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New approach
Social protection – not exclusion
Spinning people round in a circle of
statistics is no answer
DWP	
  Figures	
  2008	
  -­‐	
  2013	
  
4.3	
  million	
  
claims	
  
made	
  since	
  
Oct	
  2008	
  
2.4	
  million	
  
claims	
  
ended	
  since	
  
Oct	
  
2008	
  
ESA hasn’t worked
6	
  Million	
  	
  	
  
caseload	
   4.1	
  Million	
  
assessments	
  
1.2	
  Million	
  
appeals	
  
	
  
1.4	
  Million	
  	
  
‘fit	
  for	
  work’	
   0.7	
  
million	
  
reclaims	
  
No economic benefit
2.6	
  million	
  
claimants	
  
2008	
  
2.45	
  
million	
  
claimants	
  
2014	
  
	
  -­‐	
  150,000	
  
ReducEon?	
  
ESA related job outcomes
4,000,000	
  (4	
  Million)	
  Work	
  Capability	
  
Assessments	
  
10,760	
  job	
  outcomes	
  for	
  new	
  ESA	
  claimants	
  (0.25	
  %)	
  
980	
  Job	
  outcomes	
  for	
  incapacity	
  /ESA	
  claimants	
  
60	
  Job	
  outcomes	
  for	
  Incapacity	
  /ESA	
  claimants	
  with	
  a	
  	
  
mental	
  health	
  problem	
  
New approach has done the sums
	
  In	
  most	
  incapacity	
  benefit	
  /ESA	
  cases	
  the	
  claimant’s	
  doctor	
  was	
  right	
  	
  	
  
	
  2.6	
  million	
  on	
  incapacity	
  prior	
  to	
  ESA	
  	
  
	
  1.22	
  million	
  tested	
  for	
  ESA	
  
	
  0.98	
  million	
  qualified	
  	
  
	
  0.25	
  million	
  found	
  fit	
  for	
  work	
  by	
  DWP	
  	
  
	
  0.13	
  million	
  appealed	
  	
  	
  	
   	
  980	
  job	
  outcomes	
  	
  	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  0.22	
  million	
  reclaimed	
  incapacity	
  benefit	
  	
  	
  	
  	
  
A new approach is the only way
Abolish	
  
the	
  	
  
WCA	
  
Claimants need the right support
You	
  can’t	
  tell	
  what	
  a	
  
person’s	
  limita>ons	
  are	
  
just	
  by	
  looking	
  at	
  them	
  
A	
  need	
  to	
  recognise	
  all	
  barriers	
  
A	
  full	
  support	
  package	
  
A	
  new	
  approach	
  to	
  assessment	
  	
  
A	
  new	
  in	
  and	
  out	
  of	
  work	
  credit	
  
Early stage exclusion for those who
are too unwell
Certain	
  condiEons	
  are	
  automaEcally	
  
excluded	
  	
  
The	
  GP	
  can	
  indicate	
  exclusion	
  on	
  	
  
the	
  ‘MED	
  3’	
  fit	
  note	
  
A	
  help	
  line	
  for	
  exclusion	
  cases	
  is	
  
available	
  to	
  all	
  GP’s	
  	
  	
  
All	
  exclusion	
  cases	
  receive	
  	
  
maximum	
  support	
  	
  
Four Way
Assessment
The claimant
has their say
The claimant’s
clinician
provides
their
opinion
An
independent
HCP
provides an
overview
Employability
is considered
A new four way
assessment
process
Claimants are assessed
flexibly
Claimants	
  can	
  apply	
  for	
  personal	
  
limitaEon	
  based	
  credit	
  (LBC)	
  	
  
	
  LBC	
  ranges	
  from	
  0%	
  to	
  	
  
100%	
  paid	
  in	
  or	
  out	
  of	
  work	
  
On	
  top	
  of	
  any	
  basic	
  personal	
  
allowance	
  when	
  out	
  of	
  work	
  
Most claimants with a limitation are able to
apply for LBC
LBC can be paid to working age claimants who are seeking work
or who are unable to seek work
More compatible with modern labour
market challenges
Grouping and tick box
testing
doesn’t
work	
  
Flexible	
  intelligent	
  
assessment	
  is	
  the	
  
way	
  forward	
  	
  
“The	
  problems	
  surrounding	
  growth	
  in	
  	
  
incapacity	
  for	
  work	
  claims	
  have	
  been	
  	
  
with	
  us	
  for	
  more	
  than	
  3	
  decades.	
  	
  	
  
	
  
The	
  soluEon	
  isn’t	
  to	
  be	
  found	
  in	
  more	
  	
  
45	
  minute	
  Eck	
  box	
  tesEng;	
  we	
  need	
  	
  
blue	
  sky	
  thinking	
  revolving	
  around	
  a	
  	
  
completely	
  new	
  approach”	
  	
  	
  	
  
The	
  claimant	
  isn’t	
  just	
  a	
  	
  
naEonal	
  insurance	
  number	
  
	
  
They	
  state	
  what	
  they	
  see	
  as	
  
their	
  full	
  range	
  of	
  limitaEons	
  
	
  
Where	
  unable	
  to	
  do	
  so	
  they	
  
consult	
  a	
  support	
  assistant	
  
within	
  The	
  advice	
  sector	
  	
  
The	
  claimant’s	
  doctor	
  
completes	
  a	
  much	
  more	
  
informaEve	
  fit	
  note	
  indicaEng	
  
if	
  exclusion	
  applies	
  and	
  the	
  
areas	
  where	
  the	
  claimant	
  	
  
is	
  most	
  likely	
  to	
  have	
  a	
  
problem	
  
The	
  DWP	
  &	
  Work	
  Programme	
  
providers	
  have	
  to	
  consult	
  with	
  
trained	
  Disability	
  Employment	
  
Advisers	
  to	
  assess	
  how	
  the	
  
claimant	
  will	
  cope	
  in	
  the	
  
workplace	
  
Independent	
  occupaEonal	
  
healthcare	
  assessors	
  
objecEvely	
  overview	
  the	
  
evidence	
  (carrying	
  out	
  a	
  face	
  
to	
  face	
  assessment	
  if	
  
necessary)	
  and	
  jusEfy	
  their	
  
recommendaEon	
  	
  
ImparEal	
  decision	
  –	
  makers	
  
draw	
  up	
  a	
  statement	
  of	
  
limitaEon	
  &	
  awards	
  limitaEon	
  
based	
  credit	
  	
  	
  
	
  	
  
An assessment which looks
at the person rather than
the politics….
Jill….
“At last, they’ve really
started to show they
understand me”
The statement of limitation
Statement	
  of	
  LimitaEon	
  
	
  
	
  
	
  
Dear	
  Jill.	
  
You	
  recently	
  asked	
  us	
  to	
  consider	
  your	
  limitaEons.	
  	
  We	
  have	
  carefully	
  considered	
  the	
  
following:	
  
• What	
  you	
  have	
  told	
  us
• What	
  your	
  doctor	
  advised	
  us
• The	
  advice	
  we	
  received	
  from	
  an	
  employment	
  adviser	
  
• The	
  advice	
  of	
  an	
  independent	
  occupaEonal	
  healthcare	
  professional
	
  
We	
  have	
  decided	
  that	
  you	
  are	
  reduced	
  in	
  your	
  capability	
  for	
  work	
  and	
  
can	
  award	
  you	
  a	
  Personal	
  LimitaEon	
  Based	
  Credit	
  of	
  75%.	
  	
  This	
  means	
  
you	
  are	
  enEtled	
  to	
  £30	
  per	
  week	
  which	
  is	
  paid	
  on	
  top	
  of	
  any	
  other	
  
benefit	
  you	
  receive	
  and	
  also	
  in	
  addiEon	
  to	
  any	
  wages	
  you	
  are	
  paid	
  if	
  
you	
  find	
  work.	
  	
  This	
  is	
  an	
  important	
  documentaEon	
  which	
  you	
  should	
  
show	
  your	
  doctor	
  and	
  (if	
  in	
  work)	
  your	
  employer.	
  	
  They	
  may	
  be	
  
required	
  to	
  make	
  certain	
  adjustments	
  to	
  improve	
  your	
  prospects	
  of	
  
finding	
  work	
  or	
  staying	
  in	
  work.	
  	
  
	
  
Please	
  see	
  the	
  rest	
  of	
  this	
  lejer	
  for	
  more	
  informaEon.
	
  
	
  
	
  
Jill	
  feels	
  more	
  reassured	
  by	
  a	
  statement	
  
which	
  recognises	
  her	
  limitaEons	
  	
  
Jill	
  know	
  she	
  can	
  get	
  her	
  personal	
  credit	
  
both	
  in	
  and	
  out	
  of	
  work	
  
The	
  statement	
  means	
  her	
  doctor	
  has	
  to	
  look	
  
at	
  gekng	
  her	
  much	
  needed	
  help	
  
An	
  employer	
  has	
  to	
  make	
  adjustments	
  for	
  
Jill’s	
  75%	
  limitaEon	
  
Flexible assessment
0	
  –	
  24%	
  may	
  not	
  result	
  in	
  payment	
  but	
  may	
  lead	
  to	
  non	
  –	
  financial	
  support-­‐	
  claimant	
  
is	
  expected	
  to	
  seek	
  /	
  prepare	
  for	
  work	
  
25	
  –	
  49%	
  results	
  in	
  payment	
  as	
  well	
  as	
  non	
  financial	
  support	
  –	
  	
  
claimant	
  is	
  expected	
  to	
  prepare	
  for	
  work	
  
50	
  –	
  74%	
  results	
  in	
  payment	
  as	
  well	
  as	
  non	
  –	
  financial	
  support	
  –	
  	
  
claimant	
  is	
  expected	
  to	
  prepare	
  for	
  work	
  	
  
75	
  –	
  100%	
  results	
  in	
  maximum	
  support	
  –	
  claimant	
  can	
  chose	
  to	
  prepare	
  for	
  work	
  
with	
  no	
  mandatory	
  condi>ons	
  aJached	
  	
  
 	
  
How it works for Jill
Jill	
  has	
  mul>ple	
  health	
  
problems	
  including	
  early	
  
age	
  arthri>s,	
  an	
  ea>ng	
  
disorder	
  and	
  severe	
  
anxiety/depression.	
  She	
  
has	
  many	
  problems,	
  wants	
  
to	
  work	
  but	
  hasn’t	
  been	
  
able	
  to	
  since	
  leaving	
  	
  
school.	
  	
  
Jill	
  is	
  ini>ally	
  assessed	
  at	
  
100%	
  and	
  receives	
  
maximum	
  credit,	
  her	
  
statement	
  of	
  limita>on	
  also	
  
recommends	
  she	
  receives	
  a	
  
programme	
  of	
  counselling	
  
and	
  aids	
  to	
  improve	
  her	
  	
  
mobility.	
  	
  
	
  
With	
  the	
  appropriate	
  
support,	
  Jill	
  starts	
  to	
  
overcome	
  her	
  ea>ng	
  
disorder,	
  anxiety	
  and	
  
depression.	
  	
  Her	
  progress	
  is	
  	
  
reviewed	
  and	
  her	
  credit	
  
reduces	
  to	
  75%	
  reflec>ng	
  	
  
the	
  improvement.	
  	
  She	
  
feels	
  ready	
  to	
  take	
  on	
  work.	
  
	
  
In	
  >me	
  Jill	
  feels	
  able	
  to	
  take	
  
on	
  work.	
  	
  She’s	
  reassured	
  
because	
  she	
  knows	
  she	
  will	
  
keep	
  her	
  credit	
  which	
  can	
  
be	
  paid	
  on	
  top	
  of	
  her	
  
wages.	
  	
  She	
  feels	
  beJer	
  
about	
  the	
  level	
  of	
  support	
  	
  
she	
  is	
  receiving.	
  	
  	
  
How flexible credits work	
  
	
  Although	
  LBC	
  is	
  awarded	
  in	
  increments	
  of	
  25,	
  50,	
  75	
  &	
  100%	
  -­‐	
  it	
  is	
  ‘tapered’	
  to	
  reduce	
  in	
  payment	
  	
  	
  	
  
by	
  units	
  of	
  10%	
  -­‐	
  providing	
  the	
  claimant	
  with	
  a	
  gradual	
  decrease.	
  
	
  LBC	
  taper	
  can	
  be	
  increased	
  as	
  well	
  as	
  decreased	
  to	
  provide	
  for	
  situa>ons	
  where	
  the	
  claimant	
  
suffers	
  a	
  set	
  back.	
  
As	
  the	
  claimant’s	
  LBC	
  reduces,	
  the	
  employer	
  receives	
  an	
  incen>ve	
  subsidy	
  for	
  employing	
  someone	
  
with	
  reduced	
  limita>on.	
  	
  This	
  is	
  subject	
  to	
  a	
  full	
  appraisal.	
  	
  
There	
  is	
  an	
  equal	
  duty	
  on	
  the	
  DWP,	
  healthcare	
  providers	
  &	
  employers	
  to	
  work	
  towards	
  integra>ng	
  
claimants	
  in	
  to	
  work	
  when	
  possible	
  and	
  to	
  ensure	
  that	
  claimants	
  who	
  are	
  not	
  able	
  are	
  excluded	
  
from	
  assessment	
  without	
  fear	
  of	
  sanc>on.	
  	
  
A new approach worthy of
investment
	
  	
  
Jill	
  never	
  thought	
  this	
  
was	
  achievable	
  
Jill’s	
  employers	
  are	
  	
  
delighted	
  with	
  her	
  
End
“New	
  Approach	
  is	
  commijed	
  to	
  working	
  with	
  the	
  disabled	
  community,	
  
advice	
  sector	
  and	
  representaEve	
  bodies	
  to	
  find	
  a	
  viable	
  alternaEve	
  to	
  the	
  
Work	
  Capability	
  Assessment.	
  	
  	
  
	
  
Based	
  upon	
  a	
  specialist	
  knowledge	
  of	
  the	
  UK	
  welfare	
  benefits	
  system	
  we	
  
have	
  provided	
  our	
  second	
  stage	
  proposals	
  and	
  now	
  welcome	
  feedback	
  
from	
  interested	
  parEes	
  to	
  enable	
  us	
  to	
  take	
  these	
  forward	
  to	
  Parliament.”	
  
	
  
	
  Nick	
  Dilworth	
  –	
  co	
  founder	
  of	
  New	
  Approach	
  
	
  
In	
  partnership	
  with	
  Jane	
  Bence,	
  Rick	
  Burgess	
  &	
  Wayne	
  Blackburn	
  
	
  
	
  

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#newapproach Alternative to the WCA V2.0

  • 1. New approach Social protection – not exclusion
  • 2. Spinning people round in a circle of statistics is no answer DWP  Figures  2008  -­‐  2013   4.3  million   claims   made  since   Oct  2008   2.4  million   claims   ended  since   Oct   2008  
  • 3. ESA hasn’t worked 6  Million       caseload   4.1  Million   assessments   1.2  Million   appeals     1.4  Million     ‘fit  for  work’   0.7   million   reclaims  
  • 4. No economic benefit 2.6  million   claimants   2008   2.45   million   claimants   2014    -­‐  150,000   ReducEon?  
  • 5. ESA related job outcomes 4,000,000  (4  Million)  Work  Capability   Assessments   10,760  job  outcomes  for  new  ESA  claimants  (0.25  %)   980  Job  outcomes  for  incapacity  /ESA  claimants   60  Job  outcomes  for  Incapacity  /ESA  claimants  with  a     mental  health  problem  
  • 6. New approach has done the sums  In  most  incapacity  benefit  /ESA  cases  the  claimant’s  doctor  was  right        2.6  million  on  incapacity  prior  to  ESA      1.22  million  tested  for  ESA    0.98  million  qualified      0.25  million  found  fit  for  work  by  DWP      0.13  million  appealed          980  job  outcomes                                      0.22  million  reclaimed  incapacity  benefit          
  • 7. A new approach is the only way Abolish   the     WCA  
  • 8. Claimants need the right support You  can’t  tell  what  a   person’s  limita>ons  are   just  by  looking  at  them   A  need  to  recognise  all  barriers   A  full  support  package   A  new  approach  to  assessment     A  new  in  and  out  of  work  credit  
  • 9. Early stage exclusion for those who are too unwell Certain  condiEons  are  automaEcally   excluded     The  GP  can  indicate  exclusion  on     the  ‘MED  3’  fit  note   A  help  line  for  exclusion  cases  is   available  to  all  GP’s       All  exclusion  cases  receive     maximum  support    
  • 10. Four Way Assessment The claimant has their say The claimant’s clinician provides their opinion An independent HCP provides an overview Employability is considered A new four way assessment process
  • 11. Claimants are assessed flexibly Claimants  can  apply  for  personal   limitaEon  based  credit  (LBC)      LBC  ranges  from  0%  to     100%  paid  in  or  out  of  work   On  top  of  any  basic  personal   allowance  when  out  of  work  
  • 12. Most claimants with a limitation are able to apply for LBC LBC can be paid to working age claimants who are seeking work or who are unable to seek work
  • 13. More compatible with modern labour market challenges Grouping and tick box testing doesn’t work   Flexible  intelligent   assessment  is  the   way  forward     “The  problems  surrounding  growth  in     incapacity  for  work  claims  have  been     with  us  for  more  than  3  decades.         The  soluEon  isn’t  to  be  found  in  more     45  minute  Eck  box  tesEng;  we  need     blue  sky  thinking  revolving  around  a     completely  new  approach”        
  • 14. The  claimant  isn’t  just  a     naEonal  insurance  number     They  state  what  they  see  as   their  full  range  of  limitaEons     Where  unable  to  do  so  they   consult  a  support  assistant   within  The  advice  sector     The  claimant’s  doctor   completes  a  much  more   informaEve  fit  note  indicaEng   if  exclusion  applies  and  the   areas  where  the  claimant     is  most  likely  to  have  a   problem   The  DWP  &  Work  Programme   providers  have  to  consult  with   trained  Disability  Employment   Advisers  to  assess  how  the   claimant  will  cope  in  the   workplace   Independent  occupaEonal   healthcare  assessors   objecEvely  overview  the   evidence  (carrying  out  a  face   to  face  assessment  if   necessary)  and  jusEfy  their   recommendaEon     ImparEal  decision  –  makers   draw  up  a  statement  of   limitaEon  &  awards  limitaEon   based  credit           An assessment which looks at the person rather than the politics…. Jill…. “At last, they’ve really started to show they understand me”
  • 15. The statement of limitation Statement  of  LimitaEon         Dear  Jill.   You  recently  asked  us  to  consider  your  limitaEons.    We  have  carefully  considered  the   following:   • What  you  have  told  us • What  your  doctor  advised  us • The  advice  we  received  from  an  employment  adviser   • The  advice  of  an  independent  occupaEonal  healthcare  professional   We  have  decided  that  you  are  reduced  in  your  capability  for  work  and   can  award  you  a  Personal  LimitaEon  Based  Credit  of  75%.    This  means   you  are  enEtled  to  £30  per  week  which  is  paid  on  top  of  any  other   benefit  you  receive  and  also  in  addiEon  to  any  wages  you  are  paid  if   you  find  work.    This  is  an  important  documentaEon  which  you  should   show  your  doctor  and  (if  in  work)  your  employer.    They  may  be   required  to  make  certain  adjustments  to  improve  your  prospects  of   finding  work  or  staying  in  work.       Please  see  the  rest  of  this  lejer  for  more  informaEon.       Jill  feels  more  reassured  by  a  statement   which  recognises  her  limitaEons     Jill  know  she  can  get  her  personal  credit   both  in  and  out  of  work   The  statement  means  her  doctor  has  to  look   at  gekng  her  much  needed  help   An  employer  has  to  make  adjustments  for   Jill’s  75%  limitaEon  
  • 16. Flexible assessment 0  –  24%  may  not  result  in  payment  but  may  lead  to  non  –  financial  support-­‐  claimant   is  expected  to  seek  /  prepare  for  work   25  –  49%  results  in  payment  as  well  as  non  financial  support  –     claimant  is  expected  to  prepare  for  work   50  –  74%  results  in  payment  as  well  as  non  –  financial  support  –     claimant  is  expected  to  prepare  for  work     75  –  100%  results  in  maximum  support  –  claimant  can  chose  to  prepare  for  work   with  no  mandatory  condi>ons  aJached    
  • 17.     How it works for Jill Jill  has  mul>ple  health   problems  including  early   age  arthri>s,  an  ea>ng   disorder  and  severe   anxiety/depression.  She   has  many  problems,  wants   to  work  but  hasn’t  been   able  to  since  leaving     school.     Jill  is  ini>ally  assessed  at   100%  and  receives   maximum  credit,  her   statement  of  limita>on  also   recommends  she  receives  a   programme  of  counselling   and  aids  to  improve  her     mobility.       With  the  appropriate   support,  Jill  starts  to   overcome  her  ea>ng   disorder,  anxiety  and   depression.    Her  progress  is     reviewed  and  her  credit   reduces  to  75%  reflec>ng     the  improvement.    She   feels  ready  to  take  on  work.     In  >me  Jill  feels  able  to  take   on  work.    She’s  reassured   because  she  knows  she  will   keep  her  credit  which  can   be  paid  on  top  of  her   wages.    She  feels  beJer   about  the  level  of  support     she  is  receiving.      
  • 18. How flexible credits work    Although  LBC  is  awarded  in  increments  of  25,  50,  75  &  100%  -­‐  it  is  ‘tapered’  to  reduce  in  payment         by  units  of  10%  -­‐  providing  the  claimant  with  a  gradual  decrease.    LBC  taper  can  be  increased  as  well  as  decreased  to  provide  for  situa>ons  where  the  claimant   suffers  a  set  back.   As  the  claimant’s  LBC  reduces,  the  employer  receives  an  incen>ve  subsidy  for  employing  someone   with  reduced  limita>on.    This  is  subject  to  a  full  appraisal.     There  is  an  equal  duty  on  the  DWP,  healthcare  providers  &  employers  to  work  towards  integra>ng   claimants  in  to  work  when  possible  and  to  ensure  that  claimants  who  are  not  able  are  excluded   from  assessment  without  fear  of  sanc>on.    
  • 19. A new approach worthy of investment     Jill  never  thought  this   was  achievable   Jill’s  employers  are     delighted  with  her  
  • 20. End “New  Approach  is  commijed  to  working  with  the  disabled  community,   advice  sector  and  representaEve  bodies  to  find  a  viable  alternaEve  to  the   Work  Capability  Assessment.         Based  upon  a  specialist  knowledge  of  the  UK  welfare  benefits  system  we   have  provided  our  second  stage  proposals  and  now  welcome  feedback   from  interested  parEes  to  enable  us  to  take  these  forward  to  Parliament.”      Nick  Dilworth  –  co  founder  of  New  Approach     In  partnership  with  Jane  Bence,  Rick  Burgess  &  Wayne  Blackburn