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Understanding how regional
actors are grasping the concept
of Territorial Cohesion: the case
of Portugal
Gonçalo Santinha, GOVCOPP, DCSPT/UA
Teresa Sá Marques, CEGOT, FLUP
Paula Guerra, IS.UP, FLUP
5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal
SP03 COHESION POLICY
International Conference ‘Europe 2020: rhetoric, discourses, policy and practice’
2nd Conference on Urban and Regional Planning
VIII ENPLAN
XVIII Workshop APDR
University of Aveiro, 5/6 July 2013
This presentation…
A. Draws out the challenges emerging from the
Europeanization process of the new EU political
objective: Territorial Cohesion
B. Reviews the Portuguese case: how is the concept
being included in the regional policy agenda?
C. Discusses the results obtained
D. Suggests ways for further research
5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal
Europeanization & Territorial
Cohesion
Europeanization: used to describe a diversity of phenomena and
processes of change in response to EU influences
The main transmission belt of the process of European integration
(Borzel & Risse 2000)
Includes a logic of co-evolution: no longer a unidirectional
process but rather a mutual interaction (EU & domestic contexts)
EC & Spatial Planning: no explicit/formal mandate (!)
• Integration of discourses and concepts, share of spatial visions, territorial
cooperation initiatives…
5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal
Territorial Cohesion: an official objective or shared competency
of the European Union (since the Lisbon Treaty)
• An advantage for the Europeanization process (?)
How is this influence being exerted?
• Cohesion Policy and EC cohesion reports (top-down)
• Territorial Agenda (horizontal)
• Green Paper on Territorial Cohesion (circular/cyclical)
The amorphous nature of the concept: an appealing policy goal
and research object
Despite the recent degree of institutionalization and the growing body of solid policy-relevant studies
on the topic, territorial cohesion remains essentially a moving target
(Van Well, 2012)
[Territorial Cohesion] is essentially a carte blanche for European policymakers
(Evers, 2012)
Territorial Cohesion is here to stay
(Davoudi, 2009)
5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal
How is Territorial Cohesion being integrated in domestic policy
agendas?
Janin-Rivolin & Faludi (2005) Territorial Cohesion and Spatial Planning Systems
Knieling & Othengrafen (2009) Territorial Cohesion and Spatial Planning Cultures
Faludi (2007)
Davoudi & Strange (2009)
Territorial Cohesion and the European Social Model
Cotella & Janin-Rivolin (2010) Territorial Cohesion and Territorial Governance
Colomb & Santinha (2012) Territorial Cohesion and Services of General Interest
Sykes (2011) UK reaction to the Green Paper on Territorial Cohesion
Luukkonen & Moilanen (2012) Territorial Cohesion and soft planning in Ostrobótnia
(Bothnian Arc)
Van Well (2012) Territorial Cohesion meta-storylines from 246
Operational Programmes
Santinha & Marques (2012) Territorial Cohesion in Portugal: exploratory analysis of
main national policy guidelines
5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal
Pointing
challenges
Analysing
agendas
To understand the blurred message from reference frameworks
for action
• Fifth Report on Economic, Social and Territorial Cohesion
• TA2020
• Green Paper on Territorial Cohesion
They do not provide a clear definition of the concept, but rather
outline a policy response
Categorial content analysis through N Vivo software
• To bring additional elements for discussion by building key categories
• word frequency + construction of ‘tree of words’ + text search
The approach…
5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal
Conceptualizing the Logics of Territorial Cohesion
• Defines guidelines for the domestic policy agenda analysis
• Allows to consider the level of coherence between EU & MS
• The importance of
the regional level
Territorial
Cohesion
Territorial
Governance
Territorial
Organisation
Territorial
Equity
Territorial
Diversity
5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal
The Portuguese Regional
Policy Agenda…
Regional Spatial Plans
• PROT Norte, PROT Centro, PROT OVT,
PROT AML, PROT Alentejo, PROT Algarve
Categorial content analysis through N Vivo software
Regional Operational Programmes
• POR O Novo Norte, POR Mais Centro, POR Lisboa,
POR InAlentejo, POR Algarve 21
5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal
Relevance of Territorial
Cohesion
Territorial
Governance
Territorial
Organisation
Territorial
Diversity
Territorial
Equity
PROT
Norte
Medium
(Cohesion: Medium)
(TC > SC, EC)
Policy coherence
Establishment of
networks
Role of cities
Valorisation of
endogenous resources
Minimum level of
services
PROT
Centro
Medium
(Cohesion: Medium)
(TC > SC, EC)
/
Establishment of
networks
Polycentric development
Reinforcement of urban
specialisations
Equity of service
distribution patterns
PROT
OVT
Low
(Cohesion: Low)
/
Establishment of
networks
Relevance of regional
urban subsystems
Promotion of regional
identity and resources
/
PROT
AML
Low
(Cohesion: Low)
(TC linked to SC)
/ /
Promotion of regional
identity, culture and
resources
Rehabilitation of urban
and rural areas
/
PROT
Alentejo
Medium
(Cohesion: Medium)
(TC > SC, EC)
/
Establishment of
networks
Polycentric development
Rehabilitation of rural
areas by valuing local
resources
Equity in ICT access
PROT
Algarve
Low
(Cohesion: Low)
/
Development of a
balanced and competitive
territorial model
/
Development of less
favoured inland places
Spatial-based plans Access to services
Strategic component Promotion of resources
Mostly considered as
a strategic guideline
for urban issues
5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal
Relevance of
Territorial Cohesion
Territorial
Governance
Territorial
Organisation
Territorial
Diversity
Territorial
Equity
POR
O Novo
Norte
Low
(Cohesion: High)
(TC linked to SC)
Partnerships and
stakeholders involvement
Roads and public
transportation
/ /
POR
Mais
Centro
Low
(Cohesion: Medium)
(TC linked to SC)
/
Relevance of regional
urban subsystems
/
Equity of service
distribution patterns
POR
Lisboa
Medium
(Cohesion: High)
(TC linked to SC)
Partnerships and
stakeholders involvement
Polycentric development
Establishment of
networks
Role of cities
/
Equity of service
distribution patterns
POR
InAlentejo
Low
(Cohesion: High)
(TC linked to SC)
Partnerships and
stakeholders involvement
Urban/rural partnership
Role of cities
Roads and public
transportation
Promotion of regional
culture
Equity of service
distribution patterns
POR
Algarve 21
Low
(Cohesion: Medium)
(TC linked to SC)
Articulation with Spatial-
based Plans
Development of a
balanced territorial model
Polycentric development
Role of cities
Promotion of regional
identity and resources
/
Mobility and
Urban System
Access to services
Cohesion FundsHorizontal
coordination
Territorial Cohesion
linked to Social
Cohesion
An overall analysis…
of an ongoing research
Previous remark: not an easy task to integrate Territorial
Cohesion in the regional policy agenda
• EU guidelines do not provide a clear definition of the concept
• The Portuguese formal contribution for the Green Paper public
consultation follows the same logic: why and what for
Two questions
• Is the Portuguese regional policy agenda integrating the Territorial
Cohesion objective?
• If so, is there a coherent message/meaning (PROT vs. POR; EU vs. MS)?
The concept of Territorial Cohesion is not visibly defined
To reinforce environmental and territorial cohesion as competitive factors
The PROT is a useful means to implement a territorial cohesion strategy for the region
Territorial Cohesion is… scarcely integrated
• PROT (+): with higher relevance than Social and Economic Cohesion
• POR (-): Social and Economic Cohesion with higher relevance
• Possible reason: spatial-based plans vs. Cohesion Policy & Lisbon Strategy
aims (knowledge, innovation, competitiveness)
Synthesizing the storylines: the 4 dimensions
• Territorial Organisation (+) linked to Territorial Equity (access to services)
• Disparities:
Within PROT and POR
Between PROT and POR
Between EU and domestic agenda
Europeanization process (?)
Final remarks…
The reason for the ongoing research
Consider this research as a 1st step to:
• Understand the Europeanization process in Portugal in what regards the
Territorial Cohesion objective
• Create the conditions to improve the knowledge about the concept of
Territorial Cohesion and thus improve decision making processes based on the
Territorial Cohesion objective
These results must now be confronted with the regional actors
perspective (surveys / interviews)
• A way to understand why the disparities found occur

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12.2.10. #1 gonçalo santinha

  • 1. Understanding how regional actors are grasping the concept of Territorial Cohesion: the case of Portugal Gonçalo Santinha, GOVCOPP, DCSPT/UA Teresa Sá Marques, CEGOT, FLUP Paula Guerra, IS.UP, FLUP 5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal SP03 COHESION POLICY International Conference ‘Europe 2020: rhetoric, discourses, policy and practice’ 2nd Conference on Urban and Regional Planning VIII ENPLAN XVIII Workshop APDR University of Aveiro, 5/6 July 2013 This presentation… A. Draws out the challenges emerging from the Europeanization process of the new EU political objective: Territorial Cohesion B. Reviews the Portuguese case: how is the concept being included in the regional policy agenda? C. Discusses the results obtained D. Suggests ways for further research 5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal
  • 2. Europeanization & Territorial Cohesion Europeanization: used to describe a diversity of phenomena and processes of change in response to EU influences The main transmission belt of the process of European integration (Borzel & Risse 2000) Includes a logic of co-evolution: no longer a unidirectional process but rather a mutual interaction (EU & domestic contexts) EC & Spatial Planning: no explicit/formal mandate (!) • Integration of discourses and concepts, share of spatial visions, territorial cooperation initiatives… 5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal Territorial Cohesion: an official objective or shared competency of the European Union (since the Lisbon Treaty) • An advantage for the Europeanization process (?) How is this influence being exerted? • Cohesion Policy and EC cohesion reports (top-down) • Territorial Agenda (horizontal) • Green Paper on Territorial Cohesion (circular/cyclical) The amorphous nature of the concept: an appealing policy goal and research object Despite the recent degree of institutionalization and the growing body of solid policy-relevant studies on the topic, territorial cohesion remains essentially a moving target (Van Well, 2012) [Territorial Cohesion] is essentially a carte blanche for European policymakers (Evers, 2012) Territorial Cohesion is here to stay (Davoudi, 2009) 5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal
  • 3. How is Territorial Cohesion being integrated in domestic policy agendas? Janin-Rivolin & Faludi (2005) Territorial Cohesion and Spatial Planning Systems Knieling & Othengrafen (2009) Territorial Cohesion and Spatial Planning Cultures Faludi (2007) Davoudi & Strange (2009) Territorial Cohesion and the European Social Model Cotella & Janin-Rivolin (2010) Territorial Cohesion and Territorial Governance Colomb & Santinha (2012) Territorial Cohesion and Services of General Interest Sykes (2011) UK reaction to the Green Paper on Territorial Cohesion Luukkonen & Moilanen (2012) Territorial Cohesion and soft planning in Ostrobótnia (Bothnian Arc) Van Well (2012) Territorial Cohesion meta-storylines from 246 Operational Programmes Santinha & Marques (2012) Territorial Cohesion in Portugal: exploratory analysis of main national policy guidelines 5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal Pointing challenges Analysing agendas To understand the blurred message from reference frameworks for action • Fifth Report on Economic, Social and Territorial Cohesion • TA2020 • Green Paper on Territorial Cohesion They do not provide a clear definition of the concept, but rather outline a policy response Categorial content analysis through N Vivo software • To bring additional elements for discussion by building key categories • word frequency + construction of ‘tree of words’ + text search The approach… 5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal
  • 4. Conceptualizing the Logics of Territorial Cohesion • Defines guidelines for the domestic policy agenda analysis • Allows to consider the level of coherence between EU & MS • The importance of the regional level Territorial Cohesion Territorial Governance Territorial Organisation Territorial Equity Territorial Diversity 5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal The Portuguese Regional Policy Agenda… Regional Spatial Plans • PROT Norte, PROT Centro, PROT OVT, PROT AML, PROT Alentejo, PROT Algarve Categorial content analysis through N Vivo software Regional Operational Programmes • POR O Novo Norte, POR Mais Centro, POR Lisboa, POR InAlentejo, POR Algarve 21
  • 5. 5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal Relevance of Territorial Cohesion Territorial Governance Territorial Organisation Territorial Diversity Territorial Equity PROT Norte Medium (Cohesion: Medium) (TC > SC, EC) Policy coherence Establishment of networks Role of cities Valorisation of endogenous resources Minimum level of services PROT Centro Medium (Cohesion: Medium) (TC > SC, EC) / Establishment of networks Polycentric development Reinforcement of urban specialisations Equity of service distribution patterns PROT OVT Low (Cohesion: Low) / Establishment of networks Relevance of regional urban subsystems Promotion of regional identity and resources / PROT AML Low (Cohesion: Low) (TC linked to SC) / / Promotion of regional identity, culture and resources Rehabilitation of urban and rural areas / PROT Alentejo Medium (Cohesion: Medium) (TC > SC, EC) / Establishment of networks Polycentric development Rehabilitation of rural areas by valuing local resources Equity in ICT access PROT Algarve Low (Cohesion: Low) / Development of a balanced and competitive territorial model / Development of less favoured inland places Spatial-based plans Access to services Strategic component Promotion of resources Mostly considered as a strategic guideline for urban issues 5 July 2013 INTERNATIONAL CONFERENCE ‘EUROPE 2020: RHETORIC, DISCOURSES, POLICY AND PRACTICE’ University of Aveiro, Portugal Relevance of Territorial Cohesion Territorial Governance Territorial Organisation Territorial Diversity Territorial Equity POR O Novo Norte Low (Cohesion: High) (TC linked to SC) Partnerships and stakeholders involvement Roads and public transportation / / POR Mais Centro Low (Cohesion: Medium) (TC linked to SC) / Relevance of regional urban subsystems / Equity of service distribution patterns POR Lisboa Medium (Cohesion: High) (TC linked to SC) Partnerships and stakeholders involvement Polycentric development Establishment of networks Role of cities / Equity of service distribution patterns POR InAlentejo Low (Cohesion: High) (TC linked to SC) Partnerships and stakeholders involvement Urban/rural partnership Role of cities Roads and public transportation Promotion of regional culture Equity of service distribution patterns POR Algarve 21 Low (Cohesion: Medium) (TC linked to SC) Articulation with Spatial- based Plans Development of a balanced territorial model Polycentric development Role of cities Promotion of regional identity and resources / Mobility and Urban System Access to services Cohesion FundsHorizontal coordination Territorial Cohesion linked to Social Cohesion
  • 6. An overall analysis… of an ongoing research Previous remark: not an easy task to integrate Territorial Cohesion in the regional policy agenda • EU guidelines do not provide a clear definition of the concept • The Portuguese formal contribution for the Green Paper public consultation follows the same logic: why and what for Two questions • Is the Portuguese regional policy agenda integrating the Territorial Cohesion objective? • If so, is there a coherent message/meaning (PROT vs. POR; EU vs. MS)? The concept of Territorial Cohesion is not visibly defined To reinforce environmental and territorial cohesion as competitive factors The PROT is a useful means to implement a territorial cohesion strategy for the region Territorial Cohesion is… scarcely integrated • PROT (+): with higher relevance than Social and Economic Cohesion • POR (-): Social and Economic Cohesion with higher relevance • Possible reason: spatial-based plans vs. Cohesion Policy & Lisbon Strategy aims (knowledge, innovation, competitiveness) Synthesizing the storylines: the 4 dimensions • Territorial Organisation (+) linked to Territorial Equity (access to services) • Disparities: Within PROT and POR Between PROT and POR Between EU and domestic agenda Europeanization process (?)
  • 7. Final remarks… The reason for the ongoing research Consider this research as a 1st step to: • Understand the Europeanization process in Portugal in what regards the Territorial Cohesion objective • Create the conditions to improve the knowledge about the concept of Territorial Cohesion and thus improve decision making processes based on the Territorial Cohesion objective These results must now be confronted with the regional actors perspective (surveys / interviews) • A way to understand why the disparities found occur