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Health Literacy, Numeracy and
   Shared Decisionmaking

        Sue Stableford, MPH, MSB, Director
 University of New England Health Literacy Institute
                   Portland, Maine
                sstableford@une.edu
Preview
 • ACA and shared decisionmaking
 • Health literacy, numeracy, and risk
   communication
 • Challenges and emerging solutions
   for decision aids
 • Need for research and action
 • Resources

Cover: IOM report - Health Literacy Implications for Health Care Reform
Affordable Care Act Sec 3506
Program to Facilitate Shared Decision-Making
“…facilitate collaborative processes between
  patients, caregivers or authorized
  representatives, and clinicians that engages
  … in decisionmaking, provides …
  information about trade-offs among
  treatment options, and facilitates the
  incorporation of patient preferences and
  values into the medical plan”
Shared decisionmaking (SDM)
• Key concept: “Preference-sensitive” care
  – Possible harms and benefits
    closely matched
  – Patient values play critical role
• Decisions:
  – Screening (e.g. PSA)
  – Treatment (e.g. breast cancer)
• Decision “aids” or “supports”
Shared decisionmaking
            enhances care quality
• Linked with
  – patient-centered care
  – safety and quality of care
  – medical home model of care
  – patient satisfaction


• Do all patients want
  to share decisions?
Example: Why SDM matters
Prostate cancer treatment choices:
Wilt T et al. Radical Prostatectomy versus
Observation for Localized Prostate Cancer.
N Engl J Med, July 2012.
– 12 year randomized clinical trial of low-risk disease
  patients
– Surgery did not reduce all-cause or prostate-cancer
  mortality
– Urinary incontinence and erectile dysfunction
  significantly more common with surgery
Health literacy: Foundation of SDM

          Capacity to
          • Read
          • Write
          • Compute**
          • Understand
          • Communicate
          • Use health information
Literacy skills of American adults

• 43% Basic or below
  basic prose literacy skills
• 55% Basic or below
  basic numeracy skills

 Health literacy skills:
 12% Proficient
Health literacy affects… everyone
                      Limited
                        • knowledge
                        • skills
                        • time
                      Often, poor
                        • health
                        • vision or hearing
                        • support system
Most vulnerable population groups

                  Adults who are:
                  • Older (esp. ages 65+)
                  • Hispanic/Latino
                  • Immigrants
                  • Poor
                  • Managing a chronic
                    physical or mental
                    health condition
The other half of health literacy:
              System demands


                                 Health
Consumer Literacy Skills         Literacy  Complex System Demands
                                 Challenge




           Adapted from IOM conceptual framework in
           “Health Literacy: A Prescription to End Confusion”, 2003
Literacy & numeracy challenges
            expand in SDM

• Amount and complexity of information
  (cognitive load)
• Unfamiliar numeracy concepts
  (statistical risk)
• Uncertainty of outcome applied to self
• Emotional complexity
• Possible poor health and depression
Helping patients understand
Use proven tools and methods
 1. Plain language and
    plain numbers
 2. Clear data displays and
    values clarification strategies
 3. Narrative examples
 4. ‘Coaching’ and Teachback
 5. User engagement


                                      www.FDA.gov
1. Plain language
Goal:  cognitive effort
• Limit content
• Structure/organize
• Write in clear, everyday terms
  [‘chances’ instead of ‘risk’]
• Design for fast visual access
• Consider culture
Example from Making the Choice
              www.ProstateCancerDecision.org
Web Example: Cancer Research Choices
Plain numbers
• Frequencies, maybe % - not decimals,
  not fractions, not ratios
• Baseline risk
• Absolute, not just relative, risk
• Denominators and time frames
  constant for comparison
• Positive and negative frames
 Fagerlin A, Zikmund-Fisher B, Ubel P. Helping Patients Decide: Ten Steps to Better
 Risk Communication. JNCI, 2011. 103:1436-43
 Woloshin S and Schwartz LM. Communicating Data About the Benefits and
  Harms of Treatment: A Randomized Trial. Ann Intern Med, 2012.
Relative vs absolute risk
• Relative Risk:
  – “Patients who used our miracle drug every day
    increased improved their chances of ___ by 50%.”
    (no baseline, no timeframe)
• Absolute Risk:
  – “When used daily for a year, our miracle drug
    increased the chances of ___ from 1 in 100 to 2
    in 100”
    (or from 1% to 2%)
Constant denominators and “framing”
 • Denominators
   – Choose 100 or 1000 when possible and use
     consistently to compare treatments or outcomes
 • Framing: Positive and negative
   – “50 out of 1000 women (or 5%) who take this
     drug get a skin rash. This means that 950 (or 95%)
     do not.”
2. Visual Displays of Data

Best practices
  – Numbers
  – Icon display
  – Simple graph
  – Instructions on a table


       From AHRQ consumer booklet:
       “ACE Inhibitors” and “ARBs”
       To Protect Your Heart? A Guide
       for Patients Being Treated for
       Stable Coronary Heart Disease
Risk chart from Fagerlin, Zikmund-Fisher, Ubel. JNCI, October 2011.
Fagerlin A and Peters E in FDA Guide, p 59
Web-based Graphical display

                From Adjuvant online:
                Displays estimated
                survival and mortality
                risks for breast cancer
                patients deciding among
                adjuvant therapy choices
Matrix Display




Making the Choice at www.ProstateCancerDecision.org
Values Clarification Web-Based
Values Clarification Summary
Print version of same exercise
Learn More




             www.cancer.gov
3. Narrative examples framed with care
  • May help with accurate mental models
    and ‘gist’ understanding
  • Can introduce bias
  • Can overpower data
    – Disproportionate effect
      on adults with limited
      numeracy skills
4. Coaching, Teachback,
         “Guided Imagery”
                     Verbal exchange structured
                     to maximize understanding
                     • Clinician explains: “Choice,
                       option and decision talk” (Elwyn)
                     • Patient tells or demonstrates
                     • Clinician re-explains as needed
                     • Use of written or media tools
                       (decision aids or DAs)

Elwyn G et al. J Gen Intern Med, 2012
Wolf M. Chpt 9, Health Literacy, in FDA Guide, Communicating Risks and Benefits
5. User Engagement
•“Collaborative composing” (Zarcadoolas)
• User-centered design (usability.gov)
• Audience testing
Do “solutions” work?
       Evidence: “Yes…but”
       • Understanding  with
        better material design
       • Understanding risk  if
        consistent denominators
        and icon displays used
       • Understanding  with
         professional support
Resource Support
• Research literature (Medical Decision Making)
• IPDAS – International Patient Decision Aid
  Standards
• Professional and University-based groups
  – SMDM: Society for Medical Decision Making
  – Shared decision centers; e.g. Ottawa and Dartmouth
• PCORI – Patient-Centered Outcomes Research
  Institute (ACA)
Summing Up: A Recap
• Only 12% of adults have Proficient
  health literacy skills
• Health information with numbers is
  hard for most to understand
• SDM adds extra demands
  and complexity
• Lowering the burden to understand
  can help patients engage with
  providers in wiser care choices
• Best practice is evolving. We
  can use current guidelines.

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Sue Stableford - Health literacy, numeracy and shared decisionmaking

  • 1. Health Literacy, Numeracy and Shared Decisionmaking Sue Stableford, MPH, MSB, Director University of New England Health Literacy Institute Portland, Maine sstableford@une.edu
  • 2. Preview • ACA and shared decisionmaking • Health literacy, numeracy, and risk communication • Challenges and emerging solutions for decision aids • Need for research and action • Resources Cover: IOM report - Health Literacy Implications for Health Care Reform
  • 3. Affordable Care Act Sec 3506 Program to Facilitate Shared Decision-Making “…facilitate collaborative processes between patients, caregivers or authorized representatives, and clinicians that engages … in decisionmaking, provides … information about trade-offs among treatment options, and facilitates the incorporation of patient preferences and values into the medical plan”
  • 4. Shared decisionmaking (SDM) • Key concept: “Preference-sensitive” care – Possible harms and benefits closely matched – Patient values play critical role • Decisions: – Screening (e.g. PSA) – Treatment (e.g. breast cancer) • Decision “aids” or “supports”
  • 5. Shared decisionmaking enhances care quality • Linked with – patient-centered care – safety and quality of care – medical home model of care – patient satisfaction • Do all patients want to share decisions?
  • 6. Example: Why SDM matters Prostate cancer treatment choices: Wilt T et al. Radical Prostatectomy versus Observation for Localized Prostate Cancer. N Engl J Med, July 2012. – 12 year randomized clinical trial of low-risk disease patients – Surgery did not reduce all-cause or prostate-cancer mortality – Urinary incontinence and erectile dysfunction significantly more common with surgery
  • 7. Health literacy: Foundation of SDM Capacity to • Read • Write • Compute** • Understand • Communicate • Use health information
  • 8. Literacy skills of American adults • 43% Basic or below basic prose literacy skills • 55% Basic or below basic numeracy skills Health literacy skills: 12% Proficient
  • 9. Health literacy affects… everyone Limited • knowledge • skills • time Often, poor • health • vision or hearing • support system
  • 10. Most vulnerable population groups Adults who are: • Older (esp. ages 65+) • Hispanic/Latino • Immigrants • Poor • Managing a chronic physical or mental health condition
  • 11. The other half of health literacy: System demands Health Consumer Literacy Skills Literacy Complex System Demands Challenge Adapted from IOM conceptual framework in “Health Literacy: A Prescription to End Confusion”, 2003
  • 12. Literacy & numeracy challenges expand in SDM • Amount and complexity of information (cognitive load) • Unfamiliar numeracy concepts (statistical risk) • Uncertainty of outcome applied to self • Emotional complexity • Possible poor health and depression
  • 13. Helping patients understand Use proven tools and methods 1. Plain language and plain numbers 2. Clear data displays and values clarification strategies 3. Narrative examples 4. ‘Coaching’ and Teachback 5. User engagement www.FDA.gov
  • 14. 1. Plain language Goal:  cognitive effort • Limit content • Structure/organize • Write in clear, everyday terms [‘chances’ instead of ‘risk’] • Design for fast visual access • Consider culture
  • 15. Example from Making the Choice www.ProstateCancerDecision.org
  • 16. Web Example: Cancer Research Choices
  • 17. Plain numbers • Frequencies, maybe % - not decimals, not fractions, not ratios • Baseline risk • Absolute, not just relative, risk • Denominators and time frames constant for comparison • Positive and negative frames  Fagerlin A, Zikmund-Fisher B, Ubel P. Helping Patients Decide: Ten Steps to Better Risk Communication. JNCI, 2011. 103:1436-43  Woloshin S and Schwartz LM. Communicating Data About the Benefits and Harms of Treatment: A Randomized Trial. Ann Intern Med, 2012.
  • 18. Relative vs absolute risk • Relative Risk: – “Patients who used our miracle drug every day increased improved their chances of ___ by 50%.” (no baseline, no timeframe) • Absolute Risk: – “When used daily for a year, our miracle drug increased the chances of ___ from 1 in 100 to 2 in 100” (or from 1% to 2%)
  • 19. Constant denominators and “framing” • Denominators – Choose 100 or 1000 when possible and use consistently to compare treatments or outcomes • Framing: Positive and negative – “50 out of 1000 women (or 5%) who take this drug get a skin rash. This means that 950 (or 95%) do not.”
  • 20. 2. Visual Displays of Data Best practices – Numbers – Icon display – Simple graph – Instructions on a table From AHRQ consumer booklet: “ACE Inhibitors” and “ARBs” To Protect Your Heart? A Guide for Patients Being Treated for Stable Coronary Heart Disease
  • 21. Risk chart from Fagerlin, Zikmund-Fisher, Ubel. JNCI, October 2011.
  • 22. Fagerlin A and Peters E in FDA Guide, p 59
  • 23.
  • 24. Web-based Graphical display From Adjuvant online: Displays estimated survival and mortality risks for breast cancer patients deciding among adjuvant therapy choices
  • 25. Matrix Display Making the Choice at www.ProstateCancerDecision.org
  • 28. Print version of same exercise
  • 29. Learn More www.cancer.gov
  • 30. 3. Narrative examples framed with care • May help with accurate mental models and ‘gist’ understanding • Can introduce bias • Can overpower data – Disproportionate effect on adults with limited numeracy skills
  • 31. 4. Coaching, Teachback, “Guided Imagery” Verbal exchange structured to maximize understanding • Clinician explains: “Choice, option and decision talk” (Elwyn) • Patient tells or demonstrates • Clinician re-explains as needed • Use of written or media tools (decision aids or DAs) Elwyn G et al. J Gen Intern Med, 2012 Wolf M. Chpt 9, Health Literacy, in FDA Guide, Communicating Risks and Benefits
  • 32. 5. User Engagement •“Collaborative composing” (Zarcadoolas) • User-centered design (usability.gov) • Audience testing
  • 33. Do “solutions” work? Evidence: “Yes…but” • Understanding  with better material design • Understanding risk  if consistent denominators and icon displays used • Understanding  with professional support
  • 34. Resource Support • Research literature (Medical Decision Making) • IPDAS – International Patient Decision Aid Standards • Professional and University-based groups – SMDM: Society for Medical Decision Making – Shared decision centers; e.g. Ottawa and Dartmouth • PCORI – Patient-Centered Outcomes Research Institute (ACA)
  • 35. Summing Up: A Recap • Only 12% of adults have Proficient health literacy skills • Health information with numbers is hard for most to understand • SDM adds extra demands and complexity • Lowering the burden to understand can help patients engage with providers in wiser care choices • Best practice is evolving. We can use current guidelines.