1. Qiu Jun-ping Zhao Rong-ying Research Center for Chinese Science Evaluation Competition and Excellence — Subjects Competitiveness Ranking of World-class Universities and Research Institutions 2009

2. Outline Introduction Method Features Results analysis Problem & Solution

6. Index System 3 2. Method World-class Universities and Subject s 4 Object 1 Data Source s 2

18. Table 1 Index system to evaluate the research competitiveness of world-class universities 2.3 Index System First-level Indicator Second-level Indicator Weight Scientific Productivity Number of Published Papers 30% Scientific Impact Number of Total Cited Times 20% Number of Highly Cited Papers 20% Number of Subjects Indexed by ESI 5% Scientific Innovation Number of Patents 5% Number of Hot Papers 10% Scientific Potential Ratio of Highly Cited Papers 10%

19. Table 2 Index system to evaluate 22 subject s competitiveness of world-class universities and research institutions 2.3 Index System First-level Indicator Second-level Indicator Weight Scientific Productivity Number of Published Papers 30% Scientific Impact Number of Total Cited Times 25% Number of Highly Cited Papers 20% Scientific Innovation Number of Patents 5% Number of Hot Papers 10% Scientific Potential Ratio of Highly Cited Papers 10%

23. 3. Features of Subject Competitiveness Evaluation Many valuable results have been deduced through the comprehensive and systematic analysis on the 1475 universities and 2413 research institutions.

37. Table 3 2009 Ranking of Research Competitiveness of Country/Region (Top 30) Rank Country/ Region Published Papers Cited Papers Highly Cited Papers Hot Papers Patents Highly Cited Ratio Total 1 USA 100.00 100.00 100.00 100.00 100.00 100.00 100.00 2 UK 48.49 43.66 39.96 45.26 28.55 82.40 49.25 3 Japan 51.06 40.17 29.84 27.26 77.00 58.45 45.56 4 Germany 44.60 38.41 33.15 34.60 31.29 74.33 43.66 5 Canada 34.76 30.37 27.19 29.62 21.92 78.23 38.27 6 France 31.60 25.32 24.05 25.09 25.36 76.10 35.35 7 Italy 34.52 28.30 23.67 24.57 12.88 68.58 34.77 8 Switzerland 17.33 17.48 16.77 18.17 10.57 96.79 34.61 9 Netherland 25.55 23.66 21.18 22.72 11.48 82.86 34.21

38. Rank Country/ Region Published Papers Cited Papers Highly Cited Papers Hot Papers Patents Highly Cited Ratio Total 10 Sweden 25.02 22.98 19.53 21.31 4.00 78.06 32.43 11 Australia 27.49 21.67 18.77 23.61 15.82 68.30 30.81 12 China 34.44 17.79 17.87 19.14 45.42 51.88 30.13 13 Denmark 15.84 14.33 13.14 14.55 7.73 82.93 29.55 14 Belgium 18.48 15.79 13.66 16.69 8.44 73.93 27.93 15 Spain 26.98 19.57 15.55 16.69 20.33 57.65 27.27 16 Finland 16.75 14.89 11.89 13.44 2.83 71.03 26.28 17 South Korea 23.46 14.89 12.79 13.44 41.34 54.50 25.57 18 Austria 15.07 12.61 10.49 8.50 6.36 69.60 24.97 19 Ireland 9.56 7.72 7.13 8.80 4.98 74.61 24.86 20 Israel 17.02 13.46 11.34 8.50 7.75 66.63 24.74

39. Rank Country/ Region Published Papers Cited Papers Highly Cited Papers Hot Papers Patents Highly Cited Ratio Total 21 Norway 11.98 9.97 8.52 10.65 3.23 71.11 24.49 22 Hong Kong, China 15.39 10.81 10.19 12.85 15.02 66.22 24.23 23 Iceland 2.82 2.13 2.13 3.93 0.00 75.51 24.00 24 Singapore 12.23 7.95 7.98 11.13 12.30 65.27 22.79 25 New Zealand 11.07 8.31 7.15 9.90 4.29 64.61 22.19 26 Taiwan, China 21.27 12.87 9.87 10.65 20.45 46.41 21.08 27 Pakistan 4.01 2.03 2.62 3.21 1.27 65.27 20.84 28 Brazil 22.22 13.12 9.12 13.44 14.98 41.02 20.13 29 Czech, Republic 10.96 6.50 6.17 7.87 5.37 56.31 19.46 30 Poland 15.61 9.54 7.71 8.50 1.67 49.38 18.94

40. Table 4 2009 World-class Universities Distribution Country/ Region Top 100 Top 200 Top 300 Top 400 Top 500 Top 600 Num. Percent(%) Num. Percent(%) Num. Percent(%) Num. Percent(%) Num. Percent(%) Num. Percent(%) USA 54 54.00 85 42.50 109 36.33 137 34.25 157 31.40 178 29.67 UK 7 7.00 17 8.50 28 9.33 35 8.75 40 8.00 47 7.83 Germany 3 3.00 15 7.50 31 10.33 39 9.75 44 8.80 45 7.50 Japan 7 7.00 9 4.50 14 4.67 22 5.50 32 6.40 44 7.33 France 2 2.00 5 2.50 10 3.33 16 4.00 20 4.00 28 4.67 Italy 1 1.00 8 4.00 11 3.67 16 4.00 27 5.40 28 4.67 Canada 5 5.00 9 4.50 14 4.67 20 5.00 21 4.20 23 3.83 Spain 0 0.00 2 1.00 5 1.67 8 2.00 11 2.20 18 3.00 Australia 3 3.00 7 3.50 8 2.67 8 2.00 10 2.00 17 2.83 Netherland 3 3.00 7 3.50 10 3.33 12 3.00 13 2.60 13 2.17 China 0 0.00 3 1.50 7 2.33 7 1.75 15 3.00 20 3.33 Taiwan, China 1 1.00 1 0.50 2 0.67 3 0.75 5 1.00 8 1.33 Hong Kong, China 0 0.00 2 1.00 4 1.33 5 1.25 5 1.00 6 1.00

41. Table 5 2009 World -class subject s D istribution (Top 10 and Some Chinese Universities) Rank Name Country/ Region Number of the subjects Indexed by ESI Percent of Owning 22 subject s Number of the Top 10 subject s Percent of Owning Ranking subject s 1 Harvard University USA 22 100.0 14 63.6 2 Johns Hopkins University USA 22 100.0 6 27.3 3 Stanford USA 21 95.5 13 61.9 4 University of Washington (Seattle) USA 22 100.0 10 45.5 5 University of Tokyo Japan 21 95.5 5 23.8 6 University of California at Los Angeles USA 22 100.0 6 27.3 7 University of Michigan USA 21 95.5 4 19.0 8 University of California, Berkeley USA 22 100.0 10 45.5 9 Massachusetts Institute of Technology USA 21 95.5 7 33.3 10 University of Toronto Canada 22 100.0 2 9.1

42. Rank Name Country/ Region Number of the subjects Indexed by ESI Percent of Owning 22 subjects Number of the Top 10 subjects Percent of Owning Ranking subjects 100 National Taiwan University China-TW 15 68.2 3 20.0 123 University of Hong Kong China-HK 18 81.8 2 11.1 155 Peking University China 12 54.5 1 8.3 156 Zhejiang University China 11 50.0 2 18.2 165 Tsinghua University China 8 36.4 4 50.0 196 Chinese University of Hong Kong China-HK 14 63.6 0 0.0 261 Hong Kong University of Science And Technology China-HK 12 54.5 1 8.3 263 National Cheng Kung University China-TW 10 45.5 1 10.0 266 Nanjing University China 7 31.8 1 14.3 267 Shanghai Jiao Tong University China 5 22.7 2 40.0 268 University of Science and Technology of China China 5 22.7 2 40.0 282 Fudan University China 8 36.4 1 12.5 297 City University of Hong Kong China-HK 10 45.5 1 10.0 313 Hong Kong Polytechnic University China-HK 10 45.5 1 10.0 379 Tsinghua University, Taiwan China-TW 5 22.7 0 0.0 405 Jiao Tong University, Taiwan China-TW 6 27.3 1 16.7

43. Rank Name Country/ Region Number of the subjects Indexed by ESI Percent of Owning 22 subjects Number of the Top 10 subjects Percent of Owning Ranking subjects 408 Shandong University China 5 22.7 0 0.0 418 Jilin University China 4 18.2 0 0.0 422 Sichuan University China 5 22.7 0 0.0 426 Nankai University China 4 18.2 1 25.0 439 Wuhan University China 6 27.3 0 0.0 447 Sun Yat-sen University China 4 18.2 0 0.0 461 Huazhong University of Science and Technology China 5 22.7 0 0.0 463 Taiwan Sun Yat-sen University China-TW 6 27.3 0 0.0 483 Harbin Institute of Technology China 3 13.6 1 33.3 508 National Central University , Taiwan China-TW 5 22.7 0 0.0

44. Rank Name Country/ Region Number of the subjects Indexed by ESI Percent of Owning 22 subjects Number of the Top 10 subjects Percent of Owning Ranking subjects 517 Dalian University of Technology China 4 18.2 0 0.0 518 Lanzhou University China 5 22.7 0 0.0 538 National Yang-Ming University, Taiwan China-TW 4 18.2 0 0.0 545 National Chung Hsing University, Taiwan China-TW 6 27.3 0 0.0 550 Xi ’ an Jiaotong University China 3 13.6 0 0.0 562 Tianjin University China 3 13.6 0 0.0 564 Baptist University, Hong Kong China-HK 6 27.3 0 0.0 575 Beijing Normal University China 4 18.2 0 0.0

45. UNIVERSITY OF KENT UNIV KENT Data Score Indicator Number of Published Papers 3 771 3.80 Number of Total Cited times 33 471 1.19 Number of Highly Cited Papers 26 0.55 Number of Subjects Indexed by ESI 5 22.73 Number of Patents 56 1.79 Number of Hot Papers 0 0 Ratio of Highly Cited Papers 8.88 2.87 Final score 43.24 Final rank 628 Rank in UK 47 County UK

46. United Kingdom UNIV SUSSEX 264 UNIV NEWCASTLE UPON TYNE 161 UNIV GLASGOW 104 UNIV YORK 257 UNIV LIVERPOOL 149 UNIV BRISTOL 85 UNIV DUNDEE 247 UNIV SOUTHAMPTON 137 UNIV EDINBURGH 61 UNIV LONDON 234 UNIV LEEDS 132 UNIV MANCHESTER 55 UNIV LEICESTER 233 KINGS COLL LONDON 122 UNIV LONDON IMPERIAL COLL SCI TECHNOL & MED 32 UNIV ABERDEEN 232 UNIV NOTTINGHAM 120 UNIV OXFORD 20 UNIV DURHAM 215 UNIV SHEFFIELD 112 U NIV C OLLEGE L ONDON 18 CARDIFF UNIV 172 UNIV BIRMINGHAM 108 UNIV CAMBRIDGE 14 Name Rank Name Rank Name Rank

47. UNIV HULL 482 LONDON SCH HYG & TROP MED 350 UNIV LONDON ROYAL HOLLOWAY & BEDFORD NEW COLL 588 BRUNEL UNIV 474 UNIV LANCASTER 349 OXFORD CTR MOLEC SCI 586 PIAZZA UNIV 471 UNIV BATH 343 LIVERPOOL JOHN MOORES UNIV 584 UNIV LONDON QUEEN MARY & WESTFIELD COLL 455 UNIV E ANGLIA 317 HERIOT WATT UNIV 578 UNIV NEWCASTLE 409 UNIV READING 295 OPEN UNIV 558 UNIV SURREY 377 QUEENS UNIV BELFAST 283 UNIV PORTSMOUTH 548 UNIV STRATHCLYDE 373 UNIV WALES 273 UNIV ESSEX 512 UNIV EXETER 356 UNIV WARWICK 272 Name Rank Name Rank Name Rank

48. 5.Problem & Solution Quality Efficiency Internationalization Main problems of Chinese universities

49. CAMBRIDGE VS. PEKING UNIV CAMBRIDGE UNIV PEKING Data Score Data Score Indicator Number of Published Papers 45 376 45.67 23 282 23.44 Number of Total Cited times 870 790 30.83 149 372 5.29 Number of Highly Cited Papers 1 264 26.73 248 5.25 Number of Subjects Indexed by ESI 22 100 12 54.55 Number of Patents 8 0.26 115 3.67 Number of Hot Papers 42 30.66 5 3.65 Ratio of Highly Cited Papers 19.19 6.20 6.42 2.07 Final score 79.25 61.94 Final rank 14 155 Rank in UK 1 1 County UK CHINA

50. Solution Cultivation of teaching staff Construction of World-class subjects International high-level achievements Raising output / input

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