179 0.167 0.133 0.100 0.067 0.000 Ceprano 0.533 0.533 0.448 0.188 0.448 0.381 0.500 0.440 0.429 0.500 0.400 0.433 0.400 0.400 0.000 Arago 0.438 0.500 0.333 0.357 0.438 0.400 0.625 0.385 0.571 0.625 0.375 0.563 0.500 0.438 0.250 0.000 Steinheim 0.433 0.500 0.483 0.375 0.517 0.476 0.714 0.560 0.607 0.600 0.567 0.667 0.633 0.567 0.500 0.125 0.000 Petralona 0.444 0.444 0.500 0.250 0.269 0.333 0.519 0.417 0.520 0.593 0.481 0.481 0.519 0.481 0.333 0.250 0.407 0.000 At-SH Cr.4 0.600 0.467 0.586 0.375 0.345 0.476 0.643 0.520 0.571 0.567 0.467 0.500 0.533 0.600 0.400 0.375 0.433 0.296 0.000 At-SH Cr.5 0.533 0.400 0.517 0.250 0.345 0.476 0.571 0.520 0.500 0.633 0.467 0.500 0.467 0.533 0.400 0.313 0.367 0.222 0.133 0.000 ergaster and or to H. erectus (see above)—a feature, actually a frontal features in particular—namely the discontinuous thick- suite of features, that is not included in these analyses. ness of the torus, marked by a definite midorbit torsion (see Affinities between Ceprano and Middle Pleistocene speci- above)—indicate a relationship between Ceprano and the Mid- mens from Africa and Europe include: absence of pronounced Pleistocene fossil record from Africa closer than with the postorbital constriction, absence of clear keeling or ridges on the Anteneandertal European specimens (as evidenced by the vault (with the exception of Kabwe), higher and more rounded UPGMA-based tree). temporal squama than in H. erectus, relatively large mastoids Interestingly, therefore, Ceprano appears as the most archa- (with the exception of Steinheim), and features of the supraor- ic—for the ‘‘erectus-like’’ parieto-occipital vault—and the most bital torus (such as the presence of a glabellar inflexion). Some ancient specimen to display this kind of morphology in the ANTHROPOLOGY Fig. 4. NJ (a) and UPGMA (b) unrooted trees (28, 29) derived from weighted Manhattan distances reported in Table 2. Site specimen abbreviations are as in Table 1. Manzi et al. PNAS August 14, 2001 vol. 98 no. 17 10015
  • 6. frontal region. Unfortunately, little can be said about the face Atapuerca (Spain). Unfortunately, among the nearly 80 fossil (with a few exceptions, such as the relative dimension of the nasal pieces that have been found so far at that site, and referred to bones). Taken as a whole, its morphological pattern is diverse the species H. antecessor (5, 14, 30), none is directly or adequately from that shared by H. ergaster and H. erectus. Given the dating comparable with Ceprano, at least in terms of completeness (as of the Italian specimen, it is also new with respect to later Homo for some temporal bone fragments) or age at death (as in the case referred to H. heidelbergensis (and to H. rhodesiensis; if a of the juvenile frontal TD6-15). It is not possible at present to distinction at the species level of the African group is preferred). predict the morphologies that could be discovered at Atapuerca, In this light, Ceprano can be considered as a good candidate when level TD6 will be reached again by future excavations. to represent the last common ancestor for this latter group However, we cannot exclude that affinities will emerge with what of hominines, ultimately between Neandertals and modern we observe now on Ceprano; in this case, this calvaria would humans. describe for the first time the adult cranial morphology of H. antecessor. Alternatively, a less parsimonious scenario should be Conclusions: Toward an Interpretation. On the basis of these results invoked, where two different human morphs were present during and evaluations, we suggest that humans represented by Ce- the same time span in Europe, and a new species should be prano—bearing a new morphology and clear signs of greater named to accommodate the Italian specimen. Nevertheless, any encephalization (demonstrated, e.g., by the frontal proportions; scenario has to face with the fact that the Ceprano morphological see Fig. 2b)—diffused into the northern hemisphere during the pattern does not appropriately fit in the known ranges of late Early Pleistocene, in association with Mode 1 Paleolithic variability of H. ergaster erectus, from one side, and H. heidel- technologies. According to the evidence furnished by Ceprano, bergensis rhodesiensis from the other. part of this new morphology was subsequently lost during human evolution in Europe as a possible consequence of the arrival of This paper is dedicated to the memory of A. Ascenzi. We gratefully Acheulean immigrants, whose presence seems to be widely acknowledge Prof. F. Clark Howell, who kindly followed and supported attested in the continent only after 600 ka. At the same time, it our work on Ceprano since its beginning, and the benevolent comments should be concluded that this phenotype further developed in of three referees. Special thanks go to A. G. Segre, E. Segre-Naldini, and I. Biddittu for their suggestions and encouragement, to E. Bruner for his Africa during the Middle Pleistocene, as indicated by the affin- contribution in data analysis, to A. Gracia and I. Martinez for discussions ities between Ceprano and specimens like Bodo or Kabwe. about morphological features, and to D. Lordkipanidze, who kindly Which species is then represented by Ceprano? 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