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Introduction to Bibliometrics
              and
Tools for Organizing References

          Uta Grothkopf
            ESO Library
           esolib@eso.org
Astronomy
   evaluate?
Possible measures
 ‣ Number of talks

 ‣ Invitations to conferences

 ‣ Students, graduations

 ‣ Press releases

 ‣ Research grants

 ‣ Number of papers             bibliometrics
Bibliometrics


Set of methods used for publication and citation analysis
in order to explore impact in respective field.
Bibliometrics

Ingredients:


 ‣ “Objects” for evaluation (researchers, observatories)

 ‣ Appropriate measures (methods)

 ‣ Pool of information (publication & citation databases)
Common Methods of Evaluation


                     Good           Bad

   # Publications   productivity   no impact
Publications of major observatories by year
                      800


                                                                                                                              ESO total
                                                                                                                              HST

                      600

                                                                                                                              Chandra
No. of publications




                                                                                                                              VLT

                      400


                                                                                                                              La Silla
                                                                                                                              Keck
                      200

                                                                                                                              Gemini
                                                                                                                              Subaru

                       0
                        1996   1997   1998   1999      2000    2001    2002    2003    2004       2005   2006   2007   2008
Common Methods of Evaluation


                     Good           Bad

   # Publications   productivity   no impact


    # Citations       impact       delayed
# citations




       0
           5.000
                   10.000
                            15.000
                                     20.000
19
  91

19
  92

19
  93
                                              HST




19
  94

19
  95
                                              VLT




19
  96

19
  97

19
  98
                                              Chandra




19
  99

20
  00

20
                                              Keck




  01

20
  02

20
  03
Common Methods of Evaluation


                              Good                      Bad

    # Publications          productivity              no impact


      # Citations             impact                   delayed

   mean / median        allows comparison of
                                               rewards low productivity
   cites per paper          different ages

 ‘High-Impact Papers’      shows trends           favors ‘hot topics’
Common Methods of Evaluation


                              Good                      Bad

    # Publications          productivity              no impact


      # Citations             impact                   delayed

   mean / median        allows comparison of
                                               rewards low productivity
   cites per paper          different ages

 ‘High-Impact Papers’      shows trends           favors ‘hot topics’
High Impact Papers 2005
                                                    from Juan Madrid (STScI)


                             25                                                              WMAP
Contributions to HIPs in %




                             20



                             15



                             10
                                                                                             Keck
                                                                                             HST
                                                                                             VLT
                              5                                                              Chandra
                                                                                             NOAO
                                                                                             ESO LS
                              0
                                  1998   1999        2000        2001          2002   2003
The World’s Top Ten Telescopes [2006]
Common Methods of Evaluation


                              Good                       Bad
    # Publications          productivity               no impact


      # Citations              impact                   delayed

   mean / median        allows comparison of
                                                rewards low productivity
   cites per paper          different ages

 ‘High-Impact Papers’      shows trends            favors ‘hot topics’

                                                determined by years of
       h-index          productivity + impact
                                                      operation
h-index

                            h papers with
                                at least
                           h citations each
Citations




            h index
                             (Hirsch 2005)




            Publications
h-index from the ADS

no.               citations
h-index / m-parameter

•   h will be different for different disciplines and for different sub-fields
    within a discipline (e.g., planetary vs. UV astronomy)

•   does not reflect number of years of activity

•   m-parameter:      m=h/t
Problems

Caveats of citation analysis:

   ‣   Incompleteness: listings often incomplete
   ‣   Incorrectness: incorrect citing, multiple journal abbreviations
   ‣   Citing behavior: cite well-known authors, friends citing friends
   ‣   Multi-author papers: self-cites (introduce normalized citation counts)


   ✴ Retrieving citations: don’t rely on only one source
   ✴ Beware comparisons

   ✴ Bad style: citing without reading original
Citations vs. Reads
Citations vs. Reads
Citations vs. Reads
Downloads from CiteBase
Telescope Bibliographies
• Scientific papers that use observational data
• Databases maintained by observatory librarians
• Authors acknowledge use of data (new and archival)


            • Why do observatories bother?
               ‣ scientific impact of telescopes
               ‣ funding authorities (productivity)
               ‣ guidelines for future facilities


    • Why should you bother?
       ‣ acknowledgement demanded by funding agencies
       ‣ helps OPCs keep track of output from facilities;
         may influence future obs time
       ‣ visibility (observations with renowned facilities)
Acknowledging Telescope Time



                          Publications with ESO Data
                    www.eso.org/sci/observing/policies/publications.html
 “Publications based on observations collected at the ESO La Silla Paranal Observatory should
 mention in a footnote on the first page "Based on observations collected at the European
 Organisation for Astronomical Research in the Southern Hemisphere, Chile" including the
 corresponding observing proposal which should clearly be identified by its ESO number
 (example: 072.A-0555).”
ADS Data Links
Part 2:


Tools for Organizing References
The Task
Scientists write papers           reference lists
  ‣    different references for each paper
  ‣    different citation styles
The Preparation
ADS




arXiv
?
The Problem
There’s help!
Reference Management Software
   What is it?
    ‣    software for storing information about articles
    ‣    bibliographic citations can be used in reference lists

   Use
    ‣    locally on desktop or web-based


   Standard features
    ‣    import / create / export records                LaTeX vs. BibTex (.bib files)
    ‣    assign notes, keywords, tags
    ‣    create (smart) collections
    ‣    store articles for off-line reading
LaTeX   integrated in document




                                                      BibTex
                                 bibliography style file necessary
Categories and Brands

 Retail:
 Biblioscape · Bookends · Citavi · EndNote · Papers · ProCite · Reference Manager ·
 RefWorks · Sente · WizFolio




 Open source:
 BibDesk · Bibus · Connotea · JabRef · Mendeley· refbase · Referencer · Zotero




 see also:
 http://en.wikipedia.org/wiki/Comparison_of_reference_management_software
URL     http://jabref.sourceforge.net/

   Price   Freeware (GNU General Public License)

           Platform-independent; runs on the Java VM (v.1.5 or newer), should work equally well on
Platform
           Windows, Linux and Mac OS X.
Features   import, organize, annotate, archive

 Import    import BibTex library (.bib file), fetch entries from arXiv

   PDF     can be read offline

 Export    custom export filters (written by users); layout files outside of JabRef

  Share    share export filters through SourceForge.net

   Note    built around BibTex
PDF


                                        edit records and notes

      BibTex formatting visible in record
search results
mark articles

                export records to clipboard
URL     http://mekentosj.com/papers/

   Price   € 29 (single user)

Platform   Mac OSX 10.4, iPhone/iPod Touch. Data can be sync'ed

Features   find, import, organize, annotate, archive

           import plug-ins, e.g. for BibTex libraries
 Import    built-in search engines (ADS, arXiv, etc.)
           drag & drop pdfs and re-link to ADS records (best: via bibcode)

   PDF     can be read offline; remembers last position in pdf

 Export    exporters for BibTex, Word2008, CSV

           read pdfs fullscreen, add notes, send a copy to a colleague
 Special
           store email addresses together with author names or pwds for access to journals
tabbed view




                                    add keywords / tags ?
search repositories
limit by field (e.g., 1st author)




                                                           import to library

access search history
discussion group, feedback
URL     http://www.zotero.org/

Platform   Firefox 3.0 for Windows, Mac, or Linux (syncing in version 1.5)

Features   find, download, organize, tag, archive

 Import    from intermediate formats, e.g. BibTex; capture from web

   PDF     can be read offline; can be exported to mobile device (v. 1.5)


           export to BibTex; large (non-astro) style library
 Export
           create bibliography using clipboard


           capture web pages, add notes, create timeline
 Special   pdf full text search capability through (external) pdftotext
           drag & drop pdfs, capture metadata using Google Scholar (v. 1.5)
import directly from ADS, arXiv




                    go to full-page view
Zotero installed
various collections




            pdf attached




                           edit, tag, attach pdfs

                                           check availability in library
export library
    (BibTex)




create bibliography
(copy to clipboard)
local copy




   take snapshots of web pages,
view, annotate or highlight sections
timeline (different levels)




                              filters
URL     http://www.mendeley.com

Platform   Win, Mac, Linux. Online management + multi-machine synchronization.

   Price   free after sign-up. Current version: beta 0.6

Features   manage, share, discover research papers

 Import    citation capturing in the browser, incl. ADS + arXiv (coming soon)

   PDF     full-text search (results shown in context)

           export citations to Word
 Export
           automatic BibTeX export / LaTeX integration (coming soon)

           automatically extract references (cited papers)
 Special   visualize research trends in your collection
           create and view research profiles and newsfeeds
Summary

  JabRef                                Papers
      platform-independent                  user-friendly

      built around BibTex                   searches ADS + arXiv

      not intuitive                         only for Mac

                                            not free-of-charge



      captures metadata directly from
       the web

      easy import from ADS, arXiv          aims at building communities
      not limited to articles/pdf           full-text pdf search
      no direct LaTeX integration           limited functionality

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Introduction to bibliometrics and Tools for organizing references

  • 1. Introduction to Bibliometrics and Tools for Organizing References Uta Grothkopf ESO Library esolib@eso.org
  • 2. Astronomy evaluate?
  • 3. Possible measures ‣ Number of talks ‣ Invitations to conferences ‣ Students, graduations ‣ Press releases ‣ Research grants ‣ Number of papers bibliometrics
  • 4. Bibliometrics Set of methods used for publication and citation analysis in order to explore impact in respective field.
  • 5. Bibliometrics Ingredients: ‣ “Objects” for evaluation (researchers, observatories) ‣ Appropriate measures (methods) ‣ Pool of information (publication & citation databases)
  • 6. Common Methods of Evaluation Good Bad # Publications productivity no impact
  • 7. Publications of major observatories by year 800 ESO total HST 600 Chandra No. of publications VLT 400 La Silla Keck 200 Gemini Subaru 0 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008
  • 8. Common Methods of Evaluation Good Bad # Publications productivity no impact # Citations impact delayed
  • 9. # citations 0 5.000 10.000 15.000 20.000 19 91 19 92 19 93 HST 19 94 19 95 VLT 19 96 19 97 19 98 Chandra 19 99 20 00 20 Keck 01 20 02 20 03
  • 10. Common Methods of Evaluation Good Bad # Publications productivity no impact # Citations impact delayed mean / median allows comparison of rewards low productivity cites per paper different ages ‘High-Impact Papers’ shows trends favors ‘hot topics’
  • 11. Common Methods of Evaluation Good Bad # Publications productivity no impact # Citations impact delayed mean / median allows comparison of rewards low productivity cites per paper different ages ‘High-Impact Papers’ shows trends favors ‘hot topics’
  • 12. High Impact Papers 2005 from Juan Madrid (STScI) 25 WMAP Contributions to HIPs in % 20 15 10 Keck HST VLT 5 Chandra NOAO ESO LS 0 1998 1999 2000 2001 2002 2003
  • 13. The World’s Top Ten Telescopes [2006]
  • 14. Common Methods of Evaluation Good Bad # Publications productivity no impact # Citations impact delayed mean / median allows comparison of rewards low productivity cites per paper different ages ‘High-Impact Papers’ shows trends favors ‘hot topics’ determined by years of h-index productivity + impact operation
  • 15. h-index h papers with at least h citations each Citations h index (Hirsch 2005) Publications
  • 16. h-index from the ADS no. citations
  • 17. h-index / m-parameter • h will be different for different disciplines and for different sub-fields within a discipline (e.g., planetary vs. UV astronomy) • does not reflect number of years of activity • m-parameter: m=h/t
  • 18. Problems Caveats of citation analysis: ‣ Incompleteness: listings often incomplete ‣ Incorrectness: incorrect citing, multiple journal abbreviations ‣ Citing behavior: cite well-known authors, friends citing friends ‣ Multi-author papers: self-cites (introduce normalized citation counts) ✴ Retrieving citations: don’t rely on only one source ✴ Beware comparisons ✴ Bad style: citing without reading original
  • 23.
  • 24.
  • 25.
  • 26. Telescope Bibliographies • Scientific papers that use observational data • Databases maintained by observatory librarians • Authors acknowledge use of data (new and archival) • Why do observatories bother? ‣ scientific impact of telescopes ‣ funding authorities (productivity) ‣ guidelines for future facilities • Why should you bother? ‣ acknowledgement demanded by funding agencies ‣ helps OPCs keep track of output from facilities; may influence future obs time ‣ visibility (observations with renowned facilities)
  • 27. Acknowledging Telescope Time Publications with ESO Data www.eso.org/sci/observing/policies/publications.html “Publications based on observations collected at the ESO La Silla Paranal Observatory should mention in a footnote on the first page "Based on observations collected at the European Organisation for Astronomical Research in the Southern Hemisphere, Chile" including the corresponding observing proposal which should clearly be identified by its ESO number (example: 072.A-0555).”
  • 29. Part 2: Tools for Organizing References
  • 30. The Task Scientists write papers   reference lists ‣ different references for each paper ‣ different citation styles
  • 34. Reference Management Software What is it? ‣ software for storing information about articles ‣ bibliographic citations can be used in reference lists Use ‣ locally on desktop or web-based Standard features ‣ import / create / export records LaTeX vs. BibTex (.bib files) ‣ assign notes, keywords, tags ‣ create (smart) collections ‣ store articles for off-line reading
  • 35. LaTeX integrated in document BibTex bibliography style file necessary
  • 36. Categories and Brands Retail: Biblioscape · Bookends · Citavi · EndNote · Papers · ProCite · Reference Manager · RefWorks · Sente · WizFolio Open source: BibDesk · Bibus · Connotea · JabRef · Mendeley· refbase · Referencer · Zotero see also: http://en.wikipedia.org/wiki/Comparison_of_reference_management_software
  • 37. URL http://jabref.sourceforge.net/ Price Freeware (GNU General Public License) Platform-independent; runs on the Java VM (v.1.5 or newer), should work equally well on Platform Windows, Linux and Mac OS X. Features import, organize, annotate, archive Import import BibTex library (.bib file), fetch entries from arXiv PDF can be read offline Export custom export filters (written by users); layout files outside of JabRef Share share export filters through SourceForge.net Note built around BibTex
  • 38. PDF edit records and notes BibTex formatting visible in record
  • 40. mark articles export records to clipboard
  • 41. URL http://mekentosj.com/papers/ Price € 29 (single user) Platform Mac OSX 10.4, iPhone/iPod Touch. Data can be sync'ed Features find, import, organize, annotate, archive import plug-ins, e.g. for BibTex libraries Import built-in search engines (ADS, arXiv, etc.) drag & drop pdfs and re-link to ADS records (best: via bibcode) PDF can be read offline; remembers last position in pdf Export exporters for BibTex, Word2008, CSV read pdfs fullscreen, add notes, send a copy to a colleague Special store email addresses together with author names or pwds for access to journals
  • 42. tabbed view add keywords / tags ? search repositories
  • 43. limit by field (e.g., 1st author) import to library access search history
  • 45. URL http://www.zotero.org/ Platform Firefox 3.0 for Windows, Mac, or Linux (syncing in version 1.5) Features find, download, organize, tag, archive Import from intermediate formats, e.g. BibTex; capture from web PDF can be read offline; can be exported to mobile device (v. 1.5) export to BibTex; large (non-astro) style library Export create bibliography using clipboard capture web pages, add notes, create timeline Special pdf full text search capability through (external) pdftotext drag & drop pdfs, capture metadata using Google Scholar (v. 1.5)
  • 46. import directly from ADS, arXiv go to full-page view Zotero installed
  • 47. various collections pdf attached edit, tag, attach pdfs check availability in library
  • 48. export library (BibTex) create bibliography (copy to clipboard)
  • 49. local copy take snapshots of web pages, view, annotate or highlight sections
  • 51. URL http://www.mendeley.com Platform Win, Mac, Linux. Online management + multi-machine synchronization. Price free after sign-up. Current version: beta 0.6 Features manage, share, discover research papers Import citation capturing in the browser, incl. ADS + arXiv (coming soon) PDF full-text search (results shown in context) export citations to Word Export automatic BibTeX export / LaTeX integration (coming soon) automatically extract references (cited papers) Special visualize research trends in your collection create and view research profiles and newsfeeds
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  • 58. Summary JabRef Papers platform-independent user-friendly built around BibTex searches ADS + arXiv not intuitive only for Mac not free-of-charge captures metadata directly from the web easy import from ADS, arXiv aims at building communities not limited to articles/pdf full-text pdf search no direct LaTeX integration limited functionality