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Administrative Agencies
The Federal Trade Commission Act and Consumer Protection Laws
                                       Antitrust: The Sherman Act
                 The Clayton Act, The Robinson-Patman Act, and
                             Antitrust Exemptions and Immunities
                                                  Employment Law
                                        Environmental Regulation
                         © 2010 The McGraw-Hill Companies, Inc. All rights reserved.
Environmental Regulation
Every human has a fundamental
right to an environment of quality
that permits a life of dignity and
well-being.

        United Nations Conference
        on the Human Environment




                         © 2010 The McGraw-Hill Companies, Inc. All rights reserved.
Learning Objectives
v The development of environmental
  regulation
v Air pollution regulation
v Water pollution regulation
v Waste disposal regulation




52 - 3
Overview
v   The U.S. Environmental Protection Agency
    (EPA) was created in 1970 to protect human
    health and the environment
v   Human health and our environment are
    protected by:
     v Regulatory law (stick)
     v Market incentives (carrot)
     v Voluntary Measures (carrot)


52 - 4
The Subject of the Laws . . .
         Health & Safety




    Sewage Treatment Plant ↑
    Warning Sign →
52 - 5
The Subject of the Laws . . .
 Environmental Damage




            Strip Mine ↑
            Clearcut →
52 - 6
The Subject of the Laws . . .
         Conservation Efforts




         Illegal Wildlife Products ↑
         Protecting Ridley Turtle eggs →

52 - 7
The Subject of the Laws . . .
                 Pollution




         Industrial Air Pollution ↑
         Seabird Killed in Oil Spill →
52 - 8
Definition of Pollution
v Pollution is any substance in the environment
  that endangers human welfare
v Toxic substances in pollutants linked to:
    v    Carcinogenesis
    v    Mutagenesis
    v    Teratogenesis
    v    Behavior disorders
                              Bald eagle faced extinction due to
                                  mutagenic effect of DDT

52 - 9
Sources of Environmental Law
v Principal sources of environmental law:
      v Civil (Common Law) Actions
      v Federal Regulation
      v State, Tribal, and Municipal Regulation
      v International Treaties and Conventions




52 - 10
Civil Action for Nuisance
v   One of the oldest lawsuits to
    remedy environmental harm
    is nuisance
v   A person may be liable for
    nuisance if they use property
    in a manner that interferes
    unreasonably with another’s
    rights to use or enjoy their
    property
52 - 11
Civil Action for Tort
v   A lawsuit to remedy environmental harm
    may be based on negligence or strict liability
v   A person may be liable for in tort if they
    failed to use reasonable care toward a party
    whose injury was foreseeable and caused
    by the lack of reasonable care

            Demanding
           Compensation
          for Exposure to
           Agent Orange
52 - 12
Federal Regulation
v   Federal environmental policy is achieved by
    statutes that are implemented through
    federal and state agencies and supporting
    environmental programs
v   Litigation, injunction, and penalties (civil &
    criminal) are possible consequences of
    violating environmental laws



52 - 13
Federal Regulation
v   In the 1970s, in response to citizen
    demands for environmental protection,
    Congress began to enact numerous
    environmental laws, including:
      v National Env’tl Policy Act (1969)
      v Clean Air Act (1970)
      v Clean Water Act (1972)
      v Endangered Species Act (1973)


52 - 14
Federal Regulation
v    In the 1970-80s, additional laws enacted:
      v Resource Conservation and Recovery Act
        (RCRA, 1976)
      v Toxic Substances Control Act (TSCA, 1976)
      v Comprehensive Environmental Response,
        Compensation, and Liability Act (CERCLA,
        1980, including Superfund program)



52 - 15
Agency Enforcement
v   The EPA, Occupational Safety & Health
    Admin. (OSHA), and Dept. of Justice
    (DOJ) work together to implement &
    enforce law
      v   Agencies issue regulations pursuant to
          Administrative Procedure Act to support
          and implement federal laws



52 - 16
State & Tribal Regulation
v   States and Tribes may enact laws to
    regulate the environment within their
    jurisdiction
      v State laws implemented by state agencies
      v State law may not conflict with federal law




      Muscogee Nation
     Tribal Police Officer

52 - 17
Local Regulation
v   County and municipal governments regulate
    some aspects of the environment
      v Location and conditions of parks, streets and
        other public areas
      v Methods of waste and garbage removal
      v Local zoning laws




52 - 18
Zoning
v   Purpose is to
    ensure orderly
    physical growth
    and development
    of regulated area
v   Generally, based
    on a municipal        Urban sprawl surrounding
    ordinance           habitat of threatened California
                                   gnatcatcher

52 - 19
Nature of Environmental Law
v   Most environmental laws are implemented
    through permitting programs that establish
    pollution limits for air emissions or effluent
    discharge into waterways by businesses or
    governmental entities
v   Environmental laws do not prevent pollution,
    but merely set pollution limits and establish a
    system to compensate for environmental
    harm
52 - 20
Test Your Knowledge
v   True=A, False = B
      v Pollution is any substance in the environment
        that endangers human welfare.
      v States and Indian tribes may enact and
        enforce environmental laws that do not
        conflict with federal environmental laws.
      v Environmental law prevents pollution.
      v Violating an environmental law may result in a
        civil penalty, but cannot be a crime.
52 - 21
Test Your Knowledge
v   Multiple Choice
     v    The sources of environmental law include:
           (a) Federal legislation enacted by Congress
           (b) Federal agency regulations
           (c) State and tribal environmental law enacted
             pursuant to state and tribal legislative bodies
           (d) All of the above
           (e) All of the above plus international treaties


52 - 22
Thought Questions
v   Why is environmental law necessary? Is
    environmental health a human right?




52 - 23
OVERVIEW OF FEDERAL
          ENVIRONMENTAL LAWS




52 - 24
National Environmental
          Policy Act (NEPA)
v   The first modern environmental law, NEPA
    does not deal with pollution control
      v Applies only to government agencies
      v Created the Council on Environmental
        Quality
v   Requires federal agencies to prepare an
    environmental impact statement (EIS) for
    major Federal actions significantly affecting
    the quality of the human environment
52 - 25
NEPA
v   NEPA applies to states and private parties
    when actions are planned and subject to (at
    any point) federal approval of permits, loan
    guarantees, federal loans or insurance, or
    other federal involvement
v   Eighteen states, Guam and Puerto Rico
    have enacted environmental planning laws
    similar to NEPA

52 - 26
The EIS
v   An Environmental Impact Statement must
    analyze the:
     v Impact of proposed action on the
       environment
     v Any expected adverse effects of the
       action
     v Practical and feasible alternative methods
     v Any irreversible effects the action might
       generate
52 - 27
MEDIA SPECIFIC LAWS
v   Air Pollution
v   Water Pollution
v   Land Pollution
     v Hazardous Wastes
     v Toxic Chemicals



           Acid leachate pond near
              mining operation

52 - 28
Air Pollution Programs
v   Toxic air pollutants
v   Acid rain
v   Indoor air pollution
v   Ozone-depleting
    substances
v   Greenhouse gases
    and global warming
                   “End-of-pipe” air
                 emissions at paper mill
52 - 29
Primary Statute: Clean Air Act
v   Goal of the Clean Air Act is to improve
    National Ambient Air Quality through
    standards (NAAQS)
v   Focus of the law is controlling pollution from
    mobile sources and stationary sources by
    issuing permits to polluters
v   http://www.epa.gov/air/oaqps/peg_caa/pegcaai


52 - 30
Primary Statute: Clean Air Act
v   Implemented by agency standards or rules
      v   Air quality standards remain unchanged since
          1978 when standards established for six
          criteria pollutants: lead, CO, VOCs, SO2,
          particulates, and NO2
v   Act enforced by agency action and citizen
    suits against polluters who failed to obtain a
    permit or violated their permit limitations

52 - 31
Clean Air Act Implementation
v   Each state is required to develop a state
    implementation plan for meeting national
    ambient air quality standards
v   Consequently, major emitters of pollutants
    within the state must reduce their emissions
    to a level that ensures that state overall air
    quality meets national standards



52 - 32
Clean Air Act Implementation
v   State environmental agencies issue permits
    to companies that emit pollutants
      v Permits specify type of pollutants allowed
        and amount for each type
      v New sources treated more stringently than
        older facilities


          Mobile point sources

52 - 33
U.S. v. Ohio Edison Company
v   Facts:
      v The Sammis Plant, an Ohio Edison coal-fired
        electric generating plant, required substantial
        renovation
      v Ohio Edison intended and achieved a
        significant increase in operational output, but
        emissions of sulfur dioxide, nitrogen oxides,
        and particulate matter also increased
      v Ohio Edison denied needing a new permit

52 - 34
U.S. v. Ohio Edison Company
v   Procedural History and Ruling:
      v U.S. and some states brought suit against
        several operators of coal-fired power plants
        to gain compliance with the Clean Air Act
        New Source Review provisions
      v By failing to obtain a permit for increased
        emissions related to renovations of the
        Sammis plant, Ohio Edison violated the
        Clean Air Act

52 - 35
U.S. v. Ohio Edison Company
v   Result:
      v   In March 2005, EPA agreed to a consent
          decree by which Ohio Edison agreed to
          reduce emissions at an expected cost of
          approximately $1.1 billion, pay a $8.5 million
          civil penalty, and spend $25 million to
          perform environmentally beneficial projects
          related to air pollution within the affected
          states

52 - 36
International Environmental
          Law
v   The Clean Air Act
    specifically supports
    U.S. obligations under
    the Montreal Protocol,
    an international
    agreement to reduce
    air pollution and
    ozone-depleting
    substances
                             Pulp and paper mill
52 - 37
Massachusetts v. Environmental P
v   Facts:
    w 19 private organizations filed a rulemaking petition in
      1999 asking EPA to regulate “greenhouse gas
      emissions … under § 202 of the Clean Air Act”
    w EPA requested and received public comment for years,
      yet denied the petition in 2003 for two reasons:
          w (1)Clean Air Act did not authorize EPA to issue
            mandatory regulations to address global climate change;
            and (2) even EPA had authority to set greenhouse gas
            emission standards, it would be unwise to do so



47 - 38
Massachusetts v. Environmental
            Protection Agency
v   Facts:
    w The  original 19 organizations, 12 states, and local
      governments sought review of EPA’s order denying the
      petition in the U.S. Court of Appeals, which deferred to
      the EPA’s decision
    w U.S. Supreme Court granted the petitioners’ request for
      certiorari




47 - 39
Massachusetts v. Environmental
              Protection Agency
v   Supreme Court’s Decision by Justice
    Stevens:
    w Court  discussed standing of litigants, especially
      sovereign status of states such as Massachusetts
    w “The harms associated with climate change are serious
      and well recognized…EPA has refused to comply with
      [a] clear statutory command…EPA [cannot] avoid its
      statutory obligation by noting the uncertainty
      surrounding various features of climate change.”
    w On remand, EPA must ground its reasons for action or
      inaction, but Court did not order EPA to make an
      endangerment finding and issue a rule
47 - 40
Water Pollution Programs
v   Wetlands, Ocean, and
    Coastal Zone Pollution
v   Groundwater & Drinking
    Water Protection
v   Wastewater


            Holding a dead sea otter
             killed by oil from the
                 Exxon Valdez
52 - 41
Primary Statute:
          Clean Water Act
v   Clean Water Act (CWA) goals:
    v Ensure that navigable water
      is safe for drinking, fish &
      wildlife protection, and
      recreational use
    v Eliminate or limit discharge
      of pollutants into coastal
      and inland waterways
                  Point source pollution
52 - 42
Clean Water Act Standards
v   For non-point and point sources, EPA sets
    CWA water quality criteria or standards
    based upon:
      v   Designated Use of Water Body
           v   Fishable/Swimmable Qualitative Criteria
      v   Total Maximum Daily Loads (TMDLs)
           v   Specific limits on pollution for particular water
               body, included in pollution permits

52 - 43
NPDES Permit Program
v   Every industrial or municipal facility must
    apply for a National Pollutant Discharge
    Elimination System (NPDES) permit to
    discharge pollutants into inland waterways
    or oceans
v   Pollution control is largely achieved through
    requirement that a polluter use specific
    technologies to reduce effluent

52 - 44
State Implementation
v   Most states have taken primacy (primary
    authority) for Clean Water Act enforcement
    for their jurisdiction
v   A state environmental agency issues
    NPDES permits based on state
    determinations about the quality of specific
    water bodies



52 - 45
Wetlands
v   Section 404 of the Clean Water Act (CWA)
    protects wetlands by requiring a permit from
    the Army Corps of Engineers before
    dredged or fill material may be discharged
    into waters of the United States


          Endangered green pitcher
            plant found in some
             southern wetlands

52 - 46
Definition of Wetlands
v   Wetlands refers to "those areas that are
    inundated or saturated by surface or ground
    water at a frequency and duration sufficient
    to support, and that under normal
    circumstances do support, a prevalence of
    vegetation typically adapted for life in
    saturated soil conditions. Wetlands generally
    include swamps, marshes, bogs and similar
    areas." See EPA wetlands page.
52 - 47
Violating Water-Related Laws
v   Federal and state environmental agencies
    may enforce the Clean Water Act and water-
    related programs with civil fines and/or
    criminal penalties, including prison for those
    who knowingly violate the laws
      v   See U.S. v. Hopkins
v   Citizens also may file suits to remediate or
    compensate for environmental harm

52 - 48
Land Pollution Programs
v   Primary Laws:

      v   FIFRA
      v   TSCA
      v   RCRA
      v   CERCLA

                    Iron Mountain Superfund site in California
                          caused by acid mine drainage

52 - 49
Pesticide Regulation
v   The Federal Insecticide, Fungicide, and
    Rodenticide Act (FIFRA) regulates use of
    pest control chemicals in process of food
    growth through food packaging, to
    minimize presence in consumable foods




52 - 50
Toxic Substances Control Act
v    The Toxic Substances Control Act (TSCA)
     requires anyone planning to sell or market
     chemicals to first determine effect on human
     health and the environment
 v    Gives EPA authority to
      track, investigate, or ban
      industrial chemicals
      currently produced or
      imported into U.S.

52 - 51
Waste Disposal Laws
v   In a cradle to grave regulatory system,
    RCRA and CERCLA regulate storage,
    disposal, and remediation of toxic and
    hazardous substances on land



            Toxic waste,
          bankrupt company



52 - 52
RCRA
v   The Resource Conservation and Recovery
    Act authorizes EPA to regulate monitoring,
    transporting, storage, treatment, and
    disposal of solid waste and hazardous
    waste
     v Tracking from creation of waste through
       disposal or treatment (cradle to grave)
v   Any person who fails to follow regulations
    strictly violates RCRA
52 - 53
United States v. Dean
v   Facts:
      v Dean was production manager at a metal
        fabricating plant that violated permitting,
        storage, treatment, and disposal rules of
        RCRA
      v Dean, plant owners, plant manager, and
        parent company were indicted
      v Owners and parent company of the plant
        pled guilty to a felony and paid a fine

52 - 54
United States v. Dean
v   Facts:
      v   Dean was convicted – and his conviction
          was affirmed – because he dumped and
          buried 55 gallon drums of hazardous waste
          on land for over five years




52 - 55
CERCLA
v   Comprehensive Environmental Response,
    Compensation, and Liability Act (CERCLA)
    of 1980, or Superfund, authorizes EPA to
    ensure the clean-up and remediation of
    hazardous waste sites
v   Also authorizes EPA to assign liability for
    clean-up costs to any potentially responsible
    party (PRP) or all PRPs


52 - 56
Potentially Responsible Party
v   A PRP is defined as:
      v   Current owners or operators of facility or vessel;
      v   Former owners or operators of facility or vessel,
          if they owned the property at time of disposal;
      v   Those who arrange for treatment or disposal of
          hazardous substances at a facility (usually the
          generators); and
      v   Transporters of hazardous substances who
          selected the disposal site


52 - 57
Retroactive Nature of CERCLA
v   In general, a law may not be retroactive
v   However, CERCLA liability is retroactive,
    meaning that parties may be held liable for
    releases that occurred prior to the
    enactment of the statute in 1980
      v   See U.S. v. Domenic Lombardi Realty
v   Reason: entire purpose of law is to clean
    up past mistakes and protect human health

52 - 58
Conservation Efforts
v   A number of laws, such as the Endangered
    Species Act, attempt to identify, list, and
    protect threatened or endangered species
      v See U.S. Fish & Wildlife Service webpage
      v 398 U.S. species of animals are listed and
        599 U.S. species of plants are listed
v   The ESA provides for habitat recovery plans
    and species recovery plans

52 - 59
Endangered Species Act
v   The ESA began and remains in controversy
    despite the obvious need for and apparent
    success of the law




          Bald eagle, California gnatcatcher, Florida panther
52 - 60
International Wildlife Law
v   The
    Convention on International Trade in Endangere
     (CITES) prohibits trade in threatened and
    endangered species, whether animal, plants,
    or parts of animals or plants
          Illegal wildlife
              parts and
              products
          confiscated by
            U.S. agents


52 - 61
Environmental Management
v    Partly because of the regulatory web and
     partly for corporate social responsibility,
     many companies implement an
     environmental management system (EMS)

v    Examples include
     ISO 14001,
     Responsible Care, and
     Smart Wood

52 - 62
Test Your Knowledge
v   True=A, False = B
      v NEPA applies only to federal agencies.
      v The Clean Air Act applies to mobile and
        stationary sources of pollution.
      v One goal of the Clean Water Act is to
        eliminate or limit discharge of pollutants into
        navigable waterways.
      v Section 404 of the Clean Water Act (CWA)
        protects wetlands.
52 - 63
Test Your Knowledge
v   True=A, False = B
      v Both RCRA and CERCLA establish a cradle
        to grave regulatory system for hazardous
        waste.
      v Retroactive laws are always unconstitutional.
      v Only the U.S. EPA may enforce the Clean Air
        Act or Clean Water Act.
      v RCRA requires companies to track and
        monitor hazardous waste from creation
        through disposal or treatment.
52 - 64
Test Your Knowledge
v   Multiple Choice
    v An environmental impact statement must
      analyze:
          (a) The impact of the proposed action on the
            environment
          (b) Any expected adverse effects of the action
          (c) Practical and feasible alternative methods
          (d) All of the above
          (e) Both A and B only

52 - 65
Test Your Knowledge
v   Multiple Choice
    v A potentially responsible party may be:
          (a) A current owner of the facility
          (b) A former owner of the facility
          (c) The plant manager who arranged for the
            disposal of hazardous substances from the
            facility
          (d) The company that operates the facility
          (e) All of the above

52 - 66
Thought Question
v   Given technological
    improvements in
    alternative energy
    (wind or solar power,
    biofuels), does a
    company have a
    social responsibility     Anaerobic bioreactors for
    to use the best         sludge digestion and methane
                            production in Kiel, Germany
    available technology?

52 - 67

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Chapter 52 – Environmental Regulation

  • 1. Administrative Agencies The Federal Trade Commission Act and Consumer Protection Laws Antitrust: The Sherman Act The Clayton Act, The Robinson-Patman Act, and Antitrust Exemptions and Immunities Employment Law Environmental Regulation © 2010 The McGraw-Hill Companies, Inc. All rights reserved.
  • 2. Environmental Regulation Every human has a fundamental right to an environment of quality that permits a life of dignity and well-being. United Nations Conference on the Human Environment © 2010 The McGraw-Hill Companies, Inc. All rights reserved.
  • 3. Learning Objectives v The development of environmental regulation v Air pollution regulation v Water pollution regulation v Waste disposal regulation 52 - 3
  • 4. Overview v The U.S. Environmental Protection Agency (EPA) was created in 1970 to protect human health and the environment v Human health and our environment are protected by: v Regulatory law (stick) v Market incentives (carrot) v Voluntary Measures (carrot) 52 - 4
  • 5. The Subject of the Laws . . . Health & Safety Sewage Treatment Plant ↑ Warning Sign → 52 - 5
  • 6. The Subject of the Laws . . . Environmental Damage Strip Mine ↑ Clearcut → 52 - 6
  • 7. The Subject of the Laws . . . Conservation Efforts Illegal Wildlife Products ↑ Protecting Ridley Turtle eggs → 52 - 7
  • 8. The Subject of the Laws . . . Pollution Industrial Air Pollution ↑ Seabird Killed in Oil Spill → 52 - 8
  • 9. Definition of Pollution v Pollution is any substance in the environment that endangers human welfare v Toxic substances in pollutants linked to: v Carcinogenesis v Mutagenesis v Teratogenesis v Behavior disorders Bald eagle faced extinction due to mutagenic effect of DDT 52 - 9
  • 10. Sources of Environmental Law v Principal sources of environmental law: v Civil (Common Law) Actions v Federal Regulation v State, Tribal, and Municipal Regulation v International Treaties and Conventions 52 - 10
  • 11. Civil Action for Nuisance v One of the oldest lawsuits to remedy environmental harm is nuisance v A person may be liable for nuisance if they use property in a manner that interferes unreasonably with another’s rights to use or enjoy their property 52 - 11
  • 12. Civil Action for Tort v A lawsuit to remedy environmental harm may be based on negligence or strict liability v A person may be liable for in tort if they failed to use reasonable care toward a party whose injury was foreseeable and caused by the lack of reasonable care Demanding Compensation for Exposure to Agent Orange 52 - 12
  • 13. Federal Regulation v Federal environmental policy is achieved by statutes that are implemented through federal and state agencies and supporting environmental programs v Litigation, injunction, and penalties (civil & criminal) are possible consequences of violating environmental laws 52 - 13
  • 14. Federal Regulation v In the 1970s, in response to citizen demands for environmental protection, Congress began to enact numerous environmental laws, including: v National Env’tl Policy Act (1969) v Clean Air Act (1970) v Clean Water Act (1972) v Endangered Species Act (1973) 52 - 14
  • 15. Federal Regulation v In the 1970-80s, additional laws enacted: v Resource Conservation and Recovery Act (RCRA, 1976) v Toxic Substances Control Act (TSCA, 1976) v Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA, 1980, including Superfund program) 52 - 15
  • 16. Agency Enforcement v The EPA, Occupational Safety & Health Admin. (OSHA), and Dept. of Justice (DOJ) work together to implement & enforce law v Agencies issue regulations pursuant to Administrative Procedure Act to support and implement federal laws 52 - 16
  • 17. State & Tribal Regulation v States and Tribes may enact laws to regulate the environment within their jurisdiction v State laws implemented by state agencies v State law may not conflict with federal law Muscogee Nation Tribal Police Officer 52 - 17
  • 18. Local Regulation v County and municipal governments regulate some aspects of the environment v Location and conditions of parks, streets and other public areas v Methods of waste and garbage removal v Local zoning laws 52 - 18
  • 19. Zoning v Purpose is to ensure orderly physical growth and development of regulated area v Generally, based on a municipal Urban sprawl surrounding ordinance habitat of threatened California gnatcatcher 52 - 19
  • 20. Nature of Environmental Law v Most environmental laws are implemented through permitting programs that establish pollution limits for air emissions or effluent discharge into waterways by businesses or governmental entities v Environmental laws do not prevent pollution, but merely set pollution limits and establish a system to compensate for environmental harm 52 - 20
  • 21. Test Your Knowledge v True=A, False = B v Pollution is any substance in the environment that endangers human welfare. v States and Indian tribes may enact and enforce environmental laws that do not conflict with federal environmental laws. v Environmental law prevents pollution. v Violating an environmental law may result in a civil penalty, but cannot be a crime. 52 - 21
  • 22. Test Your Knowledge v Multiple Choice v The sources of environmental law include: (a) Federal legislation enacted by Congress (b) Federal agency regulations (c) State and tribal environmental law enacted pursuant to state and tribal legislative bodies (d) All of the above (e) All of the above plus international treaties 52 - 22
  • 23. Thought Questions v Why is environmental law necessary? Is environmental health a human right? 52 - 23
  • 24. OVERVIEW OF FEDERAL ENVIRONMENTAL LAWS 52 - 24
  • 25. National Environmental Policy Act (NEPA) v The first modern environmental law, NEPA does not deal with pollution control v Applies only to government agencies v Created the Council on Environmental Quality v Requires federal agencies to prepare an environmental impact statement (EIS) for major Federal actions significantly affecting the quality of the human environment 52 - 25
  • 26. NEPA v NEPA applies to states and private parties when actions are planned and subject to (at any point) federal approval of permits, loan guarantees, federal loans or insurance, or other federal involvement v Eighteen states, Guam and Puerto Rico have enacted environmental planning laws similar to NEPA 52 - 26
  • 27. The EIS v An Environmental Impact Statement must analyze the: v Impact of proposed action on the environment v Any expected adverse effects of the action v Practical and feasible alternative methods v Any irreversible effects the action might generate 52 - 27
  • 28. MEDIA SPECIFIC LAWS v Air Pollution v Water Pollution v Land Pollution v Hazardous Wastes v Toxic Chemicals Acid leachate pond near mining operation 52 - 28
  • 29. Air Pollution Programs v Toxic air pollutants v Acid rain v Indoor air pollution v Ozone-depleting substances v Greenhouse gases and global warming “End-of-pipe” air emissions at paper mill 52 - 29
  • 30. Primary Statute: Clean Air Act v Goal of the Clean Air Act is to improve National Ambient Air Quality through standards (NAAQS) v Focus of the law is controlling pollution from mobile sources and stationary sources by issuing permits to polluters v http://www.epa.gov/air/oaqps/peg_caa/pegcaai 52 - 30
  • 31. Primary Statute: Clean Air Act v Implemented by agency standards or rules v Air quality standards remain unchanged since 1978 when standards established for six criteria pollutants: lead, CO, VOCs, SO2, particulates, and NO2 v Act enforced by agency action and citizen suits against polluters who failed to obtain a permit or violated their permit limitations 52 - 31
  • 32. Clean Air Act Implementation v Each state is required to develop a state implementation plan for meeting national ambient air quality standards v Consequently, major emitters of pollutants within the state must reduce their emissions to a level that ensures that state overall air quality meets national standards 52 - 32
  • 33. Clean Air Act Implementation v State environmental agencies issue permits to companies that emit pollutants v Permits specify type of pollutants allowed and amount for each type v New sources treated more stringently than older facilities Mobile point sources 52 - 33
  • 34. U.S. v. Ohio Edison Company v Facts: v The Sammis Plant, an Ohio Edison coal-fired electric generating plant, required substantial renovation v Ohio Edison intended and achieved a significant increase in operational output, but emissions of sulfur dioxide, nitrogen oxides, and particulate matter also increased v Ohio Edison denied needing a new permit 52 - 34
  • 35. U.S. v. Ohio Edison Company v Procedural History and Ruling: v U.S. and some states brought suit against several operators of coal-fired power plants to gain compliance with the Clean Air Act New Source Review provisions v By failing to obtain a permit for increased emissions related to renovations of the Sammis plant, Ohio Edison violated the Clean Air Act 52 - 35
  • 36. U.S. v. Ohio Edison Company v Result: v In March 2005, EPA agreed to a consent decree by which Ohio Edison agreed to reduce emissions at an expected cost of approximately $1.1 billion, pay a $8.5 million civil penalty, and spend $25 million to perform environmentally beneficial projects related to air pollution within the affected states 52 - 36
  • 37. International Environmental Law v The Clean Air Act specifically supports U.S. obligations under the Montreal Protocol, an international agreement to reduce air pollution and ozone-depleting substances Pulp and paper mill 52 - 37
  • 38. Massachusetts v. Environmental P v Facts: w 19 private organizations filed a rulemaking petition in 1999 asking EPA to regulate “greenhouse gas emissions … under § 202 of the Clean Air Act” w EPA requested and received public comment for years, yet denied the petition in 2003 for two reasons: w (1)Clean Air Act did not authorize EPA to issue mandatory regulations to address global climate change; and (2) even EPA had authority to set greenhouse gas emission standards, it would be unwise to do so 47 - 38
  • 39. Massachusetts v. Environmental Protection Agency v Facts: w The original 19 organizations, 12 states, and local governments sought review of EPA’s order denying the petition in the U.S. Court of Appeals, which deferred to the EPA’s decision w U.S. Supreme Court granted the petitioners’ request for certiorari 47 - 39
  • 40. Massachusetts v. Environmental Protection Agency v Supreme Court’s Decision by Justice Stevens: w Court discussed standing of litigants, especially sovereign status of states such as Massachusetts w “The harms associated with climate change are serious and well recognized…EPA has refused to comply with [a] clear statutory command…EPA [cannot] avoid its statutory obligation by noting the uncertainty surrounding various features of climate change.” w On remand, EPA must ground its reasons for action or inaction, but Court did not order EPA to make an endangerment finding and issue a rule 47 - 40
  • 41. Water Pollution Programs v Wetlands, Ocean, and Coastal Zone Pollution v Groundwater & Drinking Water Protection v Wastewater Holding a dead sea otter killed by oil from the Exxon Valdez 52 - 41
  • 42. Primary Statute: Clean Water Act v Clean Water Act (CWA) goals: v Ensure that navigable water is safe for drinking, fish & wildlife protection, and recreational use v Eliminate or limit discharge of pollutants into coastal and inland waterways Point source pollution 52 - 42
  • 43. Clean Water Act Standards v For non-point and point sources, EPA sets CWA water quality criteria or standards based upon: v Designated Use of Water Body v Fishable/Swimmable Qualitative Criteria v Total Maximum Daily Loads (TMDLs) v Specific limits on pollution for particular water body, included in pollution permits 52 - 43
  • 44. NPDES Permit Program v Every industrial or municipal facility must apply for a National Pollutant Discharge Elimination System (NPDES) permit to discharge pollutants into inland waterways or oceans v Pollution control is largely achieved through requirement that a polluter use specific technologies to reduce effluent 52 - 44
  • 45. State Implementation v Most states have taken primacy (primary authority) for Clean Water Act enforcement for their jurisdiction v A state environmental agency issues NPDES permits based on state determinations about the quality of specific water bodies 52 - 45
  • 46. Wetlands v Section 404 of the Clean Water Act (CWA) protects wetlands by requiring a permit from the Army Corps of Engineers before dredged or fill material may be discharged into waters of the United States Endangered green pitcher plant found in some southern wetlands 52 - 46
  • 47. Definition of Wetlands v Wetlands refers to "those areas that are inundated or saturated by surface or ground water at a frequency and duration sufficient to support, and that under normal circumstances do support, a prevalence of vegetation typically adapted for life in saturated soil conditions. Wetlands generally include swamps, marshes, bogs and similar areas." See EPA wetlands page. 52 - 47
  • 48. Violating Water-Related Laws v Federal and state environmental agencies may enforce the Clean Water Act and water- related programs with civil fines and/or criminal penalties, including prison for those who knowingly violate the laws v See U.S. v. Hopkins v Citizens also may file suits to remediate or compensate for environmental harm 52 - 48
  • 49. Land Pollution Programs v Primary Laws: v FIFRA v TSCA v RCRA v CERCLA Iron Mountain Superfund site in California caused by acid mine drainage 52 - 49
  • 50. Pesticide Regulation v The Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) regulates use of pest control chemicals in process of food growth through food packaging, to minimize presence in consumable foods 52 - 50
  • 51. Toxic Substances Control Act v The Toxic Substances Control Act (TSCA) requires anyone planning to sell or market chemicals to first determine effect on human health and the environment v Gives EPA authority to track, investigate, or ban industrial chemicals currently produced or imported into U.S. 52 - 51
  • 52. Waste Disposal Laws v In a cradle to grave regulatory system, RCRA and CERCLA regulate storage, disposal, and remediation of toxic and hazardous substances on land Toxic waste, bankrupt company 52 - 52
  • 53. RCRA v The Resource Conservation and Recovery Act authorizes EPA to regulate monitoring, transporting, storage, treatment, and disposal of solid waste and hazardous waste v Tracking from creation of waste through disposal or treatment (cradle to grave) v Any person who fails to follow regulations strictly violates RCRA 52 - 53
  • 54. United States v. Dean v Facts: v Dean was production manager at a metal fabricating plant that violated permitting, storage, treatment, and disposal rules of RCRA v Dean, plant owners, plant manager, and parent company were indicted v Owners and parent company of the plant pled guilty to a felony and paid a fine 52 - 54
  • 55. United States v. Dean v Facts: v Dean was convicted – and his conviction was affirmed – because he dumped and buried 55 gallon drums of hazardous waste on land for over five years 52 - 55
  • 56. CERCLA v Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA) of 1980, or Superfund, authorizes EPA to ensure the clean-up and remediation of hazardous waste sites v Also authorizes EPA to assign liability for clean-up costs to any potentially responsible party (PRP) or all PRPs 52 - 56
  • 57. Potentially Responsible Party v A PRP is defined as: v Current owners or operators of facility or vessel; v Former owners or operators of facility or vessel, if they owned the property at time of disposal; v Those who arrange for treatment or disposal of hazardous substances at a facility (usually the generators); and v Transporters of hazardous substances who selected the disposal site 52 - 57
  • 58. Retroactive Nature of CERCLA v In general, a law may not be retroactive v However, CERCLA liability is retroactive, meaning that parties may be held liable for releases that occurred prior to the enactment of the statute in 1980 v See U.S. v. Domenic Lombardi Realty v Reason: entire purpose of law is to clean up past mistakes and protect human health 52 - 58
  • 59. Conservation Efforts v A number of laws, such as the Endangered Species Act, attempt to identify, list, and protect threatened or endangered species v See U.S. Fish & Wildlife Service webpage v 398 U.S. species of animals are listed and 599 U.S. species of plants are listed v The ESA provides for habitat recovery plans and species recovery plans 52 - 59
  • 60. Endangered Species Act v The ESA began and remains in controversy despite the obvious need for and apparent success of the law Bald eagle, California gnatcatcher, Florida panther 52 - 60
  • 61. International Wildlife Law v The Convention on International Trade in Endangere (CITES) prohibits trade in threatened and endangered species, whether animal, plants, or parts of animals or plants Illegal wildlife parts and products confiscated by U.S. agents 52 - 61
  • 62. Environmental Management v Partly because of the regulatory web and partly for corporate social responsibility, many companies implement an environmental management system (EMS) v Examples include ISO 14001, Responsible Care, and Smart Wood 52 - 62
  • 63. Test Your Knowledge v True=A, False = B v NEPA applies only to federal agencies. v The Clean Air Act applies to mobile and stationary sources of pollution. v One goal of the Clean Water Act is to eliminate or limit discharge of pollutants into navigable waterways. v Section 404 of the Clean Water Act (CWA) protects wetlands. 52 - 63
  • 64. Test Your Knowledge v True=A, False = B v Both RCRA and CERCLA establish a cradle to grave regulatory system for hazardous waste. v Retroactive laws are always unconstitutional. v Only the U.S. EPA may enforce the Clean Air Act or Clean Water Act. v RCRA requires companies to track and monitor hazardous waste from creation through disposal or treatment. 52 - 64
  • 65. Test Your Knowledge v Multiple Choice v An environmental impact statement must analyze: (a) The impact of the proposed action on the environment (b) Any expected adverse effects of the action (c) Practical and feasible alternative methods (d) All of the above (e) Both A and B only 52 - 65
  • 66. Test Your Knowledge v Multiple Choice v A potentially responsible party may be: (a) A current owner of the facility (b) A former owner of the facility (c) The plant manager who arranged for the disposal of hazardous substances from the facility (d) The company that operates the facility (e) All of the above 52 - 66
  • 67. Thought Question v Given technological improvements in alternative energy (wind or solar power, biofuels), does a company have a social responsibility Anaerobic bioreactors for to use the best sludge digestion and methane production in Kiel, Germany available technology? 52 - 67

Editor's Notes

  1. The link is to the main page of the U.S. Environmental Protection Agency.
  2. The limitation within the definition of pollution that focuses on human welfare reflects the enforcement limitations placed on EPA with most of the environmental laws. The photo of the bald eagle is a reference to the mutagenic properties of toxins, specifically DDT ( d ichloro- d iphenyl- t richloroethane ). Rachel Carson’s seminal book, Silent Spring (see http://en.wikipedia.org/wiki/Silent_Spring), warned that we would have a silent spring when no birds were left because of the harmful effects of DDT. Specifically, DDT was used to kill insects and birds ate the toxin-covered insects. Ingesting the DDT caused the eggshells of birds to thin, so that a bird sitting on the egg would crack it and destroy the egg; no surviving eggs, no birds. The mutagenic property was particularly noticeable in the bald eagle and other raptors because of “toxic loading” in which fish ate many toxin-covered insects, and birds ate many fish, which increased the levels of DDT in the bloodstream of predators. The bald eagle population rapidly declined and was on the verge of extinction before DDT was banned from use in the United States. However, DDT was simply shipped to other nations. Toxic effects: Carcinogenesis means “cancer-causing.” For example, leukemia (blood cancer) is a signature disease linked to benzene exposure. Mutagenesis means “mutation-causing.” The classic example of this effect is harm caused by DDT. Teratogenesis means “birth defect-causing.” The maquilladoras along the El Paso/Mexico border are reknowned for the toxins dumped into the environment and the teratogenic effect in which babies are born without brains (anencephaly). Behavior disorders commonly associated with toxin exposure, especially heavy metals, include neurological damage and auto-immune dysfunction. The classic example of behavior disorders was the connection between mercury and illness. In the 1950s, the Chisso Corp. chemical plant was releasing methylmercury directly into Minamata Bay. More than 111 people from Minamata City, Japan suffered from severe neurological disorders from eating fish contaminated with extremely high concentrations of methylmercury. The toxic effect of mercury is known as Minimata Syndrome or Mad Hatter’s Syndrome. The Japanese government officially recognizes 2,265 victims as of October 2001. According to the Public Broadcasting System investigate program, NOW, “In America one-in-six children born every year have been exposed to mercury levels so high that they are potentially at risk for learning disabilities and motor skill impairment and short-term memory loss.” See the EPA report on fish consumption: http://www.cfsan.fda.gov/~dms/admehg3.html.
  3. Classic example of the nuisance action is the “smelly” factory or hog farm that locates next to the edge of town. In this case, neighbors or residents affected by the odiferous operation might be able to prevent the construction of the farm or factory, or they may be able to obtain remedies for the nuisance (harm) they suffer due to the unpleasant odor. Compare this to a town that grows in population to abut or surround the factory or farm. In this case, the factory or farm existed first and may have no legal liability to those who move nearby.
  4. These actions typically are used to remedy or obtain compensation for harm caused by toxic pollution and product liability. For example, the litigation to obtain compensation for the toxic effects of Agent Orange sprayed on U.S. military service men and women during the Viet Nam war, or the lawsuit to obtain compensation for the property damage and personal injury to residents of Love Canal (hazardous waste pollution).
  5. True. True. False. Environmental laws do not prevent pollution, but merely set pollution limits and establish a system to compensate for environmental harm. False. Most environmental laws provide for civil remedies and criminal penalties.
  6. The correct answer is (e).
  7. Opportunity to discuss nexus between environmental degradation and human health, as well as the human rights aspect of environmental harm.
  8. The phrase “significantly affecting” generally is the key issue in litigation, though the first issue is always whether a governmental activity is a “major federal action.”
  9. Example: Each state must comply with it’s statewide environmental permits (CWA, CAA, etc.) from the federal government. A state environmental agency that considers issuing a permit to a private developer to build a residential sub-division must follow federal and state environmental law. NEPA, along with other environmental laws, will require the private party and/or the state agency to prepare an EIS since the environment will be impacted in a number of ways. Moreover, the developer probably will obtain federally-guaranteed loans to undertake the development. The bottom line – and practical advice – is to do the EIS if an opponent to the action might raise a claim of governmental action.
  10. The phrase “practical and feasible” implicitly means that financial impact is included within the analysis, allowing cost-benefit analysis.
  11. The photograph depicts an acid leachate pond used for mining in the Western United States. “ The formation of mine acid drainage and the contaminants associated with it has been described by some as the largest environmental problem facing the U.S. mining industry.” (U.S. Forest Service 1993, Ferguson and Erickson 1988, Lapakko 1993b) “In the western U.S., the Forest Service estimates that between 20,000 and 50,000 mines are currently generating acid on Forest Service lands, and that drainage from these mines is impacting between 8,000 and 16,000 kilometers of streams (U.S. Forest Service 1993). In addition to the acid contribution to surface waters, AMD may cause metals such as arsenic, cadmium, copper, silver, and zinc to leach from mine wastes. According to the Forest Service, the metal load causes environmental damage, and is of greater concern than the acidity in environmental terms. See the U.S. EPA Technical Document, Acid Mine Drainage Prediction, EPA 530-R-94-036 NTIS PB94-201829 (December 1994), available at http://www.epa.gov/epaoswer/other/mining/techdocs/amd.pdf.
  12. The link is to the EPA website, The Plain English Guide to the Clean Air Act. Mobile sources: vehicles. Stationary sources: industrial smoke stacks, light industrial operations (including drycleaners and restaurants).
  13. Hyperlink is to the case opinion on the Findlaw.com website. On March 18, 2005, the U.S. Environmental Protection Agency, the Department of Justice announced a major Clean Air Act (CAA) New Source Review Program (NSR) settlement with Ohio Edison Company (Ohio Edison), a subsidiary of FirstEnergy Corp., to resolve CAA violations at the company’s W.H. Sammis Power Plant located in Stratton, Ohio, several of the company’s coal-fired power plants in Illinois. The states of New York, New Jersey and Connecticut were co-plaintiffs in the lawsuit and also joined the settlement. Under the settlement, Ohio Edison will spend $1.1 billion between now and 2012 on various pollution controls to substantially decrease emissions at the Sammis plant and other nearby Ohio Edison power plants. The Sammis plant must comply with an annual tonnage cap for sulfur dioxide (SO2) and nitrogen oxides (NOX) emissions that declines over time.
  14. The Sammis plant was one of the largest sources of air pollution in the nation, emitting a total of about 205,000 tons of SO2 and NOx in 2003.
  15. Ohio Edison agreed to reduce emissions of harmful sulfur dioxide (SO2) and nitrogen oxides (NOx) from the Sammis plant, as well as from other Ohio Edison and its parent company’s coal-fired power plants, with an expected cost of approximately $1.1 billion. Ohio Edison also will provide a total of $10 million to the states of New York, New Jersey and Connecticut to perform environmentally beneficial projects related to air pollution in those states. The $8.5 million civil penalty imposed is the second largest penalty against a power plant. The $25 million amount for mitigation projects, to compensate for the harmful effects of Ohio Edison's past violations, is the largest mitigation project commitment in any of the United States' NSR settlements with utilities to date. See the EPA press release: http://yosemite.epa.gov/opa/admpress.nsf/b1ab9f485b098972852562e7004dc686/11e00336eca5561e85256fc8005470fc!OpenDocument
  16. International agreement and cooperation to protect the stratospheric ozone layer began with the negotiation of the Vienna Convention for the Protection of the Ozone Layer, concluded in 1985. The terms of the agreement were set forth in the Montreal Protocol on Substances that Deplete the Ozone Layer, signed in September 1987 and effective in 1989. In 1990, the signatory parties to the Montreal Protocol agreed to phase out controlled substances, including CFCs (chloro-fluoro carbons), halons, carbon tetrachloride, methyl chloroform, HCFCs, HBFCs, and methyl bromide. The obligations under the treaty required signatory nations to implement laws to enforce the phase out schedule. The US signed the Kyoto Protocol, or next phase of the climate change agreement in 1997, but has yet to ratify or support the agreement . The text of the Kyoto Protocol to the United Nations Framework Convention on Climate Change may be found at http://unfccc.int/resource/docs/convkp/kpeng.html
  17. The hyperlink is to the Supreme Court’s opinion on the Oyez.org website. The federal Clean Air Act was enacted in 1970 and was later amended on more than one occasion. Section 202 (a) (1) of the Act, 42 U.S.C. § 7521(a)(1), provides: “The [Environmental Protection Agency (EPA)] Administrator shall by regulation prescribe (and from time to time revise) in accordance with the provisions of this section, standards applicable to the emission of any air pollutant from any class or classes of new motor vehicles or new motor vehicle engines, which in his judgment cause, or contribute to, air pollution which may reasonably be anticipated to endanger public health or welfare. . . .” The Act defines “air pollutant” to include “any air pollution agent or combination of such agents, including any physical, chemical, biological, radioactive . . . substance or matter which is emitted into or otherwise enters the ambient air.” § 7602(g).
  18. Note that there’s a lot of politics involved in this case related to emissions controls on new vehicles and the issue of global warming!! Interestingly, the Clean Air Act specifically links to the Montreal Protocol which is an international treaty to reduce ozone-depleting substances (i.e., to reduce the greenhouse effect and global warming). For a good summary of the status of the Clean Air Act, see the Congressional Research Staff Report for Congress available at http://www.cnie.org/NLE/CRSreports/06Nov/RL32483.pdf. For further information on global warming and download of important documents, visit the Intergovernmental Panel on Climate Change (awarded a Nobel Peace Prize in 2007) at http://www.ipcc.ch/
  19. Two important points: (1) the Supreme Court did NOT order EPA to issue a rule, and (2) Massachusetts had standing to sue. With regard to the first point, the Court stated: “ We need not and do not reach the question whether on remand EPA must make an endangerment finding, or whether policy concerns can inform EPA.s actions in the event that it makes such a finding. Cf. Chevron U. S. A. Inc. v. Natural Resources Defense Council, Inc., 467 U. S. 837, 843.844 (1984). We hold only that EPA must ground its reasons for action or inaction in the statute.” With regard to the second point, a notable fact is that Justice Stevens wrote the 5-4 opinion for the majority and both Chief Justice Roberts and Justice Scalia dissented. Chief Justice John Roberts, appointed to the Supreme Court in 2005 by George W. Bush, was Acting Solicitor General in 1990 and argued on behalf of the U.S. an important case related to the Massachusetts v. Environmental Protection Agency case: Lujan v. National Wildlife Federation , 497 U.S. 871, 883-889, 111 L. Ed. 2d 695, 110 S. Ct. 3177 (1990). Justice Scalia wrote the majority opinion in the National Wildlife Federation case, which held in a 5-4 decision that a plaintiff claiming injury from environmental damage must use the area affected by the challenged activity and not an area roughly "in the vicinity" of it. The ruling denied standing (right to sue) to the National Wildlife Federation in a challenge to an administrative agency (Bureau of Land Management). Of the four justices in the National Wildlife Federation minority, only Justice Stevens remained on the bench when Massachusetts v. EPA came before the court and he wrote the majority opinion ruling that Massachusetts had standing to sue the EPA. Sidebar: In Lujan v. Defenders of Wildlife , 504 U.S. 555 (1992) (two years after the National Wildlife Case), Stevens was again in the minority (5-3) of a decision denying standing to an environmental organization challenging an agency. To summarize the Supreme Court’s “standing” on this issue, environmental organizations representing citizens do not have standing but a state representing citizens does have standing.
  20. Link to the EPA presentation on the Clean Water Act at: http://www.epa.gov/watertrain/cwa/
  21. Literally, the “fishable/swimmable” term means that humans may fish or swim in the river. Many water bodies are designated as “impaired.” The link is to the EPA TMDL website: http://www.epa.gov/OWOW/tmdl/index.html
  22. See EPA information about the regulatory authority for wetlands under Section 404: http://www.epa.gov/owow/wetlands/pdf/reg_authority.pdf
  23. Because of the very broad definition, a ditch that sometimes retains water long enough to grow cattails or other wetland vegetation may be a “wetland” by definition.
  24. In U.S. v Hopkins , Robert Hopkins was Spirol’s vice president for manufacturing and falsified documents about compliance with an EPA consent decree. Hopkins was convicted following a jury trial and sentenced to 21 months in prison, with two years probation following that, and a $7,500 fine. Hopkins appealed, arguing that the government should have been required to prove that he intended to violate the law and that he had specific knowledge of the particular statutory, regulatory or permit requirements imposed under the Clean Water Act. The government contended that it was enough to prove that he had acted voluntarily or intentionally to falsify, tamper with, or render inaccurate a monitoring method—or to violate the permit—and that he did not do so by mistake, accident, or other innocent reason. The government was correct, of course!
  25. “ Extremely acidic drainage with high concentrations of toxic heavy metals discharges from inactive underground mines and surface waste piles at Iron Mountain, California. The acid mine drainage (AMD) contains high concentrations of copper, cadmium, and zinc which are harmful to aquatic life and pose a potential threat to human health. The AMD from Iron Mountain discharges to creeks that flow into the Sacramento River between Shasta Dam and Redding. The creeks draining Iron Mountain are essentially devoid of aquatic life. The AMD discharges have significantly contributed to the decline of the Sacramento River fishery. The Winter Run chinook salmon has been designated as a federal endangered species, and other species of fish that spawn in the river are designated as threatened species.” See the full USGS documentation at http://ca.water.usgs.gov/projects00/ca527.html
  26. About 350 pesticides are used on the foods we eat in the U.S. See the EPA Citizen Guide to Pest Control & Safety at http://www.epa.gov/OPPTpubs/Cit_Guide/citguide.pdf Other EPA fact sheets on pesticides are available at: http://www.epa.gov/pesticides/factsheets/health_fs.htm
  27. Not considered to be an effective law.
  28. In the U.S. v Dean case: General Metal Fabricators, Inc. (GMF), owned and operated a facility for metal stamping and plating. The facility utilized hazardous chemicals and generated hazardous waste but did not have a RCRA permit nor did it maintain the required records of the treatment, storage, and disposal of hazardous substances. The hazardous waste disposal practices at GMF were discovered by chance by state waste-management authorities whose attention was caught, while driving to an appointment at another facility, by two 55-gallon drums abandoned among weeds on GMF’s property. The owners of GMF, Joseph and Jean Sanchez, as well as Clyde Griffith, the plant manager, and Gale Dean, the production manager, were indicted for conspiracy to violate RCRA, and, individually, for violations of various sections of RCRA. At his request, Dean’s trial was severed from that of the other defendants. Dean dumped and buried drums of hazardous waste for five years rather than properly dispose of the materials. Dean was convicted of conspiracy to violate RCRA as well as of (1) failure to file documentation of hazardous waste generation, storage, and disposal; (2) storage of spent chromic acid without a permit; (3) disposal of chromic acid rinse water and sludges in a lagoon without a permit; and (4) disposal of paint sludge and solvent wastes in a pit without a permit, all in violation of RCRA. Dean appealed his conviction. The government won, of course! In U.S. v. Sanchez Enterprises, Inc., et al. (the suit against the parent company of General Metal Fabricators and the company’s owners), on August 22, 1991, Sanchez Entelprises, Inc. entered a plea of guilty to a single felony violation of RCRA for the illegal disposal of hazardous waste. The corporation was fined $150,000, of which $25,000 is to be paid into an environmental fund for the State of Tennessee.
  29. In the U.S. v Dean case: General Metal Fabricators, Inc. (GMF), owned and operated a facility for metal stamping and plating. The facility utilized hazardous chemicals and generated hazardous waste but did not have a RCRA permit nor did it maintain the required records of the treatment, storage, and disposal of hazardous substances. The hazardous waste disposal practices at GMF were discovered by chance by state waste-management authorities whose attention was caught, while driving to an appointment at another facility, by two 55-gallon drums abandoned among weeds on GMF’s property. The owners of GMF, Joseph and Jean Sanchez, as well as Clyde Griffith, the plant manager, and Gale Dean, the production manager, were indicted for conspiracy to violate RCRA, and, individually, for violations of various sections of RCRA. At his request, Dean’s trial was severed from that of the other defendants. Dean dumped and buried drums of hazardous waste for five years rather than properly dispose of the materials. Dean was convicted of conspiracy to violate RCRA as well as of (1) failure to file documentation of hazardous waste generation, storage, and disposal; (2) storage of spent chromic acid without a permit; (3) disposal of chromic acid rinse water and sludges in a lagoon without a permit; and (4) disposal of paint sludge and solvent wastes in a pit without a permit, all in violation of RCRA. Dean appealed his conviction. The government won, of course! In U.S. v. Sanchez Enterprises, Inc., et al. (the suit against the parent company of General Metal Fabricators and the company’s owners), on August 22, 1991, Sanchez Entelprises, Inc. entered a plea of guilty to a single felony violation of RCRA for the illegal disposal of hazardous waste. The corporation was fined $150,000, of which $25,000 is to be paid into an environmental fund for the State of Tennessee.
  30. Superfund was created as part of a set of amendments (Superfund Amendments and Reauthorization Act of 1986) to be an “insurance” to cover remediation of sites where the PRPs were not identifiable or defunct. Check the photo gallery of the EPA Superfund site to see a number of “before and after” photos: http://www.epa.gov/superfund/action/process/sfgallry.htm
  31. In United States v. Domenic Lombardi Realty, a subsequent purchaser was held liable for cleaning up a property that had been contaminated, in part, by the actions of its predecessor in title.
  32. The link is to the FWS endangered species webpage: http://www.fws.gov/endangered/ Statistics on listed species current as of 2/10/06.
  33. Photos left to right: Bald eagle (recovering), California gnatcatcher (threatened), Florida panther (endangered, with approximately 30 animals in the wild). According to the Sierra Club: The U.S. has destroyed more than half its wetlands The U.S. has logged 95-98% of its virgin forests in the lower 48 states At least 80% of the coastline in the lower 48 states has been developed. The Earth is losing up to 50,000 species per year (E.O. Wilson & Stephen Kellert, Eds., 1993. The Biophilia Hypothesis. Washington, DC: Island Press.).
  34. CITES is an international version of the U.S. Endangered Species Act, requiring each nation to list threatened and endangered species and for each nation to protect the listed species from other nations. The link is to the CITES webpage.
  35. The links are to the relevant programs
  36. False. While the statute literally applies to federal agencies, by the nature of the regulatory scheme, NEPA also applies to state agencies and impacts private entities desiring a permit from a state or federal agency. True. True. True.
  37. True. False. CERCLA is a constitutional and retroactive law. False. Most states have taken primacy for implementation and enforcement of the laws. True.
  38. The correct answer is (d). An Environmental Impact Statement must analyze the: Impact of proposed action on the environment Any expected adverse effects of the action Practical and feasible alternative methods Any irreversible effects the action might generate
  39. The correct answer is (e). A PRP is defined as: Current owners or operators of facility or vessel; Former owners or operators of facility or vessel, if they owned the property at time of disposal; Those who arrange for treatment or disposal of hazardous substances at a facility (usually the generators); and Transporters of hazardous substances who selected the disposal site
  40. Opportunity to discuss environmental issues, corporate social responsibility, and society.