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Role and Utilisation of Staff
      Governors
   Findings from the FTN staff
        governors study
             Hannah Jameson
                  IPA

      hannah.jameson@ipa-involve.com
About the staff
        governor study

 Commissioned by the FTN, undertaken
  by the IPA
Semi-structured interviews with
    Chairs, chief executives, company
     secretaries and staff governors
 8 trusts, mostly from the 2004 cohort,
  and two mental health trusts
 Final report to the FTN in November
  2009
The big picture

 Trusts are on a development journey;
  institution building takes time
 Trusts are facing common challenges
  in making governance work
 There is plenty of innovation and
  commitment; trust leaders know now
  is the time to get this right
 But how do you turn governance into
  something done by a few at the top, to
  a whole organisation approach?
Governor statutory
              duties
   If necessary, chairing or attending relevant sub-
    committees;
   Appointing the non-executive directors, including the chair
    of the trust;
   Appointing the trust‟s auditors;
   Working with the board of directors to produce plans for
    the future development of the trust;
   Receiving, at a public meeting, copies of the trust‟s annual
    accounts, auditor‟s reports and annual reports; and
   If concerns about the performance of the management
    board cannot be resolved at a local level, informing the
    independent regulator for the NHS foundation trusts.
         Monitor and the Department for Health in their
    guidance state that governors are also required to:
   Represent the interests of NHS Foundation Trust members
    and partner organisations in the local health economy in
    the governance of the NHS Foundation Trust;
   Regularly feeding back information about the trust, its
    vision and performance to the „constituency‟ they
    represent;
But how? Challenges and
       opportunities

 How do governors „represent the
  interests‟ of members?
 How do governors feedback to
  members?
 What is the value of investing in
  governance? What are the
  advantages of taking the high
  road?
The foundation trust
          ambition
„Staff feel that they have a productive personal
stake in the organisation. In turn this enhances
communication between the management team
and staff and between staff and their patients
and changes the relationship between the
organisation and the people who use it to one in
which members are an integral part of the
organisational fabric. Staff are more likely to be
better motivated, more efficient and less
inclined to leave – and that is critical to
successful service delivery.‟
NHS Foundation Trusts; A guide to developing
HR arrangements, (DoH: Feb, 2006), p. 18
What they said…
 “One can suffer from…a level of uniformed interest. So, for example,
  here the governors are very enthusiastic, very hard working, very
  engaged, but coming into the organisation, from my perspective,
  they have missed huge questions, which if they were more
  discerning, they would have been focussing on.” CEO, Trust B
 “What are the boundaries for staff governors? Am I a representative
  of the staff? Am I a delegate, am I my own person and I don‟t need to
  talk to anyone because I‟m giving my own views and I‟m a member of
  staff?... Greater clarity about some of those issues will be the
  absolute prelude to issues of skills, time, resources and so on.”
  Chair, Trust B
 “I was getting a bit despondent really; thinking I was supposed to be
  doing something, but not knowing what it was.” Staff Governor, Trust
  C
 S Governor 1: “I don‟t get any issues to raise as a governor. I‟ve had
  one in three years.”
  S Governor 2: “In 6 years, I think I‟ve had three, and all about things
  that have nothing to do with the governor role. If we say I‟m confused
  (about the governor role) 6 years into the job, you can‟t really expect
  the vast majority of staff to fully understand what the governors role
  is.” Trust D
How are trusts making the
  most of their governors?

     Ambitions                         Barriers
 Able to do business        Representation

 More effectively linked    Awareness of SG role
  to their constituencies
                             Clarity of role
 Governors as critical
  friends                    Empowerment

 Governors looking out      Time
  to constituencies, not
  in to board                Skills

 Developing governors
  into leaders/partners
What are trusts currently doing
         to meet these challenges?
       Gov pre-meets                   Sub-committees
                 Informal
Gov led agenda
                   access
                                                Governor to
                                 External
           Impact                          Skills governor
                                  training
                                                  mentoring
  Governor       Two board sub
  executive      committees
          Reduced
           board                   Peer support networks
            size


    Wider commitment and
  promotion of trust model
Becoming a                               Attending departmental
                Joint CEO/gov                   meetings
 governor
                 walk abouts
   eventsLegitimacy

                                             Representation
    Staff gov
       team Manager buy-in
                                        Surgeries
                                               Newsletter communication
     meetings
The staff governor
                  journey
                              –Engages members independently
                                  –Communicates with staff
                              membership on strategic issues
                            –Can explain board decisions and
Participation/partnership                 processes
                             –Confident of influence, beyond
                                      statutory powers
                             –Acts as board member, not just
                                       staff governor
                               –Access to leadership outside
                                       formal setting
                              –Good trust relationships with
                                   leadership and members
                                      –Informed voice
      Involvement              –Raises issues in advance of
                                –Involved in agenda setting
                                           meetings
                             –Takes on leadership positions
                                –Participates fully in sub-
                                         committees
                                –Forms governor to governor
                                       relationships
                            –Confident of meeting behaviours
                            and participating in large group
                             –Able to raise critical issues
                                 –Receives and understands
      Information                       in meetings
                                         information
                              –Attends governor meetings 3-4
                                       times per year
                             –Responds to questions on staff
                                            issues
And when it works…
“I think the staff governors themselves have
worked hard to understand the whole
organisation and not just the bit they do
their day job within, and I value that, and we
have worked hard to accommodate that and
facilitate it. So I think what they‟re able to
do now is to represent what the
organisation is thinking, they‟re able to take
the temperature of the organisation, they‟re
able to feed an objective view into the
council of governors, to seek clarification
from me, and to challenge me…I value that.”
Chief Executive, MHFT
So what can trusts do?
 No 1: Raise awareness of governors and trust
  governance among staff members
 Supporting governors to improve
  communication, and by doing so, creating better
  links between governors and constituents
 Improving clarity of role, and by doing so, giving
  governors more confidence to carry out their
  remit
 Considering time provision to enable governors
  to participate more fully, particularly in building
  links with their constituency
 Considering expanding skills training to widen the
  intake of governors
SG understand members‟ interests      SGs understand role and remit




Staff members can ask understand strategic issues,
                                                          SGs can ask the right questions and
   ask questions and input into trust governance
                                                          Deliver high quality communications
                   through SGs




                                     Staff members understand
                                      SG role and the strategic
                                               issues
The IPA
 The only organisation in the UK focused on employee
  involvement participation and engagement for the
  purpose of improving employee wellbeing and
  increasing competitiveness through releasing the
  potential of all employees

 Not-for-profit, registered charity – based on
  dissemination of best practice

 The lead body providing training and support for
  companies and organisations on employment relations,
  consultation, partnership and engagement – extensive
  client list and good practice networks

 Delivering better work, better workplaces and better
  outcomes through research and policy development

 Nita Clarke carried out review of partnership in the NHS
  (2009) and co-chaired Macleod Review of employee
  engagement 2009

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Staffgovernors

  • 1. Role and Utilisation of Staff Governors Findings from the FTN staff governors study Hannah Jameson IPA hannah.jameson@ipa-involve.com
  • 2. About the staff governor study  Commissioned by the FTN, undertaken by the IPA Semi-structured interviews with  Chairs, chief executives, company secretaries and staff governors  8 trusts, mostly from the 2004 cohort, and two mental health trusts  Final report to the FTN in November 2009
  • 3. The big picture  Trusts are on a development journey; institution building takes time  Trusts are facing common challenges in making governance work  There is plenty of innovation and commitment; trust leaders know now is the time to get this right  But how do you turn governance into something done by a few at the top, to a whole organisation approach?
  • 4. Governor statutory duties  If necessary, chairing or attending relevant sub- committees;  Appointing the non-executive directors, including the chair of the trust;  Appointing the trust‟s auditors;  Working with the board of directors to produce plans for the future development of the trust;  Receiving, at a public meeting, copies of the trust‟s annual accounts, auditor‟s reports and annual reports; and  If concerns about the performance of the management board cannot be resolved at a local level, informing the independent regulator for the NHS foundation trusts.  Monitor and the Department for Health in their guidance state that governors are also required to:  Represent the interests of NHS Foundation Trust members and partner organisations in the local health economy in the governance of the NHS Foundation Trust;  Regularly feeding back information about the trust, its vision and performance to the „constituency‟ they represent;
  • 5. But how? Challenges and opportunities  How do governors „represent the interests‟ of members?  How do governors feedback to members?  What is the value of investing in governance? What are the advantages of taking the high road?
  • 6. The foundation trust ambition „Staff feel that they have a productive personal stake in the organisation. In turn this enhances communication between the management team and staff and between staff and their patients and changes the relationship between the organisation and the people who use it to one in which members are an integral part of the organisational fabric. Staff are more likely to be better motivated, more efficient and less inclined to leave – and that is critical to successful service delivery.‟ NHS Foundation Trusts; A guide to developing HR arrangements, (DoH: Feb, 2006), p. 18
  • 7. What they said…  “One can suffer from…a level of uniformed interest. So, for example, here the governors are very enthusiastic, very hard working, very engaged, but coming into the organisation, from my perspective, they have missed huge questions, which if they were more discerning, they would have been focussing on.” CEO, Trust B  “What are the boundaries for staff governors? Am I a representative of the staff? Am I a delegate, am I my own person and I don‟t need to talk to anyone because I‟m giving my own views and I‟m a member of staff?... Greater clarity about some of those issues will be the absolute prelude to issues of skills, time, resources and so on.” Chair, Trust B  “I was getting a bit despondent really; thinking I was supposed to be doing something, but not knowing what it was.” Staff Governor, Trust C  S Governor 1: “I don‟t get any issues to raise as a governor. I‟ve had one in three years.” S Governor 2: “In 6 years, I think I‟ve had three, and all about things that have nothing to do with the governor role. If we say I‟m confused (about the governor role) 6 years into the job, you can‟t really expect the vast majority of staff to fully understand what the governors role is.” Trust D
  • 8. How are trusts making the most of their governors? Ambitions Barriers  Able to do business  Representation  More effectively linked  Awareness of SG role to their constituencies  Clarity of role  Governors as critical friends  Empowerment  Governors looking out  Time to constituencies, not in to board  Skills  Developing governors into leaders/partners
  • 9. What are trusts currently doing to meet these challenges? Gov pre-meets Sub-committees Informal Gov led agenda access Governor to External Impact Skills governor training mentoring Governor Two board sub executive committees Reduced board Peer support networks size Wider commitment and promotion of trust model Becoming a Attending departmental Joint CEO/gov meetings governor walk abouts eventsLegitimacy Representation Staff gov team Manager buy-in Surgeries Newsletter communication meetings
  • 10. The staff governor journey –Engages members independently –Communicates with staff membership on strategic issues –Can explain board decisions and Participation/partnership processes –Confident of influence, beyond statutory powers –Acts as board member, not just staff governor –Access to leadership outside formal setting –Good trust relationships with leadership and members –Informed voice Involvement –Raises issues in advance of –Involved in agenda setting meetings –Takes on leadership positions –Participates fully in sub- committees –Forms governor to governor relationships –Confident of meeting behaviours and participating in large group –Able to raise critical issues –Receives and understands Information in meetings information –Attends governor meetings 3-4 times per year –Responds to questions on staff issues
  • 11. And when it works… “I think the staff governors themselves have worked hard to understand the whole organisation and not just the bit they do their day job within, and I value that, and we have worked hard to accommodate that and facilitate it. So I think what they‟re able to do now is to represent what the organisation is thinking, they‟re able to take the temperature of the organisation, they‟re able to feed an objective view into the council of governors, to seek clarification from me, and to challenge me…I value that.” Chief Executive, MHFT
  • 12. So what can trusts do?  No 1: Raise awareness of governors and trust governance among staff members  Supporting governors to improve communication, and by doing so, creating better links between governors and constituents  Improving clarity of role, and by doing so, giving governors more confidence to carry out their remit  Considering time provision to enable governors to participate more fully, particularly in building links with their constituency  Considering expanding skills training to widen the intake of governors
  • 13. SG understand members‟ interests SGs understand role and remit Staff members can ask understand strategic issues, SGs can ask the right questions and ask questions and input into trust governance Deliver high quality communications through SGs Staff members understand SG role and the strategic issues
  • 14. The IPA  The only organisation in the UK focused on employee involvement participation and engagement for the purpose of improving employee wellbeing and increasing competitiveness through releasing the potential of all employees  Not-for-profit, registered charity – based on dissemination of best practice  The lead body providing training and support for companies and organisations on employment relations, consultation, partnership and engagement – extensive client list and good practice networks  Delivering better work, better workplaces and better outcomes through research and policy development  Nita Clarke carried out review of partnership in the NHS (2009) and co-chaired Macleod Review of employee engagement 2009