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                                                                    A/HRC/12/WG.2/TF/CRP.7
                                                                    30 March 2009
                                                                    ENGLISH ONLY



HUMAN RIGHTS COUNCIL
Twelfth session
Working Group on the Right to Development
High Level task force on
the implementation of the right to development
Fifth session
Geneva, 1- 9 April 2009
Item 4 of the provisional agenda




                            METHODOLOGICAL ISSUES
                    OF QUALITATIVE AND QUANTITATIVE TOOLS
                        FOR MEASURING COMPLIANCE WITH
                          THE RIGHT TO DEVELOPMENT


                               REPORT ON EXPERT MEETING
                           (Cambridge, MA, USA, 27-29 January 2009)             ∗




∗
 For information and comment, please contact Mr. Andrea Rossi, Director Measurement and Human Rights
Program, Harvard Kennedy School of Government, Carr Center for Human Rights Policy
(andrea_rossi@harvard.edu).
A/HRC/12/WG.2/TF/CRP.7
Page 2


                                      Executive Summary

       The Office of the UN High Commissioner for Human Rights (OHCHR), in cooperation
with the Measurement and Human Rights (MHR) Program of the Carr Center for Human Rights
Policy at the Harvard Kennedy School of Government, and the Program on Human Rights in
Development (PHRID) at the Harvard School of Public Health, convened an expert meeting,
from 27 to 29 January 2009 at Cambridge, MA, USA, on methodological issues of qualitative
and quantitative tools for measuring compliance with the right to development.

        The meeting provided an opportunity for academics, international officials and
practitioners to share ideas on the right to development, to debate political and methodological
challenges in measuring compliance with the right to development, and to facilitate expert
assessments of the current criteria1 used by the high-level task force on the implementation of the
right to development (hereinafter referred to as task force) with a view to revising them and
making them operational and reflective of standards of qualitative and quantitative evaluation
used in international institutions and recognized by the leading social scientists. The consultation
drew attention to what can be accomplished with methodological rigour, notwithstanding the
extremely broad range of issues covered by the right to development and the complexities of the
partnerships the task force is called upon to evaluate in light of MDG 8.

        The meeting also served to support the work of the task force in response to the request
of the UN intergovernmental Open-Ended Working Group on the Right to Development
(hereinafter referred to as Working Group) that the task force “draw on the necessary expertise to
(a) make the [right to development] criteria analytically and methodologically rigorous; (b)
provide empirically-oriented tools to those involved in implementing development partnerships;
and (c) ensure that they cover Millennium Development Goal 8, including target 8.A and other
aspects not covered to date by the task force”2. The articulation of criteria and sub-criteria for
measuring compliance with the right to development provides an opportunity to move beyond
the rhetoric of this right and contribute to its instrumental value in meeting the challenges of
development.




1
    A/HRC/8/WG.2/TF/2, Annex II
2
    A/HRC/9/17, para. 42.
A/HRC/12/WG.2/TF/CRP.7
                                                                                                       Page 3

                                                              CONTENTS


                                                                                                          Paragraphs   Page

Introduction .......................................................................................       1–5          4

   I.      MANDATE OF THE HIGH-LEVEL TASK FORCE ON THE
           RIGHT TO DEVELOPMENT AND THE ROLE OF OHCHR                                                      6–8          5

  II.      METHODOLOGICAL CHALLENGES TO PERIODIC
           EVALUATION OF THE PARTNERSHIPS UNDER MDG 8                                                      9 -11        5

III.       LESSONS LEARNT FROM THE INTRODUCTION OF
           HUMAN RIGHTS CONSIDERATION INTO THE
           QUALITATIVE AND QUANTITATIVE ASSESSMENT OF
           DEVELOPMENT POLICIES, PROGRAMMES AND
           PROJECTS ............................................................................          12 – 15       6

IV.        CRITICAL REVIEW OF THE CURRENT CRITERIA AND
           SUGGESTIONS FOR REFINEMENT ................................                                    16 – 26       7

 V.        CONCLUSION AND RECOMMENDATIONS ..................                                              27 – 28       9

Annex

List of participants
A/HRC/12/WG.2/TF/CRP.7
Page 4


                                            Introduction

1.      The meeting was opened by Mr. Rory Stewart, Director of the Harvard Carr Center for
Human Rights Policy. He expressed his pleasure that this was the first scholarly event he was
inaugurating in his new position, seeing it as exemplary of the role the Center should play as a
meeting place of scholars and international institutions on issues of importance to human rights
policy. Mr. Stephen Marks, Director of the Program on Human Rights in Development, the
Chairperson-Rapporteur of the high-level task force on the implementation of the right to
development, welcomed the workshop as an important opportunity for academics and
practitioners to go beyond the rhetoric of the right to development and to assist the task force in a
particularly demanding task of its mandate. Mr. Andrea Rossi, Director of the Harvard
Measurement and Human Rights Programme, stressed the needs, but also the challenges
surrounding the use of indicators and measurement in developing policies, and highlighted the
importance of building partnerships between academics and the UN in developing evidence
based policies on the right to development. Mr. Craig Mokhiber, Deputy Director, OHCHR
Office in New York, noted the separation of the science of human rights from the politics of
human rights, observing that the debate on the right to development was perhaps one of the most
polarized and politicized. He stressed the need to ensure that the shift from general principles to
actions and policies are supported by appropriate measurement tools. The right to development,
he explained, is about accountability and accountability means measurement.

2.       The 20 experts participating in the meeting (see Annex) began by exploring the multi-
tiered nature of the right to development, which recognizes that the development of individuals is
inseparable from their social context. As such, the Right confers entitlements and responsibilities
at all levels: the individual, the state, and the international system. Ambiguity over the
conceptualization and operationalization of the right to development has limited its influence on
development practice. This ambiguity has often led to the politicization of its interpretation, as
the absence of cohesive and comprehensive guidelines for measuring compliance have been for
the most part unavailable.

3.       The conceptualization of development as a human right is integrally related to the
introduction of human rights considerations into key programming areas of international
institutions, including the United Nations and the World Bank. Moreover, development
partnerships have utilized human rights approaches to inform both the formulation and
implementation of their mandates. The UN General Assembly’s Declaration on the Right to
Development in 1986 provided the potential basis for the further elaboration of fundamental
aspects of the development paradigm, but has not noticeably informed decision-makers in the
design and evaluation of development strategies.

4.       As with many human right instruments, the 1986 Declaration on the Right to
Development has often faced the challenge of reconciling the political and technical aspects of
its goals. Ambiguity over its meaning and operationalization has limited its salience with key
stakeholders, including states, communities, and individuals. The absence of wide application of
criteria to evaluate development partnerships, programs and policies has limited the role of this
right in shaping these processes, contributing to the political discord over its applicability in
practice.
A/HRC/12/WG.2/TF/CRP.7
                                                                        Page 5

5.      The expert meeting on Methodological Issues of Qualitative and Quantitative Tools for
Measuring Compliance with the Right to Development was organized to contribute to filling the
gap between the desire to apply the right to development and the tools available to do so. The
event afforded an occasion to move beyond the rhetoric of human rights and engage expert
opinion to help meet the challenges of development. In this way, the meeting sought to inform
the discussions of the task force and the Working Group to create methodologically rigorous
tools to measure compliance with the 1986 Declaration on the Right to Development.

       I.      MANDATE OF THE HIGH-LEVEL TASK FORCE ON THE RIGHT TO
               DEVELOPMENT AND THE ROLE OF OHCHR

6.     The Office of the High Commissioner for Human Rights (OHCHR) operates with a broad
mandate within the UN system, contributing to the work of a wide array of UN bodies and
agencies3. The Office also functions as the unit of the UN Secretariat responsible for servicing
the Human Rights Council and its various mechanisms, as well as the UN human rights treaty-
monitoring bodies. It implements the decisions of the Human Rights Council and that from the
UN General Assembly and Security Council pertaining to human rights. OHCHR’s mandate
extends to the entire UN system and its operational activities span 11 country offices and 8
regional offices. In all of these settings, the Office has a role in the promotion of the right to
development.

7.      Since its establishment in 1998, the Working Group was charged with monitoring and
reviewing progress made in the promotion and implementation of the right to development. The
task force was set up in 2004 to provide technical expertise to the Working Group in fulfilling its
mission. Under its current three-year work plan, the task force has established a dialogue with
existing multi-lateral partnerships as understood under Millennium Development Goal 8 with a
view to applying and refining a set of criteria for the periodic assessment of these partnerships
from the perspective of the right to development.

8.       Following presentations on the mandate of the task force and the role of the OHCHR,
participants acknowledged the value of the consensus-building approach used by the task force.
However, several expressed concern over the politicised nature of discussions, especially in the
General Assembly, noting that the resolution just adopted (A/RES/63/178 adopted on 18
December 2008) received 4 negative votes and 2 abstentions, whereas the resolution at the
Human Rights Council (resolution 9/3 adopted on 24 September 2008) was approved by
consensus. It was agreed that the formulation of methodologically thorough criteria and sub-
criteria could play an instrumental role in reducing these tensions, and that their development
would strengthen the creation of a valuable tool of accountability for all parties.

       II.     METHODOLOGICAL CHALLENGES TO PERIODIC EVALUATION OF
               THE PARTNERSHIPS UNDER MDG 8

9.     The Global Consultation in 1990 was noted as a high point in the elucidation of the right
to development, during which several significant recommendations concerning monitoring
progress on the right to development were formulated. The linking of the task force’s mandate

3
 See UN General Assembly resolution A/RES/48/141 on the mandate of the UN High Commissioner for Human
Rights, and consult www.ohchr.org for information on all activities of OHCHR
A/HRC/12/WG.2/TF/CRP.7
Page 6

with the Millennium Development Goals (MDGs) offered a new opportunity to bring clarity to
the monitoring of the implementation of the right to development, in accordance with the request
of the Human Rights Council, in its resolution 4/4, that the task force “develop a set of criteria
for the periodic evaluation of global partnerships as identified in Millennium Development Goal
8.” The resulting Criteria for Periodic Evaluation of Global Development Partnerships from a
Right to Development Perspective, elaborated over several sessions of the task force and
submitted to the Working Group for approval, therefore drew on both the Declaration on the
Right to Development and the experience applying them to selected partnerships under MDG 8.
While the Working Group and the task force want to ensure adequate coverage of the main
themes of MDG 8, namely, aid, trade, debt, access to medicines in developing countries, and
transfer of technology, the task force had not elaborated specific criteria for each of these
themes. Thus, the first methodological challenge for the meeting was to assist the task force in
adapting the criteria so as to achieve the dual objective of being useful to partnerships as diverse
as the Cotonou Partnership Agreement and the Paris Declaration on Aid Effectiveness, on the
one hand, and the range of themes of MDG 8, on the other.

10.      The second methodological challenge related to the ambiguity of the assessment function
of the task force. It was charged to assist the Working Group in its mandate “to monitor and
review progress (…) in promotion and implementation of the right to development” and develop
criteria for “periodic evaluation with a view to improving the effectiveness of global
partnerships,” which clearly involves evaluation, while at the same time its engagement with
partnerships was not to be a basis for judging them against a ”scorecard.” Criteria and indicators
are difficult to devise for non-judgemental assessment since their purpose is to assist in defining
measurable outcomes and providing the tools to judge whether those outcome have been
attained.

11.      The third methodological challenge in light of its mandate, was for the task force to
refine the current criteria in light of its experience with partnerships under MDG 8, while
working toward more generic guidelines or standards that are supposed to be “coherent and
comprehensive” and operational for measuring progress in implementing the right to
development in general. If the ultimate product of the task force is a coherent and comprehensive
set of guidelines, then these guidelines would need to be relevant to other arrangements that do
not fit the pattern of MDG 8 partnerships. The challenge is therefore to carry out the MDG 8-
specific mandate while preparing to produce a final product that is not MDG 8-specific.

       III.    LESSONS LEARNT FROM THE INTRODUCTION OF HUMAN RIGHTS
               CONSIDERATION INTO THE QUALITATIVE AND QUANTITATIVE
               ASSESSMENT OF DEVELOPMENT POLICIES, PROGRAMMES AND
               PROJECTS

12.     In their consideration of the lessons learnt from introducing human rights considerations
into the assessment of development policies, programmes and projects, the expert meeting
benefited from a presentation by UNDP of the integration of human rights considerations into
their evaluation mechanisms. The presentation detailed UNDP’s efforts to ‘mainstream’ human
rights into their operations, with the understanding that UNDP does not have a normative or
monitoring role for state compliance. Instead, UNDP sought to build tools to help States assess
investments that help achieve the MDGs. In this way, rather than imposing a check-list on
stakeholders, UNDP instead engage them in a collaborative process of interdisciplinary training
A/HRC/12/WG.2/TF/CRP.7
                                                                      Page 7

and dissemination of techniques for how to implement ‘best practice’.

13.    The expert meeting was informed about several factors considered to be fundamental to
the success of UNDP’s measurement projects, including the focus on empowerment and
capacity-building rather than judgement. The process engaged a variety of groups from different
backgrounds and resulted in a collaborative, cross-disciplinary experience. In this regard, the
relevant projects were successful not only because they developed sound instruments, but also
because these instruments were embraced by the recipients. However, the weaknesses included
excessive ‘piloting’ and the need for disaggregated data, which might inhibit the willingness of
governments to take up similar projects.

14.     Previous evaluations of development partnerships by the task force have identified a
number of key lessons for the introduction of human rights considerations into development
policies, programmes and projects. With few exceptions, partnerships expressed enthusiasm in
engaging with the right to development initiative. Parties were receptive to the process of
assessment, and responsive to recommendations of areas to be improved. However, a number of
concerns arose regarding the use of the criteria for periodic evaluation as they currently stand.
Primarily, some criteria overlap, reflecting the need for clearly delineated criteria and specific
sub-criteria to reduce ambiguity. It was also noted that the operationalization of criteria required
some benchmarks, but that these would need to avoid ‘judging’ parties to the partnership. In
some cases, it was noted that administrative capacity limited the partnership in fully
implementing best-practice procedures.

15.      The meeting identified three important characteristics of relevance to the review of
partnerships. As reflected in UNDP’s presentation, the role of incentives is central to the
discussion of the development of criteria and sub-criteria. In their program, and also in the
process of applying the criteria to development partnerships, the potential for collaboration and
empowerment through the process enhanced its acceptability and effectiveness. Second, it was
noted that key international development institutions share a common frame of reference,
especially regarding the role of trade. While the right to development carries the same potential,
it must influence these shared conceptualizations to be effective, and receive the same level of
consensus among stakeholders. Thirdly, the role of timing was important. For example, the task
force examined the Paris Declaration a few months before the Accra Forum on Aid
Effectiveness, although that occasion was not seized to have an impact on the process. By
contrast, thanks to the active role of the World Bank member of the task force, a special issue of
Development Outreach and an interactive global forum were devoted to the relevance of human
rights, including the right to development, to the Bank’s work. The right to development
introduced at the right time, received greater recognition than might otherwise have been the
case.

       IV.     CRITICAL REVIEW OF THE CURRENT CRITERIA AND
               SUGGESTIONS FOR REFINEMENT

16.     The expert meeting welcomed the report prepared by OHCHR’s consultant
Mr. Rajeev Malhotra, offering suggestions for the specific sub-criteria or indicators under each
criterion capable of providing tools of measurement of conformity with the right to development.
After he introduced the structure of his recommendations and noted that it was a work in
progress, the meeting decided that its specific suggestions regarding the refinement and
A/HRC/12/WG.2/TF/CRP.7
Page 8

articulation of the criteria and sub-criteria should be taken into consideration in the preparation
of the revised report to be submitted to guide the task force in further refining the criteria in the
third phase of its work.

17.     It was pointed out in the discussion that the right to development was often conceived as
different to other human rights. While encompassing the entitlements and responsibilities of
individuals, it locates these components in a broader social framework, at both the community
and international level. The right to development is therefore a fundamentally multi-tiered right,
and must be examined not only as an individual right inseparable from the social context but also
as implying rights and obligations of States to act in ways that improve the prospects for
participatory and equitable development. From this essential basis emerge three underlying
characteristics of complementarity: (1) between the right to development and all other rights, (2)
between process and outcome, and (3) between each level of analysis, from individual
capabilities to international economic relations. In this way, the right to development is a
dynamic entitlement.

18.     According to its mandate, the task force is responsible for developing a coherent and
comprehensive tool for measuring compliance with the right to development. In order to assist
the task force in fulfilling this mandate, two aspects of the current criteria were highlighted by
the meeting as requiring attention. First, to be operationally effective, the criteria must be
mutually exclusive and have internal coherence. Second, the relationship between process and
outcomes are inherently linked. Participants were concerned that outcome measures were often
used as proxies for process measures. In order for the criteria to be coherent, comprehensive and
methodologically rigorous, these issues must be addressed in the criteria’s final formulation.

19.      Since their adoption, the MDGs have dramatically reshaped the development agenda.
Their appeal is not limited to the UN; fora including the G8, the G12, the OECD, the World
Bank, national governments and others have drawn on the Goals to inform their development
priorities and strategies. The intersection of the 1986 Declaration on the Right to Development
and the MDGs, specifically MDG 8, provides an opportunity to rethink the development
discourse from the individual to the international level on the basis of the commitment in both to
establish an international system conducive to and supportive of an equitable development
agenda.

20.      The meeting considered possible areas for thematic expansion during the development of
criteria and sub-criteria, and integrate their reflections into the meeting’s final recommendations.
These suggestions were folded into the consideration of refinement from the methodological
perspective.

21.     To facilitate the formulation of suggestions to be included in the revision of the
consultant’s report, the meeting dissolved into two working groups, one on criteria and the other
on sub-criteria or indicators. The meeting then reconvened in plenary to integrate the two sets of
proposals. By formulating both criteria and sub-criteria, the meeting sought to develop a
methodologically rigorous and operationalizable set of guidelines to measure compliance with
the right to development. However, the revised criteria should not purport to replace or revise the
Declaration on the Right to Development but merely to draw out those elements that are
measurable. Due to the operational focus of the identification of sub-criteria, some of the
suggestions are measures of proxies for the right to development and not direct measures
A/HRC/12/WG.2/TF/CRP.7
                                                                      Page 9

themselves. This is reflective of the relative dearth of evaluative tools and data measuring access
and process rather than outcomes. Participants agreed that for the sake of repeated measurement
and evaluation, it was difficult to identify reliable mechanisms currently in existence that did not
rely only on official administrative data. For these reasons, novel tools may need to be developed
to directly assess compliance with some criteria of the right to development.

22.     The revision of the criteria should recognize that the responsibly for realizing the right to
development falls on several stakeholders, whose degree of responsibility varies from one
criterion to the next. The 1986 Declaration on the Right to Development enumerates essentially
obligations of States; however, the measurement of the implementation of the right to
development cannot be limited to obligations of States. The activities of international institutions
and other bilateral and multilateral arrangements, especially those involved in the financing of
development, are highly relevant to the realization of the right to development.

23.     The criteria proposed by the expert meeting do not identify the stakeholders but rather
indicate a measurable dimension of the realization of the right to development. The sub-criteria
and indicators clarify who is responsible for the realization of the dimension in question.

24.    The suggestions concerning the refinement of the criteria were grouped under the
following themes:

       (a)   Indivisibility and interdependence of human rights in development
       (b)   National policy
       (c)   International cooperation and assistance
       (d)   Participation
       (e)   Accountability
       (f)   Non-Discrimination, Equality and Fair Distribution

25.     Specific sub-criteria and indicators to measure progress at the national and international
levels were proposed in relation to the following issues:

       (a)   Environmental preservation and ecological issues
       (b)   Social justice
       (c)   Poverty and capabilities
       (d)   Economic growth, including factors of international economic relations
       (e)   Governance (accountability)
       (f)   Aid and cooperation
       (g)   Peace and security

26.     It was agreed that the specific formulations would be revised along with the consultant’s
report and a single set of suggestions would be submitted to the task force.

       V.       CONCLUSION AND RECOMMENDATIONS

27.     The political tension surrounding the right to development is a challenge to developing
specific quantitative and qualitative tools for measuring compliance. Participants recognised the
importance of addressing the political component of the debate, but also stressed the need of
moving into a more practical and policy-oriented framework.
A/HRC/12/WG.2/TF/CRP.7
Page 10


28.     The articulation of criteria and sub-criteria for measuring compliance with the right to
development provides an opportunity to move the right to development from rhetoric to an
effective instrument to enhance development practice. Experience in applying qualitative and
quantitative tools to measure compliance with the right to development should not only refocus
some development priorities but also clarify the theoretical and political debate surrounding this
right. Measuring presupposes two basic operations of key concern for policy makers and
researcher: conceptual clarification and practical identification. The collaboration between the
UN and universities seemed to the expert meeting a productive way of assisting in providing the
necessary clarification and specification of tools. Following the deliberations of the task force at
its next meeting, in light of the consultant’s report reflecting the suggestions made during the
expert meeting, participants thought the task force may wish to consider an additional expert
consultation aimed at ensuring that the final product to be submitted to the Working Group in
2010 meets all the expectations of the Working Group and the Human Rights Council.


                                              *****
A/HRC/12/WG.2/TF/CRP.7
                                                                 Page 11

                                           Annex

List of participants

1. Mr. Stephen Marks, Chairperson, the High Level task force on the Implementation of the
   Right to Development; François-Xavier Bagnoud Professor of Health and Human Rights,
   Harvard School of Public Health, Boston, MA, USA
2. Mr. Andrea Rossi, Director, Measurement and Human Rights (MHR) Programme, Harvard
   Kennedy School of Government, Carr Center for Human Rights Policy, Cambridge, MA,
   USA
3. Mr. Nicolaas J. Schrijver, Member, the High Level task force on the Implementation of the
   Right to Development; Professor of Public International Law, Faculty of Law, Leiden
   University, the Netherlands
4. Mr. Raymond Atuguba, Member, the High Level task force on the Implementation of the
   Right to Development; Lecturer in Law, Faculty of Law, University of Ghana, Legon, Accra,
   Ghana
5. Mr. Craig Mokhiber, Deputy Director, OHCHR, New York
6. Mr. Ayuush Bat-Erdene, Human Rights Officer, Right to Development Unit, OHCHR,
   Geneva
7. Mr. Leonardo Castilho, Human Rights Officer, OHCHR, Guatemala
8. Mr. David Luke, Senior Adviser and Coordinator, Trade and Human Development Unit,
   UNDP, Geneva Office
9. Mr. Varun Gauri, Senior Economist, the Development Research Group, The World Bank,
   Washington, D.C., USA
10. Ms. Julia Kercher, Policy Analyst, Bureau for Development Policy, UNDP, New York,
    USA
11. Ms. Maria Green, Assistant Professor of Human Rights and Development, Heller School
    for Social Policy and Administration, Brandeis University, Waltham, MA, USA
12. Ms. Nancy H. Chau, Associate Professor, Department of Applied Economics &
    Management, Cornell University, USA
13. Mr. Fantu Cheru, Professor and Research Director, The Nordic Africa Institute, Uppsala,
    Sweden
14. Mr. Mumtaz Keklik, Adjunct Professor of International Economics, University of Utah
15. Mr. Rajeev Malhotra, Economic Advisor, Ministry of Finance, India
16. Mr. Siddiqur Osmani, Professor of Development Economics, School of Economics,
    University of Ulster, UK
17. Mr. Olmedo Varela, Senior Adviser, President’s Social Cabinet/Faculty, Florida State
    University, USA
18. Ms. Marta Foresti, Research fellow/Programme Leader - Rights in Action- Poverty and
    Public Policy Group (PPPG), Overseas Development Institute (ODI), London
A/HRC/12/WG.2/TF/CRP.7
Page 12

19. Ms. Helen Potts, Chief Program Officer for Health Programs, Physicians for Human Rights,
    Cambridge, MA, USA
20. Mr. Swarnim Wagle, Consultant

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Expert meeting on methodological issues of qualitative and quantitative tools for measuring compliance with the Right to Development conference report

  • 1. Distr. LIMITED A/HRC/12/WG.2/TF/CRP.7 30 March 2009 ENGLISH ONLY HUMAN RIGHTS COUNCIL Twelfth session Working Group on the Right to Development High Level task force on the implementation of the right to development Fifth session Geneva, 1- 9 April 2009 Item 4 of the provisional agenda METHODOLOGICAL ISSUES OF QUALITATIVE AND QUANTITATIVE TOOLS FOR MEASURING COMPLIANCE WITH THE RIGHT TO DEVELOPMENT REPORT ON EXPERT MEETING (Cambridge, MA, USA, 27-29 January 2009) ∗ ∗ For information and comment, please contact Mr. Andrea Rossi, Director Measurement and Human Rights Program, Harvard Kennedy School of Government, Carr Center for Human Rights Policy (andrea_rossi@harvard.edu).
  • 2. A/HRC/12/WG.2/TF/CRP.7 Page 2 Executive Summary The Office of the UN High Commissioner for Human Rights (OHCHR), in cooperation with the Measurement and Human Rights (MHR) Program of the Carr Center for Human Rights Policy at the Harvard Kennedy School of Government, and the Program on Human Rights in Development (PHRID) at the Harvard School of Public Health, convened an expert meeting, from 27 to 29 January 2009 at Cambridge, MA, USA, on methodological issues of qualitative and quantitative tools for measuring compliance with the right to development. The meeting provided an opportunity for academics, international officials and practitioners to share ideas on the right to development, to debate political and methodological challenges in measuring compliance with the right to development, and to facilitate expert assessments of the current criteria1 used by the high-level task force on the implementation of the right to development (hereinafter referred to as task force) with a view to revising them and making them operational and reflective of standards of qualitative and quantitative evaluation used in international institutions and recognized by the leading social scientists. The consultation drew attention to what can be accomplished with methodological rigour, notwithstanding the extremely broad range of issues covered by the right to development and the complexities of the partnerships the task force is called upon to evaluate in light of MDG 8. The meeting also served to support the work of the task force in response to the request of the UN intergovernmental Open-Ended Working Group on the Right to Development (hereinafter referred to as Working Group) that the task force “draw on the necessary expertise to (a) make the [right to development] criteria analytically and methodologically rigorous; (b) provide empirically-oriented tools to those involved in implementing development partnerships; and (c) ensure that they cover Millennium Development Goal 8, including target 8.A and other aspects not covered to date by the task force”2. The articulation of criteria and sub-criteria for measuring compliance with the right to development provides an opportunity to move beyond the rhetoric of this right and contribute to its instrumental value in meeting the challenges of development. 1 A/HRC/8/WG.2/TF/2, Annex II 2 A/HRC/9/17, para. 42.
  • 3. A/HRC/12/WG.2/TF/CRP.7 Page 3 CONTENTS Paragraphs Page Introduction ....................................................................................... 1–5 4 I. MANDATE OF THE HIGH-LEVEL TASK FORCE ON THE RIGHT TO DEVELOPMENT AND THE ROLE OF OHCHR 6–8 5 II. METHODOLOGICAL CHALLENGES TO PERIODIC EVALUATION OF THE PARTNERSHIPS UNDER MDG 8 9 -11 5 III. LESSONS LEARNT FROM THE INTRODUCTION OF HUMAN RIGHTS CONSIDERATION INTO THE QUALITATIVE AND QUANTITATIVE ASSESSMENT OF DEVELOPMENT POLICIES, PROGRAMMES AND PROJECTS ............................................................................ 12 – 15 6 IV. CRITICAL REVIEW OF THE CURRENT CRITERIA AND SUGGESTIONS FOR REFINEMENT ................................ 16 – 26 7 V. CONCLUSION AND RECOMMENDATIONS .................. 27 – 28 9 Annex List of participants
  • 4. A/HRC/12/WG.2/TF/CRP.7 Page 4 Introduction 1. The meeting was opened by Mr. Rory Stewart, Director of the Harvard Carr Center for Human Rights Policy. He expressed his pleasure that this was the first scholarly event he was inaugurating in his new position, seeing it as exemplary of the role the Center should play as a meeting place of scholars and international institutions on issues of importance to human rights policy. Mr. Stephen Marks, Director of the Program on Human Rights in Development, the Chairperson-Rapporteur of the high-level task force on the implementation of the right to development, welcomed the workshop as an important opportunity for academics and practitioners to go beyond the rhetoric of the right to development and to assist the task force in a particularly demanding task of its mandate. Mr. Andrea Rossi, Director of the Harvard Measurement and Human Rights Programme, stressed the needs, but also the challenges surrounding the use of indicators and measurement in developing policies, and highlighted the importance of building partnerships between academics and the UN in developing evidence based policies on the right to development. Mr. Craig Mokhiber, Deputy Director, OHCHR Office in New York, noted the separation of the science of human rights from the politics of human rights, observing that the debate on the right to development was perhaps one of the most polarized and politicized. He stressed the need to ensure that the shift from general principles to actions and policies are supported by appropriate measurement tools. The right to development, he explained, is about accountability and accountability means measurement. 2. The 20 experts participating in the meeting (see Annex) began by exploring the multi- tiered nature of the right to development, which recognizes that the development of individuals is inseparable from their social context. As such, the Right confers entitlements and responsibilities at all levels: the individual, the state, and the international system. Ambiguity over the conceptualization and operationalization of the right to development has limited its influence on development practice. This ambiguity has often led to the politicization of its interpretation, as the absence of cohesive and comprehensive guidelines for measuring compliance have been for the most part unavailable. 3. The conceptualization of development as a human right is integrally related to the introduction of human rights considerations into key programming areas of international institutions, including the United Nations and the World Bank. Moreover, development partnerships have utilized human rights approaches to inform both the formulation and implementation of their mandates. The UN General Assembly’s Declaration on the Right to Development in 1986 provided the potential basis for the further elaboration of fundamental aspects of the development paradigm, but has not noticeably informed decision-makers in the design and evaluation of development strategies. 4. As with many human right instruments, the 1986 Declaration on the Right to Development has often faced the challenge of reconciling the political and technical aspects of its goals. Ambiguity over its meaning and operationalization has limited its salience with key stakeholders, including states, communities, and individuals. The absence of wide application of criteria to evaluate development partnerships, programs and policies has limited the role of this right in shaping these processes, contributing to the political discord over its applicability in practice.
  • 5. A/HRC/12/WG.2/TF/CRP.7 Page 5 5. The expert meeting on Methodological Issues of Qualitative and Quantitative Tools for Measuring Compliance with the Right to Development was organized to contribute to filling the gap between the desire to apply the right to development and the tools available to do so. The event afforded an occasion to move beyond the rhetoric of human rights and engage expert opinion to help meet the challenges of development. In this way, the meeting sought to inform the discussions of the task force and the Working Group to create methodologically rigorous tools to measure compliance with the 1986 Declaration on the Right to Development. I. MANDATE OF THE HIGH-LEVEL TASK FORCE ON THE RIGHT TO DEVELOPMENT AND THE ROLE OF OHCHR 6. The Office of the High Commissioner for Human Rights (OHCHR) operates with a broad mandate within the UN system, contributing to the work of a wide array of UN bodies and agencies3. The Office also functions as the unit of the UN Secretariat responsible for servicing the Human Rights Council and its various mechanisms, as well as the UN human rights treaty- monitoring bodies. It implements the decisions of the Human Rights Council and that from the UN General Assembly and Security Council pertaining to human rights. OHCHR’s mandate extends to the entire UN system and its operational activities span 11 country offices and 8 regional offices. In all of these settings, the Office has a role in the promotion of the right to development. 7. Since its establishment in 1998, the Working Group was charged with monitoring and reviewing progress made in the promotion and implementation of the right to development. The task force was set up in 2004 to provide technical expertise to the Working Group in fulfilling its mission. Under its current three-year work plan, the task force has established a dialogue with existing multi-lateral partnerships as understood under Millennium Development Goal 8 with a view to applying and refining a set of criteria for the periodic assessment of these partnerships from the perspective of the right to development. 8. Following presentations on the mandate of the task force and the role of the OHCHR, participants acknowledged the value of the consensus-building approach used by the task force. However, several expressed concern over the politicised nature of discussions, especially in the General Assembly, noting that the resolution just adopted (A/RES/63/178 adopted on 18 December 2008) received 4 negative votes and 2 abstentions, whereas the resolution at the Human Rights Council (resolution 9/3 adopted on 24 September 2008) was approved by consensus. It was agreed that the formulation of methodologically thorough criteria and sub- criteria could play an instrumental role in reducing these tensions, and that their development would strengthen the creation of a valuable tool of accountability for all parties. II. METHODOLOGICAL CHALLENGES TO PERIODIC EVALUATION OF THE PARTNERSHIPS UNDER MDG 8 9. The Global Consultation in 1990 was noted as a high point in the elucidation of the right to development, during which several significant recommendations concerning monitoring progress on the right to development were formulated. The linking of the task force’s mandate 3 See UN General Assembly resolution A/RES/48/141 on the mandate of the UN High Commissioner for Human Rights, and consult www.ohchr.org for information on all activities of OHCHR
  • 6. A/HRC/12/WG.2/TF/CRP.7 Page 6 with the Millennium Development Goals (MDGs) offered a new opportunity to bring clarity to the monitoring of the implementation of the right to development, in accordance with the request of the Human Rights Council, in its resolution 4/4, that the task force “develop a set of criteria for the periodic evaluation of global partnerships as identified in Millennium Development Goal 8.” The resulting Criteria for Periodic Evaluation of Global Development Partnerships from a Right to Development Perspective, elaborated over several sessions of the task force and submitted to the Working Group for approval, therefore drew on both the Declaration on the Right to Development and the experience applying them to selected partnerships under MDG 8. While the Working Group and the task force want to ensure adequate coverage of the main themes of MDG 8, namely, aid, trade, debt, access to medicines in developing countries, and transfer of technology, the task force had not elaborated specific criteria for each of these themes. Thus, the first methodological challenge for the meeting was to assist the task force in adapting the criteria so as to achieve the dual objective of being useful to partnerships as diverse as the Cotonou Partnership Agreement and the Paris Declaration on Aid Effectiveness, on the one hand, and the range of themes of MDG 8, on the other. 10. The second methodological challenge related to the ambiguity of the assessment function of the task force. It was charged to assist the Working Group in its mandate “to monitor and review progress (…) in promotion and implementation of the right to development” and develop criteria for “periodic evaluation with a view to improving the effectiveness of global partnerships,” which clearly involves evaluation, while at the same time its engagement with partnerships was not to be a basis for judging them against a ”scorecard.” Criteria and indicators are difficult to devise for non-judgemental assessment since their purpose is to assist in defining measurable outcomes and providing the tools to judge whether those outcome have been attained. 11. The third methodological challenge in light of its mandate, was for the task force to refine the current criteria in light of its experience with partnerships under MDG 8, while working toward more generic guidelines or standards that are supposed to be “coherent and comprehensive” and operational for measuring progress in implementing the right to development in general. If the ultimate product of the task force is a coherent and comprehensive set of guidelines, then these guidelines would need to be relevant to other arrangements that do not fit the pattern of MDG 8 partnerships. The challenge is therefore to carry out the MDG 8- specific mandate while preparing to produce a final product that is not MDG 8-specific. III. LESSONS LEARNT FROM THE INTRODUCTION OF HUMAN RIGHTS CONSIDERATION INTO THE QUALITATIVE AND QUANTITATIVE ASSESSMENT OF DEVELOPMENT POLICIES, PROGRAMMES AND PROJECTS 12. In their consideration of the lessons learnt from introducing human rights considerations into the assessment of development policies, programmes and projects, the expert meeting benefited from a presentation by UNDP of the integration of human rights considerations into their evaluation mechanisms. The presentation detailed UNDP’s efforts to ‘mainstream’ human rights into their operations, with the understanding that UNDP does not have a normative or monitoring role for state compliance. Instead, UNDP sought to build tools to help States assess investments that help achieve the MDGs. In this way, rather than imposing a check-list on stakeholders, UNDP instead engage them in a collaborative process of interdisciplinary training
  • 7. A/HRC/12/WG.2/TF/CRP.7 Page 7 and dissemination of techniques for how to implement ‘best practice’. 13. The expert meeting was informed about several factors considered to be fundamental to the success of UNDP’s measurement projects, including the focus on empowerment and capacity-building rather than judgement. The process engaged a variety of groups from different backgrounds and resulted in a collaborative, cross-disciplinary experience. In this regard, the relevant projects were successful not only because they developed sound instruments, but also because these instruments were embraced by the recipients. However, the weaknesses included excessive ‘piloting’ and the need for disaggregated data, which might inhibit the willingness of governments to take up similar projects. 14. Previous evaluations of development partnerships by the task force have identified a number of key lessons for the introduction of human rights considerations into development policies, programmes and projects. With few exceptions, partnerships expressed enthusiasm in engaging with the right to development initiative. Parties were receptive to the process of assessment, and responsive to recommendations of areas to be improved. However, a number of concerns arose regarding the use of the criteria for periodic evaluation as they currently stand. Primarily, some criteria overlap, reflecting the need for clearly delineated criteria and specific sub-criteria to reduce ambiguity. It was also noted that the operationalization of criteria required some benchmarks, but that these would need to avoid ‘judging’ parties to the partnership. In some cases, it was noted that administrative capacity limited the partnership in fully implementing best-practice procedures. 15. The meeting identified three important characteristics of relevance to the review of partnerships. As reflected in UNDP’s presentation, the role of incentives is central to the discussion of the development of criteria and sub-criteria. In their program, and also in the process of applying the criteria to development partnerships, the potential for collaboration and empowerment through the process enhanced its acceptability and effectiveness. Second, it was noted that key international development institutions share a common frame of reference, especially regarding the role of trade. While the right to development carries the same potential, it must influence these shared conceptualizations to be effective, and receive the same level of consensus among stakeholders. Thirdly, the role of timing was important. For example, the task force examined the Paris Declaration a few months before the Accra Forum on Aid Effectiveness, although that occasion was not seized to have an impact on the process. By contrast, thanks to the active role of the World Bank member of the task force, a special issue of Development Outreach and an interactive global forum were devoted to the relevance of human rights, including the right to development, to the Bank’s work. The right to development introduced at the right time, received greater recognition than might otherwise have been the case. IV. CRITICAL REVIEW OF THE CURRENT CRITERIA AND SUGGESTIONS FOR REFINEMENT 16. The expert meeting welcomed the report prepared by OHCHR’s consultant Mr. Rajeev Malhotra, offering suggestions for the specific sub-criteria or indicators under each criterion capable of providing tools of measurement of conformity with the right to development. After he introduced the structure of his recommendations and noted that it was a work in progress, the meeting decided that its specific suggestions regarding the refinement and
  • 8. A/HRC/12/WG.2/TF/CRP.7 Page 8 articulation of the criteria and sub-criteria should be taken into consideration in the preparation of the revised report to be submitted to guide the task force in further refining the criteria in the third phase of its work. 17. It was pointed out in the discussion that the right to development was often conceived as different to other human rights. While encompassing the entitlements and responsibilities of individuals, it locates these components in a broader social framework, at both the community and international level. The right to development is therefore a fundamentally multi-tiered right, and must be examined not only as an individual right inseparable from the social context but also as implying rights and obligations of States to act in ways that improve the prospects for participatory and equitable development. From this essential basis emerge three underlying characteristics of complementarity: (1) between the right to development and all other rights, (2) between process and outcome, and (3) between each level of analysis, from individual capabilities to international economic relations. In this way, the right to development is a dynamic entitlement. 18. According to its mandate, the task force is responsible for developing a coherent and comprehensive tool for measuring compliance with the right to development. In order to assist the task force in fulfilling this mandate, two aspects of the current criteria were highlighted by the meeting as requiring attention. First, to be operationally effective, the criteria must be mutually exclusive and have internal coherence. Second, the relationship between process and outcomes are inherently linked. Participants were concerned that outcome measures were often used as proxies for process measures. In order for the criteria to be coherent, comprehensive and methodologically rigorous, these issues must be addressed in the criteria’s final formulation. 19. Since their adoption, the MDGs have dramatically reshaped the development agenda. Their appeal is not limited to the UN; fora including the G8, the G12, the OECD, the World Bank, national governments and others have drawn on the Goals to inform their development priorities and strategies. The intersection of the 1986 Declaration on the Right to Development and the MDGs, specifically MDG 8, provides an opportunity to rethink the development discourse from the individual to the international level on the basis of the commitment in both to establish an international system conducive to and supportive of an equitable development agenda. 20. The meeting considered possible areas for thematic expansion during the development of criteria and sub-criteria, and integrate their reflections into the meeting’s final recommendations. These suggestions were folded into the consideration of refinement from the methodological perspective. 21. To facilitate the formulation of suggestions to be included in the revision of the consultant’s report, the meeting dissolved into two working groups, one on criteria and the other on sub-criteria or indicators. The meeting then reconvened in plenary to integrate the two sets of proposals. By formulating both criteria and sub-criteria, the meeting sought to develop a methodologically rigorous and operationalizable set of guidelines to measure compliance with the right to development. However, the revised criteria should not purport to replace or revise the Declaration on the Right to Development but merely to draw out those elements that are measurable. Due to the operational focus of the identification of sub-criteria, some of the suggestions are measures of proxies for the right to development and not direct measures
  • 9. A/HRC/12/WG.2/TF/CRP.7 Page 9 themselves. This is reflective of the relative dearth of evaluative tools and data measuring access and process rather than outcomes. Participants agreed that for the sake of repeated measurement and evaluation, it was difficult to identify reliable mechanisms currently in existence that did not rely only on official administrative data. For these reasons, novel tools may need to be developed to directly assess compliance with some criteria of the right to development. 22. The revision of the criteria should recognize that the responsibly for realizing the right to development falls on several stakeholders, whose degree of responsibility varies from one criterion to the next. The 1986 Declaration on the Right to Development enumerates essentially obligations of States; however, the measurement of the implementation of the right to development cannot be limited to obligations of States. The activities of international institutions and other bilateral and multilateral arrangements, especially those involved in the financing of development, are highly relevant to the realization of the right to development. 23. The criteria proposed by the expert meeting do not identify the stakeholders but rather indicate a measurable dimension of the realization of the right to development. The sub-criteria and indicators clarify who is responsible for the realization of the dimension in question. 24. The suggestions concerning the refinement of the criteria were grouped under the following themes: (a) Indivisibility and interdependence of human rights in development (b) National policy (c) International cooperation and assistance (d) Participation (e) Accountability (f) Non-Discrimination, Equality and Fair Distribution 25. Specific sub-criteria and indicators to measure progress at the national and international levels were proposed in relation to the following issues: (a) Environmental preservation and ecological issues (b) Social justice (c) Poverty and capabilities (d) Economic growth, including factors of international economic relations (e) Governance (accountability) (f) Aid and cooperation (g) Peace and security 26. It was agreed that the specific formulations would be revised along with the consultant’s report and a single set of suggestions would be submitted to the task force. V. CONCLUSION AND RECOMMENDATIONS 27. The political tension surrounding the right to development is a challenge to developing specific quantitative and qualitative tools for measuring compliance. Participants recognised the importance of addressing the political component of the debate, but also stressed the need of moving into a more practical and policy-oriented framework.
  • 10. A/HRC/12/WG.2/TF/CRP.7 Page 10 28. The articulation of criteria and sub-criteria for measuring compliance with the right to development provides an opportunity to move the right to development from rhetoric to an effective instrument to enhance development practice. Experience in applying qualitative and quantitative tools to measure compliance with the right to development should not only refocus some development priorities but also clarify the theoretical and political debate surrounding this right. Measuring presupposes two basic operations of key concern for policy makers and researcher: conceptual clarification and practical identification. The collaboration between the UN and universities seemed to the expert meeting a productive way of assisting in providing the necessary clarification and specification of tools. Following the deliberations of the task force at its next meeting, in light of the consultant’s report reflecting the suggestions made during the expert meeting, participants thought the task force may wish to consider an additional expert consultation aimed at ensuring that the final product to be submitted to the Working Group in 2010 meets all the expectations of the Working Group and the Human Rights Council. *****
  • 11. A/HRC/12/WG.2/TF/CRP.7 Page 11 Annex List of participants 1. Mr. Stephen Marks, Chairperson, the High Level task force on the Implementation of the Right to Development; François-Xavier Bagnoud Professor of Health and Human Rights, Harvard School of Public Health, Boston, MA, USA 2. Mr. Andrea Rossi, Director, Measurement and Human Rights (MHR) Programme, Harvard Kennedy School of Government, Carr Center for Human Rights Policy, Cambridge, MA, USA 3. Mr. Nicolaas J. Schrijver, Member, the High Level task force on the Implementation of the Right to Development; Professor of Public International Law, Faculty of Law, Leiden University, the Netherlands 4. Mr. Raymond Atuguba, Member, the High Level task force on the Implementation of the Right to Development; Lecturer in Law, Faculty of Law, University of Ghana, Legon, Accra, Ghana 5. Mr. Craig Mokhiber, Deputy Director, OHCHR, New York 6. Mr. Ayuush Bat-Erdene, Human Rights Officer, Right to Development Unit, OHCHR, Geneva 7. Mr. Leonardo Castilho, Human Rights Officer, OHCHR, Guatemala 8. Mr. David Luke, Senior Adviser and Coordinator, Trade and Human Development Unit, UNDP, Geneva Office 9. Mr. Varun Gauri, Senior Economist, the Development Research Group, The World Bank, Washington, D.C., USA 10. Ms. Julia Kercher, Policy Analyst, Bureau for Development Policy, UNDP, New York, USA 11. Ms. Maria Green, Assistant Professor of Human Rights and Development, Heller School for Social Policy and Administration, Brandeis University, Waltham, MA, USA 12. Ms. Nancy H. Chau, Associate Professor, Department of Applied Economics & Management, Cornell University, USA 13. Mr. Fantu Cheru, Professor and Research Director, The Nordic Africa Institute, Uppsala, Sweden 14. Mr. Mumtaz Keklik, Adjunct Professor of International Economics, University of Utah 15. Mr. Rajeev Malhotra, Economic Advisor, Ministry of Finance, India 16. Mr. Siddiqur Osmani, Professor of Development Economics, School of Economics, University of Ulster, UK 17. Mr. Olmedo Varela, Senior Adviser, President’s Social Cabinet/Faculty, Florida State University, USA 18. Ms. Marta Foresti, Research fellow/Programme Leader - Rights in Action- Poverty and Public Policy Group (PPPG), Overseas Development Institute (ODI), London
  • 12. A/HRC/12/WG.2/TF/CRP.7 Page 12 19. Ms. Helen Potts, Chief Program Officer for Health Programs, Physicians for Human Rights, Cambridge, MA, USA 20. Mr. Swarnim Wagle, Consultant