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Global Priorities for Patient Safety Research


Better knowledge for safer care
WHO Library Cataloguing-in-Publication Data

Global priorities for patient safety research.

1.Patient care - standards. 2.Health services research. 3.Research - trends.
4.Health priorities. 5.Quality of health care. I.WHO Patient Safety.

ISBN 978 92 4 159862 0              (NLM classification: WX 167)

© World Health Organization 2009
All rights reserved. Publications of the World Health Organization can be
obtained from WHO Press, World Health Organization, 20 Avenue Appia, 1211
Geneva 27, Switzerland (tel.: +41 22 791 3264; fax: +41 22 791 4857; e-mail:
bookorders@who.int). Requests for permission to reproduce or translate WHO
publications – whether for sale or for noncommercial distribution – should
be addressed to WHO Press, at the above address (fax: +41 22 791 4806;
e-mail: permissions@who.int).
The designations employed and the presentation of the material in this publica-
tion do not imply the expression of any opinion whatsoever on the part of the
World Health Organization concerning the legal status of any country, territory,
city or area or of its authorities, or concerning the delimitation of its frontiers
or boundaries. Dotted lines on maps represent approximate border lines for
which there may not yet be full agreement.

The mention of specific companies or of certain manufacturers’ products does
not imply that they are endorsed or recommended by the World Health Organi-
zation in preference to others of a similar nature that are not mentioned. Errors
and omissions excepted, the names of proprietary products are distinguished
by initial capital letters.

All reasonable precautions have been taken by the World Health Organization
to verify the information contained in this publication. However, the published
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implied. The responsibility for the interpretation and use of the material lies
with the reader. In no event shall the World Health Organization be liable for
damages arising from its use.

Printed in Switzerland
Global Priorities for Patient Safety Research

Better knowledge for safer care
Foreword

Research is vitally important to
increase the world’s body of knowledge
about patient safety. How research
is conducted, what priorities are
determined, and how the results are
disseminated can have significant
impact on government health policies,
the introduction of improved health-care
practices and as a result better patient care.

The work commissioned by WHO Patient Safety that underpins the dialogue in this
publication, represents the opinions of patient safety experts worldwide. In their deliberations,
they analysed results from developing, transitional and developed countries and while there
were exceptional differences across the three areas, there were also commonalities.

The priorities outlined in the following pages become even more important when we consider
how funding is prioritized for research globally, and how much and to what extent we can
influence decision makers at all levels, whether they are involved in policy, administration or
are clinicians working at the coal face.

There is no doubt, that the changes required to improve safer care for patients everywhere
will come about through the positive energies channelled and endorsed by governments,
International organizations or other agencies to support greater levels of research.

I endorse the opinions of the research team that undertook the original study and identified the
global priorities for patient safety. How we advocate for greater funding is now our big challenge.

Sir Liam Donaldson
Chair, WHO Patient Safety




(refer http://www.who.int/patientsafety/research/priorities/global_priorities_patient_safety_research.pdf
1


3
Introduction

Patient safety is a global issue affecting
countries at all levels of development.
Although estimates of the size of the
problem are scarce, particularly in
developing and transitional countries,
it is likely that millions of patients
worldwide suffer disabilities, injuries
or death every year due to unsafe
medical care. Health care-associated
infections, misdiagnosis, delays in
treatment, injury due to the inadequate
use of medical devices, and, adverse
events due to medication errors, are
common causes of preventable harm
to patients. Reducing the incidence of
patient harm is a matter for everyone
in health care and there is much
to be learned and shared between
developed nations, developing
countries and countries in transition.




                                             4
Understanding the magnitude of the problem and the
main contributing factors is essential in order to devise
appropriate solutions. New research will be key to improving
safety in health care, and setting global priorities to focus on
the most critical aspects of patient safety is essential to yield
the maximum possible benefit especially when research
funds are limited. This will contribute to improving patient
safety and reducing harm.

Most research has been done on hospital (secondary) care
in developed countries and these studies show an adverse
event rate of about 10%, this is to say, one in every ten
patients admitted to hospital suffers an adverse event. Little
research has been done in other settings such as primary
care, long term care and mental health care. However, the
available evidence indicates patient safety in these settings
may be as great a problem as in secondary care.

Research Initiative

WHO Patient Safety brought together a working group
of research experts from around the world to focus on
identifying research priorities in developing, transitional
and developed countries. This work, published in May
2009, provides a crucial focus and starting point for global
research into patient safety.

                                   The identification of these priorities enables a more
                                   collaborative global approach, finding solutions that can be
                                   applied in different countries and thus avoiding duplication
                                   of research. Although priorities differ in different parts of the
                                   world, there is considerable overlap in priorities between
                                   developing countries and countries in transition.

                                   Ranking the issues identifies the stark fact that
                                   organizational behaviour is as important as clinical practice
                                   and as such should be of interest to researchers in the field
                                   of psychology and management.




5
Priority Table
There must be a strong emphasis on applied and evaluative research leading to developing or
locally adapting effective, appropriate and affordable solutions. Experience shows that while
many solutions exist for certain patient safety hazards, many countries cannot apply them as
they are costly or inappropriate to the local context and circumstance.

The following table shows the top six research priorities across developing countries, countries
in transition and developed countries. It highlights where there are similarities. As such, this is
an important starting point, providing a focus where research funds are limited. The WHO Patient
Safety expert group is currently developing a method for countries to identify their own priorities.

The full list of 50 priorities and research questions is available at http://www.who.int/patientsafety/
research/priorities/global_priorities_patient_safety_research.pdf

Table 1 Six ranked research priorities
      Developing Countries              Countries with Economies Developed Countries
                                        in Transition
 1.   Counterfeit & substandard         Inadequate competence             Lack of communication
      drugs                             & training skills                 & coordination (including
                                                                          coordination across
                                                                          organizations, discontinuity
                                                                          & handovers)
 2.   Inadequate competence             Lack of appropriate               Latent organizational
      training & skills                 knowledge & transfer              failures

 3.   Maternal & newborn care           Lack of communication             Poor safety culture &
                                        & coordination (including         blame-oriented processes
                                        coordination across
                                        organizations, discontinuity
                                        & handovers)
 4.   Health care-associated            Health care-associated            Inadequate safety
      infections                        infections                        indicators

 5.   Unsafe injection practices        Maternal & newborn care           Adverse drug events due to
                                                                          drugs & medication errors

 6.   Unsafe blood practices            Adverse drug events due to        Care of the frail & elderly
                                        drugs & medication errors




                                                                                                          6
Research Questions
Standardized methods for research will be used to answer questions formulated around the
identified priorities. This will ensure the validity of the solutions suggested as a result
of research.

Table 2 outlines some of the priority topics and potential research questions. The complete
list is available for download on the WHO Patient Safety website.

Table 2 Research topics and research questions

    Topic                          Research questions

    Extent & nature of the         What are the incidence and prevalence of patient safety problems
    problem of patient safety      in various health-care settings?

                                   What is the burden of unsafe care on the general population in
                                   terms of morbidity and mortality?
                                   What is the burden of unsafe care on special populations, such as
                                   the elderly, minorities and children?

    Maternal & newborn care        What are costs and benefits of adapting already established
    Identification design &        guidelines as opposed to designing new solutions?
    testing of locally effective
    and affordable solutions       What mechanisms are needed to ensure specific solutions are valid,
                                   effective and responsive to changing needs and sustainable and
                                   measurable over time?

                                   What solutions for preventing common adverse events are effective
                                   in low resource situations?

    Counterfeit and                How effective are regulatory actions and interventions in addressing
    substandard drugs              this issue?

                                   How much do counterfeit and substandard drugs contribute to the
                                   problems of patient safety?

                                   What are the factors that lead to the use of counterfeit and
                                   substandard drugs?

    Inadequate competence          Are health-care professionals adequately trained in assessing and
    training and skills            dealing with patients with reported adverse events or medical errors?

                                   Is patient safety a specific topic in the core curricula of physicians,
                                   nurses and health managers?

                                   What kind of continuing medical education programmes are most
                                   effective for ensuring that physicians and nurses retain competency
                                   in patient safety?



7
Topic                    Research questions

Maternal                 What are the main safety issues in maternal and newborn care?
and newborn care
                         What is the burden of unsafe maternal and newborn care?

                         What are the most cost-effective strategies for improving the safety
                         of maternal and newborn care?

                         What resources and systems are needed to implement
                         recommended maternal and newborn care interventions effectively?


Health care-associated   What are the epidemiology of and risk factors for health care-associated
infections               infections in hospitals?

                         What is the availability and cost of commercial handrub products and
                         how does that affect hand hygiene promotion strategies?

                         What strategies are effective in optimizing participation in infection
                         control practices?

                         Are there effective plans in place for the control of epidemic outbreaks
                         of health care-associated infections?

                         Does use of new practices (e.g. silver-coated catheters) reduce the
                         incidence of health care-associated infections?




                                                                                                    8
‘With so many unanswered questions on patient safety, it is
(often) difficult for researchers to know where to begin.’
                                                    (Bates BMJ 2009; 338:b1775)


                    However, WHO Patient Safety through its research
                    programme, since its establishment in 2005, has
                    developed a growing network of experts worldwide who
                    can contribute to this important work. WHO provides the
                    facility for research to take place to meet the strategic
                    priorities it sets. It works on concepts and definitions
                    and guidelines to give guidance on the best approaches
                    and methods for researchers to adopt when undertaking
                    studies and surveys. In addition, it has set up a small
                    grants initiative to which researchers can apply on an
                    annual basis for funding to undertake smaller research in
                    topics that are aligned to the priorities identified. While the
                    emphasis must be on developing countries and countries
                    in transition, it is important to appreciate the global learning
                    that can be harnessed from quality, well researched and
                    resourced findings.

                    Greater understanding of patient safety issues and the
                    spread of knowledge based on solid evidence will contribute
                    to reducing the incidences of harm and death to the world’s
                    patient population.

                    Research requires funding and commitment from
                    organizations and individuals who are in positions where they
                    can allocate the required resources. WHO Patient Safety
                    extends an invitation to participate and advocate in its quest
                    to reduce the continuing global incidents of patient harm
                    and death by supporting the call for greater research to be
                    undertaken on patient safety.




9
World Health Organization   Email
20 Avenue Appia             patientsafety@who.int
CH - 1211 Geneva 27         Please visit our website at:
Switzerland                 www.who.int/patientsafety/en/
Tel. +41 (0) 22 791 50 60

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Global priorities for patient safety research

  • 1. Global Priorities for Patient Safety Research Better knowledge for safer care
  • 2. WHO Library Cataloguing-in-Publication Data Global priorities for patient safety research. 1.Patient care - standards. 2.Health services research. 3.Research - trends. 4.Health priorities. 5.Quality of health care. I.WHO Patient Safety. ISBN 978 92 4 159862 0 (NLM classification: WX 167) © World Health Organization 2009 All rights reserved. Publications of the World Health Organization can be obtained from WHO Press, World Health Organization, 20 Avenue Appia, 1211 Geneva 27, Switzerland (tel.: +41 22 791 3264; fax: +41 22 791 4857; e-mail: bookorders@who.int). Requests for permission to reproduce or translate WHO publications – whether for sale or for noncommercial distribution – should be addressed to WHO Press, at the above address (fax: +41 22 791 4806; e-mail: permissions@who.int). The designations employed and the presentation of the material in this publica- tion do not imply the expression of any opinion whatsoever on the part of the World Health Organization concerning the legal status of any country, territory, city or area or of its authorities, or concerning the delimitation of its frontiers or boundaries. Dotted lines on maps represent approximate border lines for which there may not yet be full agreement. The mention of specific companies or of certain manufacturers’ products does not imply that they are endorsed or recommended by the World Health Organi- zation in preference to others of a similar nature that are not mentioned. Errors and omissions excepted, the names of proprietary products are distinguished by initial capital letters. All reasonable precautions have been taken by the World Health Organization to verify the information contained in this publication. However, the published material is being distributed without warranty of any kind, either expressed or implied. The responsibility for the interpretation and use of the material lies with the reader. In no event shall the World Health Organization be liable for damages arising from its use. Printed in Switzerland
  • 3. Global Priorities for Patient Safety Research Better knowledge for safer care
  • 4. Foreword Research is vitally important to increase the world’s body of knowledge about patient safety. How research is conducted, what priorities are determined, and how the results are disseminated can have significant impact on government health policies, the introduction of improved health-care practices and as a result better patient care. The work commissioned by WHO Patient Safety that underpins the dialogue in this publication, represents the opinions of patient safety experts worldwide. In their deliberations, they analysed results from developing, transitional and developed countries and while there were exceptional differences across the three areas, there were also commonalities. The priorities outlined in the following pages become even more important when we consider how funding is prioritized for research globally, and how much and to what extent we can influence decision makers at all levels, whether they are involved in policy, administration or are clinicians working at the coal face. There is no doubt, that the changes required to improve safer care for patients everywhere will come about through the positive energies channelled and endorsed by governments, International organizations or other agencies to support greater levels of research. I endorse the opinions of the research team that undertook the original study and identified the global priorities for patient safety. How we advocate for greater funding is now our big challenge. Sir Liam Donaldson Chair, WHO Patient Safety (refer http://www.who.int/patientsafety/research/priorities/global_priorities_patient_safety_research.pdf 1 3
  • 5. Introduction Patient safety is a global issue affecting countries at all levels of development. Although estimates of the size of the problem are scarce, particularly in developing and transitional countries, it is likely that millions of patients worldwide suffer disabilities, injuries or death every year due to unsafe medical care. Health care-associated infections, misdiagnosis, delays in treatment, injury due to the inadequate use of medical devices, and, adverse events due to medication errors, are common causes of preventable harm to patients. Reducing the incidence of patient harm is a matter for everyone in health care and there is much to be learned and shared between developed nations, developing countries and countries in transition. 4
  • 6. Understanding the magnitude of the problem and the main contributing factors is essential in order to devise appropriate solutions. New research will be key to improving safety in health care, and setting global priorities to focus on the most critical aspects of patient safety is essential to yield the maximum possible benefit especially when research funds are limited. This will contribute to improving patient safety and reducing harm. Most research has been done on hospital (secondary) care in developed countries and these studies show an adverse event rate of about 10%, this is to say, one in every ten patients admitted to hospital suffers an adverse event. Little research has been done in other settings such as primary care, long term care and mental health care. However, the available evidence indicates patient safety in these settings may be as great a problem as in secondary care. Research Initiative WHO Patient Safety brought together a working group of research experts from around the world to focus on identifying research priorities in developing, transitional and developed countries. This work, published in May 2009, provides a crucial focus and starting point for global research into patient safety. The identification of these priorities enables a more collaborative global approach, finding solutions that can be applied in different countries and thus avoiding duplication of research. Although priorities differ in different parts of the world, there is considerable overlap in priorities between developing countries and countries in transition. Ranking the issues identifies the stark fact that organizational behaviour is as important as clinical practice and as such should be of interest to researchers in the field of psychology and management. 5
  • 7. Priority Table There must be a strong emphasis on applied and evaluative research leading to developing or locally adapting effective, appropriate and affordable solutions. Experience shows that while many solutions exist for certain patient safety hazards, many countries cannot apply them as they are costly or inappropriate to the local context and circumstance. The following table shows the top six research priorities across developing countries, countries in transition and developed countries. It highlights where there are similarities. As such, this is an important starting point, providing a focus where research funds are limited. The WHO Patient Safety expert group is currently developing a method for countries to identify their own priorities. The full list of 50 priorities and research questions is available at http://www.who.int/patientsafety/ research/priorities/global_priorities_patient_safety_research.pdf Table 1 Six ranked research priorities Developing Countries Countries with Economies Developed Countries in Transition 1. Counterfeit & substandard Inadequate competence Lack of communication drugs & training skills & coordination (including coordination across organizations, discontinuity & handovers) 2. Inadequate competence Lack of appropriate Latent organizational training & skills knowledge & transfer failures 3. Maternal & newborn care Lack of communication Poor safety culture & & coordination (including blame-oriented processes coordination across organizations, discontinuity & handovers) 4. Health care-associated Health care-associated Inadequate safety infections infections indicators 5. Unsafe injection practices Maternal & newborn care Adverse drug events due to drugs & medication errors 6. Unsafe blood practices Adverse drug events due to Care of the frail & elderly drugs & medication errors 6
  • 8. Research Questions Standardized methods for research will be used to answer questions formulated around the identified priorities. This will ensure the validity of the solutions suggested as a result of research. Table 2 outlines some of the priority topics and potential research questions. The complete list is available for download on the WHO Patient Safety website. Table 2 Research topics and research questions Topic Research questions Extent & nature of the What are the incidence and prevalence of patient safety problems problem of patient safety in various health-care settings? What is the burden of unsafe care on the general population in terms of morbidity and mortality? What is the burden of unsafe care on special populations, such as the elderly, minorities and children? Maternal & newborn care What are costs and benefits of adapting already established Identification design & guidelines as opposed to designing new solutions? testing of locally effective and affordable solutions What mechanisms are needed to ensure specific solutions are valid, effective and responsive to changing needs and sustainable and measurable over time? What solutions for preventing common adverse events are effective in low resource situations? Counterfeit and How effective are regulatory actions and interventions in addressing substandard drugs this issue? How much do counterfeit and substandard drugs contribute to the problems of patient safety? What are the factors that lead to the use of counterfeit and substandard drugs? Inadequate competence Are health-care professionals adequately trained in assessing and training and skills dealing with patients with reported adverse events or medical errors? Is patient safety a specific topic in the core curricula of physicians, nurses and health managers? What kind of continuing medical education programmes are most effective for ensuring that physicians and nurses retain competency in patient safety? 7
  • 9. Topic Research questions Maternal What are the main safety issues in maternal and newborn care? and newborn care What is the burden of unsafe maternal and newborn care? What are the most cost-effective strategies for improving the safety of maternal and newborn care? What resources and systems are needed to implement recommended maternal and newborn care interventions effectively? Health care-associated What are the epidemiology of and risk factors for health care-associated infections infections in hospitals? What is the availability and cost of commercial handrub products and how does that affect hand hygiene promotion strategies? What strategies are effective in optimizing participation in infection control practices? Are there effective plans in place for the control of epidemic outbreaks of health care-associated infections? Does use of new practices (e.g. silver-coated catheters) reduce the incidence of health care-associated infections? 8
  • 10. ‘With so many unanswered questions on patient safety, it is (often) difficult for researchers to know where to begin.’ (Bates BMJ 2009; 338:b1775) However, WHO Patient Safety through its research programme, since its establishment in 2005, has developed a growing network of experts worldwide who can contribute to this important work. WHO provides the facility for research to take place to meet the strategic priorities it sets. It works on concepts and definitions and guidelines to give guidance on the best approaches and methods for researchers to adopt when undertaking studies and surveys. In addition, it has set up a small grants initiative to which researchers can apply on an annual basis for funding to undertake smaller research in topics that are aligned to the priorities identified. While the emphasis must be on developing countries and countries in transition, it is important to appreciate the global learning that can be harnessed from quality, well researched and resourced findings. Greater understanding of patient safety issues and the spread of knowledge based on solid evidence will contribute to reducing the incidences of harm and death to the world’s patient population. Research requires funding and commitment from organizations and individuals who are in positions where they can allocate the required resources. WHO Patient Safety extends an invitation to participate and advocate in its quest to reduce the continuing global incidents of patient harm and death by supporting the call for greater research to be undertaken on patient safety. 9
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  • 12. World Health Organization Email 20 Avenue Appia patientsafety@who.int CH - 1211 Geneva 27 Please visit our website at: Switzerland www.who.int/patientsafety/en/ Tel. +41 (0) 22 791 50 60