BPM & SOA: Leveraging an SOA and BPM to Address Corporate Compliance. Gartner Japan SOA Summit 2006 July 19, 2006. Tim Bass, CISSP. Principal Global Architect, Director, TIBCO Software Inc.

1. BPM & SOA Leveraging an SOA and BPM to Address Corporate Compliance Gartner Japan SOA Summit 2006 July 19, 2006 Tim Bass, CISSP Principal Global Architect, Director TIBCO Software Inc.

3. Who We Are and What We Do We can help you… Improve operational visibility, collaboration and ability to be proactive Increase operational efficiency and effectiveness Accelerate projects, initiatives and go-to-market cycles TIBCO Software (TIBX) is a leading provider of business integration and process management software.

4. How TIBCO Delivers for Our Customers Accelerate projects, initiatives, and go-to-market cycles Increase operational efficiency and effectiveness Improve operational visibility, collaboration and ability to be proactive

5. TIBCO’s SOA & BPM Vision The Full Range of Business Integration Products and Services

8. Risk and Compliance What is Driving Enterprise Risk Management and Compliance? BUSINESS PROCESS GOVERNANCE BUSINESS PROCESS MANAGEMENT Corporate Disasters! Regulatory Actions RISK COMPLIANCE Corporate Disasters! Corporate Disasters! Regulatory Actions Regulatory Actions

14. TIBCO SOA and BPM Architecture

15. A Functional Reference Event-Decision Architecture One View of Proactive Compliance Monitoring Flexible SOA and Event-Driven Architecture

20. The TIBCO Solution Enterprise Applications Legacy, Packaged, and Custom Trade Capture Security Masters Reference Data Clearing Apps Settlement Apps End-User Services Means of accessing and analyzing underlying information and activities Presentation Services Analytics and Reporting Portals Workflow UI Rich Applications Event Correlation Process Analysis Real-Time Dashboards Service Orchestration Orchestration of services and tasks (BPM) Business Process Management Reclaim Bad Broker Id Security Not Found Client Account Setup SLA violation Library of reusable services SMDB lookup Client lookup SWIFT Creation Event Handler Transform data Reference data Notification Messaging Integration Layer of Abstraction Business Services

24. Global Security Master Lookup Service Enterprise Backbone Security Master Lookup Client Master Database DTC SWIFT Order Management System SWIFT Security Master Database Settlement product detail Operations Specialist

25. End-To-End Business Process Management Straight Through Process (No Exceptions) Bad Broker ID Repair Process DK Repair Process Single model managing multiple business processes, tracking trade status and reporting on key milestones

26. Immediate Visibility of Trade Status TIBCO CUSTOMER URL - CONFIDENTIAL

27. Improved Operations Reporting TIBCO CUSTOMER URL - CONFIDENTIAL

28. Improved Analysis “ WHAT“ happened? “ HOW“ did it happen? “ WHY“ did it happen? Improved Analysis: Drives better processes and improved client service Monitoring KPIs (number of DKs per client ) Analyze DKs, reasons and resolutions Identify top- tier clients Evaluate behavior patterns in business processes Identify poorly performing clients

31. Modeling & Simulation for the Process Owner TIBCO’s iProcess Studio Process Navigation Process Map Process Controls Simulation

32. Rules Designed for Process TIBCO’s iProcess Decision Studio Rules Vocabulary Spreadsheet Like Environment Ambiguity and Completeness Checking

33. Business Integration: Implement and Execute TIBCO’s BusinessWorks™ Native Standards based XSLT Mapper Drag-n-Drop Access to Resources Adapters, Resources, Deployment, & Management Configs Fully Integrated Test Environment Graphical Design

34. Real-Time Visibility & Continuous Improvement TIBCO’s BusinessFactor™ Process Maps Time Analysis Case Data Intuitive Navigation

35. High Performance, Event-Driven Rules-Engine TIBCO’s BusinessEvents™ Object Oriented Design-Time Environment Example View of BE State Machine – Operational Risk Management

37. Thank You! Tim Bass, CISSP Principal Global Architect. Director [email_address]