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Primary Care/Specialty Care
 in the Era of Multimorbidity

  Barbara Starfield, MD, MPH

   19th WONCA World Conference of
           Family Doctors
          Cancun, Mexico
          May 19-23, 2010
United States $7,290


                                                                                                   The Cost
                                                                                                    of Care

                                                                                               Dollar figures reflect all public
                                                                                               and private spending on care,
                                                                                               from doctor visits to hospital
                                                                                               infrastructure. Data are from
                                                                                               2007 or the most recent year
                                                                                               available.




Source: http://blogs.ngm.com/.a/6a00e0098226918833012876674340970c-800wi (accessed January                  Starfield 01/10
4, 2010). Graphic by Oliver Liberti, National Geographic staff. Data from OECD Health Data 2009.            IC 7251 n
Country* Clusters: Health Professional
      Supply and Child Survival
                                         25

                                         15

                                         10
            Density (workers per 1000)




                                         5.0


                                         2.5



                                         1




                                               3   5     9                              50           100   250
                                                       Child mortality (under 5) per 1000 live births
*186 countries
                                                                                                                 Starfield 07/07
Source: Chen et al, Lancet 2004; 364:1984-90.                                                                    HS 6333 n
Primary Care and Specialist Physicians per 1000
         Population, Selected OECD Countries, 2007
                          Country        Primary Care Specialists
                          Belgium            2.2          2.2
                          France             1.6          1.7
                          Germany            1.5          2.0
                          US                 1.0          1.5
                          Australia          1.4          1.4
                          Canada             1.0          1.1
                          Sweden             0.6          2.6
                          Denmark            0.8          1.2
                          Finland            0.7          1.6
                          Netherlands        0.5          1.0
                          Spain              0.9          1.2
                          UK                 0.7          1.8
                          Norway             0.8          2.2
                          Switzerland        0.5          2.8
                          New Zealand        0.8          0.8
                          OECD average       0.9          1.8       Starfield 03/10
Source: OECD Health Data 2009                                       WF 7318 n
Why Is Primary Care
    Important?
Better health outcomes
Lower costs
Greater equity in health

                           Starfield 07/07
                           PC 6306 n
Primary health care oriented countries
       • Have more equitable resource distributions
       • Have health insurance or services that are
         provided by the government
       • Have little or no private health insurance
       • Have no or low co-payments for health services
       • Are rated as better by their populations
       • Have primary care that includes a wider range
         of services and is family oriented
       • Have better health at lower costs

Sources: Starfield and Shi, Health Policy 2002; 60:201-18.
van Doorslaer et al, Health Econ 2004; 13:629-47.            Starfield 11/05
Schoen et al, Health Aff 2005; W5: 509-25.                   IC 6311
Primary Care Strength and Premature
                 Mortality in 18 OECD Countries
    10000




PYLL
                                                                                                Low PC Countries*

     5000



                                                                                               High PC Countries*




          0
              1970                            1980                            1990                           2000
                                                             Year
*Predicted PYLL (both genders) estimated by fixed effects, using pooled cross-sectional time series design. Analysis controlled
for GDP, percent elderly, doctors/capita, average income (ppp), alcohol and tobacco use. R 2(within)=0.77.
                                                                                                                   Starfield 11/06
Source: Macinko et al, Health Serv Res 2003; 38:831-65.                                                            IC 5903 n
Many other studies done WITHIN countries,
     both industrialized and developing, show that
     areas with better primary care have better
     health outcomes, including total mortality
     rates, heart disease mortality rates, and
     infant mortality, and earlier detection of
     cancers such as colorectal cancer, breast
     cancer, uterine/cervical cancer, and
     melanoma. The opposite is the case for
     higher specialist supply, which is associated
     with worse outcomes.
Sources: Starfield et al, Milbank Q 2005;83:457-502.   Starfield 09/04
Macinko et al, J Ambul Care Manage 2009;32:150-71.     WC 6314
Strategy for Change in Health Systems
  •   Achieving primary care
  •   Avoiding an excess supply of specialists
  •   Achieving equity in health
  •   Addressing co- and multimorbidity
  •   Responding to patients’ problems: using
      ICPC for documenting and follow-up
  •   Coordinating care
  •   Avoiding adverse effects
  •   Adapting payment mechanisms
  •   Developing information systems that serve
      care functions as well as clinical information
  •   Primary care-public health link: role of
      primary care in disease prevention           Starfield 11/06
                                                          HS 6457 n
Primary Care Scores by Data Source, PSF Clinics
                                                         Access
                                                          5
                            Total Score                    4                        Longitudinal
                                                           3
                                                           2
                 Resources                                 1
                   Providers                                                               First Contact
                                                                                           Gatekeeping
                 Available
                                                           0



                     Community                                                          Comprehensive



                                   Family focus                          Coordination

                     PSF (users)                    PSF (providers)                    PSF (managers)
Source: Almeida & Macinko. [Validation of a Rapid Appraisal Methodology for
Monitoring and Evaluating the Organization and Performance of Primary Health Care                          Starfield 05/06
Systems at the Local Level]. Brasília: Pan American Health Organization, 2006.                             WC 6592 n
A study of individuals seen in a year in large health
     care plans in the US found:

                                                               elderly   non-elderly
          percent who saw a                                      95          69
          specialist
          average number of                                     4.0         1.7
          different specialists seen
          average number of visits                              8.8         3.3
          to specialists
          total visits to both                                  11.5        5.9
          primary care and
          specialists

                                                                                  Starfield 02/10
Source: Starfield et al, J Ambul Care Manage 2009;32:216-25.                      COMP 7284 n
A study of individuals (ages 20-79) seen
         over two years in Ontario, Canada, found:

             percent who saw a specialist        53.2
             median number of visits to           1.0
             specialists
             total visits to both primary         7.0
             care and specialists



                                                   Starfield 02/10
Source: Sibley et al, Med Care 2010;48:175-82.     COMP 7322 n
The US has a significantly higher
     proportion of people (compared with
     Canada, France, Netherlands, New
     Zealand, United Kingdom) who see two
     or more specialists in a year – 27%,
     and 38% among people with chronic
     illness. Even these figures, obtained
     from population surveys, understate the
     heavy use of multiple physicians seen
     in a year in the US.
Sources: Schoen et al, Health Aff 2007;26:W717-34.   Starfield 02/10
Schoen et al, Health Aff 2009;28:w1-16.              COMP 7283
Percent of Patients Reporting Any
        Error by Number of Doctors Seen
                in Past Two Years
          Country     One doctor 4 or more doctors
          Australia      12             37
          Canada         15             40
          Germany        14             31
          New Zealand    14             35
          UK             12             28
          US             22             49
                                                          Starfield 09/07
Source: Schoen et al, Health Affairs 2005; W5: 509-525.   IC 6525 n
In the United States, half of all
     outpatient visits to specialist physicians
     are for the purpose of routine follow-up.

     Does this seem like a prudent use of
     expensive resources, when primary
     care physicians could and should be
     responsible for ongoing patient-focused
     care over time?

                                                     Starfield 08/09
Source: Valderas et al, Ann Fam Med 2009;7:104-11.   SP 6528
In New Zealand, Australia, and the US,
     an average of 1.4 problems (excluding
     visits for prevention) were managed in
     each visit. However, primary care
     physicians in the US managed a narrower
     range: 46 problems accounted for 75% of
     problems managed in primary care, as
     compared with 52 in Australia and 57 in
     New Zealand.

                                               Starfield 01/07
Source: Bindman et al, BMJ 2007; 334:1261-6.   COMP 6659 n
Comprehensiveness in primary
care is necessary in order to
avoid unnecessary referrals to
specialists, especially in people
with comorbidity.


                               Starfield 02/09
                               COMP 7090
30% of PCPs and 50% of specialists in
     southwestern Ontario reported that scope
     of primary care practice has increased in
     the past two years. Physicians in solo
     practice or hospital-based were more
     likely to report an increase than those in
     large groups. Family physicians were less
     likely than general internists or
     pediatricians to express concern about
     increasing scope.
Source: St. Peter et al, The Scope of Care Expected of Primary Care
Physicians: Is It Greater Than It Should Be? Issue Brief 24. Center for Studying   Starfield 04/10
Health System Change (http://www.hschange.com/CONTENT/58/58.pdf), 1999.            COMP 7332
The Declining Comprehensiveness of
                          Primary Care




                                                                                          Starfield 03/10
Source: Chan BT. The declining comprehensiveness of primary care. CMAJ 2002;166:429-34.   COMP 7330
Comprehensiveness in Primary Care*
               Wart removal                                          IUD insertion
                                                                     IUD removal
                                                                     Pap smear
               Suturing lacerations                                  Hearing screening
               Removal of cysts                                      Vision screening
               Joint aspiration/injection                            Age-appropriate surveillance
               Foreign body removal (ear, nose)                      Family planning
               Sprained ankle splint                                 Immunizations
                                                                     Smoking counseling
               Remove ingrowing toenail                              Home visits as needed
               Behavior/MH counseling                                Nutrition counseling
               Electrocardiography                                   OTHERS?
               Examination for dental status

                                                                                                    Starfield 03/08
*Unanimous agreement in a survey of family physician experts in ten countries (2008)                COMP 6959 n
Comprehensiveness: Canadian Family
                        Physicians
     Advanced procedural skills                          Basic procedural skills

     •    Sigmoidoscopy                                  •   Insertion of IUD
     •    Intensive care/resuscitation                   •   Biopsy
     •    Nerve blocks                                   •   Cryotherapy
     •    Minor fractures                                •   Electrocardiogram
     •    Chalazion                                      •   Injection/aspiration of joint
     •    Tumour excision                                •   Allerlgy/hyposensitization test
     •    Vasectomy                                      •   Excision of nail
     •    Varicose veins                                 •   Wound suture
     •    Rhinoplasty                                    •   Removal of foreign body
     •    Fractures                                      •   Incision, abscess, etc.
     NOTE that British Columbia family physicians are more comprehensive than
     their counterparts in other provinces.
Source: Canadian Institute for Health Information. The
Evolving Role of Canada's Fee-for-Service Family                                          Starfield 02/09
Physicians, 1994-2003: Provincial Profiles. 2006.                                         COMP 7095 n
Provincial Participation Rates of Canadian Fee-for-
            Service Family Physicians in: Advanced and Basic
                              Procedural Skills




Source: National Physician Database, CIHI, as summarized in Canadian
Institute for Health Information, The Evolving Role of Canada's Fee-for-   Starfield 02/09
Service Family Physicians, 1994-2003: Provincial Profiles, 2006.           COMP 7093 n
The Appropriate Management
 of Multimorbidity in Primary
            Care




                           Starfield 04/10
                           CM 7334
Percentage of Patients Referred in a Year: US vs. UK
            90

            80                                                                US Health Plans


            70

            60

            50
                                                                                  UK

            40
            30

            20

            10

               0
                   0.0
                   0.0
                   0.0          0.5
                                0.5           1.0
                                              1.0       1.5
                                                        1.5    2.0
                                                               2.0     2.5
                                                                       2.5
                 Healthier          Treated Morbidity Index Score    Sicker
                                               (ACGs)
                                                                                       Starfield 04/08
Source: Forrest et al, BMJ 2002; 325:370-1.                                            CM 5871 n
Top 5 Predictors of Referrals, US
    Collaborative Practice Network, 1997-99
             All referrals                                   Discretionary referrals†
   High comorbidity burden                               Patient ages 0-17*
   Uncommon primary diagnosis                            Nurse referrals permitted
   Moderate morbidity burden                             Northeast region
   Surgical diagnoses                                    Physician is an internist.
   Gatekeeping                                           Gatekeeping with capitation**
   NOTE:
   * No pediatricians included in study
   ** Specialists not in capitation plan
   †Common conditions + high certainty for diagnosis and treatment + low cogency + only cognitive
   assistance requested. Constituted 17% of referrals.


                                                                                                Starfield 10/05
Source: Forrest et al, Med Decis Making 2006;26:76-85.                                          RC 6497
The more common the condition in primary care
      visits, the less the likelihood of referral, even after
      controlling for a variety of patient and disease
      characteristics.

      When comorbidity is very high, referral is more
      likely, even in the presence of common
      problems.
      IS THIS APPROPRIATE? IS SEEING A
      MULTIPLICITY OF SPECIALISTS THE
      APPROPRIATE STRATEGY FOR PEOPLE WITH
      HIGH COMORBIDITY?

                                                         Starfield 03/10
Source: Forrest & Reid, J Fam Pract 2001;50:427-32.      RC 7068
Percent Distribution by Degree of Comorbidity for
     Selected Disease Groups, Non-elderly Population

                                        Morbidity Burden Level (ACGs)
             Disease Group                              Low     Mid    High
             Total population                           69.0*   27.5    4.0
             Asthma                                     24.0    63.8   12.2
             Hypertension                               20.7    65.4   13.9
             Ischemic heart disease                       3.9   49.0   47.1
             Congestive heart failure                     2.6   35.1   62.3
             Disorders of lipoid metabolism             17.6    69.9   12.5
             Diabetes mellitus                          13.9    63.2   22.9
             Osteoporosis                               11.1    50.0   38.9
             Thrombophlebitis                           12.2    53.8   33.9
             Depression, anxiety, neuroses                8.1   66.3   25.6
                                                                              Starfield 12/04
*About 20% have no comorbidity.    Source: ACG Manual                         CM 5690 n
Comorbidity Prevalence
    1. The percentage of Medicare beneficiaries with 5+
       treated conditions increased from 31 to 40 to 50 in 1987,
       1997, 2002.
    2. The age-adjusted prevalence increased for
        • Hyperlipidemia: 2.6 to 10.7 to 22.2
        • Osteoporosis: 2.2 to 5.2 to 10.3
        • Mental disorders: 7.9 to 13.1 to 19.0
        • Heart disease: 27.0 to 26.1 to 27.8
    3. The percentage of those with 5+ treated conditions who
       reported being in excellent or good health increased
       from 10% to 30% between 1987 and 2002.
    MESSAGE: “Discretionary diagnoses” are increasing in
    prevalence, particularly those associated with new
    pharmaceuticals. How much of this is appropriate?
                                                           Starfield 08/06
Source: Thorpe & Howard, Health Aff 2006; 25:W378-W388.    CM 6600
Differences in Mean Number of Chronic
     Conditions among Enrollees Age 65+ Reporting
      Congestive Heart Failure, by Race/Ethnicity,
              Income, and Education: 1998
            5.6
                                                              5.48
            5.5                                                                             5.44
            5.4
                                          5.31                              5.29
            5.3
     Mean




            5.2
            5.1
                     5.01
            5.0
            4.9
            4.8
            4.7
                      All          Non-Hispanic            Hispanic or   Less than a   Poor: Less than
                                  Black or African          Spanish      High School   $10,000 Income
                                     American                             Education
                                                                                                Starfield 11/06
Source: Bierman, Health Care Financ Rev 2004; 25:105-17.                                        CM 6337 n
Comorbidity, Inpatient Hospitalization,
                                  Avoidable Events, and Costs*
                                          400                                                                                                                                                                 16000

                                                                                                                                                                                                  362
                                                                                                         13,973        (4 or more
                                          350                                                                          conditions)                                                                            14000


                                                                                                                                                                                      296
                                          300                                                                                                                                                                 12000

                                                                                                                                                                      267
            Rate per 1000 beneficiaries




                                          250                                                                                                                                                                 10000

                                                                                                                                                     216
                                                                                                                                                                                                        233




                                                                                                                                                                                                                      Costs
                                          200                                                                                                                                                                 8000
                                                                                                                                      169
                                                                                                                                                                                            182

                                          150                                                                                                                                                                 6000
                                                                                                                                                                                152
                                                                                             4701                          119

                                                                                                                                                               119
                                          100                                                                                                                                                                 4000
                                                                                                            74
                                                                             2394                                                               86

                                          50                                                   40                                                                                                             2000
                                                                                                                                 57
                                                              1154
                                                                              20
                                                                                                                      34
                                                211                  8
                                                                                                    17
                                           0              1              4              8                                                                                                                     0
                                                      0              1              2               3             4              5          6              7                8               9       10+
                                                                                                           Number of types of conditions

                                                                                                ACSC                        Complications                            Costs



Source: Wolff et al, Arch                                                                                                                                                                                                 Starfield 11/06
Intern Med 2002; 162:2269-76.                                                               *ages 65+, chronic conditions only                                                                                            CM 5686 n
Controlled for morbidity burden*:
      The more DIFFERENT generalists seen: higher
      total costs, medical costs, diagnostic tests and
      interventions.
      The more different generalists seen, the more
      DIFFERENT specialists seen among patients with
      high morbidity burdens. The effect is independent
      of the number of generalist visits. That is, the
      benefits of primary care are greatest for people
      with the greatest burden of illness.

*Using the Johns Hopkins Adjusted Clinical Groups (ACGs)
                                                               Starfield 02/10
Source: Starfield et al, J Ambul Care Manage 2009;32:216-25.   LONG 7288
Resource Use, Controlling for
          Morbidity Burden*
       The more DIFFERENT specialists
       seen, the higher total costs, medical
       costs, diagnostic tests and
       interventions, and types of medication.



*Using the Johns Hopkins Adjusted Clinical Groups (ACGs)
                                                               Starfield 04/10
Source: Starfield et al, J Ambul Care Manage 2009;32:216-25.   SP 7333
Summary of Predictability of Year 1 Characteristics,
     with Regard to Subsequent Year’s (3 or 5) Costs

                                                         Rank for            Under-        Over-
                                                       relative risk       predictive*   predictive
   1+ hospitalizations                                        5               90%          40%

   8+ morbidity types (ADGs)                                  2               64%          55%

   4+ major morbidity types (ADGs)                            1               75%          30%

   Top 10th percentile for costs                              4               96%          70%
   (ACGs)
   10+ specific diagnoses                                     3               82%          40%

*Underpredictive:% of those with subsequent high cost who did not have
the characteristic
Overpredictive: % with characteristic who are not subsequently high cost
                                                                                            Starfield 09/00
                                                                                            CM 5577 n
Influences* on Use of Family Physicians and
          Specialists, Ontario, Canada, 2000-1
                                                 Primary care visits           Specialty visits
                                                                    One or                  One or
           Type of influence                 Mean        Median     more Mean Median        more
      # different types of                      1             1      1     1         1            1
      morbidity (ADGs)
      Morbidity burden                          2             2      2     2         2            2
      (ACGs)
      Self-rated health                         3             3      5     3         -            5
      Disability                                4             4      4     4         4            4
      # chronic conditions**                    5             5      3     -         -            -
      Age 65 or more                            -             -       -    5         3            3

 *top five, in order of importance
 **from a list of 24, including “other longstanding conditions”
                                                                                             Starfield 02/10
Calculated from Table 2 in Sibley et al, Med Care 2010;48:175-82.                            CM 7317
Expected Resource Use (Relative to Adult
            Population Average) by Level of
         Comorbidity, British Columbia, 1997-98

                                                                                             Very
                                               None           Low           Medium    High   High
    Acute conditions                             0.1           0.4              1.2   3.3     9.5
    only
    Chronic condition                            0.2           0.5              1.3   3.5     9.8
    High impact chronic                          0.2           0.5              1.3   3.6     9.9
    condition
   Thus, it is comorbidity, rather than presence or impact of
   chronic conditions, that generates resource use.
Source: Broemeling et al. Chronic Conditions and Co-morbidity among Residents                Starfield 09/07
of British Columbia. Vancouver, BC: University of British Columbia, 2005.                    CM 6622 n
Results: Case-mix by SES - ACG
                         0.66

                         0.64
       Mean ACG weight




                         0.62

                         0.60

                         0.58

                         0.56

                         0.54

                         0.52

                         0.50
                                Q1 (Lowest)     Q2                Q3         Q4   Q5 (Highest)
                                                             SES quintiles


                                                                                        Starfield 03/10
Source: Sibley L, Family Health Networks, Ontario 2005-06.                              CM 7327 n
Results: Capitation Fee and
                                                       Morbidity by SES
                                            1.10
     Standardized Morbidity and Fee Index




                                                                                 Age-Sex Capitation Fee
                                                                                 ACG Weight
                                            1.05




                                            1.00




                                            0.95




                                            0.90
                                                    Q1 (Lowest)   Q2        Q3                  Q4        Q5 (Highest)
                                                                       Income Quintile
                                                                                                                 Starfield 03/10
Source: Sibley L, Family Health Networks, Ontario 2005-06.                                                       CM 7329 n
Methods (I)
     • Representative sample of 66,500 adults
       (age 18 or older) enrolled in Clalit Health
       Services (Israel’s largest health plan)
       during 2006
     • Data from diagnoses registered in
       electronic medical records during all
       encounters (primary, specialty, and
       hospital), and health care use registered in
       Clalit’s administrative data warehouse
Source: Shadmi et al, Morbidity pattern and resource use      Starfield 04/10
in adults with multiple chronic conditions, presented 2010.   CMOS 7335
Methods (II)
     • Morbidity spectrum: ADGs were used to classify
       the population into 3 groups:
            – Low (0-2 ADGs)
            – Medium (3-5 ADGs)
            – High (>=6 ADGs)
     • Clalit’s Chronic Disease Registry (CCDR):
            – ~180 diseases. Based on data from diagnoses, lab
              tests, Rx
     • Charlson Index:
            – Based on data from the CCDR
            – Range 0-19

Source: Shadmi et al, Morbidity pattern and resource use      Starfield 04/10
in adults with multiple chronic conditions, presented 2010.   CMOS 7336
Methods (III)
     Resource use:
            – Costs: total, hospital, ambulatory
              (standardized price X unit)
            – Specialist visits
            – Primary care physician visits
            – Resource use ratio: mean total cost per
              morbidity group divided by the average total
              cost

Source: Shadmi et al, Morbidity pattern and resource use      Starfield 04/10
in adults with multiple chronic conditions, presented 2010.   CMOS 7337
Resource Use in Adults with No
           Chronic Condition
     14% of persons with no chronic conditions have an
     average resource use ratio higher than that of
     some of the people with 5 or more chronic
     conditions.

     That is, resource use in populations is not highly
     related to having a chronic condition, in the
     absence of consideration of other conditions.

Source: Shadmi et al, Morbidity pattern and resource use      Starfield 04/10
in adults with multiple chronic conditions, presented 2010.   CMOS 7338
Resource Use by Spectrum of Morbidity: Adults
            with No Chronic Conditions (N=28,700)




Source: Shadmi et al, Morbidity pattern and resource use      Starfield 04/10
in adults with multiple chronic conditions, presented 2010.   CMOS 7339
Resource Use in Adults with
                      Chronic Conditions
     • Some people with as many as 6 chronic conditions have
       less than average resource use
     • Prevalent conditions in persons with 6 chronic diseases
       and below average resource use:
        – 60% hyperlipidemia
        – 32% diabetes
        – 27% obesity
        – 10% hypertension
        – 10% depression
        That is, resource use is more highly related to the types
         of co-morbidity than to specific chronic conditions.
Source: Shadmi et al, Morbidity pattern and resource use      Starfield 04/10
in adults with multiple chronic conditions, presented 2010.   CMOS 7340
Resource Use by Spectrum of Morbidity: Persons
            with 3 Chronic Conditions (N=4,900)




Source: Shadmi et al, Morbidity pattern and resource use      Starfield 04/10
in adults with multiple chronic conditions, presented 2010.   CMOS 7341
Morbidity Spectrum Explains
        Health Care Resource Use (R2)
                                                                   Total           Hospital
                                                                   cost*            costs*
           Age, sex                                                12%               6%
           Chronic condition count,                                20%               9%
           age, sex
           Charlson, age, sex                                       22%                12%
           ADG, age sex                                             42%                27%
       *Total costs: Hospital, ambulatory and Rx costs trimmed at 3 standard deviations above the mean.

Source: Shadmi et al, Morbidity pattern and resource use                                       Starfield 04/10
in adults with multiple chronic conditions, presented 2010.                                    CMOS 7342
Chronic Conditions and Use of Resources
     Implications for care management:
        – Care management based on selection of patients based
           on chronic disease counts (e.g., persons with 4 or more
           chronic conditions) will include many “false positives” (i.e.,
           persons with low morbidity burden and low associated
           resource use) and will miss many who could benefit from
           such interventions.
     • Implications for research:
        – Adjustment for morbidity based on chronic condition
           counts or the Charlson score fails to capture the morbidity
           burden of 40-60% of the population.
        – Adjustments using chronic condition counts or the
           Charlson score explain only half or less of the variance
           explained by ADGs (morbidity spectrum).
Source: Shadmi et al, Morbidity pattern and resource use           Starfield 04/10
in adults with multiple chronic conditions, presented 2010.        CMOS 7343
Applications of Morbidity-Mix Adjustment
1.    Physician/group oriented
       • Characterizing and explaining variability in
          resource use
       • Understanding the use of and referrals to specialty
          care
       • Controlling for comorbidity
       • Capitation payments
       • Refining payment for performance
2.    Patient/population oriented
       • Identifying need for tailored management in
          population subgroups
       • Surveillance for changes in morbidity patterns
       • Targeting disparities reduction
                                                       Starfield 03/06
                                                       CM 6545
Choice of Comorbidity Measure
      Depends on the Purpose
•   population morbidity assessments
•   prediction of death
•   prediction of costs
•   prediction of need for primary care services
•   prediction of use of specialty services
The US is focused heavily on costs of care. Therefore, it
focuses in measures for predicting costs and predicting
deaths.
A primary care-oriented health system would prefer a
measure of predicting need for and use of specialty
services.
                                                       Starfield 04/07
                                                       CM 6712
Multimorbidity and Use of Primary
  and Secondary Care Services
• Morbidity and comorbidity (and hence
  multimorbidity) are increasing.
• Specialist use is increasing, especially for
  routine care.
• The appropriate role of specialists in the
  care of patients with different health levels
  and health needs is unknown.

                                           Starfield 03/10
                                           SP 7320
We know that
           1. Inappropriate referrals to specialists lead to
              greater frequency of tests and more false positive
              results than appropriate referrals to specialists.
           2. Inappropriate referrals to specialists lead to poorer
              outcomes than appropriate referrals.
           3. The socially advantaged have higher rates of visits
              to specialists than the socially disadvantaged.
           4. The more the subspecialist training of primary
              care MDs, the more the referrals.
        A MAJOR ROLE OF PRIMARY CARE IS TO ASSURE
        THAT SPECIALTY CARE IS MORE APPROPRIATE
        AND, THEREFORE, MORE EFFECTIVE.

Source: Starfield et al, Health Aff 2005; W5:97-107.            Starfield 08/05
van Doorslaer et al, Health Econ 2004; 13:629-47;               SP 6322
What is the right number of
        specialists?

   What do specialists do?

What do specialists contribute
   to population health?
                               Starfield 01/06
                               SP 6527
What We Do Not Know
The contribution of specialists to
• Unnecessary care (due to overestimation
  of the likelihood of disease)
• Potentially unjustified care (due to
  inappropriateness of guidelines when
  there is comorbidity)
• Adverse effects (from the cascade effects
  of excessive diagnostic tests)

                                        Starfield 11/05
                                        SP 6503
What We Need to Know
• What specialists contribute to population
  health
• The optimum ratio of specialists to population
• The functions of specialty care and the
  appropriate balance among the functions
• The appropriate division of effort between
  primary care and specialty care
• The point at which an increasing supply of
  specialists becomes dysfunctional
                                            Starfield 11/05
                                            SP 6504
Aspects of Care That Distinguish
            Conventional Health Care from People-
                    Centred Primary Care




Source: World Health Organization. The World Health Report 2008:       Starfield 05/09
Primary Health Care – Now More than Ever. Geneva, Switzerland, 2008.   PC 7123 n
Conclusion
Virchow said that medicine is a social
science and politics is medicine on a grand
scale.
Along with improved social and
environmental conditions as a result of
public health and social policies, primary
care is an important aspect of policy to
achieve effectiveness, efficacy, and equity
in health services.
                                         Starfield 03/05
                                         PC 6326
Conclusion
Although sociodemographic factors
undoubtedly influence health, a primary
care oriented health system is a highly
relevant policy strategy because its
effect is clear and relatively rapid,
particularly concerning prevention of
the progression of illness and effects of
injury, especially at younger ages.
                                      Starfield 11/05
                                      HS 6310
Strategy for Change in Health Systems
  •   Achieving primary care
  •   Avoiding an excess supply of specialists
  •   Achieving equity in health
  •   Addressing co- and multimorbidity
  •   Responding to patients’ problems: using
      ICPC for documenting and follow-up
  •   Coordinating care
  •   Avoiding adverse effects
  •   Adapting payment mechanisms
  •   Developing information systems that serve
      care functions as well as clinical information
  •   Primary care-public health link: role of
      primary care in disease prevention           Starfield 11/06
                                                          HS 6457 n
Percentage of Visits in Which
          Patients Were Referred: US

                                       1994   2006
               Family medicine          4       8
               Internal medicine        8      12
               Pediatrics               3       6
               Other specialties        3       5


                                                     Starfield 08/09
Source: Valderas, 2009 NAMC analyses                 RC 7185 n
Family Physicians, General
          Internists, and Pediatricians
      A nationally representative study showed that adults
      and children with a family physician (rather than a
      general internist, pediatrician, or sub-specialist) as
      their regular source of care had lower annual cost of
      care, made fewer visits, had 25% fewer prescriptions,
      and reported less difficulty in accessing care, even
      after controlling for case-mix, demographic
      characteristics (age, gender, income, race, region, and
      self-reported health status). Half of the excess is in
      hospital and ER spending; one-fifth is in physician
      payments; and one-third is for medications.
                                                        Starfield 03/09
Source: Phillips et al, Health Aff 2009;28:567-77.      PC 7103 n
Having a general internist as the PCP
     is associated with more different
     specialists seen. Controlling for
     differences in the degree of morbidity,
     receiving care from multiple specialists
     is associated with higher costs, more
     procedures, and more medications,
     independent of the number of visits and
     age of the patient.
                                                               Starfield 08/09
Source: Starfield et al, J Ambul Care Manage 2009;32:216-25.   SP 7165
The greater the morbidity burden,
the greater the persistence of any
given diagnosis.
That is, with high comorbidity,
even acute diseases are more
likely to persist.

                                  Starfield 08/06
                                  CM 6598
Results: Case-mix of Age
                    Groups – Females




                                                             Starfield 03/10
Source: Sibley L, Family Health Networks, Ontario 2005-06.   CM 7323 n
Results: Case-mix of Age
                     Groups – Males




                                                             Starfield 03/10
Source: Sibley L, Family Health Networks, Ontario 2005-06.   CM 7324 n
Results: Income Quintiles
                      25


                      20
        % of sample




                      15


                      10


                       5


                       0
                           Q1 (Lowest)         Q2                Q3          Q4   Q5 (Highest)
                                                             SES quintiles


                                                                                        Starfield 03/10
Source: Sibley L, Family Health Networks, Ontario 2005-06.                              CM 7325
Results: Capitation Fee by SES
                                    1.15
                                    1.14
        Mean capitation fee index




                                    1.13
                                    1.12
                                    1.11
                                    1.10
                                    1.09
                                    1.08
                                    1.07
                                    1.06
                                    1.05
                                    1.04
                                           Q1 (Lowest)   Q2        Q3         Q4   Q5 (Highest)
                                                              SES quintiles


                                                                                         Starfield 03/10
Source: Sibley L, Family Health Networks, Ontario 2005-06.                               CM 7328
Results: Case-mix by SES - ADG
                         2.95

                         2.90
       Mean ADG counts




                         2.85

                         2.80

                         2.75

                         2.70

                         2.65

                         2.60
                                Q1 (Lowest)     Q2                Q3         Q4   Q5 (Highest)
                                                             SES quintiles

                                                                                        Starfield 03/10
Source: Sibley L, Family Health Networks, Ontario 2005-06.                              CM 7326 n

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Barbara starfield presentation cancun wonca may 05 27-10

  • 1. Primary Care/Specialty Care in the Era of Multimorbidity Barbara Starfield, MD, MPH 19th WONCA World Conference of Family Doctors Cancun, Mexico May 19-23, 2010
  • 2. United States $7,290 The Cost of Care Dollar figures reflect all public and private spending on care, from doctor visits to hospital infrastructure. Data are from 2007 or the most recent year available. Source: http://blogs.ngm.com/.a/6a00e0098226918833012876674340970c-800wi (accessed January Starfield 01/10 4, 2010). Graphic by Oliver Liberti, National Geographic staff. Data from OECD Health Data 2009. IC 7251 n
  • 3. Country* Clusters: Health Professional Supply and Child Survival 25 15 10 Density (workers per 1000) 5.0 2.5 1 3 5 9 50 100 250 Child mortality (under 5) per 1000 live births *186 countries Starfield 07/07 Source: Chen et al, Lancet 2004; 364:1984-90. HS 6333 n
  • 4. Primary Care and Specialist Physicians per 1000 Population, Selected OECD Countries, 2007 Country Primary Care Specialists Belgium 2.2 2.2 France 1.6 1.7 Germany 1.5 2.0 US 1.0 1.5 Australia 1.4 1.4 Canada 1.0 1.1 Sweden 0.6 2.6 Denmark 0.8 1.2 Finland 0.7 1.6 Netherlands 0.5 1.0 Spain 0.9 1.2 UK 0.7 1.8 Norway 0.8 2.2 Switzerland 0.5 2.8 New Zealand 0.8 0.8 OECD average 0.9 1.8 Starfield 03/10 Source: OECD Health Data 2009 WF 7318 n
  • 5. Why Is Primary Care Important? Better health outcomes Lower costs Greater equity in health Starfield 07/07 PC 6306 n
  • 6. Primary health care oriented countries • Have more equitable resource distributions • Have health insurance or services that are provided by the government • Have little or no private health insurance • Have no or low co-payments for health services • Are rated as better by their populations • Have primary care that includes a wider range of services and is family oriented • Have better health at lower costs Sources: Starfield and Shi, Health Policy 2002; 60:201-18. van Doorslaer et al, Health Econ 2004; 13:629-47. Starfield 11/05 Schoen et al, Health Aff 2005; W5: 509-25. IC 6311
  • 7. Primary Care Strength and Premature Mortality in 18 OECD Countries 10000 PYLL Low PC Countries* 5000 High PC Countries* 0 1970 1980 1990 2000 Year *Predicted PYLL (both genders) estimated by fixed effects, using pooled cross-sectional time series design. Analysis controlled for GDP, percent elderly, doctors/capita, average income (ppp), alcohol and tobacco use. R 2(within)=0.77. Starfield 11/06 Source: Macinko et al, Health Serv Res 2003; 38:831-65. IC 5903 n
  • 8. Many other studies done WITHIN countries, both industrialized and developing, show that areas with better primary care have better health outcomes, including total mortality rates, heart disease mortality rates, and infant mortality, and earlier detection of cancers such as colorectal cancer, breast cancer, uterine/cervical cancer, and melanoma. The opposite is the case for higher specialist supply, which is associated with worse outcomes. Sources: Starfield et al, Milbank Q 2005;83:457-502. Starfield 09/04 Macinko et al, J Ambul Care Manage 2009;32:150-71. WC 6314
  • 9. Strategy for Change in Health Systems • Achieving primary care • Avoiding an excess supply of specialists • Achieving equity in health • Addressing co- and multimorbidity • Responding to patients’ problems: using ICPC for documenting and follow-up • Coordinating care • Avoiding adverse effects • Adapting payment mechanisms • Developing information systems that serve care functions as well as clinical information • Primary care-public health link: role of primary care in disease prevention Starfield 11/06 HS 6457 n
  • 10. Primary Care Scores by Data Source, PSF Clinics Access 5 Total Score 4 Longitudinal 3 2 Resources 1 Providers First Contact Gatekeeping Available 0 Community Comprehensive Family focus Coordination PSF (users) PSF (providers) PSF (managers) Source: Almeida & Macinko. [Validation of a Rapid Appraisal Methodology for Monitoring and Evaluating the Organization and Performance of Primary Health Care Starfield 05/06 Systems at the Local Level]. Brasília: Pan American Health Organization, 2006. WC 6592 n
  • 11. A study of individuals seen in a year in large health care plans in the US found: elderly non-elderly percent who saw a 95 69 specialist average number of 4.0 1.7 different specialists seen average number of visits 8.8 3.3 to specialists total visits to both 11.5 5.9 primary care and specialists Starfield 02/10 Source: Starfield et al, J Ambul Care Manage 2009;32:216-25. COMP 7284 n
  • 12. A study of individuals (ages 20-79) seen over two years in Ontario, Canada, found: percent who saw a specialist 53.2 median number of visits to 1.0 specialists total visits to both primary 7.0 care and specialists Starfield 02/10 Source: Sibley et al, Med Care 2010;48:175-82. COMP 7322 n
  • 13. The US has a significantly higher proportion of people (compared with Canada, France, Netherlands, New Zealand, United Kingdom) who see two or more specialists in a year – 27%, and 38% among people with chronic illness. Even these figures, obtained from population surveys, understate the heavy use of multiple physicians seen in a year in the US. Sources: Schoen et al, Health Aff 2007;26:W717-34. Starfield 02/10 Schoen et al, Health Aff 2009;28:w1-16. COMP 7283
  • 14. Percent of Patients Reporting Any Error by Number of Doctors Seen in Past Two Years Country One doctor 4 or more doctors Australia 12 37 Canada 15 40 Germany 14 31 New Zealand 14 35 UK 12 28 US 22 49 Starfield 09/07 Source: Schoen et al, Health Affairs 2005; W5: 509-525. IC 6525 n
  • 15. In the United States, half of all outpatient visits to specialist physicians are for the purpose of routine follow-up. Does this seem like a prudent use of expensive resources, when primary care physicians could and should be responsible for ongoing patient-focused care over time? Starfield 08/09 Source: Valderas et al, Ann Fam Med 2009;7:104-11. SP 6528
  • 16. In New Zealand, Australia, and the US, an average of 1.4 problems (excluding visits for prevention) were managed in each visit. However, primary care physicians in the US managed a narrower range: 46 problems accounted for 75% of problems managed in primary care, as compared with 52 in Australia and 57 in New Zealand. Starfield 01/07 Source: Bindman et al, BMJ 2007; 334:1261-6. COMP 6659 n
  • 17. Comprehensiveness in primary care is necessary in order to avoid unnecessary referrals to specialists, especially in people with comorbidity. Starfield 02/09 COMP 7090
  • 18. 30% of PCPs and 50% of specialists in southwestern Ontario reported that scope of primary care practice has increased in the past two years. Physicians in solo practice or hospital-based were more likely to report an increase than those in large groups. Family physicians were less likely than general internists or pediatricians to express concern about increasing scope. Source: St. Peter et al, The Scope of Care Expected of Primary Care Physicians: Is It Greater Than It Should Be? Issue Brief 24. Center for Studying Starfield 04/10 Health System Change (http://www.hschange.com/CONTENT/58/58.pdf), 1999. COMP 7332
  • 19. The Declining Comprehensiveness of Primary Care Starfield 03/10 Source: Chan BT. The declining comprehensiveness of primary care. CMAJ 2002;166:429-34. COMP 7330
  • 20. Comprehensiveness in Primary Care* Wart removal IUD insertion IUD removal Pap smear Suturing lacerations Hearing screening Removal of cysts Vision screening Joint aspiration/injection Age-appropriate surveillance Foreign body removal (ear, nose) Family planning Sprained ankle splint Immunizations Smoking counseling Remove ingrowing toenail Home visits as needed Behavior/MH counseling Nutrition counseling Electrocardiography OTHERS? Examination for dental status Starfield 03/08 *Unanimous agreement in a survey of family physician experts in ten countries (2008) COMP 6959 n
  • 21. Comprehensiveness: Canadian Family Physicians Advanced procedural skills Basic procedural skills • Sigmoidoscopy • Insertion of IUD • Intensive care/resuscitation • Biopsy • Nerve blocks • Cryotherapy • Minor fractures • Electrocardiogram • Chalazion • Injection/aspiration of joint • Tumour excision • Allerlgy/hyposensitization test • Vasectomy • Excision of nail • Varicose veins • Wound suture • Rhinoplasty • Removal of foreign body • Fractures • Incision, abscess, etc. NOTE that British Columbia family physicians are more comprehensive than their counterparts in other provinces. Source: Canadian Institute for Health Information. The Evolving Role of Canada's Fee-for-Service Family Starfield 02/09 Physicians, 1994-2003: Provincial Profiles. 2006. COMP 7095 n
  • 22. Provincial Participation Rates of Canadian Fee-for- Service Family Physicians in: Advanced and Basic Procedural Skills Source: National Physician Database, CIHI, as summarized in Canadian Institute for Health Information, The Evolving Role of Canada's Fee-for- Starfield 02/09 Service Family Physicians, 1994-2003: Provincial Profiles, 2006. COMP 7093 n
  • 23. The Appropriate Management of Multimorbidity in Primary Care Starfield 04/10 CM 7334
  • 24. Percentage of Patients Referred in a Year: US vs. UK 90 80 US Health Plans 70 60 50 UK 40 30 20 10 0 0.0 0.0 0.0 0.5 0.5 1.0 1.0 1.5 1.5 2.0 2.0 2.5 2.5 Healthier Treated Morbidity Index Score Sicker (ACGs) Starfield 04/08 Source: Forrest et al, BMJ 2002; 325:370-1. CM 5871 n
  • 25. Top 5 Predictors of Referrals, US Collaborative Practice Network, 1997-99 All referrals Discretionary referrals† High comorbidity burden Patient ages 0-17* Uncommon primary diagnosis Nurse referrals permitted Moderate morbidity burden Northeast region Surgical diagnoses Physician is an internist. Gatekeeping Gatekeeping with capitation** NOTE: * No pediatricians included in study ** Specialists not in capitation plan †Common conditions + high certainty for diagnosis and treatment + low cogency + only cognitive assistance requested. Constituted 17% of referrals. Starfield 10/05 Source: Forrest et al, Med Decis Making 2006;26:76-85. RC 6497
  • 26. The more common the condition in primary care visits, the less the likelihood of referral, even after controlling for a variety of patient and disease characteristics. When comorbidity is very high, referral is more likely, even in the presence of common problems. IS THIS APPROPRIATE? IS SEEING A MULTIPLICITY OF SPECIALISTS THE APPROPRIATE STRATEGY FOR PEOPLE WITH HIGH COMORBIDITY? Starfield 03/10 Source: Forrest & Reid, J Fam Pract 2001;50:427-32. RC 7068
  • 27. Percent Distribution by Degree of Comorbidity for Selected Disease Groups, Non-elderly Population Morbidity Burden Level (ACGs) Disease Group Low Mid High Total population 69.0* 27.5 4.0 Asthma 24.0 63.8 12.2 Hypertension 20.7 65.4 13.9 Ischemic heart disease 3.9 49.0 47.1 Congestive heart failure 2.6 35.1 62.3 Disorders of lipoid metabolism 17.6 69.9 12.5 Diabetes mellitus 13.9 63.2 22.9 Osteoporosis 11.1 50.0 38.9 Thrombophlebitis 12.2 53.8 33.9 Depression, anxiety, neuroses 8.1 66.3 25.6 Starfield 12/04 *About 20% have no comorbidity. Source: ACG Manual CM 5690 n
  • 28. Comorbidity Prevalence 1. The percentage of Medicare beneficiaries with 5+ treated conditions increased from 31 to 40 to 50 in 1987, 1997, 2002. 2. The age-adjusted prevalence increased for • Hyperlipidemia: 2.6 to 10.7 to 22.2 • Osteoporosis: 2.2 to 5.2 to 10.3 • Mental disorders: 7.9 to 13.1 to 19.0 • Heart disease: 27.0 to 26.1 to 27.8 3. The percentage of those with 5+ treated conditions who reported being in excellent or good health increased from 10% to 30% between 1987 and 2002. MESSAGE: “Discretionary diagnoses” are increasing in prevalence, particularly those associated with new pharmaceuticals. How much of this is appropriate? Starfield 08/06 Source: Thorpe & Howard, Health Aff 2006; 25:W378-W388. CM 6600
  • 29. Differences in Mean Number of Chronic Conditions among Enrollees Age 65+ Reporting Congestive Heart Failure, by Race/Ethnicity, Income, and Education: 1998 5.6 5.48 5.5 5.44 5.4 5.31 5.29 5.3 Mean 5.2 5.1 5.01 5.0 4.9 4.8 4.7 All Non-Hispanic Hispanic or Less than a Poor: Less than Black or African Spanish High School $10,000 Income American Education Starfield 11/06 Source: Bierman, Health Care Financ Rev 2004; 25:105-17. CM 6337 n
  • 30. Comorbidity, Inpatient Hospitalization, Avoidable Events, and Costs* 400 16000 362 13,973 (4 or more 350 conditions) 14000 296 300 12000 267 Rate per 1000 beneficiaries 250 10000 216 233 Costs 200 8000 169 182 150 6000 152 4701 119 119 100 4000 74 2394 86 50 40 2000 57 1154 20 34 211 8 17 0 1 4 8 0 0 1 2 3 4 5 6 7 8 9 10+ Number of types of conditions ACSC Complications Costs Source: Wolff et al, Arch Starfield 11/06 Intern Med 2002; 162:2269-76. *ages 65+, chronic conditions only CM 5686 n
  • 31. Controlled for morbidity burden*: The more DIFFERENT generalists seen: higher total costs, medical costs, diagnostic tests and interventions. The more different generalists seen, the more DIFFERENT specialists seen among patients with high morbidity burdens. The effect is independent of the number of generalist visits. That is, the benefits of primary care are greatest for people with the greatest burden of illness. *Using the Johns Hopkins Adjusted Clinical Groups (ACGs) Starfield 02/10 Source: Starfield et al, J Ambul Care Manage 2009;32:216-25. LONG 7288
  • 32. Resource Use, Controlling for Morbidity Burden* The more DIFFERENT specialists seen, the higher total costs, medical costs, diagnostic tests and interventions, and types of medication. *Using the Johns Hopkins Adjusted Clinical Groups (ACGs) Starfield 04/10 Source: Starfield et al, J Ambul Care Manage 2009;32:216-25. SP 7333
  • 33. Summary of Predictability of Year 1 Characteristics, with Regard to Subsequent Year’s (3 or 5) Costs Rank for Under- Over- relative risk predictive* predictive 1+ hospitalizations 5 90% 40% 8+ morbidity types (ADGs) 2 64% 55% 4+ major morbidity types (ADGs) 1 75% 30% Top 10th percentile for costs 4 96% 70% (ACGs) 10+ specific diagnoses 3 82% 40% *Underpredictive:% of those with subsequent high cost who did not have the characteristic Overpredictive: % with characteristic who are not subsequently high cost Starfield 09/00 CM 5577 n
  • 34. Influences* on Use of Family Physicians and Specialists, Ontario, Canada, 2000-1 Primary care visits Specialty visits One or One or Type of influence Mean Median more Mean Median more # different types of 1 1 1 1 1 1 morbidity (ADGs) Morbidity burden 2 2 2 2 2 2 (ACGs) Self-rated health 3 3 5 3 - 5 Disability 4 4 4 4 4 4 # chronic conditions** 5 5 3 - - - Age 65 or more - - - 5 3 3 *top five, in order of importance **from a list of 24, including “other longstanding conditions” Starfield 02/10 Calculated from Table 2 in Sibley et al, Med Care 2010;48:175-82. CM 7317
  • 35. Expected Resource Use (Relative to Adult Population Average) by Level of Comorbidity, British Columbia, 1997-98 Very None Low Medium High High Acute conditions 0.1 0.4 1.2 3.3 9.5 only Chronic condition 0.2 0.5 1.3 3.5 9.8 High impact chronic 0.2 0.5 1.3 3.6 9.9 condition Thus, it is comorbidity, rather than presence or impact of chronic conditions, that generates resource use. Source: Broemeling et al. Chronic Conditions and Co-morbidity among Residents Starfield 09/07 of British Columbia. Vancouver, BC: University of British Columbia, 2005. CM 6622 n
  • 36. Results: Case-mix by SES - ACG 0.66 0.64 Mean ACG weight 0.62 0.60 0.58 0.56 0.54 0.52 0.50 Q1 (Lowest) Q2 Q3 Q4 Q5 (Highest) SES quintiles Starfield 03/10 Source: Sibley L, Family Health Networks, Ontario 2005-06. CM 7327 n
  • 37. Results: Capitation Fee and Morbidity by SES 1.10 Standardized Morbidity and Fee Index Age-Sex Capitation Fee ACG Weight 1.05 1.00 0.95 0.90 Q1 (Lowest) Q2 Q3 Q4 Q5 (Highest) Income Quintile Starfield 03/10 Source: Sibley L, Family Health Networks, Ontario 2005-06. CM 7329 n
  • 38. Methods (I) • Representative sample of 66,500 adults (age 18 or older) enrolled in Clalit Health Services (Israel’s largest health plan) during 2006 • Data from diagnoses registered in electronic medical records during all encounters (primary, specialty, and hospital), and health care use registered in Clalit’s administrative data warehouse Source: Shadmi et al, Morbidity pattern and resource use Starfield 04/10 in adults with multiple chronic conditions, presented 2010. CMOS 7335
  • 39. Methods (II) • Morbidity spectrum: ADGs were used to classify the population into 3 groups: – Low (0-2 ADGs) – Medium (3-5 ADGs) – High (>=6 ADGs) • Clalit’s Chronic Disease Registry (CCDR): – ~180 diseases. Based on data from diagnoses, lab tests, Rx • Charlson Index: – Based on data from the CCDR – Range 0-19 Source: Shadmi et al, Morbidity pattern and resource use Starfield 04/10 in adults with multiple chronic conditions, presented 2010. CMOS 7336
  • 40. Methods (III) Resource use: – Costs: total, hospital, ambulatory (standardized price X unit) – Specialist visits – Primary care physician visits – Resource use ratio: mean total cost per morbidity group divided by the average total cost Source: Shadmi et al, Morbidity pattern and resource use Starfield 04/10 in adults with multiple chronic conditions, presented 2010. CMOS 7337
  • 41. Resource Use in Adults with No Chronic Condition 14% of persons with no chronic conditions have an average resource use ratio higher than that of some of the people with 5 or more chronic conditions. That is, resource use in populations is not highly related to having a chronic condition, in the absence of consideration of other conditions. Source: Shadmi et al, Morbidity pattern and resource use Starfield 04/10 in adults with multiple chronic conditions, presented 2010. CMOS 7338
  • 42. Resource Use by Spectrum of Morbidity: Adults with No Chronic Conditions (N=28,700) Source: Shadmi et al, Morbidity pattern and resource use Starfield 04/10 in adults with multiple chronic conditions, presented 2010. CMOS 7339
  • 43. Resource Use in Adults with Chronic Conditions • Some people with as many as 6 chronic conditions have less than average resource use • Prevalent conditions in persons with 6 chronic diseases and below average resource use: – 60% hyperlipidemia – 32% diabetes – 27% obesity – 10% hypertension – 10% depression That is, resource use is more highly related to the types of co-morbidity than to specific chronic conditions. Source: Shadmi et al, Morbidity pattern and resource use Starfield 04/10 in adults with multiple chronic conditions, presented 2010. CMOS 7340
  • 44. Resource Use by Spectrum of Morbidity: Persons with 3 Chronic Conditions (N=4,900) Source: Shadmi et al, Morbidity pattern and resource use Starfield 04/10 in adults with multiple chronic conditions, presented 2010. CMOS 7341
  • 45. Morbidity Spectrum Explains Health Care Resource Use (R2) Total Hospital cost* costs* Age, sex 12% 6% Chronic condition count, 20% 9% age, sex Charlson, age, sex 22% 12% ADG, age sex 42% 27% *Total costs: Hospital, ambulatory and Rx costs trimmed at 3 standard deviations above the mean. Source: Shadmi et al, Morbidity pattern and resource use Starfield 04/10 in adults with multiple chronic conditions, presented 2010. CMOS 7342
  • 46. Chronic Conditions and Use of Resources Implications for care management: – Care management based on selection of patients based on chronic disease counts (e.g., persons with 4 or more chronic conditions) will include many “false positives” (i.e., persons with low morbidity burden and low associated resource use) and will miss many who could benefit from such interventions. • Implications for research: – Adjustment for morbidity based on chronic condition counts or the Charlson score fails to capture the morbidity burden of 40-60% of the population. – Adjustments using chronic condition counts or the Charlson score explain only half or less of the variance explained by ADGs (morbidity spectrum). Source: Shadmi et al, Morbidity pattern and resource use Starfield 04/10 in adults with multiple chronic conditions, presented 2010. CMOS 7343
  • 47. Applications of Morbidity-Mix Adjustment 1. Physician/group oriented • Characterizing and explaining variability in resource use • Understanding the use of and referrals to specialty care • Controlling for comorbidity • Capitation payments • Refining payment for performance 2. Patient/population oriented • Identifying need for tailored management in population subgroups • Surveillance for changes in morbidity patterns • Targeting disparities reduction Starfield 03/06 CM 6545
  • 48. Choice of Comorbidity Measure Depends on the Purpose • population morbidity assessments • prediction of death • prediction of costs • prediction of need for primary care services • prediction of use of specialty services The US is focused heavily on costs of care. Therefore, it focuses in measures for predicting costs and predicting deaths. A primary care-oriented health system would prefer a measure of predicting need for and use of specialty services. Starfield 04/07 CM 6712
  • 49. Multimorbidity and Use of Primary and Secondary Care Services • Morbidity and comorbidity (and hence multimorbidity) are increasing. • Specialist use is increasing, especially for routine care. • The appropriate role of specialists in the care of patients with different health levels and health needs is unknown. Starfield 03/10 SP 7320
  • 50. We know that 1. Inappropriate referrals to specialists lead to greater frequency of tests and more false positive results than appropriate referrals to specialists. 2. Inappropriate referrals to specialists lead to poorer outcomes than appropriate referrals. 3. The socially advantaged have higher rates of visits to specialists than the socially disadvantaged. 4. The more the subspecialist training of primary care MDs, the more the referrals. A MAJOR ROLE OF PRIMARY CARE IS TO ASSURE THAT SPECIALTY CARE IS MORE APPROPRIATE AND, THEREFORE, MORE EFFECTIVE. Source: Starfield et al, Health Aff 2005; W5:97-107. Starfield 08/05 van Doorslaer et al, Health Econ 2004; 13:629-47; SP 6322
  • 51. What is the right number of specialists? What do specialists do? What do specialists contribute to population health? Starfield 01/06 SP 6527
  • 52. What We Do Not Know The contribution of specialists to • Unnecessary care (due to overestimation of the likelihood of disease) • Potentially unjustified care (due to inappropriateness of guidelines when there is comorbidity) • Adverse effects (from the cascade effects of excessive diagnostic tests) Starfield 11/05 SP 6503
  • 53. What We Need to Know • What specialists contribute to population health • The optimum ratio of specialists to population • The functions of specialty care and the appropriate balance among the functions • The appropriate division of effort between primary care and specialty care • The point at which an increasing supply of specialists becomes dysfunctional Starfield 11/05 SP 6504
  • 54. Aspects of Care That Distinguish Conventional Health Care from People- Centred Primary Care Source: World Health Organization. The World Health Report 2008: Starfield 05/09 Primary Health Care – Now More than Ever. Geneva, Switzerland, 2008. PC 7123 n
  • 55. Conclusion Virchow said that medicine is a social science and politics is medicine on a grand scale. Along with improved social and environmental conditions as a result of public health and social policies, primary care is an important aspect of policy to achieve effectiveness, efficacy, and equity in health services. Starfield 03/05 PC 6326
  • 56. Conclusion Although sociodemographic factors undoubtedly influence health, a primary care oriented health system is a highly relevant policy strategy because its effect is clear and relatively rapid, particularly concerning prevention of the progression of illness and effects of injury, especially at younger ages. Starfield 11/05 HS 6310
  • 57. Strategy for Change in Health Systems • Achieving primary care • Avoiding an excess supply of specialists • Achieving equity in health • Addressing co- and multimorbidity • Responding to patients’ problems: using ICPC for documenting and follow-up • Coordinating care • Avoiding adverse effects • Adapting payment mechanisms • Developing information systems that serve care functions as well as clinical information • Primary care-public health link: role of primary care in disease prevention Starfield 11/06 HS 6457 n
  • 58.
  • 59. Percentage of Visits in Which Patients Were Referred: US 1994 2006 Family medicine 4 8 Internal medicine 8 12 Pediatrics 3 6 Other specialties 3 5 Starfield 08/09 Source: Valderas, 2009 NAMC analyses RC 7185 n
  • 60. Family Physicians, General Internists, and Pediatricians A nationally representative study showed that adults and children with a family physician (rather than a general internist, pediatrician, or sub-specialist) as their regular source of care had lower annual cost of care, made fewer visits, had 25% fewer prescriptions, and reported less difficulty in accessing care, even after controlling for case-mix, demographic characteristics (age, gender, income, race, region, and self-reported health status). Half of the excess is in hospital and ER spending; one-fifth is in physician payments; and one-third is for medications. Starfield 03/09 Source: Phillips et al, Health Aff 2009;28:567-77. PC 7103 n
  • 61. Having a general internist as the PCP is associated with more different specialists seen. Controlling for differences in the degree of morbidity, receiving care from multiple specialists is associated with higher costs, more procedures, and more medications, independent of the number of visits and age of the patient. Starfield 08/09 Source: Starfield et al, J Ambul Care Manage 2009;32:216-25. SP 7165
  • 62. The greater the morbidity burden, the greater the persistence of any given diagnosis. That is, with high comorbidity, even acute diseases are more likely to persist. Starfield 08/06 CM 6598
  • 63. Results: Case-mix of Age Groups – Females Starfield 03/10 Source: Sibley L, Family Health Networks, Ontario 2005-06. CM 7323 n
  • 64. Results: Case-mix of Age Groups – Males Starfield 03/10 Source: Sibley L, Family Health Networks, Ontario 2005-06. CM 7324 n
  • 65. Results: Income Quintiles 25 20 % of sample 15 10 5 0 Q1 (Lowest) Q2 Q3 Q4 Q5 (Highest) SES quintiles Starfield 03/10 Source: Sibley L, Family Health Networks, Ontario 2005-06. CM 7325
  • 66. Results: Capitation Fee by SES 1.15 1.14 Mean capitation fee index 1.13 1.12 1.11 1.10 1.09 1.08 1.07 1.06 1.05 1.04 Q1 (Lowest) Q2 Q3 Q4 Q5 (Highest) SES quintiles Starfield 03/10 Source: Sibley L, Family Health Networks, Ontario 2005-06. CM 7328
  • 67. Results: Case-mix by SES - ADG 2.95 2.90 Mean ADG counts 2.85 2.80 2.75 2.70 2.65 2.60 Q1 (Lowest) Q2 Q3 Q4 Q5 (Highest) SES quintiles Starfield 03/10 Source: Sibley L, Family Health Networks, Ontario 2005-06. CM 7326 n