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Crop yields impacted by ENSO episodes
on the North China Plain: 1956–2006
Yuan LIU            Xiaoguang YANG
IEDA, CAAS        CAU
7th Nov 2011                         IEDA,CAAS   CAU   CSIRO
Outline

• Background
• Data and Methods
• Results
• Summery
Background
• ENSO (El Niño - Southern Oscillation) is the most prominent driver for inter-
  annual variability of climate around the world, which affects regional crop
  production through its impacts on regional climate.

       • Climate anomalies: drought, flooding and hurricanes
       • Agriculture worldwide: Plants, Fishing, Agricultural economics



• The North China Plain (NCP) (350,000 km2) is one of the largest agricultural
  production areas in China. There is still lack of detailed studies on the
  relationship among ENSO, regional climate and crop production in the NCP.

• Well, the linkage of ENSO and crop yield in the NCP will potentially provide
 the insight to climate change impact on the food security subject in China.
Objectives

• Case study: winter wheat and summer maize


  • to analyse the relationships between ENSO and regional climate
    anomalies

  • to ascertain whether the grain yield of the two main crops in the NCP, is
    affected by the different phases of ENSO
What is ENSO
• ENSO is a planetary scale
  phenomenon,     involving the
  coupling of the ocean and the
  atmosphere.

• SOI and SST have been used as
  indicator to describe ENSO events.

• The rainfall region is different in El
  Niño and La Niña years near the
  equator.
ENSO and climate in China
        Relationship between ENSO and summer precipitation in China



• ENSO is a significant climatic signal to the summer precipitation fluctuation in the NCP;
• Rainfall tends to be low in El Nino years in the region, the reverse pattern is occur in La
  Nina years
• Temperature response is not as strong as rainfall
   Is it completely opposite conditions in the El Niño and La Niña years?




 The correlation between the summer rain fall in
China and the SST in the eastern equatorial Pacific     Enso precipitation anomalies in relative percentage
  in the developing stage of ENSO. Shaded areas                      distribution in ENSO year
   indicate the coefficient of correlation above 0.4.              (Liu YQ and Ding YH, 1995)
            (Huang RH and Wu YF, 1989)
ENSO and yield in the world
• ENSO also negatively or positively impacted
  the crop yield in the world:
  • Negative: maize in Zimbabwe,
              rice in the Philippines and Indonesia,
              cereals production in Indian…

  • Positive: corn in U.S.,
              sorghum and soybean in Argentina…
Study Sites




        Nanyang    : 33.0oN, 112.6oE, 80.0m
        Zhengzhou : 34.8oN, 113.7oE, 129.2m
        Luancheng : 37.9oN, 114.6oE, 52.5m
Weather and Crop Data


                        Item                 Nanyang         Zhengzhou          Luancheng

             Daily temperature
Weather
                                                              1956—2006
 Data        Daily sunshine hour
             Daily precipitation
Crop Data    Grain yield                                      1956—2006
            All data were obtained from China Meteorological Agency and China Statistics Press.
Categorization of ENSO
    Warm event years                      Cold event years
                        Neutral years
        (El Niño)                              (La Niña)

          1957          1958      1984           1956
          1963          1959      1985           1964
          1965          1960      1989           1967
          1969          1961      1990           1970
          1972          1962      1992           1971
          1976          1966      1993           1973
          1982          1968      1994           1975
          1986          1974      1995           1988
          1987          1977      1996           1998
          1991          1978      2000           1999
          1997          1979      2001
          2002          1980      2003
          2006          1981      2004
                        1983      2005


                    Based on Japan Meteorological Agency (JMA).
Statistical Analysis
1. Trend analysis:
           • using Student’s t-test to examine the slope confidence (statistically significant at 95%
             and 99% levels)
           • using Kolmogorov–Smirnov (KS) test to examine the contrasting distributions
2. Data Standardization:
           • removing such non-climate-related influences as improved varieties, better
             management, more irrigation, and higher doses of fertilizers introduced since 1956.




 Raw (Grey dots) and smoothed (black line) time series (a) and the detrended residual (b) of wheat yield around whole China, 1954-2008
3.   APSIM model
         APSIM = (Agricultural Production Systems Simulator)
         Structure: Processes represented as modules


                 Ecological      Manager   Report
                                                     Environmental
                  section
                                                      section

                     Crop
                                                       Soil pH

                     Crop A
                                                      Soil water
                     Crop B                E
                                                       Soil N
                                           N
                        ¦¦




                                           G           Soil P
                    Pasture                I
                                           N         Soil erosion
               Surface residue
                                           E

                                                    Meteorological data
Model Calibration
  Yucheng, 2000-2001     Treatment1,Beijing, 2004-2005




            NRMSE: 36%             NRMSE: 28%




                                             (Li Yan, 2006)
Model Validation
       Yucheng, 2000-2001              Treatment1,Beijing, 2004-2005


                            Yield
                            NRMSE: 21%




APSIM model can be applied under the monsoon climate
conditions in the NCP to simulate the crop growth dynamics
and grain yields of wheat and maize.
                                                           (Li Yan, 2006)
Simulated Scenario

• The validated APSIM model was used to simulate the growth and
  grain yield of wheat and maize crops using historical climate data
  (1956-2006)


• One variety of wheat and maize (from 1981) was used for the
  simulations during the whole period to eliminate impact of varietal
  changes


• Potential/Rain-fed yields simulated (different of irrigation regimes)
  were conducted under conditions of fully water and fertilizer supply
  to eliminate impact of water and nutrient stresses
Climatic Background

                                                                                            Annual precipitation had
                                                                                            slightly declined over the
                                                                                            past 50yr without significant.




                                                                                            Warming trends were
                                                                                            occurred , especially
                                                                                            significant increase in
                                                                                            minimum temperature
                                                                                            after 1980.




                                                                                             Sunshine hour had
                                                                                             decreased significantly at
                                                                                             three sites.




Red nodes are for El Niño event, blue nodes are for La Nina event, black for normal year.
Climate Trends on ENSO phases
                                                      %/decadee.g.   Precipitation
        Climatic              Nanyang   Zhengzhou     Luancheng
                    Phases
       Parameters              Trend      Trend         Trend
                    El Niño     ‐22        ‐22            ‐8
           P        Neutral      8          6            11
                    La Niña    ‐57*        ‐47           ‐53
                    El Niño     1.4        3.1           5.3
           SH       Neutral    ‐0.9       ‐1.3           ‐1.3
                    La Niña     6.9        5.5           7.1
                    El Niño     2.6        3.0           2.1
          T_avg     Neutral    ‐1.3       ‐1.2*          ‐1.4
                    La Niña    6.6*       7.5*           9.7
                    El Niño     2.3        2.8           0.6
         T_max      Neutral    ‐1.3       ‐1.3*          ‐1.2
                    La Niña    9.4*       10.3           10.9
                    El Niño     1.6        3.7           5.9
         T_min      Neutral    ‐1.2       ‐1.1           ‐1.4
                    La Niña     1.0        2.1           4.6
                                                 Precipitation had declined in both Ell Nino and
     The 5 climatic variables had the same
                                           La Nina year and increased in Neutral year.
      trend in both El Nino and La Nino year.
Probability of exceedance
                            Probability of Climatic parameters on ENSO years




                             Probability exceedance of precipitation in La Niña years are higher than the El
                             Nino phases, the Neutral years had the similar trends with total years.
Probability of potential yields on ENSO years



                                    Under full of water
                                    regime in crop growth,
                                    there was no significant
                                    difference in both El
                                    Niño and La Niña years
                                    and even Neutral years,
Probability of rainfed yields on ENSO years



                                   Under no irrigation regime in
                                   the crop growth, for wheat the
                                   probability is lower in La Niña
                                   years than that in El Niño
                                   years at Nanyang and
                                   Zhengzhou sites.

                                   For maize, the probability in
                                   El Niño years is lower than
                                   other phases at Luancheng
                                   and Zhengzhou.
Probability of statistical yields on ENSO years




                                At the provincial level, the
                                categories had little impact on
                                actual yields in well-managed
                                fields.
                                Maize production was more
                                vulnerable in El Nino and La
                                Nina    years    than    wheat
                                production was.
Summary
• With all the years together over the past 50 years, no significant
  trend in annual climatic variables at three sites.

• But there seems to be a trend of decrease in annual
  precipitation in both El Niño and La Niña years, while a trend of
  increase in neutral years. In general, the probability of
  exceeding certain amount of rainfall was higher in La Niña
  years than in El Niño years

• ENSO events affect maize yield more than wheat yield,
  particularly under conditions of insufficient irrigation water
  supply.


• The yield was lower in El Nino and La Nina years because of
  lower precipitation and higher in the Neutral year because of
  longer sunshine hours and additional irrigation.
IEDA, CAAS

 Yuan LIU

 Email: Liuyuan@ieda.org.cn




Thank you for your attention!

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Liu Yuan — Crop yields impacted by enso episodes on the north china plain 1956–2006

  • 1. Crop yields impacted by ENSO episodes on the North China Plain: 1956–2006 Yuan LIU            Xiaoguang YANG IEDA, CAAS        CAU 7th Nov 2011 IEDA,CAAS CAU CSIRO
  • 2. Outline • Background • Data and Methods • Results • Summery
  • 3. Background • ENSO (El Niño - Southern Oscillation) is the most prominent driver for inter- annual variability of climate around the world, which affects regional crop production through its impacts on regional climate. • Climate anomalies: drought, flooding and hurricanes • Agriculture worldwide: Plants, Fishing, Agricultural economics • The North China Plain (NCP) (350,000 km2) is one of the largest agricultural production areas in China. There is still lack of detailed studies on the relationship among ENSO, regional climate and crop production in the NCP. • Well, the linkage of ENSO and crop yield in the NCP will potentially provide the insight to climate change impact on the food security subject in China.
  • 4. Objectives • Case study: winter wheat and summer maize • to analyse the relationships between ENSO and regional climate anomalies • to ascertain whether the grain yield of the two main crops in the NCP, is affected by the different phases of ENSO
  • 5. What is ENSO • ENSO is a planetary scale phenomenon, involving the coupling of the ocean and the atmosphere. • SOI and SST have been used as indicator to describe ENSO events. • The rainfall region is different in El Niño and La Niña years near the equator.
  • 6. ENSO and climate in China Relationship between ENSO and summer precipitation in China • ENSO is a significant climatic signal to the summer precipitation fluctuation in the NCP; • Rainfall tends to be low in El Nino years in the region, the reverse pattern is occur in La Nina years • Temperature response is not as strong as rainfall Is it completely opposite conditions in the El Niño and La Niña years? The correlation between the summer rain fall in China and the SST in the eastern equatorial Pacific Enso precipitation anomalies in relative percentage in the developing stage of ENSO. Shaded areas distribution in ENSO year indicate the coefficient of correlation above 0.4. (Liu YQ and Ding YH, 1995) (Huang RH and Wu YF, 1989)
  • 7. ENSO and yield in the world • ENSO also negatively or positively impacted the crop yield in the world: • Negative: maize in Zimbabwe, rice in the Philippines and Indonesia, cereals production in Indian… • Positive: corn in U.S., sorghum and soybean in Argentina…
  • 8. Study Sites Nanyang : 33.0oN, 112.6oE, 80.0m Zhengzhou : 34.8oN, 113.7oE, 129.2m Luancheng : 37.9oN, 114.6oE, 52.5m
  • 9. Weather and Crop Data Item Nanyang Zhengzhou Luancheng Daily temperature Weather 1956—2006 Data Daily sunshine hour Daily precipitation Crop Data Grain yield 1956—2006 All data were obtained from China Meteorological Agency and China Statistics Press.
  • 10. Categorization of ENSO Warm event years Cold event years Neutral years (El Niño) (La Niña) 1957 1958 1984 1956 1963 1959 1985 1964 1965 1960 1989 1967 1969 1961 1990 1970 1972 1962 1992 1971 1976 1966 1993 1973 1982 1968 1994 1975 1986 1974 1995 1988 1987 1977 1996 1998 1991 1978 2000 1999 1997 1979 2001 2002 1980 2003 2006 1981 2004 1983 2005 Based on Japan Meteorological Agency (JMA).
  • 11. Statistical Analysis 1. Trend analysis: • using Student’s t-test to examine the slope confidence (statistically significant at 95% and 99% levels) • using Kolmogorov–Smirnov (KS) test to examine the contrasting distributions 2. Data Standardization: • removing such non-climate-related influences as improved varieties, better management, more irrigation, and higher doses of fertilizers introduced since 1956. Raw (Grey dots) and smoothed (black line) time series (a) and the detrended residual (b) of wheat yield around whole China, 1954-2008
  • 12. 3. APSIM model APSIM = (Agricultural Production Systems Simulator) Structure: Processes represented as modules Ecological Manager Report Environmental section section Crop Soil pH Crop A Soil water Crop B E Soil N N ¦¦ G Soil P Pasture I N Soil erosion Surface residue E Meteorological data
  • 13. Model Calibration Yucheng, 2000-2001 Treatment1,Beijing, 2004-2005 NRMSE: 36% NRMSE: 28% (Li Yan, 2006)
  • 14. Model Validation Yucheng, 2000-2001 Treatment1,Beijing, 2004-2005 Yield NRMSE: 21% APSIM model can be applied under the monsoon climate conditions in the NCP to simulate the crop growth dynamics and grain yields of wheat and maize. (Li Yan, 2006)
  • 15. Simulated Scenario • The validated APSIM model was used to simulate the growth and grain yield of wheat and maize crops using historical climate data (1956-2006) • One variety of wheat and maize (from 1981) was used for the simulations during the whole period to eliminate impact of varietal changes • Potential/Rain-fed yields simulated (different of irrigation regimes) were conducted under conditions of fully water and fertilizer supply to eliminate impact of water and nutrient stresses
  • 16. Climatic Background Annual precipitation had slightly declined over the past 50yr without significant. Warming trends were occurred , especially significant increase in minimum temperature after 1980. Sunshine hour had decreased significantly at three sites. Red nodes are for El Niño event, blue nodes are for La Nina event, black for normal year.
  • 17. Climate Trends on ENSO phases %/decadee.g. Precipitation Climatic  Nanyang Zhengzhou Luancheng Phases Parameters Trend Trend Trend El Niño ‐22 ‐22 ‐8 P Neutral 8 6 11 La Niña ‐57* ‐47 ‐53 El Niño 1.4 3.1 5.3 SH Neutral ‐0.9 ‐1.3 ‐1.3 La Niña 6.9 5.5 7.1 El Niño 2.6 3.0 2.1 T_avg Neutral ‐1.3 ‐1.2* ‐1.4 La Niña 6.6* 7.5* 9.7 El Niño 2.3 2.8 0.6 T_max Neutral ‐1.3 ‐1.3* ‐1.2 La Niña 9.4* 10.3 10.9 El Niño 1.6 3.7 5.9 T_min Neutral ‐1.2 ‐1.1 ‐1.4 La Niña 1.0 2.1 4.6 Precipitation had declined in both Ell Nino and The 5 climatic variables had the same La Nina year and increased in Neutral year. trend in both El Nino and La Nino year.
  • 18. Probability of exceedance Probability of Climatic parameters on ENSO years Probability exceedance of precipitation in La Niña years are higher than the El Nino phases, the Neutral years had the similar trends with total years.
  • 19. Probability of potential yields on ENSO years Under full of water regime in crop growth, there was no significant difference in both El Niño and La Niña years and even Neutral years,
  • 20. Probability of rainfed yields on ENSO years Under no irrigation regime in the crop growth, for wheat the probability is lower in La Niña years than that in El Niño years at Nanyang and Zhengzhou sites. For maize, the probability in El Niño years is lower than other phases at Luancheng and Zhengzhou.
  • 21. Probability of statistical yields on ENSO years At the provincial level, the categories had little impact on actual yields in well-managed fields. Maize production was more vulnerable in El Nino and La Nina years than wheat production was.
  • 22. Summary • With all the years together over the past 50 years, no significant trend in annual climatic variables at three sites. • But there seems to be a trend of decrease in annual precipitation in both El Niño and La Niña years, while a trend of increase in neutral years. In general, the probability of exceeding certain amount of rainfall was higher in La Niña years than in El Niño years • ENSO events affect maize yield more than wheat yield, particularly under conditions of insufficient irrigation water supply. • The yield was lower in El Nino and La Nina years because of lower precipitation and higher in the Neutral year because of longer sunshine hours and additional irrigation.
  • 23. IEDA, CAAS Yuan LIU Email: Liuyuan@ieda.org.cn Thank you for your attention!