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beyond firefighting
techniques for advanced
  incident management
   Robert s. falkowitz
Beyond Firefighting

    Techniques for Advanced Incident Management

 Robert S. Falkowitz
 Director, Concentric Circle Consulting
 robert@3cs.ch
  obert@3cs.ch
 @R_Falkowitz
 www.3cs.ch / blog.3cs.ch
                                                                                                1
2012.12.05         © Copyright 2012 Concentric Circle Consulting. All rights reserved.   Version 1
To whom is this presentation addressed?
   ●   People who want to learn the basics of incident
       resolution




                                                                                                    2
2012.12.05             © Copyright 2012 Concentric Circle Consulting. All rights reserved.   Version 1
To whom is this presentation addressed?
   ●   People who want to learn the basics of incident
       resolution
   ●   People who want to apply a service management
       framework




                                                                                                    3
2012.12.05             © Copyright 2012 Concentric Circle Consulting. All rights reserved.   Version 1
To whom is this presentation addressed?
   ●   People who want to learn the basics of incident
       resolution
   ●   People who want to apply a service management
       framework
   ●   People who want to be world class incident resolvers 




                                                                                                    4
2012.12.05             © Copyright 2012 Concentric Circle Consulting. All rights reserved.   Version 1
Goals of Incident Management
  ● Restore normal service
  ● Restore it as rapidly as possible

  ● Minimize the impact of incidents on the business




                                                                                                5
2012.12.05         © Copyright 2012 Concentric Circle Consulting. All rights reserved.   Version 1
Main Issue in Incident Management


  No matter what we do, we can prevent only some
  incidents from happening. There will always be
  incidents.




                                                                                                 6
2012.12.05          © Copyright 2012 Concentric Circle Consulting. All rights reserved.   Version 1
Other Issues in Incident Management
  ● We learn by doing. We learn how to resolve a certain
    type of incident by resolving those incidents.
  ● We make mistakes in resolving incidents, even when


    we supposedly know how.
  ● We don't know for sure who can resolve an incident


    until we have succeeded in resolving it.
  ● We learn only generic troubleshooting techniques;


    we do not learn resolution techniques

                                                                                                  7
2012.12.05           © Copyright 2012 Concentric Circle Consulting. All rights reserved.   Version 1
Incident Models
   A defined series of steps to manage an incident,
   including :
What symptoms to collect              How to classify                                    How to resolve


     Error                    Diagnosed                                Repaired                           Error


                   Detected                    Logistics                                     Recovered
                                                Ended
             To whom to assign                                                        How to recover
                          Predictable, shortened duration
                                                                                                                     8
2012.12.05                       © Copyright 2012 Concentric Circle Consulting. All rights reserved.          Version 1
Resolution Time
    The duration from detection to resolution (not the
    same as “repair time”)

     Error              Diagnosed                             Repaired                             Error


             Detected                  Logistics                                   Recovered
                                        Ended
                           Resolution Time



                                                                                                                  9
2012.12.05                   © Copyright 2012 Concentric Circle Consulting. All rights reserved.           Version 1
Agreed Resolution Time based on Priority
                      Priority = f(impact, urgency)
                                                                                                  Urgency
                                                                                                  Deadline
     Error                 Diagnosed                               Repaired                                  Error


                Detected                   Logistics                                    Recovered
                                            Ended
                            Best Resolution Time
                             (as fast as possible)

                                                                                                                           10
2012.12.05                      © Copyright 2012 Concentric Circle Consulting. All rights reserved.                  Version 1
Agreed Resolution Time based on
                           Incident Type
                 Every incident type is potentially different
             Incident type                  Estimated date/time
               identified                   of recovery published
         Error               Diagnosed                           Repaired                              Error


                    Detected               Logistics                                Recovered
                                            Ended
                  Estimated                                                Estimated
               resolution time                                             resolution
                  retrieved                                                time tuned
                                                                                                                     11
2012.12.05                       © Copyright 2012 Concentric Circle Consulting. All rights reserved.           Version 1
Using Failure Mode and Effects Analysis
                            (FMEA)
  ●
      MIL-STD-1629 “Procedures for Performing a Failure
      Mode, Effects and Criticality Analysis” (out of date)
  ●
      SAE J-1739 200901 “Potential Failure Mode and
      Effects Analysis in Design (Design FMEA), Potential
      Failure Mode and Effects Analysis in Manufacturing
      and Assembly Processes (Process FMEA)”
      (http://standards.sae.org/j1739_200901)



                                                                                                   12
2012.12.05             © Copyright 2012 Concentric Circle Consulting. All rights reserved.   Version 1
FMEA Approach (adapted)
   Output to Model                                                                               Output to Model
    Normal service      What should                                       How likely is it
         definition      happen?                                            to occur?

      Incident Model   What could go                                       How likely is         Definition of
                Type     wrong?                                             detection?           symptoms

                       What would be                                         What is the
                        the effects?                                          priority?

                        What is the
             Default                                                      What controls Resolution
                          impact
     incident impact    (severity)?
                                                                          are needed? steps
                                                                                                                   13
2012.12.05                 © Copyright 2012 Concentric Circle Consulting. All rights reserved.               Version 1
Practice makes Perfect
● Schools have fire drills
● In California and Japan, they have earthquake drills

● Continuity plans are (should be) tested




      Why don't we test and practice incident resolution?


                                                                                                  14
2012.12.05            © Copyright 2012 Concentric Circle Consulting. All rights reserved.   Version 1
Summary of Techniques
         Commit to high                                                                             Identify and
          performance                                                                              build incident
       incident resolution                          Design                                             models

                                                                                                            Implement
                         Improve                                                     Build                   models in
  Practice                                       Strategy                                                     tools
  and tune

                                                                                                          Test process
    Use models to            Operate                                             Test                      & models
   resolve incidents
                                                                                                                          15
2012.12.05                   © Copyright 2012 Concentric Circle Consulting. All rights reserved.                    Version 1
Beyond Firefighting

             For more information, contact:

 Robert S. Falkowitz
 Director, Concentric Circle Consulting
 robert@3cs.ch
 @R_Falkowitz
 www.3cs.ch / blog.3cs.ch
                                                                                               16
2012.12.05         © Copyright 2012 Concentric Circle Consulting. All rights reserved.   Version 1
aae	
  


WITH THANKS TO OUR SPONSOR
   bmc Itsm Software

     #TFT returns may 2013

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#TFT12: Robert Falkowitz

  • 1. beyond firefighting techniques for advanced incident management Robert s. falkowitz
  • 2. Beyond Firefighting Techniques for Advanced Incident Management Robert S. Falkowitz Director, Concentric Circle Consulting robert@3cs.ch obert@3cs.ch @R_Falkowitz www.3cs.ch / blog.3cs.ch 1 2012.12.05 © Copyright 2012 Concentric Circle Consulting. All rights reserved. Version 1
  • 3. To whom is this presentation addressed? ● People who want to learn the basics of incident resolution 2 2012.12.05 © Copyright 2012 Concentric Circle Consulting. All rights reserved. Version 1
  • 4. To whom is this presentation addressed? ● People who want to learn the basics of incident resolution ● People who want to apply a service management framework 3 2012.12.05 © Copyright 2012 Concentric Circle Consulting. All rights reserved. Version 1
  • 5. To whom is this presentation addressed? ● People who want to learn the basics of incident resolution ● People who want to apply a service management framework ● People who want to be world class incident resolvers  4 2012.12.05 © Copyright 2012 Concentric Circle Consulting. All rights reserved. Version 1
  • 6. Goals of Incident Management ● Restore normal service ● Restore it as rapidly as possible ● Minimize the impact of incidents on the business 5 2012.12.05 © Copyright 2012 Concentric Circle Consulting. All rights reserved. Version 1
  • 7. Main Issue in Incident Management No matter what we do, we can prevent only some incidents from happening. There will always be incidents. 6 2012.12.05 © Copyright 2012 Concentric Circle Consulting. All rights reserved. Version 1
  • 8. Other Issues in Incident Management ● We learn by doing. We learn how to resolve a certain type of incident by resolving those incidents. ● We make mistakes in resolving incidents, even when we supposedly know how. ● We don't know for sure who can resolve an incident until we have succeeded in resolving it. ● We learn only generic troubleshooting techniques; we do not learn resolution techniques 7 2012.12.05 © Copyright 2012 Concentric Circle Consulting. All rights reserved. Version 1
  • 9. Incident Models A defined series of steps to manage an incident, including : What symptoms to collect How to classify How to resolve Error Diagnosed Repaired Error Detected Logistics Recovered Ended To whom to assign How to recover Predictable, shortened duration 8 2012.12.05 © Copyright 2012 Concentric Circle Consulting. All rights reserved. Version 1
  • 10. Resolution Time The duration from detection to resolution (not the same as “repair time”) Error Diagnosed Repaired Error Detected Logistics Recovered Ended Resolution Time 9 2012.12.05 © Copyright 2012 Concentric Circle Consulting. All rights reserved. Version 1
  • 11. Agreed Resolution Time based on Priority Priority = f(impact, urgency) Urgency Deadline Error Diagnosed Repaired Error Detected Logistics Recovered Ended Best Resolution Time (as fast as possible) 10 2012.12.05 © Copyright 2012 Concentric Circle Consulting. All rights reserved. Version 1
  • 12. Agreed Resolution Time based on Incident Type Every incident type is potentially different Incident type Estimated date/time identified of recovery published Error Diagnosed Repaired Error Detected Logistics Recovered Ended Estimated Estimated resolution time resolution retrieved time tuned 11 2012.12.05 © Copyright 2012 Concentric Circle Consulting. All rights reserved. Version 1
  • 13. Using Failure Mode and Effects Analysis (FMEA) ● MIL-STD-1629 “Procedures for Performing a Failure Mode, Effects and Criticality Analysis” (out of date) ● SAE J-1739 200901 “Potential Failure Mode and Effects Analysis in Design (Design FMEA), Potential Failure Mode and Effects Analysis in Manufacturing and Assembly Processes (Process FMEA)” (http://standards.sae.org/j1739_200901) 12 2012.12.05 © Copyright 2012 Concentric Circle Consulting. All rights reserved. Version 1
  • 14. FMEA Approach (adapted) Output to Model Output to Model Normal service What should How likely is it definition happen? to occur? Incident Model What could go How likely is Definition of Type wrong? detection? symptoms What would be What is the the effects? priority? What is the Default What controls Resolution impact incident impact (severity)? are needed? steps 13 2012.12.05 © Copyright 2012 Concentric Circle Consulting. All rights reserved. Version 1
  • 15. Practice makes Perfect ● Schools have fire drills ● In California and Japan, they have earthquake drills ● Continuity plans are (should be) tested Why don't we test and practice incident resolution? 14 2012.12.05 © Copyright 2012 Concentric Circle Consulting. All rights reserved. Version 1
  • 16. Summary of Techniques Commit to high Identify and performance build incident incident resolution Design models Implement Improve Build models in Practice Strategy tools and tune Test process Use models to Operate Test & models resolve incidents 15 2012.12.05 © Copyright 2012 Concentric Circle Consulting. All rights reserved. Version 1
  • 17. Beyond Firefighting For more information, contact: Robert S. Falkowitz Director, Concentric Circle Consulting robert@3cs.ch @R_Falkowitz www.3cs.ch / blog.3cs.ch 16 2012.12.05 © Copyright 2012 Concentric Circle Consulting. All rights reserved. Version 1
  • 18. aae   WITH THANKS TO OUR SPONSOR bmc Itsm Software #TFT returns may 2013