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PM Challenge 2010
    NASA Software Engineering
Procedural Requirements and related
              Policy


        February 9-10, 2010

   John C. Kelly & Tim Crumbley
      Office of Chief Engineer


                              Used with Permission
Overview
1. NPD/NPR “Go To” Architecture for the Office
   of Chief Engineer
2. Lessons Learned from previous NPR
3. Update of NASA Software Engineering
   Requirements, NPR 7150.2
4. Future Work




                                                 2
Differences between NPDs and NPRs
          according to NASA Regulations
 NPD 1400.1I, Documentation and Promulgation of
  Internal NASA Requirements

      NASA Policy Directive (NPD). NPDs are policy statements
       that describe what is required by NASA management to achieve
       NASA's vision, mission, and external mandates and who is
       responsible for carrying out those requirements.

      NASA Procedural Requirements (NPR). NPRs provide
       Agency mandatory instructions and requirements to implement
       NASA policy as delineated in an associated NPD.

      NASA Technical Standards. NASA technical standards are
       NASA documents that contain common and repeated use of
       rules, conditions, guidelines, or characteristics for products or
       related processes and production methods and related
       management systems practices.

                                                                           3
Office of Chief Engineer
        Previous NPD/NPR Architecture
                                                            NPD 2820.1
  NPD 8070.6    NPD 8010.2   NPD 7120.4
                                                             Software
   Technical     Use of SI   Program /
                                                              Policy
   Standards.     Metric     Project Mgt


       X            X


   NPR 7120.5   NPR 7120.6   NPR 7120.7    NPR 7120.8   NPR 7123.1
    Space Flt     Lesson      IT & Inst.      R&T        Systems
    P/P Mgt      Learned       P/P Mgt      P/P Mgt     Engineering



Planned OCE NPR additions:                                  NPR 7150.2
- PLM/PDM                                                    Software
                                                            Engineering
- Technical Standards

                                                                      4
Office of Chief Engineer
              “Go To Architecture”
                             NPD 7120.4
                             Engineering
                              & P/P Mgt
                                   (in A-Suite)




NPR 7120.5   NPR 7120.6      NPR 7120.7                  NPR 7120.8    NPR 7123.1
 Space Flt     Lesson         IT & Inst.                    R&T         Systems
 P/P Mgt      Learned          P/P Mgt                    P/P Mgt      Engineering



                  NPR 71xx.x              NPR 71xx.x            NPR 7150.2
                   PLM/PDM                 Technical             Software
                    (Completed            Standards             Engineering
                   NODIS Review)              (Future)



                                                                                     5
1.3.1 Higher Agency-Level Requirements
 NPD 1000.0, NASA Governance and Strategic Management Handbook.
 NPD 1000.3, The NASA Organization.
 NPD 1000.5, Policy for NASA Acquisition.

 1.3.2 Agency-Level Software Policies and Requirements
 NPD 7120.4, NASA Engineering and Program/Project Management Policy
 NPR 7120.5,         NPR          NPR 7120.7,                NPR 7120.8,          NPR 7123.1,      NPR 7150.2,
 NASA Space Flight   7120.6,      NASA Information           NASA Research and    NASA Systems     NASA Software
 Program and         Lessons      Technology and             Technology Program   Engineering      Engineering
 Project             Learned      Institutional              and                  Processes and    Requirements
 Management          Process      Infrastructure             Project Management   Requirements
 Requirements                     Program and Project        Requirements
                                  Management
                                  Requirements

1.3.3 Agency-Level Multi-Center and Product                          1.3.4 NASA and Industry Software
Line Requirements (non- software specific)                           Standards and Guidebooks
                                                                      NASA Preferred Industry Software Standards and
 These NPDs and NPRs elaborate, tailor, and in some                   Guidebooks and NASA Software-Related
 cases add requirements to the ones above to address                  Standards and Guidebooks are required when
 the needs of major multi-Center projects, specific                   invoked by an NPD, NPR, Center-Level Directive,
 product lines, and specific focus areas.                             contract clause, specification, or statement of
                                                                      work.
1.3.5 Center-Level Directives
(related to software)
 Center-Level Directives are developed by NASA Centers to document their local software policies, requirements, and
 procedures.
1.3.6 Government In-house                                      1.3.7 Contractor and Subcontractor
Development                                                    Development
                                                                Contractors and subcontractors develop in-house
 Government in-house software development policies and
                                                                policies and procedures to provide quality products and
 procedures to provide quality products and to fulfill the
                                                                to fulfill the requirements passed down through a
 requirements passed down by a project.
                                                                contract by a customer.
Overview
1. NPD/NPR “Go To” Architecture for the Office
   of Chief Engineer
2. Lessons Learned from previous NPR
3. Update of NASA Software Engineering
   Requirements, NPR 7150.2
4. Future Work




                                                 7
Lesson Learned from the
     development of original NPR 7150.2

1. Form a strong core development team (slide 10)
2. Select your target audience wisely (slides 13 & 14)
3. Know where the NPR stands in the Agency’s set of
     directives (slides 5 & 6)
4.   Set the criteria for including or excluding
     requirements early (slides 15 & 16)
5.   Get professional help (slides 17 & 18)
6.   Design the document well
7.   One size doesn’t fit all, make appropriate
     accommodations (slide 19)
8.   It takes a village of reviewers to develop a quality
     document
9.   Follow-through is everything (slide 31)
                                                            8
Overview
1. NPD/NPR “Go To” Architecture for the Office
   of Chief Engineer
2. Lessons Learned from previous NPR
3. Update of NASA Software Engineering
   Requirements, NPR 7150.2
4. Future Work




                                                 9
NPR 7150.2A Development Team
Ames –    Cyrus Chow               JPL –       Scott Morgan
          Joe Coughlan                         Steve Flanagan
APL –     Steve Pereira            JSC –       Charlotte Hudgins
DFRC –    Keith Schweikhard                    Nick Lance
GRC –     Kevin Carmichael         KSC –       Brenda Penn
GSFC –    Sally Godfrey                        Caren Ensey
          Sue Sekira               LaRC –      Pat Schuler
HQ OCE – John Kelly (co-lead)                  Chuck Niles
          Tim Crumbley (co-lead)   MSFC –      Pat Benson
          Amy Morusiewicz (CSC)                Cathy White
HQ OSMA – Melissa Bodeau           NESC –      Mike Aguilar
          Martha Wetherholt        NSC –       Karen Meinert
IV&V –    Lisa Montgomery          SSC –       Phillip Hebert
                                   Wallops   – Donna Smith

Other Key Contributors:
Ames -    Silvano Colombano        JSC -       Ken Jenks
HQ SMD – Rhoda Hornstein                       Liz Strassner
IV&V -    Leigh Gatto              LaRC -      Michael Madden
JPL -     Bob Vargo
          Dan Dvorak
                                                                   10
Purpose and History of the
                     NPR
 The Effective Date of the original NASA Software Engineering Requirements NPR
   was September 27, 2004

 Software engineering is a core capability and a key enabling technology for
   NASA's missions and supporting infrastructure.

 This NASA Procedural Requirements (NPR) supports the implementation of the
   NASA Policy Directive (NPD) 7120.4, NASA Engineering and
   Program/Project Management Policy.

 This NPR provides the minimal set of requirements established by the Agency
   for software acquisition, development, maintenance, retirement, operations, and
   management.

 This NPR is intended to support NASA programs and projects to accomplish their
   planned goals (e.g., mission success, safety, schedule, and budget) while
   satisfying their specified requirements.
                                                                                11
Purpose and History of the
                      NPR
 This NPR provides a set of software engineering requirements in generic
   terms to be applied throughout NASA and its contractor community.

 For this NPR Software Engineering is defined as the application of a
   systematic, disciplined, quantifiable approach to the development,
   operation, and maintenance of software: that is, the application of
   engineering to software.

 For this NPR, Software is defined as the computer programs, procedures, scripts,
   rules, and associated documentation and data pertaining to the development and
   operation of a computer system.
     Software includes programs and data.

     This definition includes commercial-off-the-shelf (COTS) software,

       government-off-the-shelf (GOTS) software, modified-off-the-shelf (MOTS)
       software, reused software, auto generated code, embedded software,
       firmware, and open source software components.

                                                                                12
Profile of NPR target
             audience


   Advances




Early         Progressive   Slow       Entrenched
Adopters      Users         Adopters   Resisters

                                                    13
Purpose of NPRs
                                      Shift NASA SW
                                      Community to the
                                      left 10 - 25%


Advances




Early        Progressive   Slow        Entrenched
Adopters     Users         Adopters    Resisters

                                                         14
Criteria
           All additions and modifications to the update of NPR 7150.2 must meet the
                    following primary criteria and/or be of the following nature:
 1. Consistent with existing NASA policy
       a. Updated NPR 7120.5D
       b. NPD 2820.1C (or document liens against the 2010 NODIS update of this document)
       c. Current Engineering Technical Authority
       d. NPR 1400.1D
       f. CAIB findings
 2. Requirements added or modified should have a track record of successful implementation within NASA’s
       Software Engineering Community
 3. Requirements included must be of a software engineering* in nature and within the scope of responsibility of
       a. NASA or contractors’ engineering line organizations, or
       b. Implementing programs or projects, or
       c. Interface to Third Party Value added/functional office requirements
 4. Must be a “requirement” denoted by a “shall”, rather than “guidance”
 5. Must be able to be verified
 6. Allow appropriate deviations and waivers via the Engineering TA process
 7. Requirements written at a level that states “what” not “how” (not overly prescriptive)
 8. Increase safety, quality & reliability of NASA SW
 9. Supports the software initiative and ongoing improvement activities
 10. Reasonable confidence that updates will not significantly impact current usage and consistent NPR 7150.2
       Center direction in a negative manner
 11. The update will address the top issues raised by the Centers and be responsive to the IG recommendations
       (from the 2007 Report)
 12. Avoid changing SWE numbers, if possible. (e.g., keep from having to redo mappings, etc.)
 13. Write at the “expert level”
 14. Utilize a “one stop” approach for Agency software engineering requirements
 15. Update SW Classifications based on: a) Shorter simpler definitions, b) key examples, c) intended use of
       software, & d) supported with external guidance

    * “(1) The application of a systematic, disciplined, quantifiable approach to the development, operation, and
maintenance of software: that is, the application of engineering to software. (2) The study of approaches as in (1).” –   15
                         IEEE Standard Glossary of Software Engineering Terminology. 1990
Top Center Issues/Recommendations for
                       the Update of NPR 7150.2
     Issue                             % of        NPR 7150.2A changes:
                                       Centers*
1    SW Classifications                78%         Improved content, examples, clarity and structure of the Software
                                                   Class definitions in Appendix E
2    Technical Authority               56%         Updated Technical Authority coverage in Chapter 6 with respect to
                                                   software
3    Interface with NPR 7120 &         44%         Improved harmonization with NPR 7123.1, NPR 7120.5, NPR
     NPR 7123                                      7120.7, NPR 7120.8, NASA-STD-8719.13, and NASA-STD-8739.8

4    Application to Contractors &      44%         Updated the P.2 Applicability and Scope section
     Non-NASA Partners
5    P(Center)                         33%         Additional information on the flexibility and meaning of “P(Center)”
                                                   in the Requirements Mapping Matrix (Appendix D) and Chapter 6
6    Complex Electronics               33%         No change, part of NESC study

7    COTS, GOTS, & MOTS                33%         Revised the requirement wording and updated the Note associated
                                                   with requirement number SWE-027
8    Small Projects                    33%         Minor changes, added words in notes to address content coverage
                                                   required at different classes, will be further addressed in NPR
                                                   guidance
9    Clarity, Consistency,             44%         Corrected duplications, typos, and miscellaneous minor problems,
     Duplication, Typos, &                         improved clarity, and consistency
                                                   Updated the references and acronyms appendixes
     Miscellaneous minor
                                                   Updated the definitions, primarily using industry standard IEEE
     problems                                      definitions
    * Issues were as reported out at the NASA SWG Face-to-Face meeting at NASA Plum Brook, August 2008.            16
Lesson #5: Get Professional Help


There is no substitute for professional editing &
 assistance
    Avoid a “big honking binder”
    An NPR is not a lessons learned data base, an NPR is not
     a training manual, an NPR is not an encyclopedia, ….
    Consider the use of “expert mode” (a reminder to well
     educated and experienced peers of key requirements)
    The document has to make sense to peers who have not
     had the benefit of the core team discussions
    Consider the use of quick reference and supporting
     material
    Control the number and use of “shall” statements
     (numbered requirements, sentence structure, etc.)
    Utilize chunking principles
                                                                17
Changes by the Numbers
2004                                         2009
 Total # of Requirements =                   Total # of Requirements =
    129                                         132

Added (11 total):                            Deleted (8 total):
 SW Safety & IV&V Plans (when                Redundant with other documents
    applicable) = 3                            =6
   Independent SW classification             OBE Technical Authority
    assessment and safety critical             Requirement = 1
    determination by SMA = 2                  Mission Directorate reporting of
   SW safety engineering requirement          SW metrics to OCE = 1
    =1
   Peer review/inspection of plans = 1
   Static analysis checking of code = 1
   Validation of SW tools for use = 1
   “X” & “P(Center)” clarification in the
    Requirements Mapping Matrix
    (Appendix D) = 2

                                                                             18
NPR 7150.2A Requirements Mapping
                                       to Software Classifications
all the requirements for which the project has responsibility or part responsibility
                                                   Safety Critical                                                Non Safety Critical




                              Class A         Class B          Class C        Class D & E   Class C   Class D   Class E         Class F   Class G   Class H
X                              110              106              78               68          73        30        10             106        41        11
P (Center)                      0                1                0                0          23        25        7               0         65        5
Safety Only (SO)                0                0                7               15          0         0         0               0         0         0
P (Center) + SO                 0                3               21               21          0         0         0               0         0         0



                                                                                                                              SO - "Safety Only". Project is
                                                                                                                                   required to meet this
                                                                                                                                requirement to the extent
                                                                                                                                necessary to satisfy safety
                                                                                                                             critical aspects of the software.




                                                                              The use of partial Center (i.e., “P(Center)”) requirements allows
                                                                                                               for
                                                                               local adaptations to suit Center and application unique needs.
                                                                               “P(Center)” requirements are typically documented in Center 19
                                                                                                       level directives.
Innovations and Improvements incorporated
                      in the updated NPR 7150.2A
 Added requirements related to the developmental aspects of safety critical software
       Revised columns in the Requirements Mapping Matrix to include the “sound
        engineering” practices needed for safety critical software
       Set of added requirements based on NASA experience which address the design and
        coding aspect of safety critical software
       Added requirements for a software safety plans
       Added a requirement for projects to perform a software safety criticality assessment
   Added IV&V requirements, Inclusion of top level IV&V plan requirement
   Added a requirement to verify, validate and accredit software development tools
   Added clarification and direction on independent software testing
   Documented allocation and waiver/deviation authority for each requirement
   Structured SW Classification definitions:
         Improved definition wording
         Added examples
         Made exclusions explicit
   Addition of static analysis tool usage, based on the 2008 Flight Software Complexity Study
    recommendation and NASA experience with these tools
   Class A Software (only): CMM 3 or CMMI 2  CMMI 3

                                                                                             20
New requirements added into
                                                             NPR 7150.2A
                                                              Class A OR Class B OR Classes C                                                                                                       Technical
                                                              Class A and Class B and thru E and                                                                                                   Authority for
                                                                 Safety      Safety     Safety   Class C and Class D and Class E and                                                              NPR 7150.2 by




                                    SWE #
               Requirement                                      Critical    Critical    Critical NOT Safety NOT Safety NOT Safety                                                                 Requirement
Section of NPR Descriptor**                 Responsibility       Note 2      Note 2     Note 2     Critical    Critical    Critical                   Class F        Class G        Class H          (Note 3)
                                                                                                                                                                                                      HQ CE/
                 Software safety                                                                                                                     X (if Safety   X (if Safety   X (if Safety
                 plan               130     Project                  X              X                X                                                Critical)      Critical)      Critical)        CSMAO
                                                                   X               X                X              X                                                                                  HQ CE/
                                                              (if selected fo (if selected for(if selected fo (if selected fo
                 IV&V Plan          131     IV&V Program      IV&V)           IV&V)           IV&V)           IV&V)                                                                                  CSMAO

                 Independent
                 Software
                                                                                                                                                                                                      HQ CE/
                 Classification             SMA
                 Assessment         132     organization            X               X               X               X              X             X        X              X              X            CSMAO


                                                                                                                                                                                                      HQ CE/
                 Software safety            Project & SMA
                 determination      133     organization            X               X               X               X              X             X        X              X              X            CSMAO
                                                                                                                                                                                                  Center Director*
                                                                                                                                                                                                       (joint
   Software      Safety-critical                                                                                                                                                                  Engineering TA
   Lifecycle     software                                                                                                                                                                          & SMA TA if
   Planning      requirements       134     Project                 X          P (Center) (see Note 7)                                                                                              delegated)
                                                                                                    X

                 Static analysis    135     Project                 X               X         (SO if D-E)           X                                                                             Center Director*
                                                                                                     X               X             X
   Software                                                                                   (if Note 4 is   (if Note 4 is
Implementation Validation of soft   136     Project                X                X             true)           true)     f Note 4 is true                                                      Center Director*

Software Peer    Peer Review/
  Reviews/       inspections of                                                               P (Center) +
 Inspections     Software plans     137     Project                 X               X             SO           P (Center)                            X (not OTS)    P (Center)                    Center Director*


  Software        Software safety                                                                                                                    X (if Safety   X (if Safety   X (if Safety
                                    138          Project            X               X               X                                                                                             HQ CE/CSMAO
Documentation      plan contents                                                                                                                      Critical)      Critical)      Critical)
Requirements
                 "Shall"
                 statements in
                 this NPR           139     Project, Center         X               X               X               X              X             X        X              X              X             HQ CE

                                                                                                                                                                                                             21
                  Meeting
 Compliance      "P(Center)"        140     Project, Center         X               X               X               X              X             X        X              X              X             HQ CE
New requirements added into
                                                             NPR 7150.2A
                                                              Class A OR Class B OR Classes C                                                                                          Technical
                                                              Class A and Class B and thru E and                                                                                      Authority for
                                                                 Safety      Safety     Safety   Class C and Class D and Class E and                                                 NPR 7150.2 by




                                    SWE #
               Requirement                                      Critical    Critical    Critical NOT Safety NOT Safety NOT Safety                                                    Requirement
Section of NPR Descriptor**                 Responsibility       Note 2      Note 2     Note 2     Critical    Critical    Critical      Class F        Class G        Class H          (Note 3)
                                                                                                                                                                                         HQ CE/
                 Software safety                                                                                                        X (if Safety   X (if Safety   X (if Safety
                 plan               130     Project                  X              X                X                                   Critical)      Critical)      Critical)        CSMAO
                                                                   X               X                X              X                                                                     HQ CE/
                                                              (if selected fo (if selected for(if selected fo (if selected fo
                 IV&V Plan          131     IV&V Program      IV&V)           IV&V)           IV&V)           IV&V)                                                                     CSMAO



                                                                                                                                           The new NPR SoftwareCE/
                 Independent
                 Software
                                                                                                                                                                 HQ

                                                                                                                                 X Engineering requirements
                 Classification             SMA
                 Assessment         132     organization            X               X                X             X                         X   X    X    X     CSMAO



                 Software safety            Project & SMA
                                                                                                                                       are focused on improving  HQ CE/


                                                                                                                                       software safety, software
                 determination      133     organization            X               X                X             X             X           X   X    X    X     CSMAO
                                                                                                                                                              Center Director*

                                                                                                                                       verification and clarifying TA
                                                                                                                                                                   (joint
   Software      Safety-critical                                                                                                                              Engineering


                                                                                                                                   compliance. These changes
   Lifecycle     software                                                                                                                                      & SMA TA if
   Planning      requirements       134     Project                 X          P (Center)    (see Note 7)                                                       delegated)


                                                                                                                                       are targeted to improving
                                                                                                     X

                 Static analysis    135     Project                 X               X         (SO if D-E)          X                                          Center Director*
                                                                                                     X             X
                                                                                              (if Note 4 is (if Note 4 is
                                                                                                                                 Xmission success for software
                                                                                                                                                  projects
   Software
Implementation Validation of soft   136     Project                X                X             true)         true)     f Note 4 is true                    Center Director*

Software Peer    Peer Review/
  Reviews/       inspections of                                                               P (Center) +
 Inspections     Software plans     137     Project                 X               X             SO           P (Center)               X (not OTS)    P (Center)                    Center Director*


  Software        Software safety                                                                                                       X (if Safety   X (if Safety   X (if Safety
                                    138          Project            X               X               X                                                                                HQ CE/CSMAO
Documentation      plan contents                                                                                                         Critical)      Critical)      Critical)
Requirements
                 "Shall"
                 statements in
                 this NPR           139     Project, Center         X               X               X               X           X   X        X              X              X             HQ CE

                                                                                                                                                                                                22
                  Meeting
 Compliance      "P(Center)"        140     Project, Center         X               X               X               X           X   X        X              X              X             HQ CE
Approach on requirements related to the developmental aspects
                            of safety critical software
                                               Phase 0
           2004 – 2008 (SW engineering requirements related to safety)
              NPR 7150.2, SW                                NASA SW Assurance and
              Engineering                                   Safety Standards
              Minimum SW Engineer                           Requirements for identifying
              Requirements base on SW                       and applying SW Assurance
              Classifications A - H. Mute on                methods
              safety related requirements*                  Requirements to implement a
                                                            systematic approach for
                                                            software safety
                                                            (Minimum SW Engineer
                                                            Requirements based on
                                                            software safety criticality)
              Specific Program and
              Project Requirements
              (w/Human Spaceflight
              track record)                    Problem: Redundant and distributed “good
                                               software engineering/development
              Program and Project
              Requirements                     requirements” related to safety between
                                               NPR 7150.2, NASA STD 8737.8 (SW
              Generic Engineering Design
                                               Assurance), NASA STD 8719.13 (SW
              Requirement for safety
              critical software systems        Safety), and Program/Project
                                               Requirements

* Only safety requirement was SWE-023 which invokes NASA STD 8719.13 for safety critical software   23
Approach on requirements related to the developmental aspects of
                    safety critical software
                                   Phase 1
                      2009 (NPR 7150.2A update com pleted )
NPR 7150.2.A, SW                            NASA SW Assurance and
Engineering                                 Safety Standards
                                            Requirements for identifying
Minimum SW Engineer
                                            and applying SW Assurance
Requirements base on SW
                                            methods
Classifications A – H and
software safety criticality                 Requirements to implement a
                                            systematic approach for
Generic Engineering Design
                                            software safety
Requirement for safety critical
software systems                            (Minimum SW Engineer
                                            Requirements based on
                                            software safety criticality)


Specific Program and
Project Requirements
(w/Human Spaceflight
track record)                      Partial Solution: Move “good
Program and Project                software engineering/development
Requirements                       requirements” related to safety to
Generic Engineering Design         NPR 7150.2A
Requirement for safety critical
software systems
                                                                           24
Approach on requirements related to the developmental
                     aspects of safety critical software
                                                 Phase 2
                        2010 (NASA STD 8719.13 and STD 8739.8 updates)
      NPR 7150.2.A, SW                                      NASA SW Assurance and
      Engineering                                           Safety Standards
                                                            Requirements for identifying
      Minimum SW Engineer
                                                            and applying SW Assurance
      Requirements base on SW
                                                            methods
      Classifications A – H and
      software safety criticality                           Requirements to implement a
                                                            systematic approach for
      Generic Engineering Design
                                                            software safety*
      Requirement for safety critical
      software systems                                      (Minimum SW Engineer
                                                            Requirements based on
                                                            software safety criticality)
     Specific Program and                                   Replace with pointer to NPR
     Project Requirements                                   7150.2 A
     (w/Human Spaceflight
     track record)
                                               Ultimate Solution: NPR 7150.2A
     Program and Project
     Requirements
                                               becomes the consolidated home for
                                               “good software
     Generic Engineering Design                engineering/development
     Requirement for safety critical
     software systems
                                               requirements” related to safety
      Replace with pointer to NPR
      7150.2A on future programs
      and projects                                                                                25
* Safety identification, assurance, risk & hazards analysis, FMEA,… remain in NASA STD 8719.13.
Structured SW Classification definitions
 Structured SW Classification definitions:
              Improved definition wording
              Added examples
              Made exclusions explicit
Class B: Non-Human Space Rated Software Systems or Large Scale Aeronautics Vehicles
Space Systems*: Flight and ground software that must perform reliably to accomplish primary mission objectives, or major function(s) in Non-Human
Space Rated Systems. Limited to software that is:
1. Required to operate the vehicle or space asset (e.g., orbiter, lander, probe, flyby spacecraft, rover, launch vehicle, or primary instrument), such as
commanding of the vehicle or asset, or
2. required to achieve the primary mission objectives, or
3. directly prepares resources (data, fuel, power, etc.) that are consumed by the above functions.
Airborne Vehicles: Large Scale aeronautic vehicles that are NASA unique in which the software:
1. Is integral to the control of an airborne vehicle, or
2. monitors and controls the cabin environment, or
3. monitors and controls the vehicle’s emergency systems.
 Examples:
Examples of Class B software includes but are not limited to:
Space, Launch, Ground, EDL, and Surface Systems: propulsion systems; power systems; guidance navigation and control; fault protection; thermal
systems; command and control ground systems; planetary/lunar surface operations; hazard prevention; primary instruments; science sequencing engine;
simulations which create operational EDL parameters; subsystems that could cause the loss of science return from multiple instruments; flight dynamics
and related data; launch and flight controller stations for non-human spaceflight.
Aeronautics Vehicles (Large Scale NASA unique): guidance, navigation, and control; flight management systems; autopilot; propulsion systems;
power systems; emergency systems (e.g., fire suppression systems, emergency egress systems; emergency oxygen supply systems, traffic/ground
collision avoidance system); cabin pressure and temperature control.
Exclusions:
Class B does not include:
1. Software that exclusively supports non-primary instruments on Non-Human Space Rated Systems (e.g., low cost non-primary university supplied
instruments) or
2. systems (e.g., simulators emulators, stimulators, facilities) used in testing Class B systems containing software in a development environment.
                                                                                                                                                    26
Designation of Engineering Technical
                          Authority(s)
 6.2.1 The designated Engineering Technical Authority(s) for
   requirements in this NPR, which can be waived at the Center level,
   shall be approved by the Center Director. [SWE-122]
       Note: The designated Engineering Technical Authority(s) for this NPR is a recognized
        NASA software engineering expert.
       Typically, Center Directors designate an Engineering Technical Authority for software
           from their engineering organization for software classes A through E,
           from the NASA Headquarters Office of the Chief Information Officer (CIO) for
             Class F, and
           from their Center CIO organization for classes G through H.
           The designation of Engineering Technical Authority(s) is documented in the
             Center Technical Authority Implementation Plan.
           Appendix D (last column) shows which requirements can be waived at the Center
             level.

  Allocation of requirements
      HQ – 8                                       Waiver/deviation authority
      Centers– 14
      Project s & SMA – 110                               Center      - 72%
                                                          HQ          - 28%


                                                                                                27
Documented allocation and waiver/deviation
                                        authority for each requirement

                 Documented allocation and waiver/deviation authority for each
                      requirement

                                                            Class A OR Class B OR Classes C                                                                                  Technical
                                                            Class A and Class B and thru E and                                                                              Authority for
                                                               Safety      Safety     Safety   Class C and Class D and Class E and                                         NPR 7150.2 by
                                   SWE #




               Requirement                                    Critical    Critical    Critical NOT Safety NOT Safety NOT Safety                                            Requirement
Section of NPR Descriptor**                Responsibility      Note 2      Note 2     Note 2     Critical    Critical    Critical      Class F       Class G     Class H      (Note 3)
                Software plans     13      Project               X          X           X           X       P (Center)   P (Center)       X         P (Center)                 HQ CE
                Execute
                planning           14      Project               X          X           X           X           X            X            X         P (Center)             Center Director*
                Cost estimation    15      Project               X          X           X           X       P (Center)   P (Center)       X         P (Center)             Center Director*
                Schedule           16      Project               X          X           X           X       P (Center)                    X         P (Center)             Center Director*
                Training           17      Project               X          X           X           X                                     X         P (Center)             Center Director*
                Reviews            18      Project               X          X           X           X           X                         X         P (Center)             Center Director*
                Software
                development life
                cycle or model     19      Project               X          X           X           X       P (Center)                X (not OTS)   P (Center)             Center Director*
SW Life Cycle   Software
  Planning      classification     20      Project               X          X           X           X           X            X            X             X           X          HQ CE




                                                                                                                                                                                     28
NPR 7150.2A Summary
   The NPR 7150.2A addresses a number of the issues and lessons
    learned over the last five years
   The updated NPR will continue to fulfill a need to reduce risks for
    new projects on the horizon that depend upon software
   The Office of Chief Engineer appreciates the feedback and active
    support we have received to establish a workable set of software
    engineering requirements
   We are committed to facilitating the implementation of NPR 7150.2A
    to meet the Agency’s current and future challenges in software
    engineering
   We look forward to working with the Centers on implementing the
    updated NPR 7150.2A on software activities



                                                                          29
Overview
1. NPD/NPR “Go To” Architecture for the Office
   of Chief Engineer
2. Lessons Learned from previous NPR
3. Update of NASA Software Engineering
   Requirements, NPR 7150.2
4. Future Work




                                                 30
FY10 Software Improvement Initiative
                                 Structure
                          Policy & Procedural                        Processes                       Technology
                            Requirements

 Ongoing              •
                      •
                          NPD 7120.4* update
                           NPR 7150.2A, SW Engineering
                                                                 •
                                                                 •
                                                                     CMMI Appraisals
                                                                     NASA & Center
                                                                                             • Tool Shed
                                                                                             • Sys & SW Journal
                          Requirements update - com pleted           Process Asset           • Reviewers and Rep. to OSMA’s
                      •   OCE Survey* (5 Centers + HQ)               Libraries (PALs)          SW Assurance Research
                                                                 •   SW Measurement            Program (SARP)*


                          SW Engr. Handbook (Electronic)             Center processes
 New for              •
                      •   Center Compliance with new
                                                                 •
                                                                     updated for
                                                                                             •   Update SW Technology
                                                                                                 Strategy for 2011 and beyond
 2010                     NPR 7150.2A                                consistency with        •   Interface to SW Architecture
                      •   OSMA’s update to NASA Safety               new NPR 7150.2A             Review Board effort (NESC)*
                          and Assurance standards                                            •   Interface to Multi-Core Flight
                      •   R epresentative to help develop                                        computing*
                          new Programmable Logic                                             •   Interface to SW Engineering
                          Devices Policy/Std/HB*                                                 Research Center (SERC)
                                                                                             •   Interface to NASA Aviation
                                                                                                 Safety Program*

 Crosscutting                         •
                                      •
                                          Center SW Improvement Plans
                                          Training (including NPR 7150.2A Classroom & NASA SATERN)
                                      •   NASA Engineering Network*, Software.nasa.gov
                                      •   Software Inventory, SIMS Tool, Analysis & Suggestions for projects to receive IV&V
                                      •   SWG F2Fs, Leads Meeting, & Telecons
                                      •   Communications / Exchanges (CMMI Steering Group, v1.3 CCB, TIMs, etc.)
                                      •   Interface to Systems Engineering Working Group
                                      •   Interface to Fault Management Working Group*
* Software Engineering portions or contributions
Programmable Logic Devices
                                    (Complex Electronics)
                                  NESC Problem Description
      Non descript discipline terms (“firmware”, “software” & “hardware”) have
           been used to describe a complicated device, which creates confusion
                 Is an FPGA/ASIC containing a microprocessor function and associated code a
                  hardware or software system?
      No known single NASA-wide set of procedures, policy and/or guidelines exists
       for the design, development, test, and evaluation (DDT&E) of FPGA/ASICs for
       space flight applications.
      Historically, the application design’s operational speed and complexity has
       increased concurrently with the size of the circuitry decreasing
                 The single integrated circuit gives the appearance of minimal complexity
                 Past experience has uncovered undesirable features existing in designs


      This situation has all the ingredients of a pending accident
                 Complex design with critical functions + Difficultly in thoroughly testing all
                  combinational logic modes + Varying DDT&E process + “It is only a chip” paradigm




NESC Request No: TI- 09-00546                                                                  32
Programmable Logic Devices
                                    (Complex Electronics)
                                NESC Report Recommendations

     R-1: Recommend the OCE and OSMA direct the development of new
          NASA policies and standards specifically for CE.
     R-2: The Center Engineering Organizations and the NASA Technical
          Fellow for Avionics should consider Complex Electronics technical
          Experts as a candidate group for a Community of Practice. The
          Community of Practice will enhance informal networks between
          NASA Centers and other Government Agencies, industry, and
          academia to encourage communications, lessons learned, peer
          reviews, and knowledge transfer.
     R-3: Center Engineering Directorates should assure development
          plans for CE devices containing or interfacing to software
          products address the following.
     R-4: The ambiguous term “firmware” should be avoided in all official
          NASA documentation.


NESC Request No: TI- 09-00546                                            33

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NASA Software Engineering Requirements Update

  • 1. PM Challenge 2010 NASA Software Engineering Procedural Requirements and related Policy February 9-10, 2010 John C. Kelly & Tim Crumbley Office of Chief Engineer Used with Permission
  • 2. Overview 1. NPD/NPR “Go To” Architecture for the Office of Chief Engineer 2. Lessons Learned from previous NPR 3. Update of NASA Software Engineering Requirements, NPR 7150.2 4. Future Work 2
  • 3. Differences between NPDs and NPRs according to NASA Regulations  NPD 1400.1I, Documentation and Promulgation of Internal NASA Requirements  NASA Policy Directive (NPD). NPDs are policy statements that describe what is required by NASA management to achieve NASA's vision, mission, and external mandates and who is responsible for carrying out those requirements.  NASA Procedural Requirements (NPR). NPRs provide Agency mandatory instructions and requirements to implement NASA policy as delineated in an associated NPD.  NASA Technical Standards. NASA technical standards are NASA documents that contain common and repeated use of rules, conditions, guidelines, or characteristics for products or related processes and production methods and related management systems practices. 3
  • 4. Office of Chief Engineer Previous NPD/NPR Architecture NPD 2820.1 NPD 8070.6 NPD 8010.2 NPD 7120.4 Software Technical Use of SI Program / Policy Standards. Metric Project Mgt X X NPR 7120.5 NPR 7120.6 NPR 7120.7 NPR 7120.8 NPR 7123.1 Space Flt Lesson IT & Inst. R&T Systems P/P Mgt Learned P/P Mgt P/P Mgt Engineering Planned OCE NPR additions: NPR 7150.2 - PLM/PDM Software Engineering - Technical Standards 4
  • 5. Office of Chief Engineer “Go To Architecture” NPD 7120.4 Engineering & P/P Mgt (in A-Suite) NPR 7120.5 NPR 7120.6 NPR 7120.7 NPR 7120.8 NPR 7123.1 Space Flt Lesson IT & Inst. R&T Systems P/P Mgt Learned P/P Mgt P/P Mgt Engineering NPR 71xx.x NPR 71xx.x NPR 7150.2 PLM/PDM Technical Software (Completed Standards Engineering NODIS Review) (Future) 5
  • 6. 1.3.1 Higher Agency-Level Requirements NPD 1000.0, NASA Governance and Strategic Management Handbook. NPD 1000.3, The NASA Organization. NPD 1000.5, Policy for NASA Acquisition. 1.3.2 Agency-Level Software Policies and Requirements NPD 7120.4, NASA Engineering and Program/Project Management Policy NPR 7120.5, NPR NPR 7120.7, NPR 7120.8, NPR 7123.1, NPR 7150.2, NASA Space Flight 7120.6, NASA Information NASA Research and NASA Systems NASA Software Program and Lessons Technology and Technology Program Engineering Engineering Project Learned Institutional and Processes and Requirements Management Process Infrastructure Project Management Requirements Requirements Program and Project Requirements Management Requirements 1.3.3 Agency-Level Multi-Center and Product 1.3.4 NASA and Industry Software Line Requirements (non- software specific) Standards and Guidebooks NASA Preferred Industry Software Standards and These NPDs and NPRs elaborate, tailor, and in some Guidebooks and NASA Software-Related cases add requirements to the ones above to address Standards and Guidebooks are required when the needs of major multi-Center projects, specific invoked by an NPD, NPR, Center-Level Directive, product lines, and specific focus areas. contract clause, specification, or statement of work. 1.3.5 Center-Level Directives (related to software) Center-Level Directives are developed by NASA Centers to document their local software policies, requirements, and procedures. 1.3.6 Government In-house 1.3.7 Contractor and Subcontractor Development Development Contractors and subcontractors develop in-house Government in-house software development policies and policies and procedures to provide quality products and procedures to provide quality products and to fulfill the to fulfill the requirements passed down through a requirements passed down by a project. contract by a customer.
  • 7. Overview 1. NPD/NPR “Go To” Architecture for the Office of Chief Engineer 2. Lessons Learned from previous NPR 3. Update of NASA Software Engineering Requirements, NPR 7150.2 4. Future Work 7
  • 8. Lesson Learned from the development of original NPR 7150.2 1. Form a strong core development team (slide 10) 2. Select your target audience wisely (slides 13 & 14) 3. Know where the NPR stands in the Agency’s set of directives (slides 5 & 6) 4. Set the criteria for including or excluding requirements early (slides 15 & 16) 5. Get professional help (slides 17 & 18) 6. Design the document well 7. One size doesn’t fit all, make appropriate accommodations (slide 19) 8. It takes a village of reviewers to develop a quality document 9. Follow-through is everything (slide 31) 8
  • 9. Overview 1. NPD/NPR “Go To” Architecture for the Office of Chief Engineer 2. Lessons Learned from previous NPR 3. Update of NASA Software Engineering Requirements, NPR 7150.2 4. Future Work 9
  • 10. NPR 7150.2A Development Team Ames – Cyrus Chow JPL – Scott Morgan Joe Coughlan Steve Flanagan APL – Steve Pereira JSC – Charlotte Hudgins DFRC – Keith Schweikhard Nick Lance GRC – Kevin Carmichael KSC – Brenda Penn GSFC – Sally Godfrey Caren Ensey Sue Sekira LaRC – Pat Schuler HQ OCE – John Kelly (co-lead) Chuck Niles Tim Crumbley (co-lead) MSFC – Pat Benson Amy Morusiewicz (CSC) Cathy White HQ OSMA – Melissa Bodeau NESC – Mike Aguilar Martha Wetherholt NSC – Karen Meinert IV&V – Lisa Montgomery SSC – Phillip Hebert Wallops – Donna Smith Other Key Contributors: Ames - Silvano Colombano JSC - Ken Jenks HQ SMD – Rhoda Hornstein Liz Strassner IV&V - Leigh Gatto LaRC - Michael Madden JPL - Bob Vargo Dan Dvorak 10
  • 11. Purpose and History of the NPR  The Effective Date of the original NASA Software Engineering Requirements NPR was September 27, 2004  Software engineering is a core capability and a key enabling technology for NASA's missions and supporting infrastructure.  This NASA Procedural Requirements (NPR) supports the implementation of the NASA Policy Directive (NPD) 7120.4, NASA Engineering and Program/Project Management Policy.  This NPR provides the minimal set of requirements established by the Agency for software acquisition, development, maintenance, retirement, operations, and management.  This NPR is intended to support NASA programs and projects to accomplish their planned goals (e.g., mission success, safety, schedule, and budget) while satisfying their specified requirements. 11
  • 12. Purpose and History of the NPR  This NPR provides a set of software engineering requirements in generic terms to be applied throughout NASA and its contractor community.  For this NPR Software Engineering is defined as the application of a systematic, disciplined, quantifiable approach to the development, operation, and maintenance of software: that is, the application of engineering to software.  For this NPR, Software is defined as the computer programs, procedures, scripts, rules, and associated documentation and data pertaining to the development and operation of a computer system.  Software includes programs and data.  This definition includes commercial-off-the-shelf (COTS) software, government-off-the-shelf (GOTS) software, modified-off-the-shelf (MOTS) software, reused software, auto generated code, embedded software, firmware, and open source software components. 12
  • 13. Profile of NPR target audience Advances Early Progressive Slow Entrenched Adopters Users Adopters Resisters 13
  • 14. Purpose of NPRs Shift NASA SW Community to the left 10 - 25% Advances Early Progressive Slow Entrenched Adopters Users Adopters Resisters 14
  • 15. Criteria All additions and modifications to the update of NPR 7150.2 must meet the following primary criteria and/or be of the following nature: 1. Consistent with existing NASA policy a. Updated NPR 7120.5D b. NPD 2820.1C (or document liens against the 2010 NODIS update of this document) c. Current Engineering Technical Authority d. NPR 1400.1D f. CAIB findings 2. Requirements added or modified should have a track record of successful implementation within NASA’s Software Engineering Community 3. Requirements included must be of a software engineering* in nature and within the scope of responsibility of a. NASA or contractors’ engineering line organizations, or b. Implementing programs or projects, or c. Interface to Third Party Value added/functional office requirements 4. Must be a “requirement” denoted by a “shall”, rather than “guidance” 5. Must be able to be verified 6. Allow appropriate deviations and waivers via the Engineering TA process 7. Requirements written at a level that states “what” not “how” (not overly prescriptive) 8. Increase safety, quality & reliability of NASA SW 9. Supports the software initiative and ongoing improvement activities 10. Reasonable confidence that updates will not significantly impact current usage and consistent NPR 7150.2 Center direction in a negative manner 11. The update will address the top issues raised by the Centers and be responsive to the IG recommendations (from the 2007 Report) 12. Avoid changing SWE numbers, if possible. (e.g., keep from having to redo mappings, etc.) 13. Write at the “expert level” 14. Utilize a “one stop” approach for Agency software engineering requirements 15. Update SW Classifications based on: a) Shorter simpler definitions, b) key examples, c) intended use of software, & d) supported with external guidance * “(1) The application of a systematic, disciplined, quantifiable approach to the development, operation, and maintenance of software: that is, the application of engineering to software. (2) The study of approaches as in (1).” – 15 IEEE Standard Glossary of Software Engineering Terminology. 1990
  • 16. Top Center Issues/Recommendations for the Update of NPR 7150.2 Issue % of NPR 7150.2A changes: Centers* 1 SW Classifications 78% Improved content, examples, clarity and structure of the Software Class definitions in Appendix E 2 Technical Authority 56% Updated Technical Authority coverage in Chapter 6 with respect to software 3 Interface with NPR 7120 & 44% Improved harmonization with NPR 7123.1, NPR 7120.5, NPR NPR 7123 7120.7, NPR 7120.8, NASA-STD-8719.13, and NASA-STD-8739.8 4 Application to Contractors & 44% Updated the P.2 Applicability and Scope section Non-NASA Partners 5 P(Center) 33% Additional information on the flexibility and meaning of “P(Center)” in the Requirements Mapping Matrix (Appendix D) and Chapter 6 6 Complex Electronics 33% No change, part of NESC study 7 COTS, GOTS, & MOTS 33% Revised the requirement wording and updated the Note associated with requirement number SWE-027 8 Small Projects 33% Minor changes, added words in notes to address content coverage required at different classes, will be further addressed in NPR guidance 9 Clarity, Consistency, 44% Corrected duplications, typos, and miscellaneous minor problems, Duplication, Typos, & improved clarity, and consistency Updated the references and acronyms appendixes Miscellaneous minor Updated the definitions, primarily using industry standard IEEE problems definitions * Issues were as reported out at the NASA SWG Face-to-Face meeting at NASA Plum Brook, August 2008. 16
  • 17. Lesson #5: Get Professional Help There is no substitute for professional editing & assistance  Avoid a “big honking binder”  An NPR is not a lessons learned data base, an NPR is not a training manual, an NPR is not an encyclopedia, ….  Consider the use of “expert mode” (a reminder to well educated and experienced peers of key requirements)  The document has to make sense to peers who have not had the benefit of the core team discussions  Consider the use of quick reference and supporting material  Control the number and use of “shall” statements (numbered requirements, sentence structure, etc.)  Utilize chunking principles 17
  • 18. Changes by the Numbers 2004 2009  Total # of Requirements =  Total # of Requirements = 129 132 Added (11 total): Deleted (8 total):  SW Safety & IV&V Plans (when  Redundant with other documents applicable) = 3 =6  Independent SW classification  OBE Technical Authority assessment and safety critical Requirement = 1 determination by SMA = 2  Mission Directorate reporting of  SW safety engineering requirement SW metrics to OCE = 1 =1  Peer review/inspection of plans = 1  Static analysis checking of code = 1  Validation of SW tools for use = 1  “X” & “P(Center)” clarification in the Requirements Mapping Matrix (Appendix D) = 2 18
  • 19. NPR 7150.2A Requirements Mapping to Software Classifications all the requirements for which the project has responsibility or part responsibility Safety Critical Non Safety Critical Class A Class B Class C Class D & E Class C Class D Class E Class F Class G Class H X 110 106 78 68 73 30 10 106 41 11 P (Center) 0 1 0 0 23 25 7 0 65 5 Safety Only (SO) 0 0 7 15 0 0 0 0 0 0 P (Center) + SO 0 3 21 21 0 0 0 0 0 0 SO - "Safety Only". Project is required to meet this requirement to the extent necessary to satisfy safety critical aspects of the software. The use of partial Center (i.e., “P(Center)”) requirements allows for local adaptations to suit Center and application unique needs. “P(Center)” requirements are typically documented in Center 19 level directives.
  • 20. Innovations and Improvements incorporated in the updated NPR 7150.2A  Added requirements related to the developmental aspects of safety critical software  Revised columns in the Requirements Mapping Matrix to include the “sound engineering” practices needed for safety critical software  Set of added requirements based on NASA experience which address the design and coding aspect of safety critical software  Added requirements for a software safety plans  Added a requirement for projects to perform a software safety criticality assessment  Added IV&V requirements, Inclusion of top level IV&V plan requirement  Added a requirement to verify, validate and accredit software development tools  Added clarification and direction on independent software testing  Documented allocation and waiver/deviation authority for each requirement  Structured SW Classification definitions:  Improved definition wording  Added examples  Made exclusions explicit  Addition of static analysis tool usage, based on the 2008 Flight Software Complexity Study recommendation and NASA experience with these tools  Class A Software (only): CMM 3 or CMMI 2  CMMI 3 20
  • 21. New requirements added into NPR 7150.2A Class A OR Class B OR Classes C Technical Class A and Class B and thru E and Authority for Safety Safety Safety Class C and Class D and Class E and NPR 7150.2 by SWE # Requirement Critical Critical Critical NOT Safety NOT Safety NOT Safety Requirement Section of NPR Descriptor** Responsibility Note 2 Note 2 Note 2 Critical Critical Critical Class F Class G Class H (Note 3) HQ CE/ Software safety X (if Safety X (if Safety X (if Safety plan 130 Project X X X Critical) Critical) Critical) CSMAO X X X X HQ CE/ (if selected fo (if selected for(if selected fo (if selected fo IV&V Plan 131 IV&V Program IV&V) IV&V) IV&V) IV&V) CSMAO Independent Software HQ CE/ Classification SMA Assessment 132 organization X X X X X X X X X CSMAO HQ CE/ Software safety Project & SMA determination 133 organization X X X X X X X X X CSMAO Center Director* (joint Software Safety-critical Engineering TA Lifecycle software & SMA TA if Planning requirements 134 Project X P (Center) (see Note 7) delegated) X Static analysis 135 Project X X (SO if D-E) X Center Director* X X X Software (if Note 4 is (if Note 4 is Implementation Validation of soft 136 Project X X true)  true)  f Note 4 is true   Center Director* Software Peer Peer Review/ Reviews/ inspections of P (Center) + Inspections Software plans 137 Project X X SO P (Center) X (not OTS) P (Center) Center Director* Software Software safety X (if Safety X (if Safety X (if Safety 138 Project X X X HQ CE/CSMAO Documentation plan contents Critical) Critical) Critical) Requirements "Shall" statements in this NPR 139 Project, Center X X X X X X X X X HQ CE 21 Meeting Compliance "P(Center)" 140 Project, Center X X X X X X X X X HQ CE
  • 22. New requirements added into NPR 7150.2A Class A OR Class B OR Classes C Technical Class A and Class B and thru E and Authority for Safety Safety Safety Class C and Class D and Class E and NPR 7150.2 by SWE # Requirement Critical Critical Critical NOT Safety NOT Safety NOT Safety Requirement Section of NPR Descriptor** Responsibility Note 2 Note 2 Note 2 Critical Critical Critical Class F Class G Class H (Note 3) HQ CE/ Software safety X (if Safety X (if Safety X (if Safety plan 130 Project X X X Critical) Critical) Critical) CSMAO X X X X HQ CE/ (if selected fo (if selected for(if selected fo (if selected fo IV&V Plan 131 IV&V Program IV&V) IV&V) IV&V) IV&V) CSMAO The new NPR SoftwareCE/ Independent Software HQ X Engineering requirements Classification SMA Assessment 132 organization X X X X X X X X CSMAO Software safety Project & SMA are focused on improving HQ CE/ software safety, software determination 133 organization X X X X X X X X X CSMAO Center Director* verification and clarifying TA (joint Software Safety-critical Engineering compliance. These changes Lifecycle software & SMA TA if Planning requirements 134 Project X P (Center) (see Note 7) delegated) are targeted to improving X Static analysis 135 Project X X (SO if D-E) X Center Director* X X (if Note 4 is (if Note 4 is Xmission success for software projects Software Implementation Validation of soft 136 Project X X true)  true)  f Note 4 is true   Center Director* Software Peer Peer Review/ Reviews/ inspections of P (Center) + Inspections Software plans 137 Project X X SO P (Center) X (not OTS) P (Center) Center Director* Software Software safety X (if Safety X (if Safety X (if Safety 138 Project X X X HQ CE/CSMAO Documentation plan contents Critical) Critical) Critical) Requirements "Shall" statements in this NPR 139 Project, Center X X X X X X X X X HQ CE 22 Meeting Compliance "P(Center)" 140 Project, Center X X X X X X X X X HQ CE
  • 23. Approach on requirements related to the developmental aspects of safety critical software Phase 0 2004 – 2008 (SW engineering requirements related to safety) NPR 7150.2, SW NASA SW Assurance and Engineering Safety Standards Minimum SW Engineer Requirements for identifying Requirements base on SW and applying SW Assurance Classifications A - H. Mute on methods safety related requirements* Requirements to implement a systematic approach for software safety (Minimum SW Engineer Requirements based on software safety criticality) Specific Program and Project Requirements (w/Human Spaceflight track record) Problem: Redundant and distributed “good software engineering/development Program and Project Requirements requirements” related to safety between NPR 7150.2, NASA STD 8737.8 (SW Generic Engineering Design Assurance), NASA STD 8719.13 (SW Requirement for safety critical software systems Safety), and Program/Project Requirements * Only safety requirement was SWE-023 which invokes NASA STD 8719.13 for safety critical software 23
  • 24. Approach on requirements related to the developmental aspects of safety critical software Phase 1 2009 (NPR 7150.2A update com pleted ) NPR 7150.2.A, SW NASA SW Assurance and Engineering Safety Standards Requirements for identifying Minimum SW Engineer and applying SW Assurance Requirements base on SW methods Classifications A – H and software safety criticality Requirements to implement a systematic approach for Generic Engineering Design software safety Requirement for safety critical software systems (Minimum SW Engineer Requirements based on software safety criticality) Specific Program and Project Requirements (w/Human Spaceflight track record) Partial Solution: Move “good Program and Project software engineering/development Requirements requirements” related to safety to Generic Engineering Design NPR 7150.2A Requirement for safety critical software systems 24
  • 25. Approach on requirements related to the developmental aspects of safety critical software Phase 2 2010 (NASA STD 8719.13 and STD 8739.8 updates) NPR 7150.2.A, SW NASA SW Assurance and Engineering Safety Standards Requirements for identifying Minimum SW Engineer and applying SW Assurance Requirements base on SW methods Classifications A – H and software safety criticality Requirements to implement a systematic approach for Generic Engineering Design software safety* Requirement for safety critical software systems (Minimum SW Engineer Requirements based on software safety criticality) Specific Program and Replace with pointer to NPR Project Requirements 7150.2 A (w/Human Spaceflight track record) Ultimate Solution: NPR 7150.2A Program and Project Requirements becomes the consolidated home for “good software Generic Engineering Design engineering/development Requirement for safety critical software systems requirements” related to safety Replace with pointer to NPR 7150.2A on future programs and projects 25 * Safety identification, assurance, risk & hazards analysis, FMEA,… remain in NASA STD 8719.13.
  • 26. Structured SW Classification definitions  Structured SW Classification definitions:  Improved definition wording  Added examples  Made exclusions explicit Class B: Non-Human Space Rated Software Systems or Large Scale Aeronautics Vehicles Space Systems*: Flight and ground software that must perform reliably to accomplish primary mission objectives, or major function(s) in Non-Human Space Rated Systems. Limited to software that is: 1. Required to operate the vehicle or space asset (e.g., orbiter, lander, probe, flyby spacecraft, rover, launch vehicle, or primary instrument), such as commanding of the vehicle or asset, or 2. required to achieve the primary mission objectives, or 3. directly prepares resources (data, fuel, power, etc.) that are consumed by the above functions. Airborne Vehicles: Large Scale aeronautic vehicles that are NASA unique in which the software: 1. Is integral to the control of an airborne vehicle, or 2. monitors and controls the cabin environment, or 3. monitors and controls the vehicle’s emergency systems. Examples: Examples of Class B software includes but are not limited to: Space, Launch, Ground, EDL, and Surface Systems: propulsion systems; power systems; guidance navigation and control; fault protection; thermal systems; command and control ground systems; planetary/lunar surface operations; hazard prevention; primary instruments; science sequencing engine; simulations which create operational EDL parameters; subsystems that could cause the loss of science return from multiple instruments; flight dynamics and related data; launch and flight controller stations for non-human spaceflight. Aeronautics Vehicles (Large Scale NASA unique): guidance, navigation, and control; flight management systems; autopilot; propulsion systems; power systems; emergency systems (e.g., fire suppression systems, emergency egress systems; emergency oxygen supply systems, traffic/ground collision avoidance system); cabin pressure and temperature control. Exclusions: Class B does not include: 1. Software that exclusively supports non-primary instruments on Non-Human Space Rated Systems (e.g., low cost non-primary university supplied instruments) or 2. systems (e.g., simulators emulators, stimulators, facilities) used in testing Class B systems containing software in a development environment. 26
  • 27. Designation of Engineering Technical Authority(s)  6.2.1 The designated Engineering Technical Authority(s) for requirements in this NPR, which can be waived at the Center level, shall be approved by the Center Director. [SWE-122]  Note: The designated Engineering Technical Authority(s) for this NPR is a recognized NASA software engineering expert.  Typically, Center Directors designate an Engineering Technical Authority for software  from their engineering organization for software classes A through E,  from the NASA Headquarters Office of the Chief Information Officer (CIO) for Class F, and  from their Center CIO organization for classes G through H.  The designation of Engineering Technical Authority(s) is documented in the Center Technical Authority Implementation Plan.  Appendix D (last column) shows which requirements can be waived at the Center level. Allocation of requirements HQ – 8 Waiver/deviation authority Centers– 14 Project s & SMA – 110 Center - 72% HQ - 28% 27
  • 28. Documented allocation and waiver/deviation authority for each requirement  Documented allocation and waiver/deviation authority for each requirement Class A OR Class B OR Classes C Technical Class A and Class B and thru E and Authority for Safety Safety Safety Class C and Class D and Class E and NPR 7150.2 by SWE # Requirement Critical Critical Critical NOT Safety NOT Safety NOT Safety Requirement Section of NPR Descriptor** Responsibility Note 2 Note 2 Note 2 Critical Critical Critical Class F Class G Class H (Note 3) Software plans 13 Project X X X X P (Center) P (Center) X P (Center) HQ CE Execute planning 14 Project X X X X X X X P (Center) Center Director* Cost estimation 15 Project X X X X P (Center) P (Center) X P (Center) Center Director* Schedule 16 Project X X X X P (Center) X P (Center) Center Director* Training 17 Project X X X X X P (Center) Center Director* Reviews 18 Project X X X X X X P (Center) Center Director* Software development life cycle or model 19 Project X X X X P (Center) X (not OTS) P (Center) Center Director* SW Life Cycle Software Planning classification 20 Project X X X X X X X X X HQ CE 28
  • 29. NPR 7150.2A Summary  The NPR 7150.2A addresses a number of the issues and lessons learned over the last five years  The updated NPR will continue to fulfill a need to reduce risks for new projects on the horizon that depend upon software  The Office of Chief Engineer appreciates the feedback and active support we have received to establish a workable set of software engineering requirements  We are committed to facilitating the implementation of NPR 7150.2A to meet the Agency’s current and future challenges in software engineering  We look forward to working with the Centers on implementing the updated NPR 7150.2A on software activities 29
  • 30. Overview 1. NPD/NPR “Go To” Architecture for the Office of Chief Engineer 2. Lessons Learned from previous NPR 3. Update of NASA Software Engineering Requirements, NPR 7150.2 4. Future Work 30
  • 31. FY10 Software Improvement Initiative Structure Policy & Procedural Processes Technology Requirements Ongoing • • NPD 7120.4* update NPR 7150.2A, SW Engineering • • CMMI Appraisals NASA & Center • Tool Shed • Sys & SW Journal Requirements update - com pleted Process Asset • Reviewers and Rep. to OSMA’s • OCE Survey* (5 Centers + HQ) Libraries (PALs) SW Assurance Research • SW Measurement Program (SARP)* SW Engr. Handbook (Electronic) Center processes New for • • Center Compliance with new • updated for • Update SW Technology Strategy for 2011 and beyond 2010 NPR 7150.2A consistency with • Interface to SW Architecture • OSMA’s update to NASA Safety new NPR 7150.2A Review Board effort (NESC)* and Assurance standards • Interface to Multi-Core Flight • R epresentative to help develop computing* new Programmable Logic • Interface to SW Engineering Devices Policy/Std/HB* Research Center (SERC) • Interface to NASA Aviation Safety Program* Crosscutting • • Center SW Improvement Plans Training (including NPR 7150.2A Classroom & NASA SATERN) • NASA Engineering Network*, Software.nasa.gov • Software Inventory, SIMS Tool, Analysis & Suggestions for projects to receive IV&V • SWG F2Fs, Leads Meeting, & Telecons • Communications / Exchanges (CMMI Steering Group, v1.3 CCB, TIMs, etc.) • Interface to Systems Engineering Working Group • Interface to Fault Management Working Group* * Software Engineering portions or contributions
  • 32. Programmable Logic Devices (Complex Electronics) NESC Problem Description  Non descript discipline terms (“firmware”, “software” & “hardware”) have been used to describe a complicated device, which creates confusion  Is an FPGA/ASIC containing a microprocessor function and associated code a hardware or software system?  No known single NASA-wide set of procedures, policy and/or guidelines exists for the design, development, test, and evaluation (DDT&E) of FPGA/ASICs for space flight applications.  Historically, the application design’s operational speed and complexity has increased concurrently with the size of the circuitry decreasing  The single integrated circuit gives the appearance of minimal complexity  Past experience has uncovered undesirable features existing in designs  This situation has all the ingredients of a pending accident  Complex design with critical functions + Difficultly in thoroughly testing all combinational logic modes + Varying DDT&E process + “It is only a chip” paradigm NESC Request No: TI- 09-00546 32
  • 33. Programmable Logic Devices (Complex Electronics) NESC Report Recommendations R-1: Recommend the OCE and OSMA direct the development of new NASA policies and standards specifically for CE. R-2: The Center Engineering Organizations and the NASA Technical Fellow for Avionics should consider Complex Electronics technical Experts as a candidate group for a Community of Practice. The Community of Practice will enhance informal networks between NASA Centers and other Government Agencies, industry, and academia to encourage communications, lessons learned, peer reviews, and knowledge transfer. R-3: Center Engineering Directorates should assure development plans for CE devices containing or interfacing to software products address the following. R-4: The ambiguous term “firmware” should be avoided in all official NASA documentation. NESC Request No: TI- 09-00546 33