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SMARTER

                       The Social Nexus
                The best way to harness a city’s potential for creativity and
        innovation is to jack people into the network and get out of the way
                                                                                            By Carlo Ratti and Anthony Townsend




                      O
                                                       N JANUARY 25 THE STREETS OF CAIRO
                                                       erupted in protest against then
                                                       president Hosni Mubarak’s repres-
                                                       sive Egyptian regime. Over the next
                                                       72 hours the government shut down
                                                       the country’s Internet service and
                                                       mobile-phone system in an attempt
                                        to squelch the rebellion—to no avail: a rich ecosys-
                                        tem of Facebook conversations, Twitter outbursts
                                        and chat-room plans had already unified millions
                                        of Cairo’s people, who continued the relentless up-
                                        rising. The government backed down and restored
                                        communications to keep the country’s economy on
                                                                                                    space.” Contrast those transformations with a hand-
                                                                                                    ful of large urban development projects that have
                                                                                                    been vying to be crowned the model “smart city” of
                                                                                                    the future. Furthest along is Masdar in the United
                                                                                                    Arab Emirates, a walled community intended for
                                                                                                    50,000 residents in the desert outside of Abu Dhabi,
                                                                                                    in which every building, streetlight and personal
                                                                                                    electric “pod” vehicle has been preplanned and pre-
                                                                                                    loaded with high-tech gear, largely to maximize en-
                                                                                                    ergy efficiency. At Masdar, as well as New Songdo
                                                                                                    City in South Korea and PlanIT Valley in Portugal,
                                                                                                    real estate developers, global information-technolo-
                                                                                                    gy companies and governments are attempting to
                                        life support, but the masses kept up the pressure           build urban centers from scratch that are filled with
                                        until Mubarak resigned 14 days later.                       technologically enhanced infrastructure and servic-
                                            Just weeks before, during Tunisia’s “Jasmine            es. The designers say their grand conceptions will
                                        Revolution,” dissident blogger and protest orga-            determine how future cities will be built.
                                        nizer Slim Amamou used the mobile social app                    But as models, these top-down projects pale in
                                        Foursquare to alert his friends of his January 6 ar-        comparison to the emergent form of intelligence
        IN BRIEF                        rest. By “checking in” to Foursquare’s virtual de-          that is bubbling up from millions of newly cyber-
  Truly   smart   cities   will         piction of the jail in Tunis where he was being             connected residents. Truly smart—and real—cities
  emerge  as  inhabitants  and          held, Amamou revealed his location to a global              are not like an army regiment marching in lock-
  their  many  electronic  de-          web of supporters and immediately grabbed the               step to the commander’s orders; they are more like
  vices  are  recruited  as  real-      international spotlight. The news stories sparked           a shifting flock of birds or school of fish, in which
  time  sensors  of  daily  life.       further uprisings, and longtime president Zine El           individuals respond to subtle social and behavior-
  Networking   the   ubiqui-            Abidine Ben Ali was soon ousted.                            al cues from their neighbors about which way to
  tous   sensors   and   link   ing         Across the archipelago of places where the “Arab        move forward. Although the mobs in Cairo and
  them   to   government   da-
                                        Spring” revolts played out, citizens used new Inter-        Tunis appeared unruly, their actions resulted from
  tabases   can   enhance   a  
                                    -   net applications and ubiquitous mobile phones to            digital coordination of human activity on an un-
  ciency  and  services.                wage a battle over the soul of their cities, shifting re-   precedented scale. Hundreds of thousands of peo-
                                        sources back and forth from cyberspace to “city-            ple appeared in Tahrir Square in Cairo because


42 Scientific American, September 2011                                                                                            Illustration by Oliver Munday
                                                                 ©  2011  Scientific  A merican
Illustration by Artist Name                                    September 2011, ScientificAmerican.com 43
                              ©  2011  Scientific  A merican
text messages and tweets summoned them—re-
                                   flecting an immensely powerful, democratic and
                                   organic alternative vision of the smart city.
                                      Rather than focusing on the installation and
                                   control of network hardware, city governments,
                                   technology companies and their urban-planning
                                   advisers can exploit a more ground-up approach to
                                   creating even smarter cities in which people become
                                   the agents of change. With proper technical-sup-
  Carlo  Ratti  teaches  at  
    the  Massachusetts             port structures, the populace can tackle problems
   Institute  of  Technolo-        such as energy use, traffic congestion, health care
    gy’s  department  of           and education more effectively than centralized
     urban  studies  and           dictates. And residents of wired cities can use their
    planning,  where  he  
                                   distributed intelligence to fashion new community
   directs  the  Senseable  
    City  Laboratory.  He          activities, as well as a new kind of citizen activism.
  also  practices  architec-
  ture  and  urban  design           GOING BEYOND URBAN EFFICIENCY
        in  Turin,  Italy.         WHY ARE COUNTRIES racing haphazardly to imple-
  Anthony  Townsend                ment smart cities? Why is IBM forecasting a $10
  is  
     research  director  at        billion market in this arena by 2015? What is hap-
    the  Institute  for  the       pening at an urban scale today is similar to what
     Future,  a  Palo  Alto,       happened two decades ago in Formula One auto              California) and provide better services to citizens.
    Calif.,  think  tank  that  
                                   racing. Up to that point, success on the circuit was          Two recent projects devised by the Senseable
     develops  strategic  
  forecasts  and  scenari-         primarily credited to a car’s mechanics and the           City Laboratory at the Massachusetts Institute of
     os.  He  is  writing  a       driver’s capabilities. But then telemetry technolo-       Technology illustrate the intelligence that is possi-
  book  about  the  future         gy blossomed. The car was transformed into a              ble. Trash Track reveals how garbage flows through
    of  urbanization  and          computer that was monitored in real time by thou-         a city’s waste-management system, indicating how
        computing  for             sands of sensors, becoming “intelligent” and bet-         to create a more efficient “removal chain” (as op-
        W.  W.  Norton.  
                                   ter able to respond to the conditions of the race.        posed to the supply chain). Electronic tags that
                                       In a similar way, over the past decade digital        transmit information over cellular networks are at-
                                   technologies have begun to blanket our cities, form-      tached to pieces of trash to see where the items go.
                                   ing the backbone of a large, intelligent infrastruc-      In one Seattle test the lab tracked more than 2,000
                                   ture. Broadband fiber-optic and wireless telecom-          items, including recyclable materials such as glass,
                                   munications grids are supporting mobile phones,           metal and plastic; household hazardous waste
                                   smartphones and tablets that are increasingly af-         such as rechargeable batteries; and electronics
                                   fordable. At the same time, open databases—espe-          such as monitors. Some items traveled across the
                                   cially from the government—that people can read           U.S. (one printer cartridge went 6,152 kilometers!).
                                   and add to are revealing all kinds of information,        Some ended up in legally compliant destinations,
                                   and public kiosks and displays are helping literate       and some did not. The results reveal ways to mini-
                                   and illiterate people access it. Add to this foundation   mize carbon dioxide emissions by transporting



36.7
                                   a relentlessly growing network of sensors and digi-       waste more efficiently. And Seattle could use the in-
                                   tal-control technologies, all tied together by cheap,     formation to promote behavioral changes among
                                   powerful computers, and our cities are quickly be-        its citizens, encouraging them to recycle more or to
                                   coming like “computers in open air.”                      properly dispose of hazardous materials.
     MILLION                           The vast amount of data that is emerging is the           The second project, LIVE Singapore, uses real-
                                   starting point for making efficient infrastructure        time data recorded by the myriad communications
The  number  of  people            programmable so that people can optimize a city’s         devices, microcontrollers and sensors found in our
who  live  in  the  Tokyo-         daily processes. Extracting information about real-       urban environment to analyze the pulse of the city,
Yokohama  urban  area,             time road conditions, for example, can reduce traffic     moment to moment. The results suggest new ways
 the  most  populated    
                                   and improve air quality. In Stockholm’s road-pricing      to understand and optimize the city, ultimately to
      in  the  world
                                   scheme, cameras automatically identify license            help people experience it like never before. LIVE
    SOURCE:  Demographia
                                   plates of vehicles entering the city center and charge    Singapore’s open-platform software allows people
                                   drivers’ accounts up to 60 kronor ($9.50) a day, de-      to develop different applications in a collaborative
                                   pending on where the cars go. The system has re-          way. Work has begun on apps that tell commuters
                                   duced the waiting time for vehicles traversing the        how they can reach their homes fastest, how resi-
                                   central district by up to 50 percent and has reduced      dents can reduce their neighborhood’s energy con-
                                   pollutant emissions by up to 15 percent. Similar tech-    sumption and how inhabitants can get hold of a
                                   nologies can help lessen water use (one example is        taxi when a rainstorm is crossing the island and
                                   being used by the Sonoma County Water Agency in           the vehicles all seem to have disappeared.


                                   44 Scientific American, September 2011
                                                            ©  2011  Scientific  A merican
The potential for developing more of this kind of        about what people want, causing such plans to be           Roll out: Controlled
                                                                             efficient infrastructure is vast—and a good fraction         brittle in the face of change. So many “smart home”        by a smartphone, the
                                                                             can be unleashed through smart systems. It is thus           projects have failed over the past few decades pre-         Copenhagen Wheel
                                                                             no surprise that many large corporations, such as            cisely because designers made the wrong assump-               (red disk) provides
                                                                             IBM, Cisco Systems, Siemens, Accenture, Ferrovial            tions about how people would want to integrate              pedal assistance but
                                                                             and ABB, are setting their sights on the urban space.        technologies into their daily lives and did not build       also sends tempera-
                                                                                                                                          in the capacity to adapt to unforeseen situations.         ture, humidity, noise
                                                                                               LESSONS FROM                                   Second, top-down visions ignore the enormous           and pollution data to
                                                                                          THE NETWORKED PAST                              innovative potential of grass-roots efforts. We have        a real-time environ-
                                                                             IT IS FITTING that Cairo has become a modern model           all witnessed how the decentralization of design               mental database.
                                                                             of urban transformation because the ancient world            transformed the World Wide Web into a fascinat-            Nitrogen oxide levels
                                                                             holds the key to understanding what makes cities             ing milieu for social interaction. By providing fin-          in Copenhagen are
                                                                             thrive. The invention of agriculture 10,000 years            ished solutions rather than new raw materials for           displayed at the left.
                                                                             ago begot the first fixed settlements. As farming              building the physical and social fabric of smarter
                                                                             produced more food than was needed for survival,             cities, top-down designs rob themselves of any ca-
                                                                             towns and villages developed specialized labor               pability to invent new ideas for how to make cities
                                                                             forces and institutions. Markets, temples and pal-           better. If we compare the bounty of ideas that have
                                                                             aces created social networks organized for com-              come from city-sponsored app contests such as
                                                                             merce, worship and government. Over time the in-             New York City’s BigApps challenges with the vague
                                                                             teractions within these networks became more lay-            promises for how high-definition videoconferenc-
                                                                             ered and complex. It turns out that sociability, not         ing will be used in New Songdo City, it is clear that
                                                                             efficiency, is the true killer app for cities.               the biggest innovations will come from the bottom.
                                                                                 Furthermore, although landmark buildings                     Finally, a focus solely on efficiency ignores fun-
                                                                             shape our historical understanding of many me-               damental civic goals such as social cohesion, quali-
                                                                             tropolises, in reality most of the physical stuff in cit-    ty of life, democracy and the rule of law. Improving
                                                                             ies was built by everyday people. City building was          sociability through technology, however, does tar-
CHRISTINE  OUTRAM  AND  XIAOJI  CHEN  (visualization  and  Web  interface)




                                                                             highly democratized, decentralized, free-flowing              get these needs, while also unlocking new ap-
COURTESY  OF  MIT’S  SENSEABLE  CITY  LAB/MAX  TOMASINELLI  (bike);    




                                                                             and adaptive, just like its social and economic life—        proaches to efficiency. For example, the app Dopplr
                                                                             a rich tapestry of communal architecture whose de-           allows users to calculate and share the carbon foot-
                                                                             sign achievements were the result of collective ef-          print of their travel, which may inspire more sus-
                                                                             fort rather than celebrity “starchitects.”                   tainable behavior.
                                                                                 This organic growth of classical cities holds sev-
                                                                             eral lessons for future smart cities. First, by impos-           BUILDING FROM THE BOTTOM-UP
                                                                             ing a preordained design, centralized planners of-           IF WE FOCUS on sociability as the starting point for
                                                                             ten fail to create a city that is tailored to inhabitants’   design and tapping citizens as the source of inno-
                                                                             needs, that reflects their culture or that creates the        vation, how do we go about crafting a smarter city?
                                                                             rich mix of activities that distinguishes great places.          An ideal beginning is to leverage the growing ar-
                                                                             Centralized plans also make many assumptions                 ray of smart personal devices we all wield and re-


                                                                                                                                                                                   September 2011, ScientificAmerican.com 45
                                                                                                                                           ©  2011  Scientific  A merican
cruit people as the sensors of a city rather than re-    surroundings and health. As recently as 2009, Paris
                        lying only on formal systems embedded into infra-        had fewer than a dozen ozone-monitoring stations.
                        structure. The traffic function on Google Maps is a      To greatly expand this official data stream, the
                        good example. Instead of building a costly network       Green Watch project, overseen by Internet think
                        of dedicated vehicle sensors along roadways, Google      tank Fing, distributed 200 smart devices to Pari-
                        constantly polls a large network of anonymous vol-       sians. The devices sensed ozone and noise levels
                        unteers whose mobile devices report their up-to-         as their wearers went about their daily lives, and
                        the-minute status, which reveals where traffic is        the ongoing measurements were shared publicly
                        flowing, slowed or stopped. The information is de-        through the Citypulse mapping engine. In the first
                        livered to drivers via mobile mapping applications       trial more than 130,000 measurements were taken
                        in various ways—as colored overlays indicating           in a single city district. The experiment showed
                        traffic speeds, as estimated driving times that ac-      how a grassroots sensing network could be de-
                        count for delays or as a factor in determining alter-    ployed almost in an instant—at dramatically lower
                        native routes. These handy data allow users to see       cost than expanding the city’s archaic fixed sta-
                        the circulatory network of the city in real time and     tions. The project also showed that citizens could
                        to understand the constantly changing cost in time       become deeply engaged in environmental monitor-
                        of getting from point A to point B. Although Google      ing and regulation. Ultimately, sensors for grass-
                        is certainly not a grassroots platform, this example     roots networks will be built into everyday objects:
                        shows how peer-to-peer sharing of sensory data           phones, vehicles and clothing.
                        can have a huge impact in helping to manage ur-              Bottom-up approaches are also leveraging the
                        ban infrastructure. This scenario also shows how         sociability of cities to change patterns of activity. As
                        smart cities can be both sociable and more efficient     the booming popularity of local shopping networks
Dry passage:            without imposing order from above; you choose            such as Groupon and LivingSocial shows, connect-
Sensors and actuators   the best route based on your peers’ observations in-     ing local businesses and city dwellers through mo-
in Zaragoza, Spain,     stead of being directed by traffic engineers.            bile social networks is a powerful catalyst for ac-
turn off select water       Google’s traffic app leverages a large base of ex-   tion. These new ways of scripting the city can cre-
jets as a pedestrian    isting consumer devices. But bottom-up approach-         ate more lasting kinds of social touch points, too.
approaches—one          es to sensing can also provide rapid, cheap deploy-      The Foursquare mobile social network that Ama-
example of responsive   ment of new kinds of sensors that measure and re-        mou used in Tunis can also turn going out on the
architecture.           cord data about people’s activities, movements,          town into a kind of mobile game. It crowns the
                                                                                 most frequent visitor to every café, bar and restau-
                                                                                 rant as the “mayor”—a reference to the “self-ap-
                                                                                 pointed public characters” described in 1961 by ur-
                                                                                 banist Jane Jacobs in The Death and Life of Great
                                                                                 American Cities. Like the corner gossips that Ja-
                                                                                 cobs argued were so critical to neighborhood cohe-
                                                                                 sion and safe streets, Foursquare’s mayors remind
                                                                                 us that even the most intelligent of digital cities are
                                                                                 vital because they are filled with interesting and
                                                                                 accessible people.
                                                                                     Another way to put citizens in the driver’s seat is
                                                                                 to instrument buildings, plazas and even sculptures
                                                                                 with embedded sensors and actuators. These devic-
                                                                                 es will create capabilities for passersby to alter how
                                                                                 the built city behaves. For example, the Digital Wa-
                                                                                 ter Pavilion in Zaragoza, Spain, is a public sculpture
                                                                                 whose walls are created by jets of water that can dis-
                                                                                 play patterns and react to people. As individuals
                                                                                 walk through the space, the jets turn on and off, al-
                                                                                 lowing pedestrians to proceed without getting wet.
                                                                                                                                            COURTESY  OF  DIGITAL  WATER  PAVILLION/RAMAK  FAZEL




                                                                                     This programmable world will extend beyond
                                                                                 the physical city. Today many municipalities offer
                                                                                 telephone hotlines reached by dialing 311 that give
                                                                                 citizens rapid access to city government informa-
                                                                                 tion and services, as well as the ability to file reports
                                                                                 about everyday issues. These systems will evolve
                                                                                 into wiki-like information repositories that allow
                                                                                 citizens to team up and help themselves. For in-
                                                                                 stance, one resident, using Boston’s mobile 311 app


                        46 Scientific American, September 2011
                                                ©  2011  Scientific  A merican
(dubbed Citizen’s Connect), responded to a plea for       rapid progress, we need to build mechanisms for
                                              help in removing an errant possum from another            scanning, evaluating and cross-fertilizing good
                                              Bostonian’s garbage can in less than half an hour—        ideas—ways to spread the best methods for crowd-
                                              well before the city’s own Animal Control unit could      sourcing public services or using citizens as sen-
                                              mobilize to respond. On successfully evicting the         sors, just as we have in the past spread the best
                                              critter, the Good Samaritan left a comment on the         ideas for bus rapid transit or bike sharing.
                                              311 system that the matter was resolved. As govern-           Here is where mayors, architects, planners and
                                              ment information systems that enable citizens to          technologists might play their most effective role
                                              add and edit information become more wide-                in shaping truly smart cities—by marshaling and
                                              spread, they will support innovation in how servic-       integrating the great engineering resources of top-
                                              es are delivered and funded in caregiving, educa-         down approaches with the innovation of grass-
                                              tion and other nonemergency functions. Successes          roots initiatives. Governments in cities as diverse
                                              in online social gaming can provide lessons in how        as New York City, London, Singapore and Paris are
                                              to motivate and reward volunteers. Citizens will          taking tentative first steps by making formerly pri-
                                              have to make sure, however, that city government          vate government data warehouses public. These
                                              does not view “crowdsourcing” work from the mass-         resources are empowering entrepreneurs to come
                                              es as a convenient way to offload its obligations.        up with mobile software applications that meet
                                                  More natural computer interfaces will let non-        citizen needs. But it is not clear how the entrepre-
                                              techies, disabled persons and the illiterate partici-     neurs will sustain these efforts. The grassroots de-
                                              pate more fully in civic life, making it smarter still.   velopers bring engagement and creativity to the
                                              Although gestural interfaces that recognize individ-      table, but corporations and politicians are needed
                                              ual faces are new, the Institute for Creative Technol-    to scale and sustain the large systems that the in-
                                              ogies at the University of Southern California has        novations run on. After all, the revolutions of Cai-
                                              developed a gestural controller for Gmail that, if        ro and Tunis played out on a mobile infrastructure
                                              combined with speech synthesis and recognition,           built by Vodafone and other global companies.
                                              could allow the illiterate poor, the elderly and the          It is also up to civic leaders to listen to citizens
                                              disabled to use e-mail and explore the Web. As these      and together frame their own smart city vision. Ev-
                                              technologies spread to cybercafés throughout poor         ery community faces a unique set of circumstanc-
                                              urban communities, such as the national network of        es, as well as resources to address them. Some local
                                              more than 600 Pontos de Cultura (culture hotspots)        experiments will morph into “best practices,” data
                                              in Brazil’s favelas, we will see an urban movement        sets, computer models and visualizations that can
                                              emerge for more inclusive smart services.                 be repurposed elsewhere, but many of the best
                                                  Part of what makes cities smart is a system of        smart city solutions will be like the best urban ex-
                                              checks and balances, and networked cities are             periences: unique, local and unreplicable—as they
                                              changing the way citizens monitor city hall. Hy-          should be!
                                              perlocal news sites such as EveryBlock aggregate
                                              Web content and public data about individual                     SMART CITIES FOR ALL TIME
                                              streets, cover local issues and monitor local govern-     IS MASDAR REALLY a glimpse into how we will live to-
M O R E    T O    E X P L O R E
                                              ment more thoroughly than traditional newspapers          morrow? Or will it suffer the same fate as the ma-
Growth,  Innovation,  Scaling,                or television. Web sites such as Oakland Crimespot-       chine universe of Fritz Lang’s 1927 film Metropo-
and  the  Pace  of  Life  in  Cities.         ting in California enable residents to analyze and        lis—another vision that will inspire designers but
Luís  M.  A.  Bettencourt  et  al.  in  
Proceedings  of  the  National  Acade-        create interactive maps of detailed crime data by         will ultimately fail to materialize? Masdar is per-
my  of  Sciences  USA,  Vol.  104,  No.       using information mined from ubiquitous, real-            haps a bit of both. It is providing an effective tem-
17,  pages  7301–7306;  April  24,  2007.     time social media streams and government data-            plate for how to use pervasive computing to opti-
Planet  of  Civic  Laboratories:  The         bases. Crime information systems akin to New York         mize urban systems, from transport to energy. Yet
Future  of  Cities,  Information,  and  
Inclusion.  Anthony  Townsend  et  
                                              City’s CompStat have long allowed police depart-          after five years and more than $1 billion, Masdar is
al.  Institute  for  the  Future,  2010.      ments to create detailed maps of criminal activity,       also showing shortcomings of the centralized ap-
www.iftf.org/inclusion  
                                              but better access to crime data will empower citi-        proach; a large replanning exercise will effectively
Building  a  Smarter  Favela:  IBM            zens to analyze policing and public safety, perhaps       turn it into a more conventional real estate develop-
Signs  Up  Rio.  Greg  Lindsay  in  Fast  
                                              leading to different kinds of community policing.         ment. More than smart systems that improve effi-
Company;  December  27,  2010.  
www.fastcompany.com    
                                                                                                        ciency are needed to make the city “smart.”
Massachusetts  Institute  of  Tech-
                                                 A PLANET OF CIVIC LABORATORIES                             Taking a more bottom-up view of how cities ac-
nology’s  Senseable  City  Labora-            IF THE RISK of visions like Masdar is their elitism       tually develop gives us an opportunity to radically
tory:  http://senseable.mit.edu
                                              and singular focus on efficiency, their advantage is      rethink what intelligent, connected communities of
SCIENTIFIC  A MERICAN                         clarity of purpose. The bottom-up smart city is a         the future could look like and how they can be de-
ONLINE
Animations  of  smart  city                   continual work in progress; its organic flexibility        signed, built and lived in. By empowering people to
apps  can  be  viewed  at                     is also its biggest flaw. But as civic laboratories for    devise ways to run their daily lives as smartly as
                                              urban innovation, these seemingly chaotic places          possible, we can make their extended community—
sep2011/ratti
                                              are becoming part of a global movement. To make           the actual embodiment of a city—smarter, too.


                                              48 Scientific American, September 2011
                                                                       ©  2011  Scientific  A merican

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Smarter Cities: The Social Nexus

  • 1. SMARTER The Social Nexus The best way to harness a city’s potential for creativity and innovation is to jack people into the network and get out of the way By Carlo Ratti and Anthony Townsend O   N JANUARY 25 THE STREETS OF CAIRO erupted in protest against then president Hosni Mubarak’s repres- sive Egyptian regime. Over the next 72 hours the government shut down the country’s Internet service and mobile-phone system in an attempt to squelch the rebellion—to no avail: a rich ecosys- tem of Facebook conversations, Twitter outbursts and chat-room plans had already unified millions of Cairo’s people, who continued the relentless up- rising. The government backed down and restored communications to keep the country’s economy on space.” Contrast those transformations with a hand- ful of large urban development projects that have been vying to be crowned the model “smart city” of the future. Furthest along is Masdar in the United Arab Emirates, a walled community intended for 50,000 residents in the desert outside of Abu Dhabi, in which every building, streetlight and personal electric “pod” vehicle has been preplanned and pre- loaded with high-tech gear, largely to maximize en- ergy efficiency. At Masdar, as well as New Songdo City in South Korea and PlanIT Valley in Portugal, real estate developers, global information-technolo- gy companies and governments are attempting to life support, but the masses kept up the pressure build urban centers from scratch that are filled with until Mubarak resigned 14 days later. technologically enhanced infrastructure and servic- Just weeks before, during Tunisia’s “Jasmine es. The designers say their grand conceptions will Revolution,” dissident blogger and protest orga- determine how future cities will be built. nizer Slim Amamou used the mobile social app But as models, these top-down projects pale in Foursquare to alert his friends of his January 6 ar- comparison to the emergent form of intelligence IN BRIEF rest. By “checking in” to Foursquare’s virtual de- that is bubbling up from millions of newly cyber- Truly   smart   cities   will   piction of the jail in Tunis where he was being connected residents. Truly smart—and real—cities emerge  as  inhabitants  and   held, Amamou revealed his location to a global are not like an army regiment marching in lock- their  many  electronic  de- web of supporters and immediately grabbed the step to the commander’s orders; they are more like vices  are  recruited  as  real- international spotlight. The news stories sparked a shifting flock of birds or school of fish, in which time  sensors  of  daily  life.   further uprisings, and longtime president Zine El individuals respond to subtle social and behavior- Networking   the   ubiqui- Abidine Ben Ali was soon ousted. al cues from their neighbors about which way to tous   sensors   and   link   ing   Across the archipelago of places where the “Arab move forward. Although the mobs in Cairo and them   to   government   da- Spring” revolts played out, citizens used new Inter- Tunis appeared unruly, their actions resulted from tabases   can   enhance   a   - net applications and ubiquitous mobile phones to digital coordination of human activity on an un- ciency  and  services. wage a battle over the soul of their cities, shifting re- precedented scale. Hundreds of thousands of peo- sources back and forth from cyberspace to “city- ple appeared in Tahrir Square in Cairo because 42 Scientific American, September 2011 Illustration by Oliver Munday ©  2011  Scientific  A merican
  • 2. Illustration by Artist Name September 2011, ScientificAmerican.com 43 ©  2011  Scientific  A merican
  • 3. text messages and tweets summoned them—re- flecting an immensely powerful, democratic and organic alternative vision of the smart city. Rather than focusing on the installation and control of network hardware, city governments, technology companies and their urban-planning advisers can exploit a more ground-up approach to creating even smarter cities in which people become the agents of change. With proper technical-sup- Carlo  Ratti  teaches  at   the  Massachusetts   port structures, the populace can tackle problems Institute  of  Technolo- such as energy use, traffic congestion, health care gy’s  department  of   and education more effectively than centralized urban  studies  and   dictates. And residents of wired cities can use their planning,  where  he   distributed intelligence to fashion new community directs  the  Senseable   City  Laboratory.  He   activities, as well as a new kind of citizen activism. also  practices  architec- ture  and  urban  design   GOING BEYOND URBAN EFFICIENCY in  Turin,  Italy. WHY ARE COUNTRIES racing haphazardly to imple- Anthony  Townsend   ment smart cities? Why is IBM forecasting a $10 is     research  director  at   billion market in this arena by 2015? What is hap- the  Institute  for  the   pening at an urban scale today is similar to what Future,  a  Palo  Alto,   happened two decades ago in Formula One auto California) and provide better services to citizens. Calif.,  think  tank  that   racing. Up to that point, success on the circuit was Two recent projects devised by the Senseable develops  strategic   forecasts  and  scenari- primarily credited to a car’s mechanics and the City Laboratory at the Massachusetts Institute of os.  He  is  writing  a   driver’s capabilities. But then telemetry technolo- Technology illustrate the intelligence that is possi- book  about  the  future   gy blossomed. The car was transformed into a ble. Trash Track reveals how garbage flows through of  urbanization  and   computer that was monitored in real time by thou- a city’s waste-management system, indicating how computing  for     sands of sensors, becoming “intelligent” and bet- to create a more efficient “removal chain” (as op- W.  W.  Norton.   ter able to respond to the conditions of the race. posed to the supply chain). Electronic tags that In a similar way, over the past decade digital transmit information over cellular networks are at- technologies have begun to blanket our cities, form- tached to pieces of trash to see where the items go. ing the backbone of a large, intelligent infrastruc- In one Seattle test the lab tracked more than 2,000 ture. Broadband fiber-optic and wireless telecom- items, including recyclable materials such as glass, munications grids are supporting mobile phones, metal and plastic; household hazardous waste smartphones and tablets that are increasingly af- such as rechargeable batteries; and electronics fordable. At the same time, open databases—espe- such as monitors. Some items traveled across the cially from the government—that people can read U.S. (one printer cartridge went 6,152 kilometers!). and add to are revealing all kinds of information, Some ended up in legally compliant destinations, and public kiosks and displays are helping literate and some did not. The results reveal ways to mini- and illiterate people access it. Add to this foundation mize carbon dioxide emissions by transporting 36.7 a relentlessly growing network of sensors and digi- waste more efficiently. And Seattle could use the in- tal-control technologies, all tied together by cheap, formation to promote behavioral changes among powerful computers, and our cities are quickly be- its citizens, encouraging them to recycle more or to coming like “computers in open air.” properly dispose of hazardous materials. MILLION The vast amount of data that is emerging is the The second project, LIVE Singapore, uses real- starting point for making efficient infrastructure time data recorded by the myriad communications The  number  of  people   programmable so that people can optimize a city’s devices, microcontrollers and sensors found in our who  live  in  the  Tokyo- daily processes. Extracting information about real- urban environment to analyze the pulse of the city, Yokohama  urban  area,   time road conditions, for example, can reduce traffic moment to moment. The results suggest new ways the  most  populated     and improve air quality. In Stockholm’s road-pricing to understand and optimize the city, ultimately to in  the  world scheme, cameras automatically identify license help people experience it like never before. LIVE SOURCE:  Demographia plates of vehicles entering the city center and charge Singapore’s open-platform software allows people drivers’ accounts up to 60 kronor ($9.50) a day, de- to develop different applications in a collaborative pending on where the cars go. The system has re- way. Work has begun on apps that tell commuters duced the waiting time for vehicles traversing the how they can reach their homes fastest, how resi- central district by up to 50 percent and has reduced dents can reduce their neighborhood’s energy con- pollutant emissions by up to 15 percent. Similar tech- sumption and how inhabitants can get hold of a nologies can help lessen water use (one example is taxi when a rainstorm is crossing the island and being used by the Sonoma County Water Agency in the vehicles all seem to have disappeared. 44 Scientific American, September 2011 ©  2011  Scientific  A merican
  • 4. The potential for developing more of this kind of about what people want, causing such plans to be Roll out: Controlled efficient infrastructure is vast—and a good fraction brittle in the face of change. So many “smart home” by a smartphone, the can be unleashed through smart systems. It is thus projects have failed over the past few decades pre- Copenhagen Wheel no surprise that many large corporations, such as cisely because designers made the wrong assump- (red disk) provides IBM, Cisco Systems, Siemens, Accenture, Ferrovial tions about how people would want to integrate pedal assistance but and ABB, are setting their sights on the urban space. technologies into their daily lives and did not build also sends tempera- in the capacity to adapt to unforeseen situations. ture, humidity, noise LESSONS FROM Second, top-down visions ignore the enormous and pollution data to THE NETWORKED PAST innovative potential of grass-roots efforts. We have a real-time environ- IT IS FITTING that Cairo has become a modern model all witnessed how the decentralization of design mental database. of urban transformation because the ancient world transformed the World Wide Web into a fascinat- Nitrogen oxide levels holds the key to understanding what makes cities ing milieu for social interaction. By providing fin- in Copenhagen are thrive. The invention of agriculture 10,000 years ished solutions rather than new raw materials for displayed at the left. ago begot the first fixed settlements. As farming building the physical and social fabric of smarter produced more food than was needed for survival, cities, top-down designs rob themselves of any ca- towns and villages developed specialized labor pability to invent new ideas for how to make cities forces and institutions. Markets, temples and pal- better. If we compare the bounty of ideas that have aces created social networks organized for com- come from city-sponsored app contests such as merce, worship and government. Over time the in- New York City’s BigApps challenges with the vague teractions within these networks became more lay- promises for how high-definition videoconferenc- ered and complex. It turns out that sociability, not ing will be used in New Songdo City, it is clear that efficiency, is the true killer app for cities. the biggest innovations will come from the bottom. Furthermore, although landmark buildings Finally, a focus solely on efficiency ignores fun- shape our historical understanding of many me- damental civic goals such as social cohesion, quali- tropolises, in reality most of the physical stuff in cit- ty of life, democracy and the rule of law. Improving ies was built by everyday people. City building was sociability through technology, however, does tar- CHRISTINE  OUTRAM  AND  XIAOJI  CHEN  (visualization  and  Web  interface) highly democratized, decentralized, free-flowing get these needs, while also unlocking new ap- COURTESY  OF  MIT’S  SENSEABLE  CITY  LAB/MAX  TOMASINELLI  (bike);     and adaptive, just like its social and economic life— proaches to efficiency. For example, the app Dopplr a rich tapestry of communal architecture whose de- allows users to calculate and share the carbon foot- sign achievements were the result of collective ef- print of their travel, which may inspire more sus- fort rather than celebrity “starchitects.” tainable behavior. This organic growth of classical cities holds sev- eral lessons for future smart cities. First, by impos- BUILDING FROM THE BOTTOM-UP ing a preordained design, centralized planners of- IF WE FOCUS on sociability as the starting point for ten fail to create a city that is tailored to inhabitants’ design and tapping citizens as the source of inno- needs, that reflects their culture or that creates the vation, how do we go about crafting a smarter city? rich mix of activities that distinguishes great places. An ideal beginning is to leverage the growing ar- Centralized plans also make many assumptions ray of smart personal devices we all wield and re- September 2011, ScientificAmerican.com 45 ©  2011  Scientific  A merican
  • 5. cruit people as the sensors of a city rather than re- surroundings and health. As recently as 2009, Paris lying only on formal systems embedded into infra- had fewer than a dozen ozone-monitoring stations. structure. The traffic function on Google Maps is a To greatly expand this official data stream, the good example. Instead of building a costly network Green Watch project, overseen by Internet think of dedicated vehicle sensors along roadways, Google tank Fing, distributed 200 smart devices to Pari- constantly polls a large network of anonymous vol- sians. The devices sensed ozone and noise levels unteers whose mobile devices report their up-to- as their wearers went about their daily lives, and the-minute status, which reveals where traffic is the ongoing measurements were shared publicly flowing, slowed or stopped. The information is de- through the Citypulse mapping engine. In the first livered to drivers via mobile mapping applications trial more than 130,000 measurements were taken in various ways—as colored overlays indicating in a single city district. The experiment showed traffic speeds, as estimated driving times that ac- how a grassroots sensing network could be de- count for delays or as a factor in determining alter- ployed almost in an instant—at dramatically lower native routes. These handy data allow users to see cost than expanding the city’s archaic fixed sta- the circulatory network of the city in real time and tions. The project also showed that citizens could to understand the constantly changing cost in time become deeply engaged in environmental monitor- of getting from point A to point B. Although Google ing and regulation. Ultimately, sensors for grass- is certainly not a grassroots platform, this example roots networks will be built into everyday objects: shows how peer-to-peer sharing of sensory data phones, vehicles and clothing. can have a huge impact in helping to manage ur- Bottom-up approaches are also leveraging the ban infrastructure. This scenario also shows how sociability of cities to change patterns of activity. As smart cities can be both sociable and more efficient the booming popularity of local shopping networks Dry passage: without imposing order from above; you choose such as Groupon and LivingSocial shows, connect- Sensors and actuators the best route based on your peers’ observations in- ing local businesses and city dwellers through mo- in Zaragoza, Spain, stead of being directed by traffic engineers. bile social networks is a powerful catalyst for ac- turn off select water Google’s traffic app leverages a large base of ex- tion. These new ways of scripting the city can cre- jets as a pedestrian isting consumer devices. But bottom-up approach- ate more lasting kinds of social touch points, too. approaches—one es to sensing can also provide rapid, cheap deploy- The Foursquare mobile social network that Ama- example of responsive ment of new kinds of sensors that measure and re- mou used in Tunis can also turn going out on the architecture. cord data about people’s activities, movements, town into a kind of mobile game. It crowns the most frequent visitor to every café, bar and restau- rant as the “mayor”—a reference to the “self-ap- pointed public characters” described in 1961 by ur- banist Jane Jacobs in The Death and Life of Great American Cities. Like the corner gossips that Ja- cobs argued were so critical to neighborhood cohe- sion and safe streets, Foursquare’s mayors remind us that even the most intelligent of digital cities are vital because they are filled with interesting and accessible people. Another way to put citizens in the driver’s seat is to instrument buildings, plazas and even sculptures with embedded sensors and actuators. These devic- es will create capabilities for passersby to alter how the built city behaves. For example, the Digital Wa- ter Pavilion in Zaragoza, Spain, is a public sculpture whose walls are created by jets of water that can dis- play patterns and react to people. As individuals walk through the space, the jets turn on and off, al- lowing pedestrians to proceed without getting wet. COURTESY  OF  DIGITAL  WATER  PAVILLION/RAMAK  FAZEL This programmable world will extend beyond the physical city. Today many municipalities offer telephone hotlines reached by dialing 311 that give citizens rapid access to city government informa- tion and services, as well as the ability to file reports about everyday issues. These systems will evolve into wiki-like information repositories that allow citizens to team up and help themselves. For in- stance, one resident, using Boston’s mobile 311 app 46 Scientific American, September 2011 ©  2011  Scientific  A merican
  • 6. (dubbed Citizen’s Connect), responded to a plea for rapid progress, we need to build mechanisms for help in removing an errant possum from another scanning, evaluating and cross-fertilizing good Bostonian’s garbage can in less than half an hour— ideas—ways to spread the best methods for crowd- well before the city’s own Animal Control unit could sourcing public services or using citizens as sen- mobilize to respond. On successfully evicting the sors, just as we have in the past spread the best critter, the Good Samaritan left a comment on the ideas for bus rapid transit or bike sharing. 311 system that the matter was resolved. As govern- Here is where mayors, architects, planners and ment information systems that enable citizens to technologists might play their most effective role add and edit information become more wide- in shaping truly smart cities—by marshaling and spread, they will support innovation in how servic- integrating the great engineering resources of top- es are delivered and funded in caregiving, educa- down approaches with the innovation of grass- tion and other nonemergency functions. Successes roots initiatives. Governments in cities as diverse in online social gaming can provide lessons in how as New York City, London, Singapore and Paris are to motivate and reward volunteers. Citizens will taking tentative first steps by making formerly pri- have to make sure, however, that city government vate government data warehouses public. These does not view “crowdsourcing” work from the mass- resources are empowering entrepreneurs to come es as a convenient way to offload its obligations. up with mobile software applications that meet More natural computer interfaces will let non- citizen needs. But it is not clear how the entrepre- techies, disabled persons and the illiterate partici- neurs will sustain these efforts. The grassroots de- pate more fully in civic life, making it smarter still. velopers bring engagement and creativity to the Although gestural interfaces that recognize individ- table, but corporations and politicians are needed ual faces are new, the Institute for Creative Technol- to scale and sustain the large systems that the in- ogies at the University of Southern California has novations run on. After all, the revolutions of Cai- developed a gestural controller for Gmail that, if ro and Tunis played out on a mobile infrastructure combined with speech synthesis and recognition, built by Vodafone and other global companies. could allow the illiterate poor, the elderly and the It is also up to civic leaders to listen to citizens disabled to use e-mail and explore the Web. As these and together frame their own smart city vision. Ev- technologies spread to cybercafés throughout poor ery community faces a unique set of circumstanc- urban communities, such as the national network of es, as well as resources to address them. Some local more than 600 Pontos de Cultura (culture hotspots) experiments will morph into “best practices,” data in Brazil’s favelas, we will see an urban movement sets, computer models and visualizations that can emerge for more inclusive smart services. be repurposed elsewhere, but many of the best Part of what makes cities smart is a system of smart city solutions will be like the best urban ex- checks and balances, and networked cities are periences: unique, local and unreplicable—as they changing the way citizens monitor city hall. Hy- should be! perlocal news sites such as EveryBlock aggregate Web content and public data about individual SMART CITIES FOR ALL TIME streets, cover local issues and monitor local govern- IS MASDAR REALLY a glimpse into how we will live to- M O R E   T O   E X P L O R E ment more thoroughly than traditional newspapers morrow? Or will it suffer the same fate as the ma- Growth,  Innovation,  Scaling,   or television. Web sites such as Oakland Crimespot- chine universe of Fritz Lang’s 1927 film Metropo- and  the  Pace  of  Life  in  Cities.     ting in California enable residents to analyze and lis—another vision that will inspire designers but Luís  M.  A.  Bettencourt  et  al.  in   Proceedings  of  the  National  Acade- create interactive maps of detailed crime data by will ultimately fail to materialize? Masdar is per- my  of  Sciences  USA,  Vol.  104,  No.   using information mined from ubiquitous, real- haps a bit of both. It is providing an effective tem- 17,  pages  7301–7306;  April  24,  2007.   time social media streams and government data- plate for how to use pervasive computing to opti- Planet  of  Civic  Laboratories:  The   bases. Crime information systems akin to New York mize urban systems, from transport to energy. Yet Future  of  Cities,  Information,  and   Inclusion.  Anthony  Townsend  et   City’s CompStat have long allowed police depart- after five years and more than $1 billion, Masdar is al.  Institute  for  the  Future,  2010.   ments to create detailed maps of criminal activity, also showing shortcomings of the centralized ap- www.iftf.org/inclusion     but better access to crime data will empower citi- proach; a large replanning exercise will effectively Building  a  Smarter  Favela:  IBM   zens to analyze policing and public safety, perhaps turn it into a more conventional real estate develop- Signs  Up  Rio.  Greg  Lindsay  in  Fast   leading to different kinds of community policing. ment. More than smart systems that improve effi- Company;  December  27,  2010.   www.fastcompany.com       ciency are needed to make the city “smart.” Massachusetts  Institute  of  Tech-   A PLANET OF CIVIC LABORATORIES Taking a more bottom-up view of how cities ac- nology’s  Senseable  City  Labora- IF THE RISK of visions like Masdar is their elitism tually develop gives us an opportunity to radically tory:  http://senseable.mit.edu and singular focus on efficiency, their advantage is rethink what intelligent, connected communities of SCIENTIFIC  A MERICAN   clarity of purpose. The bottom-up smart city is a the future could look like and how they can be de- ONLINE Animations  of  smart  city     continual work in progress; its organic flexibility signed, built and lived in. By empowering people to apps  can  be  viewed  at     is also its biggest flaw. But as civic laboratories for devise ways to run their daily lives as smartly as   urban innovation, these seemingly chaotic places possible, we can make their extended community— sep2011/ratti are becoming part of a global movement. To make the actual embodiment of a city—smarter, too. 48 Scientific American, September 2011 ©  2011  Scientific  A merican