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Transition Management for Sustainability
and the role of cities
Dr. Derk Loorbach
LCSRnet, Yokohama, 22-07-2013
DRIFT
• Dutch Research Institute For Transitions,
Rotterdam with 18 employees
• Established 2004 as part of the national
transition research program KSI
• Action research institute; (international)
fundamental and applied research, consultancy,
academic/postgraduate education
• STRN: 600+ members globally
SUSTAINABILITY TRANSITIONS?
Persistent unsustainability
• Current socio-economic systems are inherently
unsustainable
– Economically, ecologically and socially
• Incremental improvement is not enough and CO2 is only
one of the problems
– Sub-optimization might make things worse
• Current crises are symptoms of non-linear systemic
shifts happening
– We need to consider these as windows of opportunity for major
change towards sustainability
Symptoms of destabilisation
Dutch Research Institute For Transitions
Transitions
Long-term (one or two generations) fundamental change ofLong-term (one or two generations) fundamental change of
structure, culture and practices in a societal (sub)systemstructure, culture and practices in a societal (sub)system
– culture:culture: collective set of values, norms, perspectives (sharedcollective set of values, norms, perspectives (shared
orientation), paradigmsorientation), paradigms
– structure:structure: physical infrastructure, economic infrastructure,physical infrastructure, economic infrastructure,
institutions, rules, regulations, collective routinesinstitutions, rules, regulations, collective routines
– practices:practices: behaviour, operation, implementationbehaviour, operation, implementation
 Periodic, non-linear systemic shift common in ecological and socio-Periodic, non-linear systemic shift common in ecological and socio-
economic systemseconomic systems
 Paradigm to analyse and influence complex societal changeParadigm to analyse and influence complex societal change
Dutch Research Institute For Transitions
Transition levels
Macro-level: landscape
autonomous trends,
paradigms, slow changes
Meso-level: regime
Dominant structure, culture
and practices
Micro-level: niches
innovative ideas, projects,
technologies, niche actors
Based on Geels and Kemp, 2001
Dutch Research Institute For Transitions
Transition phases
predevelopment
tipping phase
reconfiguration
stabilisation
Based on Rotmans et al, 2001
Sustainable
Society?
enhanced lock-in
decline
Time
Japanese energy transition?
Regime:
High energy consumption
Cheap prices
Nuclear and imported
fossil
Landscape
Climate
change/policies
Resouce issues
Demography
Economic change
Niches: alt. Technologies, new practices
and regulations (feed-in), new business
?
Sustainability and Transitions
• Transitions are rare but common processes and
most likely do not automatically lead to
sustainability
• Sustainability itself is inherently ambiguous,
contested and uncertain
• It is about the process of sustainable
development rather than the end goal
GOVERNANCE OF TRANSITIONS
Transition governance principles
• long-termlong-term thinking as the basis for short term policythinking as the basis for short term policy
• thinking in terms of multiple domains (multi-domain),thinking in terms of multiple domains (multi-domain),
different actors (multi-actor),different actors (multi-actor), different levels (multi-level)different levels (multi-level)
• learning as an important aim for policy (‘learning-by-doing’learning as an important aim for policy (‘learning-by-doing’
and ‘doing-by-learning’)and ‘doing-by-learning’)
• orient governance towards system innovation besidesorient governance towards system innovation besides
system improvementsystem improvement
• keeping options open, exploring multiple pathwayskeeping options open, exploring multiple pathways
• selective participation focusing on frontrunnersselective participation focusing on frontrunners
Transition Governance Framework
Monitoring,
evaluating
and learning
Institutional
and
structural
changes,
new
networks/
coalitions
Breakthrough actions,
projects and initiatives,
new organisations
Problem structuring,
shared sense of urgency,
guiding visions
Transitions…
Are not…
•Manageable
•Makeable
•Engineerable
•Predictable
Can be…
•Anticipated
•Influenced
•Guided
•Accelerated
society
Transition arenasRegular arenas
- Short term
- Peloton
- Incremental change
- Problem- and goal oriented
- Long term
- Frontrunners
- System-innovation
- Problem- and goal searching
Transition arenas
Transition Management Framework
Monitoring,
evaluating
and learning
Developing
images
coalitions
and
transition-
agendas
Mobilizing actors and
executing projects and
experiments
establishment of
transition arenas, shared
problem definitions and
visions
Transition
Networks
Transition
Experiments
Transition
Arena
Phase III
Framing the transition
Phase IV
Envisioning a
sustainable city
Phase V
Reconnecting long term
& short term
Phase VI
Going into
action
Transition
Team
Phase I
Setting the
scene
Phase II
Exploring
dynamics
Phase VII
Engaging &
anchoring
Tools
SCENE
patterns
actor analysis
problem analysis
TRANSCE
reflexive
monitoring
monitoring
framework trans. indicators
MLP
DBU
Deepening, broadening, upscaling
transitioning
actor selection
expert-arena
system analysis
arena
agendaexperiments
evaluation
TM multiple participatory tools
URBAN TRANSITIONS
Aberdeen
Ghent
Montreuil
Rotterdam
Ludwigsburg
Mitigation in Urban Areas,
Solutions for Innovative Cities
5 local governments search for
pathways to a low carbon
future
Supported by two knowledge
institutions: CRP Henri Tudor
(LUX), DRIFT (NL)
• Ghent, great place to live
• Locally creating added value
• Energetic city, intelligent cycles
• Ghentenaar home in the city
Transition arena Ghent (Belgium)
20 cultural
organizations
> 100.000
visitors
Transition
University
Ghent
Research
biogas from
biodegr.
Mobility arena
938 mobbers
Support for SMEs
Climate arena
Ghent
(Belgium)
Inspiration to
political parties
CWG Urban
Farming
CWG Energy Efficiency in business
CWG Valorisation waste water and
biodegradables
CWG Art Sector
KWG mobiliteit
CWG consumer pusher market
KWG UGent
Assessment
of
potential
for
ESCO’s
CEIP meets
GMS
OUTLOOK
New dynamics – new agenda
• Structural changes taking place requiring new
strategies
• Scientific: understanding tipping points,
selection, institutional change, …
• Societal: mobilising critical mass, destabilising
unsustainable regimes, building new institutions
Transition governance principles
(acceleration)
• Coordination accelerating transition dynamics
• Guiding build-up towards sustainability
• ‘Controlled’ break-down
• Safe-guarding diversity and flexibility
• Dealing with/anticipating resistance and barriers
• Leading roles for transformative business, policy,
research citizens, networks
Tools TM 2.0
tipping point
ethics
transition
potential
community engagement
communiciation
& discourse
financing (e.g. joint purchase)
empowerment
coalition building
business cases
cost-benefit
system analysis
arena
agendaexperiments
evaluation
TM
power analysis
institutionalization
power strategy
social movement
The need for global transition governance
• Current progress is insufficient to meet global goals
– Institutional and technological approaches do not deliver the
space and guidance for acceleration
• There is a need for more progressive, socio-economic
and frontrunner oriented governance strategies
– There are many positive initiatives and solutions but they do
not scale up
• The transition framework helps to enable research and
governance for transitions but requires new roles
– Challenge is always to adapt TM to context, this requires skill,
knowledge and competence
Transition in roles
Transition
Management
Thank you for your attention
For more information and publications:
loorbach@drift.eur.nl
www.drift.eur.nl
www.transitionsnetwork.org
www.twitter.com/drk75

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Transition management yokohama

  • 1. Transition Management for Sustainability and the role of cities Dr. Derk Loorbach LCSRnet, Yokohama, 22-07-2013
  • 2. DRIFT • Dutch Research Institute For Transitions, Rotterdam with 18 employees • Established 2004 as part of the national transition research program KSI • Action research institute; (international) fundamental and applied research, consultancy, academic/postgraduate education • STRN: 600+ members globally
  • 4.
  • 5. Persistent unsustainability • Current socio-economic systems are inherently unsustainable – Economically, ecologically and socially • Incremental improvement is not enough and CO2 is only one of the problems – Sub-optimization might make things worse • Current crises are symptoms of non-linear systemic shifts happening – We need to consider these as windows of opportunity for major change towards sustainability
  • 7. Dutch Research Institute For Transitions Transitions Long-term (one or two generations) fundamental change ofLong-term (one or two generations) fundamental change of structure, culture and practices in a societal (sub)systemstructure, culture and practices in a societal (sub)system – culture:culture: collective set of values, norms, perspectives (sharedcollective set of values, norms, perspectives (shared orientation), paradigmsorientation), paradigms – structure:structure: physical infrastructure, economic infrastructure,physical infrastructure, economic infrastructure, institutions, rules, regulations, collective routinesinstitutions, rules, regulations, collective routines – practices:practices: behaviour, operation, implementationbehaviour, operation, implementation  Periodic, non-linear systemic shift common in ecological and socio-Periodic, non-linear systemic shift common in ecological and socio- economic systemseconomic systems  Paradigm to analyse and influence complex societal changeParadigm to analyse and influence complex societal change
  • 8. Dutch Research Institute For Transitions Transition levels Macro-level: landscape autonomous trends, paradigms, slow changes Meso-level: regime Dominant structure, culture and practices Micro-level: niches innovative ideas, projects, technologies, niche actors Based on Geels and Kemp, 2001
  • 9. Dutch Research Institute For Transitions Transition phases predevelopment tipping phase reconfiguration stabilisation Based on Rotmans et al, 2001 Sustainable Society? enhanced lock-in decline Time
  • 10. Japanese energy transition? Regime: High energy consumption Cheap prices Nuclear and imported fossil Landscape Climate change/policies Resouce issues Demography Economic change Niches: alt. Technologies, new practices and regulations (feed-in), new business ?
  • 11. Sustainability and Transitions • Transitions are rare but common processes and most likely do not automatically lead to sustainability • Sustainability itself is inherently ambiguous, contested and uncertain • It is about the process of sustainable development rather than the end goal
  • 13. Transition governance principles • long-termlong-term thinking as the basis for short term policythinking as the basis for short term policy • thinking in terms of multiple domains (multi-domain),thinking in terms of multiple domains (multi-domain), different actors (multi-actor),different actors (multi-actor), different levels (multi-level)different levels (multi-level) • learning as an important aim for policy (‘learning-by-doing’learning as an important aim for policy (‘learning-by-doing’ and ‘doing-by-learning’)and ‘doing-by-learning’) • orient governance towards system innovation besidesorient governance towards system innovation besides system improvementsystem improvement • keeping options open, exploring multiple pathwayskeeping options open, exploring multiple pathways • selective participation focusing on frontrunnersselective participation focusing on frontrunners
  • 14. Transition Governance Framework Monitoring, evaluating and learning Institutional and structural changes, new networks/ coalitions Breakthrough actions, projects and initiatives, new organisations Problem structuring, shared sense of urgency, guiding visions
  • 16. society Transition arenasRegular arenas - Short term - Peloton - Incremental change - Problem- and goal oriented - Long term - Frontrunners - System-innovation - Problem- and goal searching Transition arenas
  • 17. Transition Management Framework Monitoring, evaluating and learning Developing images coalitions and transition- agendas Mobilizing actors and executing projects and experiments establishment of transition arenas, shared problem definitions and visions
  • 18. Transition Networks Transition Experiments Transition Arena Phase III Framing the transition Phase IV Envisioning a sustainable city Phase V Reconnecting long term & short term Phase VI Going into action Transition Team Phase I Setting the scene Phase II Exploring dynamics Phase VII Engaging & anchoring
  • 19. Tools SCENE patterns actor analysis problem analysis TRANSCE reflexive monitoring monitoring framework trans. indicators MLP DBU Deepening, broadening, upscaling transitioning actor selection expert-arena system analysis arena agendaexperiments evaluation TM multiple participatory tools
  • 21. Aberdeen Ghent Montreuil Rotterdam Ludwigsburg Mitigation in Urban Areas, Solutions for Innovative Cities 5 local governments search for pathways to a low carbon future Supported by two knowledge institutions: CRP Henri Tudor (LUX), DRIFT (NL)
  • 22.
  • 23.
  • 24. • Ghent, great place to live • Locally creating added value • Energetic city, intelligent cycles • Ghentenaar home in the city Transition arena Ghent (Belgium)
  • 25. 20 cultural organizations > 100.000 visitors Transition University Ghent Research biogas from biodegr. Mobility arena 938 mobbers Support for SMEs Climate arena Ghent (Belgium) Inspiration to political parties CWG Urban Farming CWG Energy Efficiency in business CWG Valorisation waste water and biodegradables CWG Art Sector KWG mobiliteit CWG consumer pusher market KWG UGent Assessment of potential for ESCO’s CEIP meets GMS
  • 27. New dynamics – new agenda • Structural changes taking place requiring new strategies • Scientific: understanding tipping points, selection, institutional change, … • Societal: mobilising critical mass, destabilising unsustainable regimes, building new institutions
  • 28. Transition governance principles (acceleration) • Coordination accelerating transition dynamics • Guiding build-up towards sustainability • ‘Controlled’ break-down • Safe-guarding diversity and flexibility • Dealing with/anticipating resistance and barriers • Leading roles for transformative business, policy, research citizens, networks
  • 29. Tools TM 2.0 tipping point ethics transition potential community engagement communiciation & discourse financing (e.g. joint purchase) empowerment coalition building business cases cost-benefit system analysis arena agendaexperiments evaluation TM power analysis institutionalization power strategy social movement
  • 30. The need for global transition governance • Current progress is insufficient to meet global goals – Institutional and technological approaches do not deliver the space and guidance for acceleration • There is a need for more progressive, socio-economic and frontrunner oriented governance strategies – There are many positive initiatives and solutions but they do not scale up • The transition framework helps to enable research and governance for transitions but requires new roles – Challenge is always to adapt TM to context, this requires skill, knowledge and competence
  • 32. Thank you for your attention For more information and publications: loorbach@drift.eur.nl www.drift.eur.nl www.transitionsnetwork.org www.twitter.com/drk75

Notes de l'éditeur

  1. (Mitigation in Urban areas and Solutions for Innovative Cities)