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THE AGRICULTURAL R&D CHALLENGES
       OF SMALL COUNTRIES
     IN SUB-SAHARAN AFRICA

               Kathleen Flaherty


       Prepared for the ASTI/IFPRI–FARA Conference
        Agricultural R&D: Investing in Africa’s Future
      Analyzing Trends, Challenges, and Opportunities
            Accra, Ghana, December 5–7, 2011
Agricultural R&D in Sub-Saharan Africa

■ Characterized by low research capacity and vulnerability to
  funding volatility in most countries.

■ 8 of the larger countries have driven recent growth in the
  performance of agricultural research, accounting for two-
  thirds of investment and capacity during the 2001–08 period.

■ For the remaining countries—most invest less than $25 million
  PPP dollars per year and employ fewer than 300 FTE
  researchers each.




     www.asti.cgiar.org
Comparison of agricultural research systems

                                                Sub-
                                              Saharan                                               United
                                               Africa        Brazil        China      India         States
Indicators                                     (2008)        (2006)        (2007)     (2003)         (2008)

Arable and permanent crop area                     205                69       122        170            166
(million hectares)

Agricultural labor force (million)                 186                12       505        249                 3

Agricultural GDP (billion 2005 PPP dollars)        285                73       744        397            152

Annual public spending on agricultural R&D          1.7           1.3           3.6        1.4            4.8
(billion 2005 PPP dollars)

Public agricultural research agencies              353           130        1,105         131                 51
(number)

Public agricultural researchers (FTEs)         12,120         5,376        70,000     13,089          9,965

Researchers with a PhD degree (percent)                 30            75       <30             55        100


           www.asti.cgiar.org
Small Country Challenges

■ Economies of scale and scope
■ Critical capacity issues
  ■ Lack of in-country degree
    programs



   www.asti.cgiar.org
Small Country Challenges

■ Vulnerability to funding fluctuations

■ Institutional and policy environment
 ■ Regional approaches




   www.asti.cgiar.org
Lessons from a small-country study:
            Findings from the study
■ Small countries have diverse institutional actors
■ Consolidation into one organization is often not advisable
■ Narrowing the scope of national research is difficult given policy
  demands and changes in the agricultural and natural resource
  sectors
■ Intelligent use of external knowledge requires a sophisticated
  scientific research capacity that can relate local needs to available
  technology
■ The smaller the system, the more complex the functions it will
  perform
■ All research is increasingly done in networked and interdependent
  modes; small countries can take a more active role in managing
  partnerships with donors and other external agencies
                                                      Source: Eyzaguirre 1996: 191.
      www.asti.cgiar.org
The Smallest of the Small

■ Population: Under 10 million
■ Capacity: Under 100 full-time equivalent (FTE)
  agricultural researchers
■ Investment: Under 10 million PPP dollars in
  agricultural research

  Burundi, Gabon, Mauritania, Republic of
  Congo, Sierra Leone, The Gambia, and Togo

    www.asti.cgiar.org
Research agency sizes

                     9
                     8
Number of agencies




                     7
                     6
                     5
                     4
                     3
                     2
                     1
                     0
                             Burundi          Congo,    Gabon       The      Mauritania   Sierra       Togo
                                              Rep of               Gambia                 Leone
                              <5 FTEs           5–10 FTEs       11–20 FTEs      21–50 FTEs         51–75 FTEs


                         www.asti.cgiar.org
Sectoral distribution of research
                                100
Shares of FTE researchers (%)




                                80

                                60

                                40

                                20

                                  0
                                         Burundi       Congo,      Gabon    The   Mauritania    Sierra     Togo
                                                       Rep of              Gambia               Leone
                                 Crops        Livestock         Forestry   Fisheries   Natural resources   Other

                                  www.asti.cgiar.org
Institutional distribution
                                 100
Shares of fFTE researchers (%)




                                 80

                                 60

                                 40

                                 20
                                                                               na         na
                                  0
                                                    1991
                                        1991
                                        2008


                                                    2008

                                                              1991
                                                              2008

                                                                      1991
                                                                      2008

                                                                               1991
                                                                               2008

                                                                                          1991
                                                                                          2008

                                                                                                   1991
                                                                                                   2008

                                                                                                           1991
                                                                                                           2008
                                       Burundi     Congo,     Gabon    The Mauritania     Sierra   Togo SSA average
                                                   Rep of             Gambia              Leone

                                                 Government            Higher education            Nonprofit

                                  www.asti.cgiar.org
Degree qualification distribution

                                 100
Shares of fFTE researchers (%)




                                  80


                                  60


                                  40


                                  20


                                   0
                                                                                         2008


                                                                                                 2001
                                                                                                        2008
                                        2001
                                               2008


                                                      2001
                                                             2008


                                                                    2001
                                                                           2008


                                                                                  2001




                                                                                                               2001
                                                                                                                      2008


                                                                                                                               2001
                                                                                                                                      2008


                                                                                                                                              2001
                                                                                                                                                     2008
                                       Burundi        Congo,        Gabon          The   Mauritania            Sierra          Togo            SSA
                                                      Rep of                      Gambia                       Leone                         average

                                                             BSc                           MSc                               PhD

                                  www.asti.cgiar.org
Donor funding distribution

                        100
Shares of funding (%)




                        80

                        60

                        40

                        20

                          0
                                  Burundi        The Gambia     Mauritania   Sierra Leone            Togo
                                   ISABU            NARI      CNERV&CNRADA       SLARI               ITRA
                                  Government                           Donors, development banks, and SROs
                                  Producer organizations               Sales of goods and services


                         www.asti.cgiar.org
Conclusions

■ The experiences of the “smallest of the small”
  countries in SSA illustrate the diversity of
  agricultural research systems
■ Investment and capacity levels are low but other
  constraints must also be addressed
■ Despite challenges, small-country research
  systems in SSA should not be considered
  unviable.



   www.asti.cgiar.org
Conclusions

■ Small research systems must find ways to adapt
  to the constraints they face through innovative
  institutional arrangements.
■ Areas in need of further research:
   ■ determinants of the effectiveness of
     agricultural research agencies in small
     countries and linkages with performance
     outcomes
   ■ strategies for managing
     institutions, capacity, and funding in small
     countries
   www.asti.cgiar.org

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The Agricultural R&D Challenges of Small Countries in Sub-Saharan Africa

  • 1. THE AGRICULTURAL R&D CHALLENGES OF SMALL COUNTRIES IN SUB-SAHARAN AFRICA Kathleen Flaherty Prepared for the ASTI/IFPRI–FARA Conference Agricultural R&D: Investing in Africa’s Future Analyzing Trends, Challenges, and Opportunities Accra, Ghana, December 5–7, 2011
  • 2. Agricultural R&D in Sub-Saharan Africa ■ Characterized by low research capacity and vulnerability to funding volatility in most countries. ■ 8 of the larger countries have driven recent growth in the performance of agricultural research, accounting for two- thirds of investment and capacity during the 2001–08 period. ■ For the remaining countries—most invest less than $25 million PPP dollars per year and employ fewer than 300 FTE researchers each. www.asti.cgiar.org
  • 3. Comparison of agricultural research systems Sub- Saharan United Africa Brazil China India States Indicators (2008) (2006) (2007) (2003) (2008) Arable and permanent crop area 205 69 122 170 166 (million hectares) Agricultural labor force (million) 186 12 505 249 3 Agricultural GDP (billion 2005 PPP dollars) 285 73 744 397 152 Annual public spending on agricultural R&D 1.7 1.3 3.6 1.4 4.8 (billion 2005 PPP dollars) Public agricultural research agencies 353 130 1,105 131 51 (number) Public agricultural researchers (FTEs) 12,120 5,376 70,000 13,089 9,965 Researchers with a PhD degree (percent) 30 75 <30 55 100 www.asti.cgiar.org
  • 4. Small Country Challenges ■ Economies of scale and scope ■ Critical capacity issues ■ Lack of in-country degree programs www.asti.cgiar.org
  • 5. Small Country Challenges ■ Vulnerability to funding fluctuations ■ Institutional and policy environment ■ Regional approaches www.asti.cgiar.org
  • 6. Lessons from a small-country study: Findings from the study ■ Small countries have diverse institutional actors ■ Consolidation into one organization is often not advisable ■ Narrowing the scope of national research is difficult given policy demands and changes in the agricultural and natural resource sectors ■ Intelligent use of external knowledge requires a sophisticated scientific research capacity that can relate local needs to available technology ■ The smaller the system, the more complex the functions it will perform ■ All research is increasingly done in networked and interdependent modes; small countries can take a more active role in managing partnerships with donors and other external agencies Source: Eyzaguirre 1996: 191. www.asti.cgiar.org
  • 7. The Smallest of the Small ■ Population: Under 10 million ■ Capacity: Under 100 full-time equivalent (FTE) agricultural researchers ■ Investment: Under 10 million PPP dollars in agricultural research Burundi, Gabon, Mauritania, Republic of Congo, Sierra Leone, The Gambia, and Togo www.asti.cgiar.org
  • 8. Research agency sizes 9 8 Number of agencies 7 6 5 4 3 2 1 0 Burundi Congo, Gabon The Mauritania Sierra Togo Rep of Gambia Leone <5 FTEs 5–10 FTEs 11–20 FTEs 21–50 FTEs 51–75 FTEs www.asti.cgiar.org
  • 9. Sectoral distribution of research 100 Shares of FTE researchers (%) 80 60 40 20 0 Burundi Congo, Gabon The Mauritania Sierra Togo Rep of Gambia Leone Crops Livestock Forestry Fisheries Natural resources Other www.asti.cgiar.org
  • 10. Institutional distribution 100 Shares of fFTE researchers (%) 80 60 40 20 na na 0 1991 1991 2008 2008 1991 2008 1991 2008 1991 2008 1991 2008 1991 2008 1991 2008 Burundi Congo, Gabon The Mauritania Sierra Togo SSA average Rep of Gambia Leone Government Higher education Nonprofit www.asti.cgiar.org
  • 11. Degree qualification distribution 100 Shares of fFTE researchers (%) 80 60 40 20 0 2008 2001 2008 2001 2008 2001 2008 2001 2008 2001 2001 2008 2001 2008 2001 2008 Burundi Congo, Gabon The Mauritania Sierra Togo SSA Rep of Gambia Leone average BSc MSc PhD www.asti.cgiar.org
  • 12. Donor funding distribution 100 Shares of funding (%) 80 60 40 20 0 Burundi The Gambia Mauritania Sierra Leone Togo ISABU NARI CNERV&CNRADA SLARI ITRA Government Donors, development banks, and SROs Producer organizations Sales of goods and services www.asti.cgiar.org
  • 13. Conclusions ■ The experiences of the “smallest of the small” countries in SSA illustrate the diversity of agricultural research systems ■ Investment and capacity levels are low but other constraints must also be addressed ■ Despite challenges, small-country research systems in SSA should not be considered unviable. www.asti.cgiar.org
  • 14. Conclusions ■ Small research systems must find ways to adapt to the constraints they face through innovative institutional arrangements. ■ Areas in need of further research: ■ determinants of the effectiveness of agricultural research agencies in small countries and linkages with performance outcomes ■ strategies for managing institutions, capacity, and funding in small countries www.asti.cgiar.org