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“Public procurement metrics in Spain.
               Lessons learned, outcomes achieved.
                        Current state of the Spanish
         Innovative Public Procurement Scoreboard”


Laura Hernández Garvayo – Metrics Department- FECYT


Pre-commercial Procurement and Public Procurement of Innovative Solutions
e-Procurement and Metrics in support of Public Demand for Innovation

Berlin, March 21-22nd, 2013

                                                                       1
ICONO: FECYT'S OBSERVATORY OF RESEARCH AND INNOVATION
                           •   provides objective data about R&I indicators and their
                               evolution
                           •   analyses science, technology and innovation policies and
                               strategies.
                           •   publishes reports regarding R&I

                                                                        For whom?
                                                                          For whom?
                                                                Public administration R&D
                                                                 Public administration R&D
                                                                   Research agents S&T
                                                                    Research agents S&T
                                                                      Private industry
                                                                       Private industry
                                                                     Media and Press
                                                                       Media and Press
                                                                           Society
                                                                            Society
    The aim of ICONO is to be a reference from the point of view of
                          the measurement of science and innovation

    The observatory is on the scene of any relevant activity related to
                                     science, technology and innovation indicators:

    1) national and international forums: European Commission, OECD, RICYT
    2) agreements with institutions: INE, Cotec, SCImago, UNED
    3) workshops, events and conferences



                                                                       2
TABLE OF CONTENTS

  1.   CURRENT STATE OF THE SPANISH INNOVATIVE PUBLIC
       PROCUREMENT SCOREBOARD

  2.   DATA SOURCES

       2.1. Previous experiences: The e2i 2010 Action Plan. Lessons
       learned, and outcomes achieved.

       2.2. The Spanish State Procurement Platform.

  3.   NEXT STEPS




                                                      3
1. CURRENT STATE OF THE SPANISH INNOVATIVE PUBLIC PROCUREMENT
   SCOREBOARD
• The data will be collected from the Spanish State Procurement Platform (input indicators) and the template for
public authorities bidders responsible of Public Procurement contracts (output indicators: from 1 to 4)

• Indicators (input and output)

                           INPUT                                                              OUTPUT


 1.Total and percentage of Public Administrations                   1. Total number of firms dedicated to IPP
 Expenditure on IPP:
 1.1. National (and regional) level                                 2. Number of products/services resulting from IPP.
 1.2. Ministries and their managerial departments
                                                                    3. Turnover due to IPP of companies with IPP contracts.

 2. Programmes financing IPP:
                                                                    4. Number of new created positions linked to IPP.
 2.1. Number of programmes
 2.2. Amount financed by each programme                             5. Number of patents linked to IPP. (*)

 3. Total number of IPP dedicated Personnel:                        6. Number of scientific publications linked to IPP (*)
 3.1. Public sector
 3.2. Private sector
                                   Source: State Procurement Platform and Template



                                                                                               4
2. DATA SOURCES
     2.1 Previous experiences: The e2i 2010 Action Plan. Lessons learned,
     outcomes achieved
•     Monitoring the National Innovation Strategy (e2i): FECYT developed a data collection
      methodology targeted for all ministerial actions within the scope of the Innovation
      Strategy Action Plan, 2010.


•     In order to meet the established objectives, FECYT carried out the following actions:
     1. Identification of public authorities responsible of the innovation Strategy Action Plan
     2. Drafting two templates for data collection:
     o calls for tenders
     o procurement of goods and services.




    The actions of the e2i 2010 Action Plan collected using the template for procurement of
    goods and services can be understood as a first approach to an Public Procurement
    Scoreboard.



                                                                        5
2.1 Previous experiences: The e2i 2010 Action Plan. Lessons learned,
   outcomes achieved
                                                                                              Performance Indicators                                            Impact Indicators
                                                                                                                                       Number of beneficiary
                                                                                                                                                                     Jobs
                                                                                                                                          companies                            Companies
    Axis                     Action Name                                                                                 Total of
                                                                      Approved       Executed     Number of Number of
                                                          Chapter                                                       beneficiary
                                                                    budget (total) budget (total) tenders   allocations                 Total of                               Number of
                                                                                                                         entities                 beneficiary         Other
                                                                                                                                      beneficiary             R&D&i            companies
                                                                                                                                                    SME             activities
                                                                                                                                      companies                                 involved

              Technology and Innovation Strategy for
                                                            6       135.378,38 137.961,24           237         71         347          170          40        676     2.387     210
Policies for  Defence
innovation in
Defence       Technology and Innovation Strategy for
                                                            6        54.477,76     52.571,38       3.109       162         154           64          53        125                13
              Defence

              Incorporation of innovation in
              internationalisation support policy –
              Support to the internationalisation of
                                                            6        1.117,00        860,50         79          30          30           30          30
              innovative companies. Support Plan for
              Business Projects involving International
Measures for Innovation Dissemination.
the
              Incorporation of innovation in
international
              internationalisation support policy –
development
              Support to the internationalisation of
of global                                                   6         407,00         313,00         12          11          11           11          11
              innovative companies. Support Plan for
innovative
              Business Projects involving Design
companies
              Internationalisation
               Incorporation of innovation in
               internationalisation support policy –
                                                            6         116,00          90,00          1          1           19           18          18
               Internationalisation plan for the
               Biotechnology sector.




                                                                                                                                        6
2.1 Previous experiences: The e2i 2010 Action Plan. Lessons learned,
        outcomes achieved
                                                                                                  Performance Indicators                                                   Impact Indicators
                                                                                                                                             Number of beneficiary
                                                                                                                                                                            Jobs        Companies
     Axis                     Action Name                                                                                       Total of        companies
                                                                       Approved         Executed       Number of Number of
                                                                                                                               beneficiary
                                                             Chapter budget (total)   budget (total)    tenders  allocations                   Total of                                 Number of
                                                                                                                                entities                 beneficiary         Other
                                                                                                                                             beneficiary             R&D&i              companies
                                                                                                                                                           SME             activities
                                                                                                                                             companies                                   involved
                Incorporation of internationalisation
                support policy – international support
                policy for innovative companies.                6       137,00           106,00           1           1            1
                Internationalisation Plan for the
                Nanotechnology sector
Measures for
                Incorporation of innovation in
the
                internationalisation support policy –
international
                Support to the internationalisation of
development                                                     6       244,00           188,00           1           1            21              20       20
                innovative companies.
of global
                Internationalisation Plan for
innovative
                Technological Centres
companies
                Incorporation of innovation in
                internationalisation support policy –
                Support to the internationalisation of
                                                                6       103,00           80,00            1           1            25              24       24
                innovative companies.
                Internationalisation Plan for the Design
                sector

                Web page of Spanish cultures                    6      4.776,60        4.776,60           1           1            11                                              26      11

                Database digitalisation of the Ministry of
                                                                6       138,00                            3           1            1               1                   5                   1
Development     Culture
of
                Strategic Plan for the Modernisation of
i-Government                                                    6     573.216,01      573.216,01                     20            20              20                900                   20
                the Justice Sector
                Innovation projects for State Security
                                                                6      4.500,00        4.500,00
                Forces




                                                                                                                                               7
2.1 Previous experiences: The e2i 2010 Action Plan. Lessons learned,
        outcomes achieved
                                                                                                Performance Indicators                                            Impact Indicators
                                                                                                                                              Number of
                                                                                                                                                                     Jobs         Companies
    Axis G                    Action Name                                                                                      Total of beneficiary companies
                                                                     Approved       Executed budget   Number of Number of
                                                                                                                              beneficiary Total of                                Number of
                                                           Chapter budget (total)       (total)        tenders  allocations
                                                                                                                               entities beneficiary beneficiary R&D&i     Other
                                                                                                                                                                                  companies
                                                                                                                                                      SME              activities
                                                                                                                                         companies                                 involved

                 Meteorological Support Services for Air      6      2.820,00         1.095,00
                                                                                                         28          6            6           6                                      6
Development      Navigation                                   2      2.980,00         2.948,00
of the Green
Economy          Regionalised Climate Scenarios               6        63,80            63,80            1           1            1           1                  2                   1
                 Policy for Rural Affairs Innovation
                 MetOp European satellite programme
                                                              7      1.226,00         1.226,00
Development      3rd mission (MTG)
of the Science
                                                              2       165,00            92,00
Industry         Air Quality Plan                                                                        6           3            3           3                                      3
                                                              6      1.794,00         1.410,00
Local
                 State Fund for Employment and
Innovation                                                    7     916.739,77       916.739,77        7.650       7.644                   4.962     4.962              62.779    4.962
                 Sustainability
Support Plan
                 Health Information System of the
                                                              6      3.000,00         3.000,00                                                                            30
                 National Health System
Development
of Health and    Clinical information interoperability        6      2.000,00         1.677,50                                                                            15
Social Care      INGESA Actions                               6       639,00           639,00            26         15           15           15                 6        12
Economy
                 National Health System Organ
                                                              6       220,48           220,48
                 Donation and Transplant


                             TOTAL                                 1.706.258,8 1.703.774,28           11.156       7.969        665        5.345     5.158     1.714 65.249       5.227




                                                                                                                                          8
2.1 Previous experiences: The e2i 2010 Action Plan. Lessons learned, outcomes
achieved
    Main results and conclusions :
    1) Scope:
    •Ministries and their managerial departments: 15
    •Programmes and actions (calls and procurement of goods and services): 133
    •Responsible delegates: 15

    2) Main Indicators (good approach although not completely representative)


    3) Survey quality:
    •Impact indicators: firms, private investment and job creation (actions not focused-
    oriented towards them, with the exception of the former Ministry of Science and
    Innovation and the Ministry of Industry and Trade)
    •Identificaton of actions

    3) Data collection: collaboration


                                                                       9
2. DATA SOURCES
        2.2 The Spanish State Procurement Platform




                                                     10
2. DATA SOURCES
         2.2 The Spanish State Procurement Platform

Data available on the Spanish State Procurement Platform:

                                                  INPUT INDICATORS
 •Project (full description, name and number of   1.Public Administrations Expenditure on
 the expedient)                                   IPP (total and %):
 •Type and definition of the contract             1.1. National (and regional) level
 (acquisitions, supplies,..)                      1.2. Ministries and their managerial
 •Type of Public Procurement (PCP, IPP)           departments
 •Amount
 •Place of performance                            2. Programmes financing IPP:
                                                  2.1. Number of programmes
 •Date (formalization and execution)
                                                  2.2. Amount financed by each programme
 •Procurers authorities
                                                  3. IPP Staff (number of people):
                                                  3.1. Public sector
                                                  3.2. Private sector



                                                                        11
3. NEXT STEPS
• (Ongoing) Drafting a template for public authorities bidders responsible of
  Public Procurement contracts. It implies identification of:
    o ministries and their managerial departments,
    o programs and actions,
    o responsible delegates.


• (Expected) Defining procedure for validation of main indicators (coming from
  state procurement platform): tracking BOE: Spanish “official gazette” and (for
  execution) the Spain´s Business R&D innovation survey which asks firms the
  value of R&D contracts with the government (both central and local).

• (Expected) Asking procurement questions in innovation cognitive tests.

• (Open proposal) Topic modelling to find out patents and publications on PPI.

• (Open proposal) Using PITEC, the Technological Innovation Panel.

                                                            12
On the web:
                                 www.icono.fecyt.es


                 @ICONO_FECYT

                 www.facebook.com/fecyt.ciencia


                 ICONO, Spanish Research and Innovation Observatory: icono@fecyt.es
Contact Email:
                 Laura Hernández Garvayo: laura.hernandez@fecyt.es




                                    Thank you!
                                                                       13

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Innovative Public procurement metrics in Spain

  • 1. “Public procurement metrics in Spain. Lessons learned, outcomes achieved. Current state of the Spanish Innovative Public Procurement Scoreboard” Laura Hernández Garvayo – Metrics Department- FECYT Pre-commercial Procurement and Public Procurement of Innovative Solutions e-Procurement and Metrics in support of Public Demand for Innovation Berlin, March 21-22nd, 2013 1
  • 2. ICONO: FECYT'S OBSERVATORY OF RESEARCH AND INNOVATION • provides objective data about R&I indicators and their evolution • analyses science, technology and innovation policies and strategies. • publishes reports regarding R&I For whom? For whom? Public administration R&D Public administration R&D Research agents S&T Research agents S&T Private industry Private industry Media and Press Media and Press Society Society The aim of ICONO is to be a reference from the point of view of the measurement of science and innovation The observatory is on the scene of any relevant activity related to science, technology and innovation indicators: 1) national and international forums: European Commission, OECD, RICYT 2) agreements with institutions: INE, Cotec, SCImago, UNED 3) workshops, events and conferences 2
  • 3. TABLE OF CONTENTS 1. CURRENT STATE OF THE SPANISH INNOVATIVE PUBLIC PROCUREMENT SCOREBOARD 2. DATA SOURCES 2.1. Previous experiences: The e2i 2010 Action Plan. Lessons learned, and outcomes achieved. 2.2. The Spanish State Procurement Platform. 3. NEXT STEPS 3
  • 4. 1. CURRENT STATE OF THE SPANISH INNOVATIVE PUBLIC PROCUREMENT SCOREBOARD • The data will be collected from the Spanish State Procurement Platform (input indicators) and the template for public authorities bidders responsible of Public Procurement contracts (output indicators: from 1 to 4) • Indicators (input and output) INPUT OUTPUT 1.Total and percentage of Public Administrations 1. Total number of firms dedicated to IPP Expenditure on IPP: 1.1. National (and regional) level 2. Number of products/services resulting from IPP. 1.2. Ministries and their managerial departments 3. Turnover due to IPP of companies with IPP contracts. 2. Programmes financing IPP: 4. Number of new created positions linked to IPP. 2.1. Number of programmes 2.2. Amount financed by each programme 5. Number of patents linked to IPP. (*) 3. Total number of IPP dedicated Personnel: 6. Number of scientific publications linked to IPP (*) 3.1. Public sector 3.2. Private sector Source: State Procurement Platform and Template 4
  • 5. 2. DATA SOURCES 2.1 Previous experiences: The e2i 2010 Action Plan. Lessons learned, outcomes achieved • Monitoring the National Innovation Strategy (e2i): FECYT developed a data collection methodology targeted for all ministerial actions within the scope of the Innovation Strategy Action Plan, 2010. • In order to meet the established objectives, FECYT carried out the following actions: 1. Identification of public authorities responsible of the innovation Strategy Action Plan 2. Drafting two templates for data collection: o calls for tenders o procurement of goods and services. The actions of the e2i 2010 Action Plan collected using the template for procurement of goods and services can be understood as a first approach to an Public Procurement Scoreboard. 5
  • 6. 2.1 Previous experiences: The e2i 2010 Action Plan. Lessons learned, outcomes achieved Performance Indicators Impact Indicators Number of beneficiary Jobs companies Companies Axis Action Name Total of Approved Executed Number of Number of Chapter beneficiary budget (total) budget (total) tenders allocations Total of Number of entities beneficiary Other beneficiary R&D&i companies SME activities companies involved Technology and Innovation Strategy for 6 135.378,38 137.961,24 237 71 347 170 40 676 2.387 210 Policies for Defence innovation in Defence Technology and Innovation Strategy for 6 54.477,76 52.571,38 3.109 162 154 64 53 125 13 Defence Incorporation of innovation in internationalisation support policy – Support to the internationalisation of 6 1.117,00 860,50 79 30 30 30 30 innovative companies. Support Plan for Business Projects involving International Measures for Innovation Dissemination. the Incorporation of innovation in international internationalisation support policy – development Support to the internationalisation of of global 6 407,00 313,00 12 11 11 11 11 innovative companies. Support Plan for innovative Business Projects involving Design companies Internationalisation Incorporation of innovation in internationalisation support policy – 6 116,00 90,00 1 1 19 18 18 Internationalisation plan for the Biotechnology sector. 6
  • 7. 2.1 Previous experiences: The e2i 2010 Action Plan. Lessons learned, outcomes achieved Performance Indicators Impact Indicators Number of beneficiary Jobs Companies Axis Action Name Total of companies Approved Executed Number of Number of beneficiary Chapter budget (total) budget (total) tenders allocations Total of Number of entities beneficiary Other beneficiary R&D&i companies SME activities companies involved Incorporation of internationalisation support policy – international support policy for innovative companies. 6 137,00 106,00 1 1 1 Internationalisation Plan for the Nanotechnology sector Measures for Incorporation of innovation in the internationalisation support policy – international Support to the internationalisation of development 6 244,00 188,00 1 1 21 20 20 innovative companies. of global Internationalisation Plan for innovative Technological Centres companies Incorporation of innovation in internationalisation support policy – Support to the internationalisation of 6 103,00 80,00 1 1 25 24 24 innovative companies. Internationalisation Plan for the Design sector Web page of Spanish cultures 6 4.776,60 4.776,60 1 1 11 26 11 Database digitalisation of the Ministry of 6 138,00 3 1 1 1 5 1 Development Culture of Strategic Plan for the Modernisation of i-Government 6 573.216,01 573.216,01 20 20 20 900 20 the Justice Sector Innovation projects for State Security 6 4.500,00 4.500,00 Forces 7
  • 8. 2.1 Previous experiences: The e2i 2010 Action Plan. Lessons learned, outcomes achieved Performance Indicators Impact Indicators Number of Jobs Companies Axis G Action Name Total of beneficiary companies Approved Executed budget Number of Number of beneficiary Total of Number of Chapter budget (total) (total) tenders allocations entities beneficiary beneficiary R&D&i Other companies SME activities companies involved Meteorological Support Services for Air 6 2.820,00 1.095,00 28 6 6 6 6 Development Navigation 2 2.980,00 2.948,00 of the Green Economy Regionalised Climate Scenarios 6 63,80 63,80 1 1 1 1 2 1 Policy for Rural Affairs Innovation MetOp European satellite programme 7 1.226,00 1.226,00 Development 3rd mission (MTG) of the Science 2 165,00 92,00 Industry Air Quality Plan 6 3 3 3 3 6 1.794,00 1.410,00 Local State Fund for Employment and Innovation 7 916.739,77 916.739,77 7.650 7.644 4.962 4.962 62.779 4.962 Sustainability Support Plan Health Information System of the 6 3.000,00 3.000,00 30 National Health System Development of Health and Clinical information interoperability 6 2.000,00 1.677,50 15 Social Care INGESA Actions 6 639,00 639,00 26 15 15 15 6 12 Economy National Health System Organ 6 220,48 220,48 Donation and Transplant TOTAL 1.706.258,8 1.703.774,28 11.156 7.969 665 5.345 5.158 1.714 65.249 5.227 8
  • 9. 2.1 Previous experiences: The e2i 2010 Action Plan. Lessons learned, outcomes achieved Main results and conclusions : 1) Scope: •Ministries and their managerial departments: 15 •Programmes and actions (calls and procurement of goods and services): 133 •Responsible delegates: 15 2) Main Indicators (good approach although not completely representative) 3) Survey quality: •Impact indicators: firms, private investment and job creation (actions not focused- oriented towards them, with the exception of the former Ministry of Science and Innovation and the Ministry of Industry and Trade) •Identificaton of actions 3) Data collection: collaboration 9
  • 10. 2. DATA SOURCES 2.2 The Spanish State Procurement Platform 10
  • 11. 2. DATA SOURCES 2.2 The Spanish State Procurement Platform Data available on the Spanish State Procurement Platform: INPUT INDICATORS •Project (full description, name and number of 1.Public Administrations Expenditure on the expedient) IPP (total and %): •Type and definition of the contract 1.1. National (and regional) level (acquisitions, supplies,..) 1.2. Ministries and their managerial •Type of Public Procurement (PCP, IPP) departments •Amount •Place of performance 2. Programmes financing IPP: 2.1. Number of programmes •Date (formalization and execution) 2.2. Amount financed by each programme •Procurers authorities 3. IPP Staff (number of people): 3.1. Public sector 3.2. Private sector 11
  • 12. 3. NEXT STEPS • (Ongoing) Drafting a template for public authorities bidders responsible of Public Procurement contracts. It implies identification of: o ministries and their managerial departments, o programs and actions, o responsible delegates. • (Expected) Defining procedure for validation of main indicators (coming from state procurement platform): tracking BOE: Spanish “official gazette” and (for execution) the Spain´s Business R&D innovation survey which asks firms the value of R&D contracts with the government (both central and local). • (Expected) Asking procurement questions in innovation cognitive tests. • (Open proposal) Topic modelling to find out patents and publications on PPI. • (Open proposal) Using PITEC, the Technological Innovation Panel. 12
  • 13. On the web: www.icono.fecyt.es @ICONO_FECYT www.facebook.com/fecyt.ciencia ICONO, Spanish Research and Innovation Observatory: icono@fecyt.es Contact Email: Laura Hernández Garvayo: laura.hernandez@fecyt.es Thank you! 13