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Professional Identity
in higher education administration
and management

Kenton Lewis
E kenton.lewis@heacademy.ac.uk
@kenton_lewis
Setting the context
 What is ‘professional’?
 Theoretical and analytical frameworks
 Key themes explored
 Discussion topics
 Summing up


@kenton_lewis
Context
HE has gone, and is going, through
significant change
 Complexity in the system
-New providers
-Managerialism
-Globalism/Internationalism
-Commercialisation/consumerism


@kenton_lewis
Context

“The role of professional administrative and
support staff is becoming more pivotal as the
sector becomes more competitive, more
business and market focussed, and more
international…the old divide between academic
and “non-academic” is starting to change.”
(Wild and Wooldridge, 2009, 1)

@kenton_lewis
Context

“UK universities need a bigger administrative
machine today than they did 30 years ago. The
reasons include a more complex legal
framework and laborious application
procedures for research grants, as well as
advancement of fundraising and alumni
relations.”
(Oppenheimer, 2011, 2)

@kenton_lewis
Context

“There is a growing tension between the
professional managerial approach and academic
life – the need to account for resource and
time, the need to produce and measure. Those
engaging in academic management are being
required to take decisions and responsibility in
greater amounts.”
(Holbeche, 2012, 3)

@kenton_lewis
Context

So how complex is the situation?
Here’s an overview of the English set up

(HEFCE and Deloitte, 4)
Context
HE Change 1963-2000

HE Change since 2000

1963

Robbins Report

2003

Roberts Review (of
research assessment)

1986

Research Assessment
Exercise

2004

The HE Act (variable fees
and OFFA)

1988

Education Reform Act

2005

NSS

1997

Dearing Report

2010

The Browne Review

1997

QAA Established

2011

White paper (Students at
the heart of HE)

1998

Teaching and HE Act

2012

Introduction of £9k ‘fees’

2014

Research Excellence
Framework

Not just about overall complexity.
2006
Access Agreement
1992
FE&HE Act
We should also Act
FE&HE (Scotland) consider the speed of change

(Lewis, 2012, 5)
Context

Within this confusing, unstable and uncertain
system, what is it to be ‘professional’?

“Constructions of professional
identity within UK higher education
administration and management: the
importance of collective selfconfidence”
@kenton_lewis
Context



What does ‘professional’ mean to you?



Are you part of a ‘profession’?



If yes, what are the distinguishing features
of your ‘profession’?

@kenton_lewis
Theoretical Framework
PERSONAL REFLECTIONS

IDENTITY

PROFESSIONALISM
PROFESSIONAL BODY (AUA)

@kenton_lewis
Theoretical Framework
PERSONAL REFLECTIONS

IDENTITY

PROFESSIONALISM
PROFESSIONAL BODY (AUA)

@kenton_lewis
Theoretical Framework

IDENTITY

PROFESSIONALSIM

PERSONAL REFLECTIONS

PROFESSIONAL BODY (AUA)

@kenton_lewis
On professionalism





13th Century - traditional, exclusionary
definition: theology; law; and medicine.
19th Century - rise of ‘professional’ civil
service; distinct from the ‘ruling classes’ and
able to manage an increasingly complex
government
19th/20th Century - occupational groups
seeking professional recognition through
collective association
ethical codes / formal learning / licensing
@kenton_lewis
On professionalism
By 1930s further clarity was forming:
 skill/ability linked to competency and quality
driven specialist training
 collective identity through formal association
 clear articulation of values and codes of
conduct linked to high level integrity
 autonomy and independence
 focus on service to others and to society
@kenton_lewis
On professionalism
Yet there are differences between the traditional
definitions and experienced understandings
 Contemporary professionals face multiple,
concurrent drivers:
-gaining and managing expert knowledge
-operating entrepreneurially
-managing limited resources
-navigating regulatory guidelines
-meeting clients needs and expectations
 Professionals are:
-losing autonomy / authority
-no longer sole owners of knowledge
-experiencing increased levels of regulation


@kenton_lewis
On professionalism
‘trust’, ‘integrity’, ‘service’ and ‘authority’
being replaced by
 ‘quality assurance’, ‘performance
indicators’, ‘standards’, and ‘efficiency’


“professionalism is witnessing a lurch from
an ethic of service to an ethic of
performance”
(Barnett, 2008, 6)
@kenton_lewis
On identity
Considerations of ‘sameness’
Demonstrated through the affiliations we
choose, and have chosen for us, with
different groups
 Inherent link with the verb to ‘identify’;
something that needs to be established
 Through identification, one’s identity is open
to change and reconceptualisation over time
 Identity is therefore a socially constructed
entity which is constantly being reconfigured
and reformed



@kenton_lewis
On identity
We are not limited to a single ‘identity’;
we all experience multiplicity
 We all constantly reassert, reconsider and
reconceptualise our identities
 Therefore any actuality, expectation of
threat of change is very likely to provoke
concerns about who or what we are


@kenton_lewis
On identity
Identity as a theme within HE
 Governmental desire for greater control over
HE’s contribution to economy and society
 New forms of regulation place greater burden on
universities
 Massification of the sector creates desire for
recognition and status from different groups
 Universities have become accustomed to
operating in a multidimensional environment
(public/private, competitive/collaborative)
 Blurring of the boundaries between groups of all
types and at all scales
@kenton_lewis
On identity
In such a context, identity is a process:
continuous; changing; reflexive; and
without a defined end point
 Freedom to create new, or redefine
existing, identities
 Creation of ‘third space’ roles, that
straddle the boundaries between
traditional views of ‘academic’ and ‘nonacademic’


@kenton_lewis
Collective self confidence
The loss, or absence, of professional selfconfidence makes it disproportionately harder
to operate as a professional
 lack of assurance and self-confidence prevent a
unified and proud claim of professional status
 We need the self-confidence to champion and
promote our work as a desirable and rewarding
career that contributes to the greater good of
higher education and, by extension, to the
greater good of society


@kenton_lewis
Nuts and Bolts






If you want to know what people think, a
good starting point is to ask them!
Semi-structured interviews with 23
individuals from 6 different HEIs (cross
representative (sex, age, experience,
seniority, structural location))
Three further interviews with staff from two
international HEIs
Socially constructed data where
meaning is made rather than observed
@kenton_lewis
Analytical Framework

@kenton_lewis
Analytical Framework

@kenton_lewis
Analytical Framework
Nomenclature – the descriptors
individuals and collectives choose, and the
labels applied to them by others
 The behaviours we (un)consciously
choose in order to shape our working
lives
 How perceptions of ‘professional’ staff
are ascribed and (re)negotiated


@kenton_lewis
Analytical Framework
The relevance of acquired skills,
experience and qualifications in
enacting one’s duties and in engaging with
(academic) colleagues
 The influence of perceived and formal
(relative) status
 The formal and informal structures that
shape the environment in which HE
‘professionals’ (re)construct their identity


@kenton_lewis
Discussion

In small groups, consider a single theme
 Consider the prompt questions
 Consider the examples from my own data
 Be ready to feedback to the whole group


@kenton_lewis
Discussion
What do you collectively understand by
this theme?
 What personal experience do you have
that relates to this theme?
 Do you recognise it? If so, how and
where?
 How might awareness of this theme
enhance your own professional practice?


@kenton_lewis
My key observations
Academic empathy as a key resource in
HE management
 The need to better promote HE
management as a career of choice (the
“accidental administrator”)
 Space for the AUA to develop a confident
and commanding ‘voice’
 Opportunity to embrace the term ‘HE
professional’


@kenton_lewis
Professional Identity
in higher education administration
and management

Kenton Lewis
E kenton.lewis@heacademy.ac.uk
@kenton_lewis
Additional slides

Kenton Lewis
E kenton.lewis@heacademy.ac.uk
@kenton_lewis
About me
Worked in HE administration /
management since 1996
 Bristol, Oxford, SGUL, HEA
 WP, Student Recruitment, Community
Engagement, Mar/comms, TNE, Student
Experience, Student Transition, L&T
 P/T MA Communications and PR
 P/T Doctorate at the IoE 2006-2012
 FAUA and AUA Trustee


@kenton_lewis
References
1.
2.
3.

4.

5.

6.

Wild, A. and Wooldridge, E. (2009). The development of professional careers in UK Higher
Education. London: Leadership Foundation for Higher Education
Oppenheimer, C. (2011). ‘A Chance to Break Free of Administrative and Regulatory
Tyranny', Times Higher Education (pp. 27). London: 6-12 January 2011
Holbeche, L. (2012). Changing Times in UK Universities: What Difference Can HR Make?
[Online]. Available at:
http://www.uhr.ac.uk/uploadedfiles/Documents/Changing%20times%20in%20UK%20uni
versities%20%28extended%20version%29.pdf. [Last accessed 25 May 2012]
Higher Education Funding Council for England and Deloitte. (2012). Mapping the Higher
Education Funding and Regulatory System in England. [Online]. Available at:
http://www.hefce.ac.uk/media/hefce/content/about/introduction/workinginpartnership/i
rpg/marchpapers/summary_report.pdf. [Last accessed 4 May 2012]
Lewis, K. (2012). Constructions of professional identity within UK higher education
administration and management: the importance of collective self-confidence. Available at
Institute of Education, University of London, or directly via Kenton Lewis
Barnett, R. (2008). 'Critical professionalism in an age of supercomplexity'. In B.
Cunningham (Ed.), Exploring Professionalism. London: Bedford Way Papers.

@kenton_lewis
List of acronyms
BIS
DfE
DH
ENQA
HEFCE
HESA
HMRC
NHS BSA
NDPB
OIA
OFFA
Ofsted
PSRBs
QAA
SHAs
SLC
TDA
UCAS
UKBA

Department for Business, Innovation and Skills
Department for Education
Department of Health
European Association for Quality Assurance in higher
education
Higher Education Funding Council for England
Higher Education Statistics Agency
Her Majesty’s Revenue and Customs
National Health Service Business Services Authority
Non Departmental Public Body
Office of the Independent Adjudicator
Office for Fair Access
Office for Standards in Education
Professional, Statutory and Regulatory Bodies
Quality Assurance Agency
Strategic Health Authorities
Student Loans Company
Training and Development Agency
Universities and Colleges Admissions Service
United Kingdom Border Agency
Nuts and Bolts
Research questions:
 How do UK higher education
administrators/managers construct their
professional identity?
 To what extent CAN UK higher education
administrators/managers construct an identity
as professionals?
 Is the term ‘professional’ a legitimate/suitable
alternative to ‘non-academic’?
 What role can the AUA play in supporting
higher education professionals?
@kenton_lewis
Nuts and Bolts
Interviews transcribed and anonymised
 Worked through all data to identify
themes (‘codes’)
 Initial 247 codes eventually rationalised
into a branch structure to group and
relate themes
 Managed through NVIVO QSR software


@kenton_lewis
Aims/achievements
Mapping construction of professional
identity in a clear and accessible format
 Demonstrating the extent to which HE
administration/management is
professionalised
 Empowering the AUA to develop a
confident external voice
 Empowering HE administrators and
managers to collectively embrace selfconfidence and assert professional status


@kenton_lewis
Further research options
To what extent does nationality, both of the
individual and of the institution, influence the
construction of professional identity amongst
higher education administrators and managers?
 To what extent does institutional culture
influence the construction of professional identity
amongst university administrators and
managers?
 Tipping the scales: does professionalisation of
managerial and administrative staff within
higher education contribute to the deprofessionalisation of the academy?


@kenton_lewis

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Constructions of professional identity in UK higher education administration

  • 1. Professional Identity in higher education administration and management Kenton Lewis E kenton.lewis@heacademy.ac.uk @kenton_lewis
  • 2. Setting the context  What is ‘professional’?  Theoretical and analytical frameworks  Key themes explored  Discussion topics  Summing up  @kenton_lewis
  • 3. Context HE has gone, and is going, through significant change  Complexity in the system -New providers -Managerialism -Globalism/Internationalism -Commercialisation/consumerism  @kenton_lewis
  • 4. Context “The role of professional administrative and support staff is becoming more pivotal as the sector becomes more competitive, more business and market focussed, and more international…the old divide between academic and “non-academic” is starting to change.” (Wild and Wooldridge, 2009, 1) @kenton_lewis
  • 5. Context “UK universities need a bigger administrative machine today than they did 30 years ago. The reasons include a more complex legal framework and laborious application procedures for research grants, as well as advancement of fundraising and alumni relations.” (Oppenheimer, 2011, 2) @kenton_lewis
  • 6. Context “There is a growing tension between the professional managerial approach and academic life – the need to account for resource and time, the need to produce and measure. Those engaging in academic management are being required to take decisions and responsibility in greater amounts.” (Holbeche, 2012, 3) @kenton_lewis
  • 7. Context So how complex is the situation? Here’s an overview of the English set up (HEFCE and Deloitte, 4)
  • 8. Context HE Change 1963-2000 HE Change since 2000 1963 Robbins Report 2003 Roberts Review (of research assessment) 1986 Research Assessment Exercise 2004 The HE Act (variable fees and OFFA) 1988 Education Reform Act 2005 NSS 1997 Dearing Report 2010 The Browne Review 1997 QAA Established 2011 White paper (Students at the heart of HE) 1998 Teaching and HE Act 2012 Introduction of £9k ‘fees’ 2014 Research Excellence Framework Not just about overall complexity. 2006 Access Agreement 1992 FE&HE Act We should also Act FE&HE (Scotland) consider the speed of change (Lewis, 2012, 5)
  • 9. Context Within this confusing, unstable and uncertain system, what is it to be ‘professional’? “Constructions of professional identity within UK higher education administration and management: the importance of collective selfconfidence” @kenton_lewis
  • 10. Context  What does ‘professional’ mean to you?  Are you part of a ‘profession’?  If yes, what are the distinguishing features of your ‘profession’? @kenton_lewis
  • 14. On professionalism    13th Century - traditional, exclusionary definition: theology; law; and medicine. 19th Century - rise of ‘professional’ civil service; distinct from the ‘ruling classes’ and able to manage an increasingly complex government 19th/20th Century - occupational groups seeking professional recognition through collective association ethical codes / formal learning / licensing @kenton_lewis
  • 15. On professionalism By 1930s further clarity was forming:  skill/ability linked to competency and quality driven specialist training  collective identity through formal association  clear articulation of values and codes of conduct linked to high level integrity  autonomy and independence  focus on service to others and to society @kenton_lewis
  • 16. On professionalism Yet there are differences between the traditional definitions and experienced understandings  Contemporary professionals face multiple, concurrent drivers: -gaining and managing expert knowledge -operating entrepreneurially -managing limited resources -navigating regulatory guidelines -meeting clients needs and expectations  Professionals are: -losing autonomy / authority -no longer sole owners of knowledge -experiencing increased levels of regulation  @kenton_lewis
  • 17. On professionalism ‘trust’, ‘integrity’, ‘service’ and ‘authority’ being replaced by  ‘quality assurance’, ‘performance indicators’, ‘standards’, and ‘efficiency’  “professionalism is witnessing a lurch from an ethic of service to an ethic of performance” (Barnett, 2008, 6) @kenton_lewis
  • 18. On identity Considerations of ‘sameness’ Demonstrated through the affiliations we choose, and have chosen for us, with different groups  Inherent link with the verb to ‘identify’; something that needs to be established  Through identification, one’s identity is open to change and reconceptualisation over time  Identity is therefore a socially constructed entity which is constantly being reconfigured and reformed   @kenton_lewis
  • 19. On identity We are not limited to a single ‘identity’; we all experience multiplicity  We all constantly reassert, reconsider and reconceptualise our identities  Therefore any actuality, expectation of threat of change is very likely to provoke concerns about who or what we are  @kenton_lewis
  • 20. On identity Identity as a theme within HE  Governmental desire for greater control over HE’s contribution to economy and society  New forms of regulation place greater burden on universities  Massification of the sector creates desire for recognition and status from different groups  Universities have become accustomed to operating in a multidimensional environment (public/private, competitive/collaborative)  Blurring of the boundaries between groups of all types and at all scales @kenton_lewis
  • 21. On identity In such a context, identity is a process: continuous; changing; reflexive; and without a defined end point  Freedom to create new, or redefine existing, identities  Creation of ‘third space’ roles, that straddle the boundaries between traditional views of ‘academic’ and ‘nonacademic’  @kenton_lewis
  • 22. Collective self confidence The loss, or absence, of professional selfconfidence makes it disproportionately harder to operate as a professional  lack of assurance and self-confidence prevent a unified and proud claim of professional status  We need the self-confidence to champion and promote our work as a desirable and rewarding career that contributes to the greater good of higher education and, by extension, to the greater good of society  @kenton_lewis
  • 23. Nuts and Bolts     If you want to know what people think, a good starting point is to ask them! Semi-structured interviews with 23 individuals from 6 different HEIs (cross representative (sex, age, experience, seniority, structural location)) Three further interviews with staff from two international HEIs Socially constructed data where meaning is made rather than observed @kenton_lewis
  • 26. Analytical Framework Nomenclature – the descriptors individuals and collectives choose, and the labels applied to them by others  The behaviours we (un)consciously choose in order to shape our working lives  How perceptions of ‘professional’ staff are ascribed and (re)negotiated  @kenton_lewis
  • 27. Analytical Framework The relevance of acquired skills, experience and qualifications in enacting one’s duties and in engaging with (academic) colleagues  The influence of perceived and formal (relative) status  The formal and informal structures that shape the environment in which HE ‘professionals’ (re)construct their identity  @kenton_lewis
  • 28. Discussion In small groups, consider a single theme  Consider the prompt questions  Consider the examples from my own data  Be ready to feedback to the whole group  @kenton_lewis
  • 29. Discussion What do you collectively understand by this theme?  What personal experience do you have that relates to this theme?  Do you recognise it? If so, how and where?  How might awareness of this theme enhance your own professional practice?  @kenton_lewis
  • 30. My key observations Academic empathy as a key resource in HE management  The need to better promote HE management as a career of choice (the “accidental administrator”)  Space for the AUA to develop a confident and commanding ‘voice’  Opportunity to embrace the term ‘HE professional’  @kenton_lewis
  • 31. Professional Identity in higher education administration and management Kenton Lewis E kenton.lewis@heacademy.ac.uk @kenton_lewis
  • 32. Additional slides Kenton Lewis E kenton.lewis@heacademy.ac.uk @kenton_lewis
  • 33. About me Worked in HE administration / management since 1996  Bristol, Oxford, SGUL, HEA  WP, Student Recruitment, Community Engagement, Mar/comms, TNE, Student Experience, Student Transition, L&T  P/T MA Communications and PR  P/T Doctorate at the IoE 2006-2012  FAUA and AUA Trustee  @kenton_lewis
  • 34. References 1. 2. 3. 4. 5. 6. Wild, A. and Wooldridge, E. (2009). The development of professional careers in UK Higher Education. London: Leadership Foundation for Higher Education Oppenheimer, C. (2011). ‘A Chance to Break Free of Administrative and Regulatory Tyranny', Times Higher Education (pp. 27). London: 6-12 January 2011 Holbeche, L. (2012). Changing Times in UK Universities: What Difference Can HR Make? [Online]. Available at: http://www.uhr.ac.uk/uploadedfiles/Documents/Changing%20times%20in%20UK%20uni versities%20%28extended%20version%29.pdf. [Last accessed 25 May 2012] Higher Education Funding Council for England and Deloitte. (2012). Mapping the Higher Education Funding and Regulatory System in England. [Online]. Available at: http://www.hefce.ac.uk/media/hefce/content/about/introduction/workinginpartnership/i rpg/marchpapers/summary_report.pdf. [Last accessed 4 May 2012] Lewis, K. (2012). Constructions of professional identity within UK higher education administration and management: the importance of collective self-confidence. Available at Institute of Education, University of London, or directly via Kenton Lewis Barnett, R. (2008). 'Critical professionalism in an age of supercomplexity'. In B. Cunningham (Ed.), Exploring Professionalism. London: Bedford Way Papers. @kenton_lewis
  • 35. List of acronyms BIS DfE DH ENQA HEFCE HESA HMRC NHS BSA NDPB OIA OFFA Ofsted PSRBs QAA SHAs SLC TDA UCAS UKBA Department for Business, Innovation and Skills Department for Education Department of Health European Association for Quality Assurance in higher education Higher Education Funding Council for England Higher Education Statistics Agency Her Majesty’s Revenue and Customs National Health Service Business Services Authority Non Departmental Public Body Office of the Independent Adjudicator Office for Fair Access Office for Standards in Education Professional, Statutory and Regulatory Bodies Quality Assurance Agency Strategic Health Authorities Student Loans Company Training and Development Agency Universities and Colleges Admissions Service United Kingdom Border Agency
  • 36. Nuts and Bolts Research questions:  How do UK higher education administrators/managers construct their professional identity?  To what extent CAN UK higher education administrators/managers construct an identity as professionals?  Is the term ‘professional’ a legitimate/suitable alternative to ‘non-academic’?  What role can the AUA play in supporting higher education professionals? @kenton_lewis
  • 37. Nuts and Bolts Interviews transcribed and anonymised  Worked through all data to identify themes (‘codes’)  Initial 247 codes eventually rationalised into a branch structure to group and relate themes  Managed through NVIVO QSR software  @kenton_lewis
  • 38. Aims/achievements Mapping construction of professional identity in a clear and accessible format  Demonstrating the extent to which HE administration/management is professionalised  Empowering the AUA to develop a confident external voice  Empowering HE administrators and managers to collectively embrace selfconfidence and assert professional status  @kenton_lewis
  • 39. Further research options To what extent does nationality, both of the individual and of the institution, influence the construction of professional identity amongst higher education administrators and managers?  To what extent does institutional culture influence the construction of professional identity amongst university administrators and managers?  Tipping the scales: does professionalisation of managerial and administrative staff within higher education contribute to the deprofessionalisation of the academy?  @kenton_lewis