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Therapeutic hypothermia for
neonatal hypoxic-ischemic
encephalopathy

           Olivier BAUD

           Réanimation et Pédiatrie Néonatales
           INSERM U676
           DHU PROTECT
           Hôpital Robert Debré, APHP

            International Neonatology Conference Kiev 6th March 2013
HIE in the world
          Major public health issue
          23% of the total 4 M deaths in the world
          20% of global incidence of cerebral palsy




                                                              1.44 million
                                 0.94 million




                                                1.1 million
Lawn JE et al, Lancet 2005
Etiologies of HIE

    Maternal                            Fetal
       Cardiac arrest                      Fetomaternal haemorrhage
       Asphyxiation                        Twin to twin transfusion
       Severe anaphylaxis                  Severe iso-immune haemolytic disease
       Status epilepticus                  Cardiac arrhythmia
       Hypovolemic shock


    Uteroplacental
       Placental abruption
       Cord prolapse
       Uterine rupture
       Hyperstimulation with oxytocic
       agents
HIE severity and morbidity/mortality

    Moderately severe                          Severe
1-3 / 1000 livebirths                 0.5-2 / 1000 livebirths
                                      Neonatal mortality: 50-75%

Severe handicaps: 30-50% (epilepsy,   Severe handicaps: 80%
cognitive impairment, CP…)            ccccc
Mild handicaps: 10-20%                Mild handicaps: 10-20%

Normal outcome at 2y: 30-40%          Normal outcome at 2y: 10%
Sarnat & Sarnat staging (1976)
                        Stage 1               Stage 2                 Stage 3
Consciousness           hyperalert            Lethargic of obtunded   Stupor or coma

Activity                Normal                Decreased               Absent


Neuromuscular control
 Muscle tone            Normal                Mild hypotonia          Flaccid
 Posture                Mild distal flexion   Strong distal flexion   Intermittent decerebration
 Strech reflexes
                        Overactive            Overactive              Decreased or absent

Primitive reflexes
 Suck                   Weak                  Weak or absent          Absent
 Moro                   Strong                Weak, incomplete        Absent
 Tonic neck
                        Slight                Strong                  Absent
Autonomic function
 Pupils                 Normal                Miosis                  Mydriase or variable, unequal
 Heart rate             Tachycardia           Bradycardia             Variable

Seizures                None                  Common                  Uncommon

Stage 0 = Normal
Early evaluation of HIE

•   Early and repeated clinical examination: Classification de Sarnat et Sarnat
    staging+++

•   Clinical investigations:
          - EEG: early, continuous recording using either standart EEG or aEEG
          - Ultra sonographic scan: easy and early but non specific
          as early as possible


    Short term prognosis. Therapeutic management: HYPOTHERMIA?

          - MRI: standard sequences + Diffusion +/- DTI + MRSpectroscopy:
          between day 3 and day 8 +/- day 10-15

    Long term outcome.
Amplitude EEG features in HIE
HIE and MRI features
                                  normal




- Basal ganglia and thalami
- Cortical enlighting
- Post limb of internal capsule
- White matter


                                           Rutherforf et al., Lancet 2010
Potential pathways for HIE-induced injury




                               Perlman J M Pediatrics 2006;117:S28-S33
HIE and energy failures


                          • First energy failure during HIE
                          • Rapid recovery
                          • Secondary energy failure after
                          6-12h post HIE
                          • Mitochondrial insult
                          • Cell death and apoptosis
Brain metabolism is normal following
resuscitation but deteriorates later

  31P MRS in asphyxiated infant
  born at 37 weeks gestation




                                  Azzopardi et al. Pediatr Res 1989;25:445-451)
Hypothermia: concept




• To induce a stable central temperature around 33.5°C +/- 0.5°C
• Before 6 hours of life
• In the most stable manner
• For a 72h duration
• Progressive and cautious rewarming 0.2°C / h
Hypothermia:
A post-conditioning concept
     Post-Cond




                              Dirnagl et al., 2009
Hypothermia: cellular effects


 Reduces cerebral metabolism, prevents edema
 Decreases energy utilization
 Reduces/suppresses cytotoxic amino acid accumulation
 (glutamate) and nitric oxide
 Inhibits platelet-activating factor, inflammatory cascade
 Attenuates secondary neuronal damage and cell death
 Reduces extent of brain damage
 Prevention of blood brain barrier dysruption
Experimental evidence supporting
therapeutic hypothermia
 Hypothermia applied after HIE:

    Reduces elevation of dopamine, free fatty acid and glutamate
        Stroke 1989 ;20:904-10.
    Preserves cerebral energy metabolism
        Pediatr Res 1995 ;37:667-670; Pediatr Res 1997 ;41:803-808
    Reduces the delayed increase in extracellular glutamate
        Neuroreport 1997 ;8:3359-62
    Reduces the secondary rise in cortical impedance (cytotoxic oedema)
        Pediatrics 1998 ;102:1098-1106
    Inhibits apoptotic cell death
        Neuropathol Appl Neurobiol 1997 ;23:16-25
Hypothermia




       Head cooling
             or
     total body cooling
Hypothermie: monitoring is crucial
Brain regional temperatures
in pigglet                        Temperature stability according to
                                  devices




                Seizures during
                rewarming




                                                           Thoresen et al., 2008
Acidosis
Hypothermia in human: Who?                                    •pH≤7
                                                              •Base deficit ≥16 mmol/l
                                                              •Lactate ≥11 mmol/l
          •Perinatal event leading to HIE                or
          •GA ≥ 36 wg et BW ≥ 1800 g
                                                              Apgar score ≤5 à M5
          •Postnatal age < 6 hours
                                                         or
                                                              No spontaneous breathing
                                                              at M10
Biological and/or clinical markers for HIE at birth?     or
                                                              Rescucitation at birth

                    YES


                                                              Clinical signs of HIE (Sarnat)
Clinical signs of neurological disorder linked to HIE?

                    YES
                                                              If possible, abnormalities:
                                                              • EEG
                                                              • aEEG (staging)
        Therapeutic hypothermia
Hypothermia and biological markers

 Heart rate:      14 bpm/min
 PaCO2:      2 mmHg
 pH:      0,12 unité
 Leak of NaCl, KCl and Mg2+
     blood viscosity
     Platelets
     Insulin resistance
     WBC
     Pharmacokinetics of morphine and anti-epileptic drugs
Beneficial effect of hypothermie
        according to HIE severity




                                           NNT 6-8
Tagin et al., Cochrane 2012
Beneficial effect of hypothermie
          according to cooling technique




Tagin et al., Cochrane 2012
Normal outcome following
        hypothermia for HIE




Tagin et al., Cochrane 2012
Impact of hypothermia on MRI findings




                                         Therapeutic hypothermia makes
Therapeutic hypothermia reduces basal
ganglia and WM lesions…                  MRI abormalities more specific to
                                         poor outcome
… but has no effect on cortical damage
                                                              Rutherford et al., 2009
Mid- long-term outcomes:
neurocognitive/behavior scales


   12-30 months: Bayley
     (Eicher & al., 2004; Jacobs & al., 2011; Shankaran & al., 2005)


   6-7 years: WPPSI-III / WISC-IV / NEPSY / M-ABC
     (Marlow & al., 2005; Shankaran & al., 2012)


   9-10 years: WISC-III / M-ABC / CBCL
     (de Veries & Jongmans, 2010)
Chilhood outcomes after hypothermia
for HIE

Objective
  Long term evaluation (6-7 y) of infants having experienced
  hypothermia for HIE


Methods and patients
   208 infants with HIE 2-3 at birth
   93 controls (6 y 8 m) vs 97 hypothermia( 6 y 7 m)
   18 lost (15% of surviving)
   Motor : GMFCS / Intellect : WPPSI-III & WISC-IV / Attention, FE, Visuo-
  spatial : NEPSY / Emotional & Social : Child Health Questionnaire




                                                             Shankaran et al., NEJM 2012
Chilhood outcomes after
hypothermia for HIE
 Results
    Hypothermia ( n = 97)
         27 deaths (28 %)
         5 lost (5 %)                      death       lost           CP
         12/69 CP (17 %)                   blindness   deafness
         1/67 blindness (1 %)
         3/63 deafness (5%)           50
    Controls (n = 93)                 40
         41 deaths (44 %)       (%)
                                      30
         13 lost (14 %)               20
         15/52 CP (29 %)              10
         2/50 blindness (4 %)          0
         1/50 deafness (2%)           Hypothermia        Controls

                                                              Shankaran et al., NEJM 2012
Chilhood outcomes after
hypothermia for HIE
Results
  Hypothermia
    19/70 IQ < 70 (27 %)
    2/48 dysexecutive functions (< 70) (4 %)
    2/53 visuo-spatial impairment (< 70) (4 %)
  Controls
    17/52 IQ < 70 (33 %)
    4/32 dysexecutive functions (< 70) (13 %)
    1/36 visuo-spatial impairment (< 70) (3 %)

                                                 Shankaran et al., NEJM 2012
Chilhood outcomes after
hypothermia for HIE
 Interpretation

   No significant difference:
      CP
      IQ at 6-7 y
      Emotional skills


   15% lost of follow up
   Behavior and school performances?
   Appropriate scales?
Hypothermia + neuroprotective agents




                              Robertson et al., 2012
Promising candidate molecules to be
associated with hypothermia




                              From Robertson et al., 2012
Hypothermia and melatonine

         Anti-oxidant, anti-excitotoxic              Melatonin in neonatal rat models of
         and anti-inflammatory agent                 HIE
         High inocuity                                      Reduced lesion score
                                                            (p<0,05)
                                                            Reduced ROS accumulation
                                                            (p<0,05)
                                                            Better behavioral scores
                                                            (p<0,05)




Fulia F et al, J Pineal Res 2001; 31(4):343-9
Signorini C et al, J Pineal Res 2009; 46(2):148-54
Carloni S et al, J Pineal Res 2008; 44(2):157-64
Gitto E et al, J Pineal Res 2009; 46(2):128-39
Hypothermia and inhaled Xenon




 Synergistic effect of hypothermia in pre-clinical model using hypothermia (32°C) and inhaled
 Xenon (50%) (rats subjected to HIE) :
     Hypothermia alone was associated with early and long-term behavior improvement
     (p<0.001)
     Xenon alone was associated with long-term behavior improvement (p<0.05)

     Both hypothermia and Xenon were associated with better histological scores (p<0.05)

                                                                     Hobbs C et al., Stroke 2008; 39:1307-
                                                                         13
Deleterious co-factors to be avoided

Prevention of additional insult :

   Pain
   Subclinical seizures
   Neurosensory dystimulation

   Ionic disorders

   Adequat use of oxygen
   Rewarming

   Developmental care
Conclusion

 HIE trigger is poorly understood          public health issue
 More than 1M deaths and 2M infants with neurocognitive
 impairments / year
 Therapeutic hypothermia is feasible, safe in referral centers
 and efficient at mid-term if initiated before 6h of life
 … but impact in long-term outcomes?
 Hot topics for neuroprotective strategies

 … the future        combination of hypothermia + other
 pharmacological agent(s)

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Therapeutic hypothermia for neonatal hypoxic-ischemic encephalopathy

  • 1. Therapeutic hypothermia for neonatal hypoxic-ischemic encephalopathy Olivier BAUD Réanimation et Pédiatrie Néonatales INSERM U676 DHU PROTECT Hôpital Robert Debré, APHP International Neonatology Conference Kiev 6th March 2013
  • 2. HIE in the world Major public health issue 23% of the total 4 M deaths in the world 20% of global incidence of cerebral palsy 1.44 million 0.94 million 1.1 million Lawn JE et al, Lancet 2005
  • 3. Etiologies of HIE Maternal Fetal Cardiac arrest Fetomaternal haemorrhage Asphyxiation Twin to twin transfusion Severe anaphylaxis Severe iso-immune haemolytic disease Status epilepticus Cardiac arrhythmia Hypovolemic shock Uteroplacental Placental abruption Cord prolapse Uterine rupture Hyperstimulation with oxytocic agents
  • 4. HIE severity and morbidity/mortality Moderately severe Severe 1-3 / 1000 livebirths 0.5-2 / 1000 livebirths Neonatal mortality: 50-75% Severe handicaps: 30-50% (epilepsy, Severe handicaps: 80% cognitive impairment, CP…) ccccc Mild handicaps: 10-20% Mild handicaps: 10-20% Normal outcome at 2y: 30-40% Normal outcome at 2y: 10%
  • 5. Sarnat & Sarnat staging (1976) Stage 1 Stage 2 Stage 3 Consciousness hyperalert Lethargic of obtunded Stupor or coma Activity Normal Decreased Absent Neuromuscular control Muscle tone Normal Mild hypotonia Flaccid Posture Mild distal flexion Strong distal flexion Intermittent decerebration Strech reflexes Overactive Overactive Decreased or absent Primitive reflexes Suck Weak Weak or absent Absent Moro Strong Weak, incomplete Absent Tonic neck Slight Strong Absent Autonomic function Pupils Normal Miosis Mydriase or variable, unequal Heart rate Tachycardia Bradycardia Variable Seizures None Common Uncommon Stage 0 = Normal
  • 6. Early evaluation of HIE • Early and repeated clinical examination: Classification de Sarnat et Sarnat staging+++ • Clinical investigations: - EEG: early, continuous recording using either standart EEG or aEEG - Ultra sonographic scan: easy and early but non specific as early as possible Short term prognosis. Therapeutic management: HYPOTHERMIA? - MRI: standard sequences + Diffusion +/- DTI + MRSpectroscopy: between day 3 and day 8 +/- day 10-15 Long term outcome.
  • 8. HIE and MRI features normal - Basal ganglia and thalami - Cortical enlighting - Post limb of internal capsule - White matter Rutherforf et al., Lancet 2010
  • 9. Potential pathways for HIE-induced injury Perlman J M Pediatrics 2006;117:S28-S33
  • 10. HIE and energy failures • First energy failure during HIE • Rapid recovery • Secondary energy failure after 6-12h post HIE • Mitochondrial insult • Cell death and apoptosis
  • 11. Brain metabolism is normal following resuscitation but deteriorates later 31P MRS in asphyxiated infant born at 37 weeks gestation Azzopardi et al. Pediatr Res 1989;25:445-451)
  • 12. Hypothermia: concept • To induce a stable central temperature around 33.5°C +/- 0.5°C • Before 6 hours of life • In the most stable manner • For a 72h duration • Progressive and cautious rewarming 0.2°C / h
  • 13. Hypothermia: A post-conditioning concept Post-Cond Dirnagl et al., 2009
  • 14. Hypothermia: cellular effects Reduces cerebral metabolism, prevents edema Decreases energy utilization Reduces/suppresses cytotoxic amino acid accumulation (glutamate) and nitric oxide Inhibits platelet-activating factor, inflammatory cascade Attenuates secondary neuronal damage and cell death Reduces extent of brain damage Prevention of blood brain barrier dysruption
  • 15. Experimental evidence supporting therapeutic hypothermia Hypothermia applied after HIE: Reduces elevation of dopamine, free fatty acid and glutamate Stroke 1989 ;20:904-10. Preserves cerebral energy metabolism Pediatr Res 1995 ;37:667-670; Pediatr Res 1997 ;41:803-808 Reduces the delayed increase in extracellular glutamate Neuroreport 1997 ;8:3359-62 Reduces the secondary rise in cortical impedance (cytotoxic oedema) Pediatrics 1998 ;102:1098-1106 Inhibits apoptotic cell death Neuropathol Appl Neurobiol 1997 ;23:16-25
  • 16. Hypothermia Head cooling or total body cooling
  • 17. Hypothermie: monitoring is crucial Brain regional temperatures in pigglet Temperature stability according to devices Seizures during rewarming Thoresen et al., 2008
  • 18. Acidosis Hypothermia in human: Who? •pH≤7 •Base deficit ≥16 mmol/l •Lactate ≥11 mmol/l •Perinatal event leading to HIE or •GA ≥ 36 wg et BW ≥ 1800 g Apgar score ≤5 à M5 •Postnatal age < 6 hours or No spontaneous breathing at M10 Biological and/or clinical markers for HIE at birth? or Rescucitation at birth YES Clinical signs of HIE (Sarnat) Clinical signs of neurological disorder linked to HIE? YES If possible, abnormalities: • EEG • aEEG (staging) Therapeutic hypothermia
  • 19. Hypothermia and biological markers Heart rate: 14 bpm/min PaCO2: 2 mmHg pH: 0,12 unité Leak of NaCl, KCl and Mg2+ blood viscosity Platelets Insulin resistance WBC Pharmacokinetics of morphine and anti-epileptic drugs
  • 20. Beneficial effect of hypothermie according to HIE severity NNT 6-8 Tagin et al., Cochrane 2012
  • 21. Beneficial effect of hypothermie according to cooling technique Tagin et al., Cochrane 2012
  • 22. Normal outcome following hypothermia for HIE Tagin et al., Cochrane 2012
  • 23. Impact of hypothermia on MRI findings Therapeutic hypothermia makes Therapeutic hypothermia reduces basal ganglia and WM lesions… MRI abormalities more specific to poor outcome … but has no effect on cortical damage Rutherford et al., 2009
  • 24. Mid- long-term outcomes: neurocognitive/behavior scales 12-30 months: Bayley (Eicher & al., 2004; Jacobs & al., 2011; Shankaran & al., 2005) 6-7 years: WPPSI-III / WISC-IV / NEPSY / M-ABC (Marlow & al., 2005; Shankaran & al., 2012) 9-10 years: WISC-III / M-ABC / CBCL (de Veries & Jongmans, 2010)
  • 25. Chilhood outcomes after hypothermia for HIE Objective Long term evaluation (6-7 y) of infants having experienced hypothermia for HIE Methods and patients 208 infants with HIE 2-3 at birth 93 controls (6 y 8 m) vs 97 hypothermia( 6 y 7 m) 18 lost (15% of surviving) Motor : GMFCS / Intellect : WPPSI-III & WISC-IV / Attention, FE, Visuo- spatial : NEPSY / Emotional & Social : Child Health Questionnaire Shankaran et al., NEJM 2012
  • 26. Chilhood outcomes after hypothermia for HIE Results Hypothermia ( n = 97) 27 deaths (28 %) 5 lost (5 %) death lost CP 12/69 CP (17 %) blindness deafness 1/67 blindness (1 %) 3/63 deafness (5%) 50 Controls (n = 93) 40 41 deaths (44 %) (%) 30 13 lost (14 %) 20 15/52 CP (29 %) 10 2/50 blindness (4 %) 0 1/50 deafness (2%) Hypothermia Controls Shankaran et al., NEJM 2012
  • 27. Chilhood outcomes after hypothermia for HIE Results Hypothermia 19/70 IQ < 70 (27 %) 2/48 dysexecutive functions (< 70) (4 %) 2/53 visuo-spatial impairment (< 70) (4 %) Controls 17/52 IQ < 70 (33 %) 4/32 dysexecutive functions (< 70) (13 %) 1/36 visuo-spatial impairment (< 70) (3 %) Shankaran et al., NEJM 2012
  • 28. Chilhood outcomes after hypothermia for HIE Interpretation No significant difference: CP IQ at 6-7 y Emotional skills 15% lost of follow up Behavior and school performances? Appropriate scales?
  • 29. Hypothermia + neuroprotective agents Robertson et al., 2012
  • 30. Promising candidate molecules to be associated with hypothermia From Robertson et al., 2012
  • 31. Hypothermia and melatonine Anti-oxidant, anti-excitotoxic Melatonin in neonatal rat models of and anti-inflammatory agent HIE High inocuity Reduced lesion score (p<0,05) Reduced ROS accumulation (p<0,05) Better behavioral scores (p<0,05) Fulia F et al, J Pineal Res 2001; 31(4):343-9 Signorini C et al, J Pineal Res 2009; 46(2):148-54 Carloni S et al, J Pineal Res 2008; 44(2):157-64 Gitto E et al, J Pineal Res 2009; 46(2):128-39
  • 32. Hypothermia and inhaled Xenon Synergistic effect of hypothermia in pre-clinical model using hypothermia (32°C) and inhaled Xenon (50%) (rats subjected to HIE) : Hypothermia alone was associated with early and long-term behavior improvement (p<0.001) Xenon alone was associated with long-term behavior improvement (p<0.05) Both hypothermia and Xenon were associated with better histological scores (p<0.05) Hobbs C et al., Stroke 2008; 39:1307- 13
  • 33. Deleterious co-factors to be avoided Prevention of additional insult : Pain Subclinical seizures Neurosensory dystimulation Ionic disorders Adequat use of oxygen Rewarming Developmental care
  • 34. Conclusion HIE trigger is poorly understood public health issue More than 1M deaths and 2M infants with neurocognitive impairments / year Therapeutic hypothermia is feasible, safe in referral centers and efficient at mid-term if initiated before 6h of life … but impact in long-term outcomes? Hot topics for neuroprotective strategies … the future combination of hypothermia + other pharmacological agent(s)