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Outsourcing von IT-Services und Geschäftsprozessen in Europa - Ein unabhängiges
Informationsangebot für Deutschland, Österreich und die Schweiz.



Auf mehr als 90 Seiten Wissen, Hintergründe
und Kontakte, inklusive der Themen:

Outsourcing - division of labour gives
competitive edge
by Deutsche Bank Research

Structural quality metrics in SLA’s
by Jay Sappidi, CAST Research Labs

Service integration &
management in multisourcing
by ISG (TPI)

Weitere Beiträge: Germany - Lucrative sourcing market; Bulgarien; Polen; Corporate &
competition law in outsourcing; Rumänien; Innovation in Outsourcing; Cloud im
Mittelstand; Stop shouting - Marketing and Communication; Belarus; BPM & BPO,
Ausschreibungsverfahren und mehr

                               Copyright @ Deutscher Outsourcing Verband e.V. - Deutsches Outsourcing Journal
                 Alle Rechte vorbehalten. Vervielfältigung oder Verteilung ohne vorherige Zustimmung untersagt
INHALT / CONTENT


4 - Outsourcing - Division of labour gives         48 - Sourcing: Der Mittelstand und die
competitive edge                                   Cloud - Hybridmodellen gehört die
Dr. Thomas Meyer, Florian Schüler, Deutsche Bank   Zukunft
Research, Germany                                  Dr. Heiner Diefenbach, TDS AG, Germany

10 - Restrukturierung und Sourcing                 54 - Poland – an experienced provider of
Governance                                         services for business
Branimir Brodnik, microfin Unternehmensberatung,   Anna Zawadzka, OEX Group, Poland
Germany
                                                   58 - Business- und Knowledge Process
16 - Corporate and competition law                 Outsourcing in Polen
- legal and contracting aspects of                 CERI International, Poland
outsourcing in Romania
BPV Grigorescu Stefanica, Romania                  62 - Incorporating Structural Quality
                                                   Metrics into Outsourcing SLAs
20 - Ein Schritt näher an morgen. Vom              Jay Sappidi, CAST Research Labs, France, Germany
Outsourcing zur Innovation
Mihaela Rosca, Remus Pereni, Yonder, Rumänien      68 - BPM enabled BPO: foundations for
                                                   long term success
25 - Assembling the Jigsaw - Service               Pietro Casella, Safira, Portugal
Integration and Management in a
Multisourced IT-Operating Model                    70 - Die Kluft zwischen Geschäfts-
Hannah Patterson, Information Services Group       prozessen und Strategie
(ISG), United Kingdom                              Dr. Clemente Minonne, Zürcher Hochschule für
                                                   Angewandte Wissenschaften, Schweiz
29 - Germany - Lucrative sourcing market
and top location for shared services and           74 - Does project development
BPO delivery                                       proficiency matter for technology start-
Josefine Dutschmann, Germany Trade & Invest        up efficiency?
(GTAI), Germany                                    Mike Grebennikov, Migrate2mobile, Belarus &
                                                   Fabian Oliva, Fiverun Inc., USA
34 - Stop Shouting
Christopher Butler, USA                            77 - Belarus’ Potential of becoming
                                                   Europe’s Silicon Valley by 2015
40 - Bulgaria - Destination for IT-Services        A market review by Viktor Bogdanov, Ciklum,
in Europe                                          Ukraine
Ivaylo Slavov, BulPros, Bulgaria
                                                   82 - Das Ausschreibungs- und
45 - Sirma Group - a global outsourcing            Auswahlverfahren
developer with successful projects on five         Sabrina Hahn, matrix technology AG, Germany
continents
Sirma, Bulgaria                                    86 - Organizations
                                                   Corporate profiles and contacts


                                                                                            Page 2
EDITORIAL


Shared Services, Business-Process- & IT-
Outsourcing in Europa
Eine Sonderausgabe des Outsourcing Journals mit Fachbeiträgen
führender Organsationen, Unternehmen und Branchenexperten


Der Markt                          land, Österreich und der            unabhängige        Referenzen
                                   Schweiz, erleben wir gleichzeitig   und Tipps für die Evaluierung
In Deutschland, Österreich         einen wachsenden Bedarf an          von      Outsourcing-Projekten
und der Schweiz blicken wir        Fachwissen, Informationen zu        und -Providern sowie die
heute auf einen Markt für          Outsourcing-Standorten sowie        Transformation von IT- und
Outsourcingleistungen      von     an Kontakten zu qualifizierten      Geschäftsprozessen innerhalb
ca. 22 Mrd. EUR mit einem          Anbietern.                          Europas.
potenziellen Wachstum von ca. 7
Mrd. EUR bis 2015. (Lünendonck,    Diese Ausgabe
Ende 2010).
                                   Auf mehr als 90 Seiten geht diese
Zu der Frage welchen Stellenwert   unabhängige Sonderausgabe                           Stephan Fricke
IT-Sourcing im Unternehmen         des   Outsourcing       Journals
einnimmt geben in einer            auf wichtige Aspekte der             Herausgeber des
aktuellen Studie (DACH) der        Auslagerung von IT- und                  Outsourcing
ZHAW Zürich 56% der Befragten      Geschäftsprozessen innerhalb             Journals und
an, dass bestimmte Leistungen      Europas ein.                           Vorstand sowie
ausgelagert und weitere 14%                                                 Vorsitzender
geben an, dass IT-Dienste          Experten geben Einblicke in           des Beirates des
weitgehend ausgelagert seien.      die europäische Outsourcing-                Deutschen Outsourcing
                                   Industrie und liefern Informatio-                    Verbandes e.V.
Im Pan-European IT Outsourcing     nen zu ausgewählten Outsour-
Intelligence  Report     2011,     cingstandorten,        Lösungen,
durchgeführt von IT Sourcing       Zahlen und Fakten sowie zu
Europe, geben mehr als 35% der     rechtlichen und interkulturellen
Befragten in Deutschland an,       Aspekten.
Nearshore bzw. mehr als 20%
Onshore auslagern zu wollen.       Nutzer    von  Outsourcing-
                                   leistungen in Deutschland,
Mit diesem Trend           der     Österreich und der Schweiz
Auslagerung von IT- und            erhalten zum ersten Mal
Geschäftsprozessen in Deutsch-




 Page 3
RESEARCH


Outsourcing - Division of labour gives
competitive edge
A briefing by Deutsche Bank Research, Dr. Thomas Meyer
and Florian Schüler
Division of labour and specialisation are rightly regarded in economic research as the cornerstones of
productivity and prosperity. In keeping with this idea, European firms reduced their degree of vertical
integration by about 1.5 percentage points between 2003 and 2007.
Recent research has, however, found a supposedly negative correlation between the degree of division
of labour (in the form of outsourcing, for example) and productivity at the company level, meaning that
more outsourcing allegedly hurt productivity. This would fundamentally contradict standard manage-
ment practices. In our opinion, this supposed contradiction is based on a misleading interpretation of
empirical findings which overlooks important effects.
Performing a dynamic analysis reverses the picture: a vertical integration that was 1 percentage point
lower in 2003 is statistically associated with 5-10 percentage points higher earnings growth (cumulative)
in the following four years. Disintegrated production thus delivers a competitive edge. The decisive factor,
of course, is the optimum degree of vertical integration for each individual company, which can be derived
for example from the firm’s level of specialisation, the sector in which it operates, its market position and
management capacities.

Outsourcing and offshoring are       With outsourcing it is also a mat-
highly discussed management          ter of the right degree, striking
practices since the dawn of the      the right balance between spe-
new millennium. This form of di-     cialisation benefits on the one
vision of labour promises            hand and transaction costs on
major efficiency benefits be-        the other. The maximum pos-
cause companies can concen-          sible degree of outsourcing is
trate on their core competen-        usually not efficient.
cies and get help with their
weaknesses from suppliers and        Nevertheless, companies have
business partners.                   in recent years evidently be-
                                     come both more inclined and
Economic research has accord-        more able to specialise and
ingly been largely positive in its   divide work: export ratios are
assessment of the trend towards      rising and the degree of vertical
outsourcing and offshoring. This     integration is falling.
view is supported by extensive                                            technological progress has facili-
literature stretching back to the    The outsourcing wave in the          tated various new forms of divi-
founding fathers Adam Smith          service sector has played a          sion of labour. This         also
(1776) and David Ricardo (1817).     major part in this ; after all,      applies to manufacturing firms



                                                                                                  Page 4
RESEARCH

that outsource services such as        tion technology, the lowering        ment (the reason for the current
IT management, bookkeeping or          of tariffs (e.g. via GATT/WTO or     account surplus): they rose from
call centres to other companies.       bilateral trade agreements), bet-    25% of GDP in 1980 to 35% in
                                       ter infrastructure (e.g. container   2009.
Trend towards division of              shipping), as well as the increas-
                                       ing integration of the former        The increasingly integrated
labour and specialisation              Warsaw Pact countries and the        global economy corresponds to
                                       aspiring emerging markets in the     growing division of labour at the
The trend towards division of
                                       global economy.                      company level in Germany: be-
labour and specialisation is eas-
                                                                            tween 1999 and 2008 the degree
ily illustrated by looking at the
                                       Companies in Germany have not        of vertical integration (measured
growing volume of trade flows.
                                       ignored this trend. The figures      in terms of value added relative
The world has grown closer to-
                                       clearly show how the German          to sales) fell for example by 22%
gether economically over the
                                       economy has stepped up export        in mechanical engineering, by
last 50 years (see chart 1). The ex-
                                       activity: up until the early 1980s   12% in the auto industry and by
port ratio had doubled from 12%
                                       the German export ratio was          8% in the chemicals industry (see
of global output in 1960 to over
                                       only minimally higher than the       chart 2). More recent figures are
24% in 2009.
                                       average of other rich countries,     less meaningful as they are dis-
                                       of late it has been almost twice     torted by the financial and eco-
If there had not been a financial
                                       as high (41% of GDP).                nomic crisis.
and economic crisis the figure
would probably be as much as
                                       The interesting thing is that this   An ever smaller share of value
30% – an increase of 2 ½ times.
                                       decoupling evidently did not         added is generated in-house –
This is perhaps less dramatic
                                       commence until after the actual      upstream and downstream com-
than the globalisation debate
                                       economic miracle. Only reunifi-      panies are becoming more im-
would suggest occasionally; af-
                                       cation was able to briefly slow      portant in the production chain.
ter all, numerous changes in the
                                       the surge in exports. German         Overall, German companies oc-
global economy have strength-
                                       imports have not quite managed       cupy a mid-table position in the
ened trade relations: advances
                                       to keep pace with this develop-      European rankings (see chart 3).
in communication and informa-




 Page 5
RESEARCH

A low value-added ratio is ul-        parison we always use wage-ad-         cance for economic policy and
timately also an indicator of a       justed labour productivity since       management consultancy. The
disintegrated production chain.       a key factor for a company is that     findings of the Fraunhofer Insti-
In light of the trend described       potentially higher productivity        tute are ultimately interpreted by
above the question arises as to       is not eaten up by higher wages.       the public as making a case for
whether the degree of vertical        Chart 4 illustrates this relation-     more in-house manufacturing
integration has a systematic im-      ship using the example of me-          and insourcing (“outsourcing is a
pact on corporate performance         chanical engineering in Europe.        load of rubbish”).
metrics, that is whether the de-      It would represent a clear contra-
gree of division of labour has a      diction to the prevailing view to      Right calculation, wrong interpre-
measurably positive or negative       date.                                  tation?
influence on productivity, re-
turns or profits.                     This analysis comes to a similar       In a first step, our own analysis
                                      conclusion as previously reached       does indeed serve to back up
                                      by Broedner et al. (2009) and Lay      this conclusion (which we found
                                      et al. (2009). The scientists at the   surprising) with a new data set.
                                      Fraunhofer Institute analysed          However, this correlation could
                                      a random sample of nearly 500          be distorted by other factors,
                                      German manufacturing firms in          which would alter the interpreta-
                                      2003 to identify “instruments for      tion of the results.
                                      boosting productivity” This also
                                                              .              The level of vertical integration
                                      included testing the influence of      and labour productivity are in-
                                      the outsourcing ratio, which they      fluenced by many factors that
                                      define as the difference between       are not directly related to out-
                                      the degree of vertical integration     sourcing decisions. Profits play a
                                      level and 100%: hence, the lower       pivotal role in this respect since
                                      the level of vertical integration,     profits make up a portion of val-
                                      the higher the outsourcing ra-         ue added.
                                      tio. Contrary to their own hy-
                                      pothesis, the authors also found       The average degree of vertical in-
                                      that less vertical integration is      tegration among European firms
Is outsourcing “a load of             accompanied by lower produc-           in 2003 was about 30%, while
rubbish”?                             tivity. In other words: the higher     the average gross operating rate
                                      the outsourcing ratio, the more        (i.e. operating surplus relative to
One obvious approach is to set        inefficiently that companies pro-      sales) was around 11% (both un-
the degree of vertical integration    duce. According to the authors,        weighted). Variations in the gross
against productivity. Such a com-     the specialisation benefits must       operating ratio alone account for
parison across different sectors      be outweighed by the growth in         some 20-30% of the differences
and countries does in fact reveal     transaction costs.                     in degree of vertical integration
a systematic correlation, howev-                                             (see chart 5). The probability is
er, it is the opposite of what we     The important thing is that this       thus very high that the correla-
expected. The greater the degree      view is not based on erroneous         tion between vertical integration
of vertical integration in the sec-   individual entrepreneurial deci-       and productivity is decisively in-
tor (meaning more in-house pro-       sions – mistakes are made again        fluenced by other factors.
duction, less division of labour),    and again – but on a systematic
the higher labour productivity        negative correlation between di-       The opposite effect applies to
appears to be (see also model 1       vision of labour and productivity.     inputs: if prices rise for inputs,
in table 6 below). For this com-      This would have major signifi-         the degree of vertical integra-


                                                                                                     Page 6
RESEARCH

tion falls – all other things being    manufacturers often operate in       static model with gross operat-
equal. This is definitely a relevant   lucrative niche markets in which     ing ratio as an explanatory varia-
factor; after all, material costs as   correspondingly high margins         ble. It serves as a direct indicator
a share of gross production value      are to be earned. The observable     of market position.
in the German manufacturing            outcome at these manufacturers
sector rose by 5.8 percentage          would thus be high productivity      Thirdly, we use a two-stage sta-
points (to 48%) between 2003           (on account of the margins) com-     tistical estimation method that
and 2007. The rise in steel prices     bined with a high degree of verti-   helps to isolate the observation
could, for example, partly explain     cal integration (on account of the   of the influence of other endog-
why specifically the share of          specialisation). This correlation    enous variables (IV method).
value added in engineering has         would not, however, be the result    The instrument used is the num-
fallen sharply.                        of the outsourcing decision, but     ber of people worldwide that
                                       of the market positioning. The       speak the respective language.
                                       management recommendation            This instrument is based on the
                                       derived from this observation        premise that language has no
                                       would thus be completely differ-     direct influence on productivity
                                       ent.                                 (an English-speaking worker is
                                                                            just as productive as a German-
                                       Dynamic instead of                   speaking worker ceteris paribus).
                                                                            However, offshoring is made a
                                       static analysis                      lot easier if the local language
                                                                            is spoken worldwide (English,
                                       We use three different empirical
                                                                            for example), since this enables
                                       approaches to isolate the influ-
                                                                            straightforward communication
                                       ence of vertical integration on
                                                                            with foreign suppliers. We were
                                       productivity and other metrics.
                                                                            able to identify clear evidence
                                       All models are based on a sample
                                                                            of this effect specifically for the
                                       at sector level (15 manufacturing
                                                                            IT outsourcing field. Of course,
                                       sectors) in 25 European coun-
Market positioning also plays an                                            only a fraction of outsourcing is
                                       tries.
important role. It could influence                                          international in nature. This frac-
both productivity and degree                                                tion is, however, sufficient as a
                                       First, we construct a model that
of vertical integration. After all,                                         statistical instrument.
                                       uses dynamic instead of static
with outsourcing the objective is
                                       performance metrics. This reduc-
not to achieve an absolute figure                                           Table 6 provides a summary of
                                       es static distortions such as dif-
but to determine the optimum                                                the results – as well as a simple
                                       ferences in market position. The
outsourcing ratio for each indi-                                            statistical analysis (model 1) as
                                       premise here is that the market
vidual company: the more spe-                                               a reference point. The coeffi-
                                       position does not change funda-
cific the production, the lower                                             cients of degree of vertical in-
                                       mentally in a short space of time.
the optimum outsourcing ratio                                               tegration (2003) are negative in
                                       The dependent variables are the
as a rule. Specific production is                                           all the other models (2-10). This
                                       changes in productivity, return
often associated with specialised                                           means that the greater the ver-
                                       on sales and profit between 2003
products. It would therefore be                                             tical integration, the poorer the
                                       and 2007. The dynamic approach
normal to expect that for exam-                                             performance metrics the sectors
                                       also takes better account of the
ple a manufacturer of highly spe-                                           achieve. None of these estimates
                                       fact that outsourcing decisions
cialised products would tend to                                             is perfect, but they all point in a
                                       can only pay off over time.
have a larger share of in-house                                             similar direction. The only excep-
production than other firms. At                                             tion is the model in the first col-
                                       Secondly, we supplement the
the same time such specialist                                               umn which replicates the simple


 Page 7
RESEARCH




static approach described above.      for the majority of companies –       to sectors where profits declined.
The augmented models thus             could arouse suspicions that it       Models (7) and (8) factor in not
generate more differentiated          is a fair-weather effect: that out-   only the level of vertical integra-
outcomes than the static analy-       sourcing only helps when the          tion in 2003, but also the change
sis.                                  economy is booming. Compara-          in vertical integration between
                                      ble results can, however, also be     2003 and 2007. This ensures that
For example, model (6) shows          achieved if the sample is limited     the relationship is not based sole-
that statistically speaking for                                             ly on the adjustment following a
each additional percentage                                                  potential shock in some sectors.
point of vertical integration in                                            Although the effect is weaker in
2003 earnings growth was 7 per-                                             models (7) and (8) it retains its
centage points lower (cumula-                                               direction and statistical signifi-
tive for 2003-2007). This is obvi-                                          cance. The positive correlation
ously an economically relevant                                              between the change in degree of
figure. The reaction is particular-                                         vertical integration and earnings
ly sensitive in the glass industry;                                         growth in model (7) does not
for plastics makers the degree of                                           contradict the message. Rather,
vertical integration has less of an                                         it reflects the fact already shown
influence (see chart 7).                                                    in chart 5 that earnings are part
                                                                            of added value. Rising profits
Not a fair-weather effect                                                   thus also boost added value, all
                                                                            other things being equal.
The generally positive business
trend between 2003 and 2007                                                 Overall, the results are robust
– profits and productivity rose                                             when set against numerous dif-


                                                                                                     Page 8
RESEARCH

ferent specifications. The two-        the potential profits from spe-            Gunter; Steffen Kinkel & Angela Jäger
stage estimations (IV, models 4        cialisation. However, this is not          (2009). Stellhebel für mehr Produktivität:
                                                                                  Benchmarking identifiziert Potenziale
and 10) back up the findings and       necessarily the right interpreta-          zur Steigerung der Produktivität. Mit-
result in higher coefficients.         tion in our opinion as the static          teilungen aus der ISI-Erhebung zur Mod-
                                       relationship is biased by other            ernisierung der Produktion. Number 48.
                                       factors.                                   2 Auer, Josef and Oliver Rakau (2011).
Smart outsourcing deliv-                                                          Commodity boom: More than just risk
                                                                                  for German industry. Current Issues.
ers a competitive edge                 No hard-and-fast rules                     September 20, 2011. Deutsche Bank Re-
                                                                                  search. Frankfurt am Main.
Outsourcing on the increase            Our dynamic analysis shows the             3 See Meyer, Thomas, 2007. India’s spe-
                                       opposite: sectors which make               cialisation in IT exports: Offshoring
The trend points towards falling                                                  can’t defy gravity. Research Notes 27.
                                       stronger use of division of labour         Deutsche Bank Research. Frankfurt am
vertical integration levels: of the    in the production process tend             Main.
375 sectors analysed here 241          to boast better performance
reduced their vertical integration     metrics. This also applies to static
between 2003 and 2007 while            observation in cases where dif-
only 93 increased it (there is no      ferent market positions are taken
data for the other cases). Overall,    into account. The basic idea of
the levels of vertical integration     division of labour and speciali-
throughout Europe have fallen                                                     Authors:
                                       sation thus still appears to have
by an average of around 1.5 per-                                                  Thomas Meyer and
                                       something going for it. There are,
centage points. It would be very                                                  Florian Schüler
                                       however, no hard-and-fast rules.
astonishing if a management                                                       +49 69 910-46830
                                       Maximum outsourcing does not
practice were to be so widely de-                                                 thomas-d.meyer@db.com
                                       necessarily result in the optimum
ployed even if it systematically       degree of vertical integration.
destroyed productivity.                                                           Editor
                                       The production depth must suit
                                                                                  Antje Stobbe
                                       the corporate strategy, sector
Static analyses, however, show a                                                  Technical Assistant
                                       and market position.
positive correlation between the                                                  Sabine Kaiser
level of vertical integration and
productivity. This observation         1 Broedner, Peter; Steffen Kinkel and      Deutsche Bank Research
prompts some people to call for        Gunter Lay (2009). Productivity effects    Frankfurt am Main
                                       of outsourcing: New evidence on the        Germany
a revision of current outsourcing      strategic importance of vertical inte-
practices because transaction                                                     Internet: www.dbresearch.com
                                       gration decisions. International Journal
costs or other problems appear         of Operations & Production Manage-         E-mail: marketing.dbr@db.com
to be systematically higher than       ment. Vol 29. No 2. pp. 127-150 and Lay,   Fax: +49 69 910-31877




                                            Editors message
              We like to thank all authors, companies and partners who contributed to this edition.
           If you would like to contribute to one of our next publications, please get in touch with us:
                                          info@outsourcing-journal.org




 Page 9
MANAGEMENT


Restrukturierung und Sourcing
Governance
Von Branimir Brodnik, microfin Unternehmensberatung GmbH,
Frankfurt am Main

Das Rennen im Wertschöpfungsmanagement geht in die nächste Runde. Viele Unternehmen haben in
den vergangenen Jahren erste Erfahrungen mit der Auslagerung von IT-Dienstleistungen an externe Pro-
vider gesammelt. Auf Grundlage der Erkenntnisse, die sie dabei gewonnen haben, werden die Modelle
der Zusammenarbeit zwischen Kunde und Provider nun überdacht und der Zuschnitt der auszulagernden
Leistungen neu strukturiert. Dabei ist für eine erfolgreiche Neuausrichtung eine funktionierende Govern-
ance unabdingbar.

Compliance und die ihr zuge-         und IT-Governance. Dies gilt
hörige Governance werden             insbesondere dann, wenn das
durch Gesetze, Richtlinien und       Outsourcing dazu dient, ope-
Standards vorgegeben. Das Ziel       rationelle Risiken zu optimieren
ist dabei immer eine größere         oder aber Restrukturierungen
Transparenz und Kontrolle in der     einzuleiten. Was bedeutet in
Unternehmensführung – erst           diesem Zusammenhang aber
wenn diese gegeben ist, lässt sich   Transparenz der Steuerung?
kontrolliert restrukturieren. Auch   Transparenz und Beherrsch-
wer IT-Leistungen auslagert,         barkeit fundieren zum einen auf
darf dabei keinen Zentimeter         einer     anforderungsgerechten
seiner    Unternehmensführung        Aufbau- und Ablauforganisation
und -kontrolle aufgeben. Im Ge-      – den Gremien bzw. Prozessen –
genteil: Die Sourcing Govern-        und zum anderen auf defi-
ance dient der Steuerung der         nierten, objektivierbaren Leis-    der   Service-Erbringung.   Da
Zusammenarbeit zwischen dem          tungen und deren Qualitäten –      man Dritte außerhalb des ei-
auslagernden Unternehmen und         den Verträgen.                     genen Unternehmens jedoch
dem beauftragten IT-Provider in                                         nicht disziplinarisch über die
der Sourcing-Beziehung.              Spielregeln im Umgang              unternehmenseigene Aufbau-
                                                                        Organisation steuern kann, muss
Denn Corporate Governance
                                     mit externen Dienstleis-           man Spielregeln und Gremien
Regeln, die für das gesamte Un-      tern festlegen                     der Zusammenarbeit einrichten.
ternehmen gelten, sollten natür-
lich ebenso in der IT allgemein      Wenn Leistungen an einen           Dabei liegt der primäre Fokus
und schließlich auch in der Steu-    externen Provider vergeben         darauf, die bedarfsgerechte Leis-
erung von Sourcing-Beziehun-         werden, verändern sich die An-     tungserbringung zu steuern.
gen angewandt werden. Sour-          forderungen an die handelnden      Dies entbindet eine IT jedoch
cing Governance steht als das        Personen und Strukturen sehr       nicht von ihrer internen Verant-
logisch letzte Glied in der Kette    stark – fort von der operativen    wortung den Fachbereichen ge-
von New Corporate Governance         Ausführung hin zur Steuerung       genüber – und davon, die interne


                                                                                              Page 10
MANAGEMENT

Akzeptanz der Dienstleister zu       Elemente des Vertragsmanage-          nities. Durch überlappende Wirk-
sichern. Insbesondere bei der        ments zu ergänzen. Analog einer       bereiche zwischen der strate-
Auswahl der Dienstleister ist der    IT-Governance wird eine Sour-         gischen, taktischen und opera-
Cultural Fit zu berücksichtigen.     cing Governance in der Regel in       tiven Ebene kann ein Unterneh-
In einem Multiprovider-Umfeld –      drei Ebenen unterteilt.               men es verhindern, von einem
oder bei einem Provider-Wechsel                                            Dienstleister ausgespielt zu
– hat Sourcing Governance die        Strategische Ebene –                  werden.
Harmonisierung bzw. Anglei-                                                (vgl. Grafik 1, S.12: Wirkbereiche
chung in Richtung aller Dienst-
                                     Alignment zur Unterneh-               einer Sourcing Governance).
leister zu gestalten.                mensstrategie
                                                                           Dabei kommt es insbesondere
                                     Auf der strategischen Ebene           darauf an, wie die Dienstleister
Transparenz und Steue-               ist ein wichtiges Kernelement         gesteuert werden. In der Vergan-
rungsmöglichkeit durch               des     Wertschöpfungsmanage-         genheit wurde in Ermangelung
objektive Leistungs-                 ments und damit einer Sourcing        geeigneter Governance-Struk-
                                     Governance die Ausformulie-           turen und wegen eines ein-
definition                           rung einer Sourcing Strategie         dimensionalen Verständnisses
                                     – eingebettet in die Gesamtun-        der Zusammenarbeit allzu oft
Voraussetzung für eine durch
                                     ternehmens- und IT-Strategie.         primär sanktionsorientiert ge-
Kennzahlen gestützte Steuerung
                                     Sind die Business-IT-Alignment-       steuert, während heute der er-
eines IT-Dienstleisters – Kernele-
                                     Diskussionen abgeschlossen, ist       folgsversprechendere, koopera-
ment einer IT-Governance – ist
                                     die Ausrichtung über die Prio-        tive Ansatz überwiegt.
die objektive Vereinbarung der
                                     risierung im IT-Projektportfolio
zu erbringenden Serviceleis-
                                     zu operationalisieren.                Die Maxime „Kooperation statt
tungen und die Definition von
Zielqualitäten für den Betrieb: in                                         Konfrontation“ wird als Provi-
Form von Outsourcingverträgen        Taktische Ebene - Sicher-             der-Management-Stil immer be-
und den damit verbundenen            stellung des Business                 liebter und führt immer häufiger
Service Level Agreements. Jede                                             zu erfolgreichen IT-Outsourcing-
                                     Case und der Compliance               Beziehungen, in denen beide
Leistung, die zuvor innerhalb des
Unternehmens erbracht wurde,                                               Partner aktiv die Kongruenz ihrer
                                     Die taktische Ebene einer Sour-       Interessenslagen abstimmen.
die intern gelebte Praxis, ist zu    cing Governance überbrückt das
formalisieren, in Verträgen fest-    Spannungsfeld zwischen Preis
zuhalten und in Form eines Ver-      und Leistungen und deren Be-          Operative Ebene -
tragsmanagements kontinuier-         schreibung in der Außenwirkung.       IT-Kundenbetreuung
lich zu adjustieren.                 Unabdingbar sind dabei ein
                                     Benchmarking zur Prüfung der          Auf der operativen Ebene ist der
Ein effizient und koordiniert        Marktkonformität und ein Com-         Support der IT-Kunden sicher-
aufgestelltes     Anforderungs-      pliance Alignment Audit zur           zustellen. Idealtpyisch wird auf
management hilft, mögliche           Regelausrichtung an Gesetzes-         operativer Ebene ein Krisen- und
Kostenüberschreitungen      und      vorgaben. Dies bedeutet, in der       Problem-Management sowie ein
Leistungsverfehlungen zu ver-        Praxis kontinuierlich die gesetzli-   Anforderungsmanagement         in
hindern und für jedes Leistungs-     chen, regulatorischen und sicher-     Form von Fachbereichsbetreu-
bündel ein geeignetes Preis-         heitsrelevanten Anforderungen         ungen geleistet.
modell zu entwickeln. Die reine      zu prüfen. Aus dieser Motivation
IT-Governance ist also ebenso        heraus und aus dem Drang nach         Auf operativer Ebene sorgt das
um nach außen wirkende Ele-          einer Industrialisierung der IT       Prozessmanagement für eine
mente des Provider-Manage-           im Sourcing-Umfeld bilden sich        kontinuierliche   Verbesserung
ments wie um formalisierte           derzeit entsprechende Commu-          der Ablauforganisation, die Si-

Page 11
MANAGEMENT

cherstellung der   Leistungs-    lenverteilung auf Kunden- und           sind hierbei klare Aufgaben
überwachung und für die IT-Se-   Dienstleisterseite in Form von          und Ziele zuzuordnen, deren Er-
curity.                          Gremien          institutionalisiert    reichung durch entsprechende
                                 werden.                                 Steuerungswerkzeuge nachge-
                                                                         halten wird.
Institutionalisierung in         Dies hat im Zusammenhang mit
Gremien                          dem Umfang der internen Re-             (Vgl. Grafik 2 : Steuerungsmecha-
                                 tained Organization zu erfolgen         nismen in einer Sourcing Bezie-
In Ausschreibungs- bzw. Tran-    und sollte die neuen Skillprofile       hung)
sitionsprojekten muss die Rol-   berücksichtigen. Den Gremien




                                                                                                  Grafik 1


Rahmenbedingungen zur            unmittelbar auf die Gestal-            Skalierung der Sourcing Govern-
                                 tungsmöglichkeiten einer Sour-         ance. Ebenso beeinflussen die
Gestaltung einer Sourcing
                                 cing Governance aus.                   Shoring-Konzepte unmittelbar
Governance                                                              die Ausgestaltung der Sour-
                                 So bestimmt die Wahl einer             cing Governance. Aus einer aktiv
Die Determinanten einer Sour-    Multi-, Dual- oder Single-Pro-         gelebten Outsourcing Govern-
cing-Strategie  wirken   sich    vider-Strategie unmittelbar die        ance resultieren für Unterneh-




                                                                                               Page 12
MANAGEMENT

men gleich drei zentrale Vorteile:   werden, die stetige Kontrolle von   erfolgen die operative Zusam-
die     Geschäftsanforderungen       Prozessen     und Compliance-       menarbeit und mögliche An-
können auch in Zusammenar-           Richtlinien führt zu mehr Quali-    passungen gesteuert und nicht
beit mit externen Partnern           tät und damit zur Risikomini-       eskalationsgetrieben.
schneller und besser bedient         mierung        und    schließlich




                                                                                                 Grafik 2


                               Der Autor: Branimir Brodnik ist Gründer und geschäftsführender Gesell-
                               schafter der microfin Unternehmensberatung GmbH, die sich seit 2002
                               erfolgreich am Markt positioniert hat. Der Diplom-Informatiker, der im
                               Nebenfach Medizin studierte, weist eine über 20-jährige Berufserfahrung
                               in den Bereichen Financial Services und Consulting auf.

                             Seine Kompetenzen liegen vor allem in den Themen IT-Sourcing, IT-Kos-
                             tenoptimierung sowie Projektmanagement. Als zertifizierter Projekt-
manager und Management Coach beriet Branimir Brodnik in den letzten Jahren nicht nur zahlreiche Un-
ternehmen und Manager, sondern gab sein Wissen und seine Erfahrung auch in vielfältigen Veröffent-
lichungen weiter. Kontakt: Tel: +49 (0) 6172-17763 0 - E-Mail: info@microfin.de - Web: www.microfin.de




Page 13
Advert




   micron Unternehmensberatung:

Wir gestalten Vorsprung!




                           micron Unternehmensberatung GmbH
           Kaiser-Friedrich-Promenade 59a 61348 Bad Homburg
                      T: +49 (6172) 17763 0 E: info@micron.de
                                               www.micron.de



                                                         Page 14
NETWORK

Deutscher Outsourcing Verband e.V.

The German Austrian Swiss Outsourcing
Association r.s.
Independent knowledge and business network for the DACH-region
and Europe - An introduction

Outsourcing   This is a limited preview.
The German Austrian Swiss
                   Association
(GASOA) is the leading organi-
                                  It is available for free online
                                  as well as in regular PDF/print
                                  editions.
                                                                     find information about service
                                                                     providers, destinations, solu-
                                                                     tions and more.

                 You can order the
zation fostering the market
development for business-
and IT-services in the DACH-
                                  Open Network                       Knowledge-Partnership

                 full 95 pages issue
countries. With its initiatives
the association supports di-
rectly service buyers and pro-
                                  The association maintains and
                                  grows a regional and interna-
                                  tional community of outsour-
                                                                     The association offers know-
                                                                     ledge carrieres such as uni-
                                                                     versities, consultants, provid-

markets.             for free via:
viders active on the DACH-        icng professionals using open
                                  network groups on Xing and
                                  LinkedIn
                                                                     ers and other organizations
                                                                     to share their knowledge and
                                                                     best practices as knowledge-
The Outsourcing Journal                                              partnters.
                info@outsourcing-journal.org
                       EUBIS - European
As the leading news and in- Business- & IT-Services            In return the Knowledge Part-
formation service about BPO,                                   nership includes unique publi-
ITO & SSC the journal provides Eubis is a free and independ- cation, presentation and com-
insights in the business- & IT- ent corporate and knowledge munication opportunities.
service industry, solutions You directory. Global service pro-
                             & will receive your electronic issue
organizations. The Journal is viders present 48 hours infor- www.outsourcing-verband.org
                                       within corporate
independent and focusing on mation and expertise - entirely www.outsourcing-journal.org
non-commercialinformation. free of charge. Service buyers www.eubis.org


                                       Members - corporates and professionals from (excerpt): T-
                                       Systems International, Hewlett Packard, Infosys, Cognizant, Un-
                                       isys Outsourcing, Tata Consultancy Services, Deloitte, North-
                                       gate Arinso, Oracle, SAP, Wiener Städtische, ZHAW Zürich,
                                       Swiss IT bridge, Safira, BulPros, BUW, Siemens AG und mehr



                         www.outsourcing-verband.org

Page 15
IMPRINT




                                         Publisher
   Deutscher Outsourcing Verband e.V. (German Austrian Swiss Outsourcing Association r.s.),
                                and Outsourcing Journal


                                      Editorial office
                                       Stephan Fricke
                               office@outsourcing-verband.org


                            Concept, realization & design
                      OutCome – PR & Communications in Outsourcing
                            info@outsourcing-marketing.org
                            www.outsourcing-marketing.org


                                Advertisement contact
                                info@outsourcing-journal.org



                                      Im Auftrag des
                           Deutschen Outsourcing Verbandes e.V.
                                     Lumumbastr 14
                                    39126 Magdeburg
                             office@outsourcing-verband.org
                              www.outsourcing-verband.org




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               Deutscher Outsourcing Verband, e.V. (DOV), Outsourcing Journal
                 Copying, republishing or use of any contents is prohibited.
                                 All Rights Reserved. 2012
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Outsourcing EUROPA - special edition of the Outsourcing Journal (German/English)

  • 1. www.outsourcing-journal.org Q2/3-2012 - Deutsch / English OJ THE OUTSOURCING JOURNAL Order This the co is a preview EUROPA info@ mpl . outso ete issue fo urcing r -journ free via al.org Outsourcing von IT-Services und Geschäftsprozessen in Europa - Ein unabhängiges Informationsangebot für Deutschland, Österreich und die Schweiz. Auf mehr als 90 Seiten Wissen, Hintergründe und Kontakte, inklusive der Themen: Outsourcing - division of labour gives competitive edge by Deutsche Bank Research Structural quality metrics in SLA’s by Jay Sappidi, CAST Research Labs Service integration & management in multisourcing by ISG (TPI) Weitere Beiträge: Germany - Lucrative sourcing market; Bulgarien; Polen; Corporate & competition law in outsourcing; Rumänien; Innovation in Outsourcing; Cloud im Mittelstand; Stop shouting - Marketing and Communication; Belarus; BPM & BPO, Ausschreibungsverfahren und mehr Copyright @ Deutscher Outsourcing Verband e.V. - Deutsches Outsourcing Journal Alle Rechte vorbehalten. Vervielfältigung oder Verteilung ohne vorherige Zustimmung untersagt
  • 2. INHALT / CONTENT 4 - Outsourcing - Division of labour gives 48 - Sourcing: Der Mittelstand und die competitive edge Cloud - Hybridmodellen gehört die Dr. Thomas Meyer, Florian Schüler, Deutsche Bank Zukunft Research, Germany Dr. Heiner Diefenbach, TDS AG, Germany 10 - Restrukturierung und Sourcing 54 - Poland – an experienced provider of Governance services for business Branimir Brodnik, microfin Unternehmensberatung, Anna Zawadzka, OEX Group, Poland Germany 58 - Business- und Knowledge Process 16 - Corporate and competition law Outsourcing in Polen - legal and contracting aspects of CERI International, Poland outsourcing in Romania BPV Grigorescu Stefanica, Romania 62 - Incorporating Structural Quality Metrics into Outsourcing SLAs 20 - Ein Schritt näher an morgen. Vom Jay Sappidi, CAST Research Labs, France, Germany Outsourcing zur Innovation Mihaela Rosca, Remus Pereni, Yonder, Rumänien 68 - BPM enabled BPO: foundations for long term success 25 - Assembling the Jigsaw - Service Pietro Casella, Safira, Portugal Integration and Management in a Multisourced IT-Operating Model 70 - Die Kluft zwischen Geschäfts- Hannah Patterson, Information Services Group prozessen und Strategie (ISG), United Kingdom Dr. Clemente Minonne, Zürcher Hochschule für Angewandte Wissenschaften, Schweiz 29 - Germany - Lucrative sourcing market and top location for shared services and 74 - Does project development BPO delivery proficiency matter for technology start- Josefine Dutschmann, Germany Trade & Invest up efficiency? (GTAI), Germany Mike Grebennikov, Migrate2mobile, Belarus & Fabian Oliva, Fiverun Inc., USA 34 - Stop Shouting Christopher Butler, USA 77 - Belarus’ Potential of becoming Europe’s Silicon Valley by 2015 40 - Bulgaria - Destination for IT-Services A market review by Viktor Bogdanov, Ciklum, in Europe Ukraine Ivaylo Slavov, BulPros, Bulgaria 82 - Das Ausschreibungs- und 45 - Sirma Group - a global outsourcing Auswahlverfahren developer with successful projects on five Sabrina Hahn, matrix technology AG, Germany continents Sirma, Bulgaria 86 - Organizations Corporate profiles and contacts Page 2
  • 3. EDITORIAL Shared Services, Business-Process- & IT- Outsourcing in Europa Eine Sonderausgabe des Outsourcing Journals mit Fachbeiträgen führender Organsationen, Unternehmen und Branchenexperten Der Markt land, Österreich und der unabhängige Referenzen Schweiz, erleben wir gleichzeitig und Tipps für die Evaluierung In Deutschland, Österreich einen wachsenden Bedarf an von Outsourcing-Projekten und der Schweiz blicken wir Fachwissen, Informationen zu und -Providern sowie die heute auf einen Markt für Outsourcing-Standorten sowie Transformation von IT- und Outsourcingleistungen von an Kontakten zu qualifizierten Geschäftsprozessen innerhalb ca. 22 Mrd. EUR mit einem Anbietern. Europas. potenziellen Wachstum von ca. 7 Mrd. EUR bis 2015. (Lünendonck, Diese Ausgabe Ende 2010). Auf mehr als 90 Seiten geht diese Zu der Frage welchen Stellenwert unabhängige Sonderausgabe Stephan Fricke IT-Sourcing im Unternehmen des Outsourcing Journals einnimmt geben in einer auf wichtige Aspekte der Herausgeber des aktuellen Studie (DACH) der Auslagerung von IT- und Outsourcing ZHAW Zürich 56% der Befragten Geschäftsprozessen innerhalb Journals und an, dass bestimmte Leistungen Europas ein. Vorstand sowie ausgelagert und weitere 14% Vorsitzender geben an, dass IT-Dienste Experten geben Einblicke in des Beirates des weitgehend ausgelagert seien. die europäische Outsourcing- Deutschen Outsourcing Industrie und liefern Informatio- Verbandes e.V. Im Pan-European IT Outsourcing nen zu ausgewählten Outsour- Intelligence Report 2011, cingstandorten, Lösungen, durchgeführt von IT Sourcing Zahlen und Fakten sowie zu Europe, geben mehr als 35% der rechtlichen und interkulturellen Befragten in Deutschland an, Aspekten. Nearshore bzw. mehr als 20% Onshore auslagern zu wollen. Nutzer von Outsourcing- leistungen in Deutschland, Mit diesem Trend der Österreich und der Schweiz Auslagerung von IT- und erhalten zum ersten Mal Geschäftsprozessen in Deutsch- Page 3
  • 4. RESEARCH Outsourcing - Division of labour gives competitive edge A briefing by Deutsche Bank Research, Dr. Thomas Meyer and Florian Schüler Division of labour and specialisation are rightly regarded in economic research as the cornerstones of productivity and prosperity. In keeping with this idea, European firms reduced their degree of vertical integration by about 1.5 percentage points between 2003 and 2007. Recent research has, however, found a supposedly negative correlation between the degree of division of labour (in the form of outsourcing, for example) and productivity at the company level, meaning that more outsourcing allegedly hurt productivity. This would fundamentally contradict standard manage- ment practices. In our opinion, this supposed contradiction is based on a misleading interpretation of empirical findings which overlooks important effects. Performing a dynamic analysis reverses the picture: a vertical integration that was 1 percentage point lower in 2003 is statistically associated with 5-10 percentage points higher earnings growth (cumulative) in the following four years. Disintegrated production thus delivers a competitive edge. The decisive factor, of course, is the optimum degree of vertical integration for each individual company, which can be derived for example from the firm’s level of specialisation, the sector in which it operates, its market position and management capacities. Outsourcing and offshoring are With outsourcing it is also a mat- highly discussed management ter of the right degree, striking practices since the dawn of the the right balance between spe- new millennium. This form of di- cialisation benefits on the one vision of labour promises hand and transaction costs on major efficiency benefits be- the other. The maximum pos- cause companies can concen- sible degree of outsourcing is trate on their core competen- usually not efficient. cies and get help with their weaknesses from suppliers and Nevertheless, companies have business partners. in recent years evidently be- come both more inclined and Economic research has accord- more able to specialise and ingly been largely positive in its divide work: export ratios are assessment of the trend towards rising and the degree of vertical outsourcing and offshoring. This integration is falling. view is supported by extensive technological progress has facili- literature stretching back to the The outsourcing wave in the tated various new forms of divi- founding fathers Adam Smith service sector has played a sion of labour. This also (1776) and David Ricardo (1817). major part in this ; after all, applies to manufacturing firms Page 4
  • 5. RESEARCH that outsource services such as tion technology, the lowering ment (the reason for the current IT management, bookkeeping or of tariffs (e.g. via GATT/WTO or account surplus): they rose from call centres to other companies. bilateral trade agreements), bet- 25% of GDP in 1980 to 35% in ter infrastructure (e.g. container 2009. Trend towards division of shipping), as well as the increas- ing integration of the former The increasingly integrated labour and specialisation Warsaw Pact countries and the global economy corresponds to aspiring emerging markets in the growing division of labour at the The trend towards division of global economy. company level in Germany: be- labour and specialisation is eas- tween 1999 and 2008 the degree ily illustrated by looking at the Companies in Germany have not of vertical integration (measured growing volume of trade flows. ignored this trend. The figures in terms of value added relative The world has grown closer to- clearly show how the German to sales) fell for example by 22% gether economically over the economy has stepped up export in mechanical engineering, by last 50 years (see chart 1). The ex- activity: up until the early 1980s 12% in the auto industry and by port ratio had doubled from 12% the German export ratio was 8% in the chemicals industry (see of global output in 1960 to over only minimally higher than the chart 2). More recent figures are 24% in 2009. average of other rich countries, less meaningful as they are dis- of late it has been almost twice torted by the financial and eco- If there had not been a financial as high (41% of GDP). nomic crisis. and economic crisis the figure would probably be as much as The interesting thing is that this An ever smaller share of value 30% – an increase of 2 ½ times. decoupling evidently did not added is generated in-house – This is perhaps less dramatic commence until after the actual upstream and downstream com- than the globalisation debate economic miracle. Only reunifi- panies are becoming more im- would suggest occasionally; af- cation was able to briefly slow portant in the production chain. ter all, numerous changes in the the surge in exports. German Overall, German companies oc- global economy have strength- imports have not quite managed cupy a mid-table position in the ened trade relations: advances to keep pace with this develop- European rankings (see chart 3). in communication and informa- Page 5
  • 6. RESEARCH A low value-added ratio is ul- parison we always use wage-ad- cance for economic policy and timately also an indicator of a justed labour productivity since management consultancy. The disintegrated production chain. a key factor for a company is that findings of the Fraunhofer Insti- In light of the trend described potentially higher productivity tute are ultimately interpreted by above the question arises as to is not eaten up by higher wages. the public as making a case for whether the degree of vertical Chart 4 illustrates this relation- more in-house manufacturing integration has a systematic im- ship using the example of me- and insourcing (“outsourcing is a pact on corporate performance chanical engineering in Europe. load of rubbish”). metrics, that is whether the de- It would represent a clear contra- gree of division of labour has a diction to the prevailing view to Right calculation, wrong interpre- measurably positive or negative date. tation? influence on productivity, re- turns or profits. This analysis comes to a similar In a first step, our own analysis conclusion as previously reached does indeed serve to back up by Broedner et al. (2009) and Lay this conclusion (which we found et al. (2009). The scientists at the surprising) with a new data set. Fraunhofer Institute analysed However, this correlation could a random sample of nearly 500 be distorted by other factors, German manufacturing firms in which would alter the interpreta- 2003 to identify “instruments for tion of the results. boosting productivity” This also . The level of vertical integration included testing the influence of and labour productivity are in- the outsourcing ratio, which they fluenced by many factors that define as the difference between are not directly related to out- the degree of vertical integration sourcing decisions. Profits play a level and 100%: hence, the lower pivotal role in this respect since the level of vertical integration, profits make up a portion of val- the higher the outsourcing ra- ue added. tio. Contrary to their own hy- pothesis, the authors also found The average degree of vertical in- that less vertical integration is tegration among European firms Is outsourcing “a load of accompanied by lower produc- in 2003 was about 30%, while rubbish”? tivity. In other words: the higher the average gross operating rate the outsourcing ratio, the more (i.e. operating surplus relative to One obvious approach is to set inefficiently that companies pro- sales) was around 11% (both un- the degree of vertical integration duce. According to the authors, weighted). Variations in the gross against productivity. Such a com- the specialisation benefits must operating ratio alone account for parison across different sectors be outweighed by the growth in some 20-30% of the differences and countries does in fact reveal transaction costs. in degree of vertical integration a systematic correlation, howev- (see chart 5). The probability is er, it is the opposite of what we The important thing is that this thus very high that the correla- expected. The greater the degree view is not based on erroneous tion between vertical integration of vertical integration in the sec- individual entrepreneurial deci- and productivity is decisively in- tor (meaning more in-house pro- sions – mistakes are made again fluenced by other factors. duction, less division of labour), and again – but on a systematic the higher labour productivity negative correlation between di- The opposite effect applies to appears to be (see also model 1 vision of labour and productivity. inputs: if prices rise for inputs, in table 6 below). For this com- This would have major signifi- the degree of vertical integra- Page 6
  • 7. RESEARCH tion falls – all other things being manufacturers often operate in static model with gross operat- equal. This is definitely a relevant lucrative niche markets in which ing ratio as an explanatory varia- factor; after all, material costs as correspondingly high margins ble. It serves as a direct indicator a share of gross production value are to be earned. The observable of market position. in the German manufacturing outcome at these manufacturers sector rose by 5.8 percentage would thus be high productivity Thirdly, we use a two-stage sta- points (to 48%) between 2003 (on account of the margins) com- tistical estimation method that and 2007. The rise in steel prices bined with a high degree of verti- helps to isolate the observation could, for example, partly explain cal integration (on account of the of the influence of other endog- why specifically the share of specialisation). This correlation enous variables (IV method). value added in engineering has would not, however, be the result The instrument used is the num- fallen sharply. of the outsourcing decision, but ber of people worldwide that of the market positioning. The speak the respective language. management recommendation This instrument is based on the derived from this observation premise that language has no would thus be completely differ- direct influence on productivity ent. (an English-speaking worker is just as productive as a German- Dynamic instead of speaking worker ceteris paribus). However, offshoring is made a static analysis lot easier if the local language is spoken worldwide (English, We use three different empirical for example), since this enables approaches to isolate the influ- straightforward communication ence of vertical integration on with foreign suppliers. We were productivity and other metrics. able to identify clear evidence All models are based on a sample of this effect specifically for the at sector level (15 manufacturing IT outsourcing field. Of course, sectors) in 25 European coun- Market positioning also plays an only a fraction of outsourcing is tries. important role. It could influence international in nature. This frac- both productivity and degree tion is, however, sufficient as a First, we construct a model that of vertical integration. After all, statistical instrument. uses dynamic instead of static with outsourcing the objective is performance metrics. This reduc- not to achieve an absolute figure Table 6 provides a summary of es static distortions such as dif- but to determine the optimum the results – as well as a simple ferences in market position. The outsourcing ratio for each indi- statistical analysis (model 1) as premise here is that the market vidual company: the more spe- a reference point. The coeffi- position does not change funda- cific the production, the lower cients of degree of vertical in- mentally in a short space of time. the optimum outsourcing ratio tegration (2003) are negative in The dependent variables are the as a rule. Specific production is all the other models (2-10). This changes in productivity, return often associated with specialised means that the greater the ver- on sales and profit between 2003 products. It would therefore be tical integration, the poorer the and 2007. The dynamic approach normal to expect that for exam- performance metrics the sectors also takes better account of the ple a manufacturer of highly spe- achieve. None of these estimates fact that outsourcing decisions cialised products would tend to is perfect, but they all point in a can only pay off over time. have a larger share of in-house similar direction. The only excep- production than other firms. At tion is the model in the first col- Secondly, we supplement the the same time such specialist umn which replicates the simple Page 7
  • 8. RESEARCH static approach described above. for the majority of companies – to sectors where profits declined. The augmented models thus could arouse suspicions that it Models (7) and (8) factor in not generate more differentiated is a fair-weather effect: that out- only the level of vertical integra- outcomes than the static analy- sourcing only helps when the tion in 2003, but also the change sis. economy is booming. Compara- in vertical integration between ble results can, however, also be 2003 and 2007. This ensures that For example, model (6) shows achieved if the sample is limited the relationship is not based sole- that statistically speaking for ly on the adjustment following a each additional percentage potential shock in some sectors. point of vertical integration in Although the effect is weaker in 2003 earnings growth was 7 per- models (7) and (8) it retains its centage points lower (cumula- direction and statistical signifi- tive for 2003-2007). This is obvi- cance. The positive correlation ously an economically relevant between the change in degree of figure. The reaction is particular- vertical integration and earnings ly sensitive in the glass industry; growth in model (7) does not for plastics makers the degree of contradict the message. Rather, vertical integration has less of an it reflects the fact already shown influence (see chart 7). in chart 5 that earnings are part of added value. Rising profits Not a fair-weather effect thus also boost added value, all other things being equal. The generally positive business trend between 2003 and 2007 Overall, the results are robust – profits and productivity rose when set against numerous dif- Page 8
  • 9. RESEARCH ferent specifications. The two- the potential profits from spe- Gunter; Steffen Kinkel & Angela Jäger stage estimations (IV, models 4 cialisation. However, this is not (2009). Stellhebel für mehr Produktivität: Benchmarking identifiziert Potenziale and 10) back up the findings and necessarily the right interpreta- zur Steigerung der Produktivität. Mit- result in higher coefficients. tion in our opinion as the static teilungen aus der ISI-Erhebung zur Mod- relationship is biased by other ernisierung der Produktion. Number 48. factors. 2 Auer, Josef and Oliver Rakau (2011). Smart outsourcing deliv- Commodity boom: More than just risk for German industry. Current Issues. ers a competitive edge No hard-and-fast rules September 20, 2011. Deutsche Bank Re- search. Frankfurt am Main. Outsourcing on the increase Our dynamic analysis shows the 3 See Meyer, Thomas, 2007. India’s spe- opposite: sectors which make cialisation in IT exports: Offshoring The trend points towards falling can’t defy gravity. Research Notes 27. stronger use of division of labour Deutsche Bank Research. Frankfurt am vertical integration levels: of the in the production process tend Main. 375 sectors analysed here 241 to boast better performance reduced their vertical integration metrics. This also applies to static between 2003 and 2007 while observation in cases where dif- only 93 increased it (there is no ferent market positions are taken data for the other cases). Overall, into account. The basic idea of the levels of vertical integration division of labour and speciali- throughout Europe have fallen Authors: sation thus still appears to have by an average of around 1.5 per- Thomas Meyer and something going for it. There are, centage points. It would be very Florian Schüler however, no hard-and-fast rules. astonishing if a management +49 69 910-46830 Maximum outsourcing does not practice were to be so widely de- thomas-d.meyer@db.com necessarily result in the optimum ployed even if it systematically degree of vertical integration. destroyed productivity. Editor The production depth must suit Antje Stobbe the corporate strategy, sector Static analyses, however, show a Technical Assistant and market position. positive correlation between the Sabine Kaiser level of vertical integration and productivity. This observation 1 Broedner, Peter; Steffen Kinkel and Deutsche Bank Research prompts some people to call for Gunter Lay (2009). Productivity effects Frankfurt am Main of outsourcing: New evidence on the Germany a revision of current outsourcing strategic importance of vertical inte- practices because transaction Internet: www.dbresearch.com gration decisions. International Journal costs or other problems appear of Operations & Production Manage- E-mail: marketing.dbr@db.com to be systematically higher than ment. Vol 29. No 2. pp. 127-150 and Lay, Fax: +49 69 910-31877 Editors message We like to thank all authors, companies and partners who contributed to this edition. If you would like to contribute to one of our next publications, please get in touch with us: info@outsourcing-journal.org Page 9
  • 10. MANAGEMENT Restrukturierung und Sourcing Governance Von Branimir Brodnik, microfin Unternehmensberatung GmbH, Frankfurt am Main Das Rennen im Wertschöpfungsmanagement geht in die nächste Runde. Viele Unternehmen haben in den vergangenen Jahren erste Erfahrungen mit der Auslagerung von IT-Dienstleistungen an externe Pro- vider gesammelt. Auf Grundlage der Erkenntnisse, die sie dabei gewonnen haben, werden die Modelle der Zusammenarbeit zwischen Kunde und Provider nun überdacht und der Zuschnitt der auszulagernden Leistungen neu strukturiert. Dabei ist für eine erfolgreiche Neuausrichtung eine funktionierende Govern- ance unabdingbar. Compliance und die ihr zuge- und IT-Governance. Dies gilt hörige Governance werden insbesondere dann, wenn das durch Gesetze, Richtlinien und Outsourcing dazu dient, ope- Standards vorgegeben. Das Ziel rationelle Risiken zu optimieren ist dabei immer eine größere oder aber Restrukturierungen Transparenz und Kontrolle in der einzuleiten. Was bedeutet in Unternehmensführung – erst diesem Zusammenhang aber wenn diese gegeben ist, lässt sich Transparenz der Steuerung? kontrolliert restrukturieren. Auch Transparenz und Beherrsch- wer IT-Leistungen auslagert, barkeit fundieren zum einen auf darf dabei keinen Zentimeter einer anforderungsgerechten seiner Unternehmensführung Aufbau- und Ablauforganisation und -kontrolle aufgeben. Im Ge- – den Gremien bzw. Prozessen – genteil: Die Sourcing Govern- und zum anderen auf defi- ance dient der Steuerung der nierten, objektivierbaren Leis- der Service-Erbringung. Da Zusammenarbeit zwischen dem tungen und deren Qualitäten – man Dritte außerhalb des ei- auslagernden Unternehmen und den Verträgen. genen Unternehmens jedoch dem beauftragten IT-Provider in nicht disziplinarisch über die der Sourcing-Beziehung. Spielregeln im Umgang unternehmenseigene Aufbau- Organisation steuern kann, muss Denn Corporate Governance mit externen Dienstleis- man Spielregeln und Gremien Regeln, die für das gesamte Un- tern festlegen der Zusammenarbeit einrichten. ternehmen gelten, sollten natür- lich ebenso in der IT allgemein Wenn Leistungen an einen Dabei liegt der primäre Fokus und schließlich auch in der Steu- externen Provider vergeben darauf, die bedarfsgerechte Leis- erung von Sourcing-Beziehun- werden, verändern sich die An- tungserbringung zu steuern. gen angewandt werden. Sour- forderungen an die handelnden Dies entbindet eine IT jedoch cing Governance steht als das Personen und Strukturen sehr nicht von ihrer internen Verant- logisch letzte Glied in der Kette stark – fort von der operativen wortung den Fachbereichen ge- von New Corporate Governance Ausführung hin zur Steuerung genüber – und davon, die interne Page 10
  • 11. MANAGEMENT Akzeptanz der Dienstleister zu Elemente des Vertragsmanage- nities. Durch überlappende Wirk- sichern. Insbesondere bei der ments zu ergänzen. Analog einer bereiche zwischen der strate- Auswahl der Dienstleister ist der IT-Governance wird eine Sour- gischen, taktischen und opera- Cultural Fit zu berücksichtigen. cing Governance in der Regel in tiven Ebene kann ein Unterneh- In einem Multiprovider-Umfeld – drei Ebenen unterteilt. men es verhindern, von einem oder bei einem Provider-Wechsel Dienstleister ausgespielt zu – hat Sourcing Governance die Strategische Ebene – werden. Harmonisierung bzw. Anglei- (vgl. Grafik 1, S.12: Wirkbereiche chung in Richtung aller Dienst- Alignment zur Unterneh- einer Sourcing Governance). leister zu gestalten. mensstrategie Dabei kommt es insbesondere Auf der strategischen Ebene darauf an, wie die Dienstleister Transparenz und Steue- ist ein wichtiges Kernelement gesteuert werden. In der Vergan- rungsmöglichkeit durch des Wertschöpfungsmanage- genheit wurde in Ermangelung objektive Leistungs- ments und damit einer Sourcing geeigneter Governance-Struk- Governance die Ausformulie- turen und wegen eines ein- definition rung einer Sourcing Strategie dimensionalen Verständnisses – eingebettet in die Gesamtun- der Zusammenarbeit allzu oft Voraussetzung für eine durch ternehmens- und IT-Strategie. primär sanktionsorientiert ge- Kennzahlen gestützte Steuerung Sind die Business-IT-Alignment- steuert, während heute der er- eines IT-Dienstleisters – Kernele- Diskussionen abgeschlossen, ist folgsversprechendere, koopera- ment einer IT-Governance – ist die Ausrichtung über die Prio- tive Ansatz überwiegt. die objektive Vereinbarung der risierung im IT-Projektportfolio zu erbringenden Serviceleis- zu operationalisieren. Die Maxime „Kooperation statt tungen und die Definition von Zielqualitäten für den Betrieb: in Konfrontation“ wird als Provi- Form von Outsourcingverträgen Taktische Ebene - Sicher- der-Management-Stil immer be- und den damit verbundenen stellung des Business liebter und führt immer häufiger Service Level Agreements. Jede zu erfolgreichen IT-Outsourcing- Case und der Compliance Beziehungen, in denen beide Leistung, die zuvor innerhalb des Unternehmens erbracht wurde, Partner aktiv die Kongruenz ihrer Die taktische Ebene einer Sour- Interessenslagen abstimmen. die intern gelebte Praxis, ist zu cing Governance überbrückt das formalisieren, in Verträgen fest- Spannungsfeld zwischen Preis zuhalten und in Form eines Ver- und Leistungen und deren Be- Operative Ebene - tragsmanagements kontinuier- schreibung in der Außenwirkung. IT-Kundenbetreuung lich zu adjustieren. Unabdingbar sind dabei ein Benchmarking zur Prüfung der Auf der operativen Ebene ist der Ein effizient und koordiniert Marktkonformität und ein Com- Support der IT-Kunden sicher- aufgestelltes Anforderungs- pliance Alignment Audit zur zustellen. Idealtpyisch wird auf management hilft, mögliche Regelausrichtung an Gesetzes- operativer Ebene ein Krisen- und Kostenüberschreitungen und vorgaben. Dies bedeutet, in der Problem-Management sowie ein Leistungsverfehlungen zu ver- Praxis kontinuierlich die gesetzli- Anforderungsmanagement in hindern und für jedes Leistungs- chen, regulatorischen und sicher- Form von Fachbereichsbetreu- bündel ein geeignetes Preis- heitsrelevanten Anforderungen ungen geleistet. modell zu entwickeln. Die reine zu prüfen. Aus dieser Motivation IT-Governance ist also ebenso heraus und aus dem Drang nach Auf operativer Ebene sorgt das um nach außen wirkende Ele- einer Industrialisierung der IT Prozessmanagement für eine mente des Provider-Manage- im Sourcing-Umfeld bilden sich kontinuierliche Verbesserung ments wie um formalisierte derzeit entsprechende Commu- der Ablauforganisation, die Si- Page 11
  • 12. MANAGEMENT cherstellung der Leistungs- lenverteilung auf Kunden- und sind hierbei klare Aufgaben überwachung und für die IT-Se- Dienstleisterseite in Form von und Ziele zuzuordnen, deren Er- curity. Gremien institutionalisiert reichung durch entsprechende werden. Steuerungswerkzeuge nachge- halten wird. Institutionalisierung in Dies hat im Zusammenhang mit Gremien dem Umfang der internen Re- (Vgl. Grafik 2 : Steuerungsmecha- tained Organization zu erfolgen nismen in einer Sourcing Bezie- In Ausschreibungs- bzw. Tran- und sollte die neuen Skillprofile hung) sitionsprojekten muss die Rol- berücksichtigen. Den Gremien Grafik 1 Rahmenbedingungen zur unmittelbar auf die Gestal- Skalierung der Sourcing Govern- tungsmöglichkeiten einer Sour- ance. Ebenso beeinflussen die Gestaltung einer Sourcing cing Governance aus. Shoring-Konzepte unmittelbar Governance die Ausgestaltung der Sour- So bestimmt die Wahl einer cing Governance. Aus einer aktiv Die Determinanten einer Sour- Multi-, Dual- oder Single-Pro- gelebten Outsourcing Govern- cing-Strategie wirken sich vider-Strategie unmittelbar die ance resultieren für Unterneh- Page 12
  • 13. MANAGEMENT men gleich drei zentrale Vorteile: werden, die stetige Kontrolle von erfolgen die operative Zusam- die Geschäftsanforderungen Prozessen und Compliance- menarbeit und mögliche An- können auch in Zusammenar- Richtlinien führt zu mehr Quali- passungen gesteuert und nicht beit mit externen Partnern tät und damit zur Risikomini- eskalationsgetrieben. schneller und besser bedient mierung und schließlich Grafik 2 Der Autor: Branimir Brodnik ist Gründer und geschäftsführender Gesell- schafter der microfin Unternehmensberatung GmbH, die sich seit 2002 erfolgreich am Markt positioniert hat. Der Diplom-Informatiker, der im Nebenfach Medizin studierte, weist eine über 20-jährige Berufserfahrung in den Bereichen Financial Services und Consulting auf. Seine Kompetenzen liegen vor allem in den Themen IT-Sourcing, IT-Kos- tenoptimierung sowie Projektmanagement. Als zertifizierter Projekt- manager und Management Coach beriet Branimir Brodnik in den letzten Jahren nicht nur zahlreiche Un- ternehmen und Manager, sondern gab sein Wissen und seine Erfahrung auch in vielfältigen Veröffent- lichungen weiter. Kontakt: Tel: +49 (0) 6172-17763 0 - E-Mail: info@microfin.de - Web: www.microfin.de Page 13
  • 14. Advert micron Unternehmensberatung: Wir gestalten Vorsprung! micron Unternehmensberatung GmbH Kaiser-Friedrich-Promenade 59a 61348 Bad Homburg T: +49 (6172) 17763 0 E: info@micron.de www.micron.de Page 14
  • 15. NETWORK Deutscher Outsourcing Verband e.V. The German Austrian Swiss Outsourcing Association r.s. Independent knowledge and business network for the DACH-region and Europe - An introduction Outsourcing This is a limited preview. The German Austrian Swiss Association (GASOA) is the leading organi- It is available for free online as well as in regular PDF/print editions. find information about service providers, destinations, solu- tions and more. You can order the zation fostering the market development for business- and IT-services in the DACH- Open Network Knowledge-Partnership full 95 pages issue countries. With its initiatives the association supports di- rectly service buyers and pro- The association maintains and grows a regional and interna- tional community of outsour- The association offers know- ledge carrieres such as uni- versities, consultants, provid- markets. for free via: viders active on the DACH- icng professionals using open network groups on Xing and LinkedIn ers and other organizations to share their knowledge and best practices as knowledge- The Outsourcing Journal partnters. info@outsourcing-journal.org EUBIS - European As the leading news and in- Business- & IT-Services In return the Knowledge Part- formation service about BPO, nership includes unique publi- ITO & SSC the journal provides Eubis is a free and independ- cation, presentation and com- insights in the business- & IT- ent corporate and knowledge munication opportunities. service industry, solutions You directory. Global service pro- & will receive your electronic issue organizations. The Journal is viders present 48 hours infor- www.outsourcing-verband.org within corporate independent and focusing on mation and expertise - entirely www.outsourcing-journal.org non-commercialinformation. free of charge. Service buyers www.eubis.org Members - corporates and professionals from (excerpt): T- Systems International, Hewlett Packard, Infosys, Cognizant, Un- isys Outsourcing, Tata Consultancy Services, Deloitte, North- gate Arinso, Oracle, SAP, Wiener Städtische, ZHAW Zürich, Swiss IT bridge, Safira, BulPros, BUW, Siemens AG und mehr www.outsourcing-verband.org Page 15
  • 16. IMPRINT Publisher Deutscher Outsourcing Verband e.V. (German Austrian Swiss Outsourcing Association r.s.), and Outsourcing Journal Editorial office Stephan Fricke office@outsourcing-verband.org Concept, realization & design OutCome – PR & Communications in Outsourcing info@outsourcing-marketing.org www.outsourcing-marketing.org Advertisement contact info@outsourcing-journal.org Im Auftrag des Deutschen Outsourcing Verbandes e.V. Lumumbastr 14 39126 Magdeburg office@outsourcing-verband.org www.outsourcing-verband.org Copyright information Deutscher Outsourcing Verband, e.V. (DOV), Outsourcing Journal Copying, republishing or use of any contents is prohibited. All Rights Reserved. 2012
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