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Almm monitoring and evaluation tools draft[1]acm
1. ALMM monitoring and evaluation
tools
<Event title, date,presenter's name>
EUNES IPA Project
Technical Assistance to enhance forecasting and evaluation capacity of the National Employment Service
Europeaid/128079/C/SER/RS
2. Monitoring - Definition
Monitoring aims:
to highlight strengths and weaknesses in implementation.
to enable responsible personnel to deal with problems, improve
performance, build on success, and adapt to changing circumstances.
to provide the mechanism by which relevant information is channeled to
the right people at the right time.
3. Monitoring
The types of information necessary
Programme inputs,
Progress against objectives and against the Implementation Plan.
Results of activities and outputs achieved.
Impact on the target group.
The way the programme is managed and style of work.
The means of gathering information
Site visits to local offices and projects;
Interviews with staff, project personnel and beneficiary groups;
Observation of project activities;
Analysis of activity reports, statistical reports and other documents;
Analysis of financial documents.
4. Performance Monitoring System- levels
Process monitoring
reviewing and planning work on a regular basis;
assessing whether activities are carried out as planned;
identifying and dealing with problems;
building on strengths: and
assessing whether the style of work is the best way to achieve the
programme objectives
Impact monitoring
progress towards objectives is measured continuously;
implementation is modified in response to changing circumstances without
losing sight of overall objectives and aims;
the need to change objectives (if necessary) can be identified;
the need for further research can be identified;
assumptions can be verified
5. Performance Monitoring System
..provides the basis for the kind of management information system which is essential
for programme operations, especially in situations where implementation is delegated
or decentralised to local
level.
Steps
establishing / confirming programme goals;
developing performance indicators corresponding to programme goals;
collection of data concerning the indicators;
analysis of the data;
appropriate presentation of information;
using the information findings to improve activities.
6. Performance Monitoring System
The Monitoring System for an ALMM-funded project- key
documents:
QUARTERLY MONITORING REPORT (covering staffing levels; activities engaged in
over the reporting period; achievements /products; seminars and events etc);
QUARTERLY FINANCIAL REPORT;
PARTICIPANT START AND COMPLETION DETAILS (broken down by gender, age,
target group, etc).
Monitoring of an ALMM would focus:
Number (broken down by gender, age, etc) from the target group(s) who
participated within a specified period;
The cost of the programme over the same period;
The completion rate;
Qualifications obtained as a result of participation (if applicable);
Employment status (in the short run) immediately after completion.
7. Monitoring vs. Evaluation
Monitoring
assess the success or failure of the
programme
provides rapid information about the
programme
programmes are expected to monitor for
quality control and procedural purposes
in monitoring the effectiveness of the
ALMPs- secondary effects should be taken
into account
Evaluation
provides explanations
longer term process
8. Evaluation
determins whether and why a programme is successful
assessing implementation and outcomes from a ‘wider angle’ viewpoint
can take place at all stages of the programme
makes use of monitoring data
9. Programme Evaluation
individual systematic studies
assess how well project / programme has worked and what lessons can be
learned
conducted by external experts
a programme evaluation examines achievement of programme objectives in
the wider context
based on the statistics collected OR address important questions of a more
qualitative nature
evaluation as a learning process
10. Evaluation Objectives:
find out- asssess- recommend
To find out...
whether the programme is making progress towards achieving its objectives?
who has benefited from the intervention?
what the impact has been on the beneficiaries?
have there been changes to the target group due to external factors?
To asess..
whether the impact, if there is one, is due to the programme, or to other
factors?
whether the aims and objectives of the programme are still relevant, or
whether there is a better way of achieving them?
whether the work is being carried out efficiently and what major problems and
constraints have arisen?
whether the resources allocated where used efficiently and effectively?
how changes in the needs of the target group effect future programmes?
11. Evaluation Objectives:
find out- asssess- recommend
to make recommendations about:
how the programme could be improved;
how the aims and objectives should be modified or revised;
how the work can be monitored and evaluated in the future;
how the work could be made more cost-effective
12. Programme Evaluation
partly statistical exercise
statistics do not
provide full assesment
good evaluation involves
evidence based interpretation
elements of qualitative analysis
13. Evaluation Elements: Outcomes and Process
Outcomes- what was achieved and with what results?
Impact evaluation process three steps:
What are the estimated impacts of the programme on the individual?
Are the impacts large enough to yield net social gains?
Is this the best outcome that could have been achieved for the money spent?
(effectiveness). Feasibility of replicating programme’s outcomes might also
arise under this heading.
14. Evaluation Elements: Outcomes and Process
Process- how the outputs were achieved, how the
programme was managed?
programme design and methodology;
programme management;
service delivery mechanisms;
the quality of the co-operation with partner organisations innovation (if any).
15. Relevance of Evaluation
The results of an evaluation exercise will:
identify what worked well and what worked less well (outputs and processes);
assist in the planning of current and future programmes ;
help to build on success, develop good practice, and avoid repeating
mistakes;
assist in the monitoring of the programme’s future phase;
help to shape dissemination and mainstreaming strategy.
Qualitative analysis helps in judging the outcomes of the approach – i.e. the
learning and process 'successes' of a programme that are not necessarily
captured by Labour Market Information System (LMIS) statistics alone, but
require complementary feedback from beneficiaries, employers and other
stakeholders, using interviews, focus group sessions, questionnaires, etc.
Evaluating the multiple contexts of a project may also point to situations that
limit a project’s ability to achieve anticipated outcomes, or lead to the
realization that specific interventions and their intended outcomes may be
difficult to measure or to attribute to the project itself.
16. Evaluation: Who and How?
Evaluation - the ‘How’?
Four key issues for planning and undertaking an evaluation are:
Who should undertake the evaluation?
When should evaluation take place?
What should be evaluated?
How is an evaluation conducted?
Who Should Undertake the Evaluation?
self-evaluation – an evaluation exercise conducted by the programme
sponsor, or any other (partner) organisation involved; and
external evaluation – an evaluation undertaken by an individual or organisation
from outside the programme.
17. Self-Evaluation
Most programmes will probably conduct
important to ensure that is done properly
skilled staff, independent from its management
time and other resources
available data
understanding of research methods and data analysis
ability to reflect on the progress of the programme against its stated
objectives
Skills to interpret this information and report it in a clear and useful manner
are required
18. External Evaluation
The external evaluator can offer expert services; the levels of expertise and
resources required for thorough evaluation are likely to be greater.
Expert can often provide a more cost-effective solution than in case of self-
evaluation.
Objective evaluation; the external evaluator may also elicit more honest
information from the staff and the beneficiaries of your programme.
The perceived independence of the external evaluator can help to ensure that
other organisations take the results more seriously.
They may also (depending on your programme) be able to undertake the
evaluation of the programme within a wider context. This may help you to
address evaluation questions relating to mainstreaming and multiplier effects.
Decision- Terms of Reference
19. When Should Evaluation Take Place?
Two intervals:
at an interim stage,
at the end of the approved period for the programme.
The monitoring data you collect are a key source of information for both interim
and final evaluations.
20. Interim evaluation
addresses whether the
programme:
has achieved its objectives by the
dates set out in the work plan; and
is on track to achieve its objectives
by the end of the programme.
•Final evaluation
•draw conclusions on the
design, implementation and degree of
success of your programme in the
light of your objectives and
indicators;
•inform funding bodies and other
stakeholders of your results, and the
actual and potential impact of your
programme;
•stimulate support for transfer and
mainstreaming of your innovation;
•form the basis of the final report and
other publications; and stimulate new
ideas for innovation.
Aims of Interm and Final Evaluation
21. How Is An Evaluation Conducted?
PLAN
ANALYSE
INDICATORS
ANALYSE
DATA
REPORT
22. Planning the evaluation- key points
Focus of the evaluation. A clear, focused brief should go some way towards
ensuring that you get the information you need from the exercise;
Programme objectives.
Programme products.
Programme processes: processes related to partnership arrangements and
decisionmaking, programme management and monitoring systems could be
evaluated.
Subject, purpose and audience targeted.
23. Analyse the Performance indicators
Performance indicators:
Output indicators – quantitative measures, based on your programme's key
targets and objectives
Process indicators –quantitative or qualitative
When defining the indicators, consider whether they will provide Information
concerning:
programme’s effectiveness in meeting your objectives;
programme’s efficiency in meeting your objectives;
relevance of your programme activities to the needs identified;
impact of your innovation;
impact of activity at different levels (individuals, groups, systems); and
value added to the programme as a result of partnership activities.
24. Gather and analyse the data
Questions to ask are:
Is the information already available?
Do you need to establish a baseline? – i.e. do you need to have some
information in place at the start of your programme?
What gaps are there in the data? What do you need to collect in addition to
what exists?
How will the information be gathered and recorded, and by whom?
Are these procedures feasible?
Methods are used to gather the data:
Record-keeping
Observation of participants
Self-administered questionnaire
Individual personal interviews (face to face or by telephone)
Group discussion/ focus groups
25. Reporting of the findings
An interim evaluation report should cover:
programme background; (context, rationale, objectives);
achievements to date and problems encountered;
trends and issues; and
action needed.
The final evaluation report needs to encompass:
the background to the programme (context, rationale, objectives),
how the evaluation exercise was undertaken, the methods used to gather
and analyse the information; identifying problems encountered and how they
were addressed
the results / findings emerging from the evaluation, supported by evidence;
lessons for this programme and others
the final report should make recommendations and highlighting the main
lessons.
26. Dissemination
The evaluation will be of interest to a wide audience, including:
beneficiary groups;
local, regional and national social partner organisations;
policy-makers and representatives from intermediary organisations (training
and employment, equal opportunities, information technology in training, etc)
Take into account:
tailor the contents of your evaluation report to your audience;
only include the information and evidence necessary to ‘tell the story’, and
focus on key findings for making the case for recommendations.
be transparent
reference all external sources; and
provide a summary, even if the report itself is quite brief.
27. Thank you for the attention!
<full contactdetails>
EUNES IPA Project
Technical Assistance to enhance forecasting and evaluation capacity of the National Employment Service
Europeaid/128079/C/SER/RS