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Physiologic Assessment of Young
Infants:
Puzzles & Challenges in EHDI
Martyn Hyde, PhD
Professor of Otolaryngology, U of Toronto
Consultant, Ontario Infant Hearing Program
& British Columbia Early Hearing Program
mhyde@mtsinai.on.ca
Focus – how are we doing and in
what?• Initial Dx assessment of AABR referrals in EHDI programs
• Goals: coverage, timeliness, validity, accuracy, efficiency, effectiveness
• Dysfunction site, mechanism, cause, functional impact, prognosis,
implications for remedy or amelioration, outcome measurement
• From: Gross thresholds, conductive, sensorineural
• To: FS thresholds, suprathreshold functions, afferent OHC, IHC, synaptic,
cochlear place, 1st neuron, brainstem pathways, thalamocortical, primary
cortical, association cortical, efferent OHC control, cognitive functions,
plastic maladaptations, molecular mechanisms, etc
•Some progress (:, but could try harder…..):
ANSD – a moving target
• Normal OAEs & absent ABR
• Normal OAEs & absent or grossly abnormal ABR
• Normal OAEs and/or CM & absent or abnormal ABR
• Present CM & absent or abnormal click or tonepip ABR…
• Incompatible OAEs & tonepip ABR thresholds….with or without
normal high-intensity waveforms
• Broad, late wave V only, no sharpening or I-O change….
ANSD Challenges
• Does ANSD protect against conductive loss? NO
• Can ANSD & conventional SHL coexist? YES
• Does ANSD have graded severity? YES
• Can ANSD have concurrent multiple sites & dynamics? YES
• Can ANSD occur at specific cochlear frequency-places? YES
Amatuzzi M et al., JARO
2011;12(5):595-604
Key points about CM
• May be OHC, IHC or both, from basal to middle cochlear regions
• Presence does NOT guarantee OHC normality – can be seen in severe
conventional cochlear hearing loss
• Size at mastoid highly variable over subjects, strongly affected by
stimulus level within-subject
• May be abolished by conductive components > 20 dB
• If ‘absent’ OAE, CM/ABR disparity is key predictor of ANSD likelihood
• Given ‘absent’ ABR, does ANY mastoid CM imply ANSD….?
ANSD case? Nov 2013
Shi W et al, Acta Otolaryngol
2012;132:188-196
So what do we do now?
• Likelihood/confidence categories:
• ‘Definite ANSD component’, Probable…, Possible…, Not suspected, NYD
• OAE < - >ABR, CM <-> ABR
• CM size, duration, oscillation, frequency, I-O, etc
• Extend recording bandwidth (Santarelli R)
• Window 5 or 10 ms, rep rate 91/s (181/s?)
• Wait for ‘gold standard’ outcomes…….VRA? LCPs? Speech perception…
‘Obligatory’ Late Cortical Potentials
‘N1-P2’
• ‘Exogenous’ = determined by stimulus parameters……?
• Yes, strongly but NOT exclusively….
• = Acoustic Change Complex: ANY perceptible change in acoustic env.
• Threshold is just a special case of perceptible change
• Delta I (difference limen, gaps), delta F, delta position, masking, etc
• Eg: FS thresholds (AC, BC) & gap detection at one month in ANSD etc?
• Issues: maturation, practicality, optimal technique & skills
Adult cortical N1-P2 example
onset
Adults (Cz)
5 May'09
Infants (C3)
N1
P1
INFANT
ONSET -100 0 800
V
-15
-10
-5
0
5
10
15
Ishida, Stapells & Small (in prep)
Evoked Response Audiometry
in newborn infants
N = 250, 88% ‘excellent results’
Taguchi K, Picton T, Orpin J, Goodman W
Acta Oto-Laryngologica 1969, Suppl. 252: 5-17
Dimitrijevic A et al. Clin Neurophysiol.
2011 March; 122(3): 594–604 PMC
3010502
Martin BA et al, Ear Hear 2010;31(3):356-366
Adult N1-P2 nonstationarity –
attention?
Clynes M Rest-Motion function. NASA
SP191 1969
ABR & ASSR puzzles
• Are they the same thing, measured differently?
• Ear is E integrator, TC ~ 250 ms at threshold
• ABR reflects D (intensity) & dI/dt in 0-2 ms…..
• ASSR in profound loss: validity???
• Superior f-specificity: validity???
• Greater efficiency?
• Depends on host of subject, acquisition parameters & detection criteria eg
averaging times, ABR rep rates, intensity strategies, FP & FN error rates….
• MUST compare optimised methods in specific populations & in every
subject individually, with time & error control; focus not on group means
but variation, interaction. Express in terms of ppeSPL…not nHL for ABR
Herdman & Stapells, IJA 2003;42:237-
248
• Text
‘Lost in diagnosis’ – ABR test
efficiency
strategy
Bayesian optimization under time
constraint• Test? Ear, AC or BC? Frequency? Intensity? Etc.
• Which single R+ / R- answer would make the greatest difference to Dx
inference, counselling, intervention… if it were the only answer obtained?
• Given an answer, ask it again & again, until you or the baby are done…
• Step info gain greatest if alternatives are equiprobable
• Average ascending threshold variance 3x descending variance
• R-negative proof usually slower than R-positive proof
• Use response characteristics to control down-steps
• Confirmatory averages can be smaller; repeats only on threshold brackets
• Minimum initial level > up 30 dB…down 20 dB given R++, 10 dB given R+ , etc
Infant ABR rare-cond differences
Infant ABR rare/cond differences
Infant ABR: rare/cond diff, no CM
John Archibald Wheeler
‘If you haven’t found something strange during the day
…..then it hasn’t been much of a day’
And now….at last
Main topics - messages
Main topics - messages
31
Click CM amplitude in Normal & ANSD infants
Young & Cone-Wesson 01, Starr et al 01
0.0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1.0
1.1
1.2
1.3
1.4
1.5
0 1 2 3 4 5
Group
CMamplitudeuV
YCW
90dB YCW
'80dB'
S et al
N 80dB
S et al
ANSD 80dB
Title
• For linear rise-plateau-fall pips, the energy-equivalent duration is
2/3R+P : 500 3.33 1k 1.67 2k 0.83 4k 0.42 click 0.25
• In 250 ms 80 160 320 640 1,000
• SPL under 11 8 5 2 0
Click ABR rare-cond differences
• Are more common & dramatic than expected
• Can cause misinterpretation of alt. ABR anomalies
• Are not well-understood –superficial dogma…
• Are they diagnostically useful?
• Might they reflect IHC dead zones?
• What would be revealed by ‘stacked ABR’ type masking ?
Title
• Text
Threshold: cortical P2-N2 complex in
sleeping infants
• Use stimulus unaffected by dys-synchrony
• Use ordinary toneburst eg 10-40-10 ms
• F-spec CHL+SHL components (AC, BC)
• Early data: 1965 – 1986 Barnet AB, Ohlrich ES, Rapin I, Graziani L,
Weitzman E, Davis H, Onishi S, Rotteveel J, etc.
• Hall , Reneau & Hnatiow 75 (per mlh)
Obligatory cortical AEPs at 3/12
• P200-250 – N350-450 prominent (‘P2-N2’)
• Twice the size of N1-P2
• Light sleep acceptable
• Best recorded 3-4/12 corrected age
• Parameters as for adult N1-P2
• Toneburst ISI or frequency jitter may increase amplitude
Zeng FG et al JN 2005
AD vs Normal Functionality
• Intensity DL: low SL lot of overlap, high SL normal
• Masking: <, >, =, lot of overlap
• ITD lateralization: big difference, difficult?
BUT
• WN Gap, 20 SL: a 2%, b 60%, 30 SL: a 2%, b 80%
• => Measure P2 gap threshold at P2 threshold + 30dB ? With WN? With low-
frequency tones?
Gap thresholds with N1-P2
Michalewski et al 2005 AN/AD = 14
0
10
20
30
40
50
60
70
0 10 20 30 40 50 60 70
psych gap threshold (ms)
N100gapthreshold(ms)
Gap thresholds vs speech scores
Michalewski et al, Clin Neurophys 2005
0
10
20
30
40
50
60
0 20 40 60 80 100 120
BKB sentence scores, %
psychgapthresholdms
Frequency DL with N1-P2
• Zeng FG et al Clin Neurophysiol 2005
• ‘profound impairment in f-discrim <4kHz’
• Freq DL: 500 Hz N <2 Hz, AN/AD >80 Hz
• AND <30 Hz in SHL (Freyman & Nelson 91)
SO
• P2 at 500 Hz, FM 10-40-10ms 50 Hz dF (eg Kohn M, EEG clin Neurophys
1978)
Electrocochleography
• Eg Santarelli R, Arslan E , Hear Res 2002
• CM I-O function (OHC)
• SP I-O function (IHC?)
• AP I-O function??
• ? Feasible in infants, surface electrodes
Priority AEP investigations
• P2 thresholds at 3-6(/12 in all AD, ?AD, PCHI (by ABR)  VRA 
difference distributions (ABR-N1, VRA-N1, VRA-ABR)
• P2 Gap & FM: response at specific P2 SL to discriminate, threshold to
quantify dysfunction
• CM,SP & CABR I-O fns in AD,?AD, SHL
• ABR enhancement (low rate, special stimuli)
Efficiency: type, severity in 7 runs or less
per f
• In an OAE -> AABR referred ear:
• (not OAE) ABR AC or BC? Hearing WNL? No PHL?
• WNL : AC tonepip, what f? 2k, what I? minimum for target….
• AC2k 30: R, -> 4k or 500? Other ear?
• AC2k 30: NR, AC or BC? If BC, 30:NR ->60
• If AC, -> 60:NR, -> 90:R ->70, r ->80….
• If R at minimum or upper bracket level, must replicate
• If NR at lower bracket level, must reach max noise criterion
• Proving NR usually takes longer than proving R
Bone-conduction ABR
How do you determine cochlear origin?
(Which ear does response come from?)
Vertex to
Left Mastoid
Vertex to
Right Mastoid
AURAL ATRESIA (RIGHT) UNILATERAL SNHL (RIGHT)
STIM: BC 2000 Hz @ 30 dBnHL
BONE OSCILLATOR: RIGHT
STIM: BC 2000 Hz @ 60 dBnHL
BONE OSCILLATOR: RIGHT
Vc
Vc
V
V
BC TONE-ABR IPSI/CONTRA
ASYMMETRIES IN HEARING
LOSS
Better in ipsi channel
(normal) – comes from right
(ipsi) ear
Normal cochlea @2kHz
Stapells, in press 2010
Vertex to
Left Mastoid
Vertex to
Right Mastoid
AURAL ATRESIA (RIGHT) UNILATERAL SNHL (RIGHT)
STIM: BC 2000 Hz @ 30 dBnHL
BONE OSCILLATOR: RIGHT
STIM: BC 2000 Hz @ 60 dBnHL
BONE OSCILLATOR: RIGHT
Vc
Vc
V
V
BC TONE-ABR IPSI/CONTRA
ASYMMETRIES IN HEARING
LOSS
Better in contra channel –
comes from left (contra) ear
SNHL @2kHzNormal cochlea @2kHz
Stapells, in press 2010
RIGHT
LEFT
0.5 kHz
35 dBnHL
2 kHz
30 dBnHL
4 kHz
25 dBnHL
Infant Tone-ABR @ “normal” intensities*
Total recording time: 9.4 minutesInfant AG (11 mos)
V (14.2 ms)
V (8.7 ms)V (9.3 ms)
V (8.3 ms)
V (14.4 ms)
V (9.5 ms)
* Infant hearing considered “normal” if responses present at these intensities (BCEHP)

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Physiologic Assessment of Young Infants: Puzzles & Challenges in EHDI Practice

  • 1. Physiologic Assessment of Young Infants: Puzzles & Challenges in EHDI Martyn Hyde, PhD Professor of Otolaryngology, U of Toronto Consultant, Ontario Infant Hearing Program & British Columbia Early Hearing Program mhyde@mtsinai.on.ca
  • 2. Focus – how are we doing and in what?• Initial Dx assessment of AABR referrals in EHDI programs • Goals: coverage, timeliness, validity, accuracy, efficiency, effectiveness • Dysfunction site, mechanism, cause, functional impact, prognosis, implications for remedy or amelioration, outcome measurement • From: Gross thresholds, conductive, sensorineural • To: FS thresholds, suprathreshold functions, afferent OHC, IHC, synaptic, cochlear place, 1st neuron, brainstem pathways, thalamocortical, primary cortical, association cortical, efferent OHC control, cognitive functions, plastic maladaptations, molecular mechanisms, etc •Some progress (:, but could try harder…..):
  • 3. ANSD – a moving target • Normal OAEs & absent ABR • Normal OAEs & absent or grossly abnormal ABR • Normal OAEs and/or CM & absent or abnormal ABR • Present CM & absent or abnormal click or tonepip ABR… • Incompatible OAEs & tonepip ABR thresholds….with or without normal high-intensity waveforms • Broad, late wave V only, no sharpening or I-O change….
  • 4. ANSD Challenges • Does ANSD protect against conductive loss? NO • Can ANSD & conventional SHL coexist? YES • Does ANSD have graded severity? YES • Can ANSD have concurrent multiple sites & dynamics? YES • Can ANSD occur at specific cochlear frequency-places? YES
  • 5. Amatuzzi M et al., JARO 2011;12(5):595-604
  • 6. Key points about CM • May be OHC, IHC or both, from basal to middle cochlear regions • Presence does NOT guarantee OHC normality – can be seen in severe conventional cochlear hearing loss • Size at mastoid highly variable over subjects, strongly affected by stimulus level within-subject • May be abolished by conductive components > 20 dB • If ‘absent’ OAE, CM/ABR disparity is key predictor of ANSD likelihood • Given ‘absent’ ABR, does ANY mastoid CM imply ANSD….?
  • 8. Shi W et al, Acta Otolaryngol 2012;132:188-196
  • 9. So what do we do now? • Likelihood/confidence categories: • ‘Definite ANSD component’, Probable…, Possible…, Not suspected, NYD • OAE < - >ABR, CM <-> ABR • CM size, duration, oscillation, frequency, I-O, etc • Extend recording bandwidth (Santarelli R) • Window 5 or 10 ms, rep rate 91/s (181/s?) • Wait for ‘gold standard’ outcomes…….VRA? LCPs? Speech perception…
  • 10. ‘Obligatory’ Late Cortical Potentials ‘N1-P2’ • ‘Exogenous’ = determined by stimulus parameters……? • Yes, strongly but NOT exclusively…. • = Acoustic Change Complex: ANY perceptible change in acoustic env. • Threshold is just a special case of perceptible change • Delta I (difference limen, gaps), delta F, delta position, masking, etc • Eg: FS thresholds (AC, BC) & gap detection at one month in ANSD etc? • Issues: maturation, practicality, optimal technique & skills
  • 12. onset Adults (Cz) 5 May'09 Infants (C3) N1 P1 INFANT ONSET -100 0 800 V -15 -10 -5 0 5 10 15 Ishida, Stapells & Small (in prep)
  • 13.
  • 14. Evoked Response Audiometry in newborn infants N = 250, 88% ‘excellent results’ Taguchi K, Picton T, Orpin J, Goodman W Acta Oto-Laryngologica 1969, Suppl. 252: 5-17
  • 15. Dimitrijevic A et al. Clin Neurophysiol. 2011 March; 122(3): 594–604 PMC 3010502
  • 16. Martin BA et al, Ear Hear 2010;31(3):356-366
  • 17. Adult N1-P2 nonstationarity – attention?
  • 18. Clynes M Rest-Motion function. NASA SP191 1969
  • 19. ABR & ASSR puzzles • Are they the same thing, measured differently? • Ear is E integrator, TC ~ 250 ms at threshold • ABR reflects D (intensity) & dI/dt in 0-2 ms….. • ASSR in profound loss: validity??? • Superior f-specificity: validity??? • Greater efficiency? • Depends on host of subject, acquisition parameters & detection criteria eg averaging times, ABR rep rates, intensity strategies, FP & FN error rates…. • MUST compare optimised methods in specific populations & in every subject individually, with time & error control; focus not on group means but variation, interaction. Express in terms of ppeSPL…not nHL for ABR
  • 20. Herdman & Stapells, IJA 2003;42:237- 248 • Text
  • 21. ‘Lost in diagnosis’ – ABR test efficiency
  • 22. strategy Bayesian optimization under time constraint• Test? Ear, AC or BC? Frequency? Intensity? Etc. • Which single R+ / R- answer would make the greatest difference to Dx inference, counselling, intervention… if it were the only answer obtained? • Given an answer, ask it again & again, until you or the baby are done… • Step info gain greatest if alternatives are equiprobable • Average ascending threshold variance 3x descending variance • R-negative proof usually slower than R-positive proof • Use response characteristics to control down-steps • Confirmatory averages can be smaller; repeats only on threshold brackets • Minimum initial level > up 30 dB…down 20 dB given R++, 10 dB given R+ , etc
  • 23. Infant ABR rare-cond differences
  • 24. Infant ABR rare/cond differences
  • 25. Infant ABR: rare/cond diff, no CM
  • 26.
  • 27. John Archibald Wheeler ‘If you haven’t found something strange during the day …..then it hasn’t been much of a day’
  • 29. Main topics - messages
  • 30. Main topics - messages
  • 31. 31 Click CM amplitude in Normal & ANSD infants Young & Cone-Wesson 01, Starr et al 01 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1.0 1.1 1.2 1.3 1.4 1.5 0 1 2 3 4 5 Group CMamplitudeuV YCW 90dB YCW '80dB' S et al N 80dB S et al ANSD 80dB
  • 32. Title • For linear rise-plateau-fall pips, the energy-equivalent duration is 2/3R+P : 500 3.33 1k 1.67 2k 0.83 4k 0.42 click 0.25 • In 250 ms 80 160 320 640 1,000 • SPL under 11 8 5 2 0
  • 33. Click ABR rare-cond differences • Are more common & dramatic than expected • Can cause misinterpretation of alt. ABR anomalies • Are not well-understood –superficial dogma… • Are they diagnostically useful? • Might they reflect IHC dead zones? • What would be revealed by ‘stacked ABR’ type masking ?
  • 35. Threshold: cortical P2-N2 complex in sleeping infants • Use stimulus unaffected by dys-synchrony • Use ordinary toneburst eg 10-40-10 ms • F-spec CHL+SHL components (AC, BC) • Early data: 1965 – 1986 Barnet AB, Ohlrich ES, Rapin I, Graziani L, Weitzman E, Davis H, Onishi S, Rotteveel J, etc. • Hall , Reneau & Hnatiow 75 (per mlh)
  • 36. Obligatory cortical AEPs at 3/12 • P200-250 – N350-450 prominent (‘P2-N2’) • Twice the size of N1-P2 • Light sleep acceptable • Best recorded 3-4/12 corrected age • Parameters as for adult N1-P2 • Toneburst ISI or frequency jitter may increase amplitude
  • 37. Zeng FG et al JN 2005 AD vs Normal Functionality • Intensity DL: low SL lot of overlap, high SL normal • Masking: <, >, =, lot of overlap • ITD lateralization: big difference, difficult? BUT • WN Gap, 20 SL: a 2%, b 60%, 30 SL: a 2%, b 80% • => Measure P2 gap threshold at P2 threshold + 30dB ? With WN? With low- frequency tones?
  • 38. Gap thresholds with N1-P2 Michalewski et al 2005 AN/AD = 14 0 10 20 30 40 50 60 70 0 10 20 30 40 50 60 70 psych gap threshold (ms) N100gapthreshold(ms)
  • 39. Gap thresholds vs speech scores Michalewski et al, Clin Neurophys 2005 0 10 20 30 40 50 60 0 20 40 60 80 100 120 BKB sentence scores, % psychgapthresholdms
  • 40. Frequency DL with N1-P2 • Zeng FG et al Clin Neurophysiol 2005 • ‘profound impairment in f-discrim <4kHz’ • Freq DL: 500 Hz N <2 Hz, AN/AD >80 Hz • AND <30 Hz in SHL (Freyman & Nelson 91) SO • P2 at 500 Hz, FM 10-40-10ms 50 Hz dF (eg Kohn M, EEG clin Neurophys 1978)
  • 41.
  • 42. Electrocochleography • Eg Santarelli R, Arslan E , Hear Res 2002 • CM I-O function (OHC) • SP I-O function (IHC?) • AP I-O function?? • ? Feasible in infants, surface electrodes
  • 43. Priority AEP investigations • P2 thresholds at 3-6(/12 in all AD, ?AD, PCHI (by ABR)  VRA  difference distributions (ABR-N1, VRA-N1, VRA-ABR) • P2 Gap & FM: response at specific P2 SL to discriminate, threshold to quantify dysfunction • CM,SP & CABR I-O fns in AD,?AD, SHL • ABR enhancement (low rate, special stimuli)
  • 44. Efficiency: type, severity in 7 runs or less per f • In an OAE -> AABR referred ear: • (not OAE) ABR AC or BC? Hearing WNL? No PHL? • WNL : AC tonepip, what f? 2k, what I? minimum for target…. • AC2k 30: R, -> 4k or 500? Other ear? • AC2k 30: NR, AC or BC? If BC, 30:NR ->60 • If AC, -> 60:NR, -> 90:R ->70, r ->80…. • If R at minimum or upper bracket level, must replicate • If NR at lower bracket level, must reach max noise criterion • Proving NR usually takes longer than proving R
  • 45. Bone-conduction ABR How do you determine cochlear origin? (Which ear does response come from?)
  • 46. Vertex to Left Mastoid Vertex to Right Mastoid AURAL ATRESIA (RIGHT) UNILATERAL SNHL (RIGHT) STIM: BC 2000 Hz @ 30 dBnHL BONE OSCILLATOR: RIGHT STIM: BC 2000 Hz @ 60 dBnHL BONE OSCILLATOR: RIGHT Vc Vc V V BC TONE-ABR IPSI/CONTRA ASYMMETRIES IN HEARING LOSS Better in ipsi channel (normal) – comes from right (ipsi) ear Normal cochlea @2kHz Stapells, in press 2010
  • 47. Vertex to Left Mastoid Vertex to Right Mastoid AURAL ATRESIA (RIGHT) UNILATERAL SNHL (RIGHT) STIM: BC 2000 Hz @ 30 dBnHL BONE OSCILLATOR: RIGHT STIM: BC 2000 Hz @ 60 dBnHL BONE OSCILLATOR: RIGHT Vc Vc V V BC TONE-ABR IPSI/CONTRA ASYMMETRIES IN HEARING LOSS Better in contra channel – comes from left (contra) ear SNHL @2kHzNormal cochlea @2kHz Stapells, in press 2010
  • 48. RIGHT LEFT 0.5 kHz 35 dBnHL 2 kHz 30 dBnHL 4 kHz 25 dBnHL Infant Tone-ABR @ “normal” intensities* Total recording time: 9.4 minutesInfant AG (11 mos) V (14.2 ms) V (8.7 ms)V (9.3 ms) V (8.3 ms) V (14.4 ms) V (9.5 ms) * Infant hearing considered “normal” if responses present at these intensities (BCEHP)