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Maternal nutrition and optimal infant feeding practices: executive
summary1–5
Daniel J Raiten, Satish C Kalhan, and William W Hay Jr

ABSTRACT                                                                   need exists for a better appreciation of the source of nutrition that
Much recent attention has been paid to the effect of the fetal envi-       has been interrupted. This would dictate a better understanding of
ronment on not only healthy birth outcomes but also long-term              the nutritional needs of the mother and the process by which those
health outcomes, including a role as an antecedent to adult diseases.      needs are translated into healthy growth and development of the
A major gap in our understanding of these relations, however, is the       fetus. In addition to essential nutrients, the placenta supplies the
effect of maternal nutrition and nutrient transport on healthy fetal       fetus with hormones, growth factors, immunoglobulins, and
growth and development. In addition, this gap precludes evidence-          other immunoactive factors. At present, we cannot deliver these




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based recommendations about how to best feed preterm infants. The          components to preterm infants during the early postnatal age to
biological role of the mother and the effect of her nutritional status     optimize their growth and development. A need exists to ascer-
on infant feeding extend to postnatal infant feeding practices. Cur-       tain how to substitute the third-trimester functions of the placenta
rently, evidence is incomplete about not only the composition of           postnatally, so that the growth and development of preterm in-
human milk, but also the maternal nutritional needs to support ex-         fants is optimized.
tended lactation and the appropriate nutrient composition of foods            The biological role of the mother and the effect of her nutri-
that will be used to complement breastfeeding at least through the         tional status on the care and feeding of her infant obviously do not
first year of life. Consequently, a conference, organized by the Na-       end with birth. With regard to the care and feeding of full-term
tional Institute of Child Health and Human Development, the Na-            infants, current World Health Organization policy for infant
tional Institutes of Health Office of Dietary Supplements, and the US      feeding endorses the use of exclusive breastfeeding as the pre-
Department of Agriculture Children’s Nutrition Research Center
                                                                           ferred sole source of nutrition for the first 6 mo of life, with
was held to explore current knowledge and develop a research
                                                                           continued breastfeeding for up to 2 y (2). This policy assumes an
agenda to address maternal nutrition and infant feeding practices.
                                                                           evidence base with regard to the ability of human milk to meet
These proceedings contain presentations about the effect of maternal
                                                                           infant needs for the first 6 mo, and an important role for com-
nutrition and the placental environment on fetal growth and birth
                                                                           plementary foods at 6 mo and beyond. Currently, in terms of the
outcomes, as well as issues pertaining to feeding preterm and full-
                                                                           composition of human milk, the evidence is incomplete with
term infants.        Am J Clin Nutr 2007;85(suppl):577S– 83S.
                                                                           regard to both maternal nutritional needs to support extended
KEY WORDS            Maternal nutrition, infant feeding, NIH/USDA            1
                                                                                From the Office of Prevention Research and International Programs,
conference
                                                                           Endocrinology, Nutrition and Growth Branch, Center for Research on Moth-
                                                                           ers and Children, DHHS/NIH/NICHD (DJR); the Department of Medicine
INTRODUCTION                                                               Cleveland Clinic- Lerner College of Medicine, Case Western Reserve Uni-
                                                                           versity, Cleveland Clinic Foundation, Cleveland, OH (SCK); and the Peri-
   Much recent attention has been paid to the effect of the fetal
                                                                           natal Research Center, University of Colorado Health Sciences Center, Au-
environment on not only healthy birth outcomes but also long-
                                                                           rora, CO (WWH).
term health outcomes, including a role as an antecedent to adult              2
                                                                                From the conference “Maternal Nutrition and Optimal Infant Feeding
diseases (1). However, fundamentally, the ability to determine             Practices,” held in Houston, TX, February 23–24, 2006.
the actual effect of the fetal environment on these subsequent                3
                                                                                The conference was sponsored by the National Institute of Child Health
outcomes demands a better understanding of the specific ele-               and Human Development (NICHD), the Office of Dietary Supplements
ments of that environment. A major gap in that understanding is            (ODS), NIH, US Department of Health and Human Services (DHHS) and the
the intimate and inextricable role of maternal nutrition and nu-           USDA/ARS Children’s Nutrition Research Center at Baylor College of Med-
trient transport in healthy fetal growth and development. Aside            icine and was cosponsored by Ross Products. The publication of these pro-
from an inability to pinpoint the mechanism or mechanisms by               ceedings was co-sponsored by the NICHD, ODS, NIH/DHHS, and USDA/
                                                                           ARS Children’s Nutrition Research Center and Ross Products.
which the fetal environment might ultimately lead to long-term                4
                                                                                The views and opinions expressed in the articles included in these pro-
health consequences, this gap has resulted in an inability to make
                                                                           ceedings do not necessarily reflect those of the sponsoring agencies and
evidence-based recommendations about how best to feed infants              organizations.
whose access to that environment has been prematurely inter-                  5
                                                                                Address reprint requests to DJR, Office of Prevention Research and
rupted.                                                                    International Programs, Endocrinology, Nutrition and Growth Branch, Cen-
   To develop an efficacious evidence-based approach to the care           ter for Research on Mothers and Children, DHHS/NIH/NICHD, 6100 Ex-
and feeding of preterm and low-birth-weight (LBW) infants, a               ecutive Boulevard, Bethesda, MD 20892. E-mail: raitend@mail.nih.gov.

Am J Clin Nutr 2007;85(suppl):577S– 83S. Printed in USA. © 2007 American Society for Nutrition                                                  577S
578S                                                         RAITEN ET AL

lactation and the nutritional composition of foods that will be        focus our energies on providing the best possible obstetric care
used to complement breastfeeding at least through the first            for the mother and neonatal care for the infant. He also suggested
year of life. Consequently, a need exists to assess our current        a greater use of available technologies to identify growth retar-
knowledge about feeding of full-term infants during the first          dation and spontaneous preterm delivery. The development and
year of life.                                                          validation of methods to assess body composition of neonates in
   To have a full appreciation of the evidence base, address crit-     developing countries will also be an important step as will the
ical needs and gaps in understanding about current strategies for      development of new biomarkers for the assessment of fetal
feeding expectant and lactating mothers, preterm and LBW in-           growth.
fants, and term infants through the first year of life, the National
Institute of Child Health and Human Development (NICHD), the
NIH Office of Dietary Supplements (ODS), and the US Depart-            Session II: effect of maternal nutrition and the placental
ment of Agriculture Agricultural Research Service (USDA/               environment on the periconceptional period
ARS) Children’s Nutrition Research Center held a conference to         (embryogenesis, implantation), fetal growth, and birth
address these core issues. The workshop was divided into 3 main        outcomes
topical sessions:                                                         The talks in session II were devoted to our current understand-
   1) Effect of maternal nutrition and the placental environment       ing of the role of maternal nutritional status to fetal health and the
       on the periconceptional period (embryogenesis, implanta-        processes by which essential nutrients are transferred from
       tion), fetal growth, and birth outcomes;                        mother to baby in utero. The session opened with a presentation
   2) feeding preterm infants; and                                     by Fred Battaglia, from the University of Colorado Health Sci-
   3) feeding full-term infants.                                       ences Center, who reviewed new developments in the study of




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   The following is a summary of the articles presented and the        the role of the placenta in the delivery of fetal nutrition (4). He
deliberations of the workshop attendees.                               began by discussing factors influencing the placental permeabil-
                                                                       ity to nutrients including a variety of membrane-bound trans-
                                                                       porters and the development of placental surface area. Recent
SUMMARY                                                                studies have shown that the transport of glucose and amino acids
Session I: introduction and overview                                   from the mother to the fetus is determined, in part, by their
                                                                       concentrations in maternal blood, by their metabolism in the fetal
   The opening session provided an overview of the general             liver, and by subsequent competitive inhibitory effects. In rela-
issues contributing to LBW and preterm birth from a global             tion to intrauterine growth retardation, it is now increasingly
perspective. Presenting from the perspective of a developed            recognized that alterations in placental perfusion also affect fetal
country, Robert Goldenberg of the University of Alabama at             hepatic perfusion. Finally, the need to more fully explore the role
Birmingham observed that despite better perinatal outcomes             of nonglucose carbohydrates in fetal and neonatal nutrition and
compared with those in underdeveloped countries, adverse preg-         metabolism was emphasized. In a comment about interpretation
nancy outcomes, specifically in relation to preterm birth, are
                                                                       of data from both animal and human subjects, Battaglia raised the
more common in the United States than in other developed coun-
                                                                       question whether the intergenerational effects of nutrient-
tries (3). These result in both excessive medical costs in the
                                                                       environmental interactions are unique to rodents.
perinatal period and increased risk of long-term neurological
                                                                          The role of nutrient delivery and fetal development was dis-
disability. Preterm births represent Ȃ12% of all births in the
                                                                       cussed as case studies: folic acid by Asok Antony (5) and calcium
United States. Goldenberg observed that 1) there are wide dis-
                                                                       by Steven Abrams (6). Antony reviewed the important functions
parities in outcome among different populations, with poor and
black women having twice the rate of preterm birth that other          of folic acid for DNA synthesis and the role of folate receptors in
women do; 2) maternal thinness, defined as low pre-pregnancy           the normal development of the central nervous system and of
BMI, is a strong predictor of both preterm birth and fetal growth      several neural-crest-derived tissues, as well as the consequences
retardation; 3) in the United States, several nutritional interven-    of folate deficiency. He presented an overview of studies docu-
tions including high-protein diets, calorie supplementation, and       menting the role of a placental folate receptor in transplacental
micronutrient supplements (eg, calcium and iron and various            maternal-to-fetal folate transport. He also described studies that
other vitamins and minerals) have not generally reduced preterm        used knockout mice models lacking folate receptors to further
birth or growth retardation; 4) bacterial uterine infections play an   elucidate the developmental consequences of impaired folate
important role in the etiology of earliest preterm births; however,    transport. Studies utilizing controlled dietary folate restrictions
antibiotic treatment either before labor for risk factors such as      have also been used to demonstrate adverse effects on reproduc-
bacterial vaginosis or during preterm labor, have not consistently     tive performance, implantation, fetal growth, and other more
reduced the preterm birth rate; 5) progesterone treatment during       subtle effects. Long-term follow-up studies again in animal mod-
the prenatal period is likely to be efficacious in reducing preterm    els have provided evidence that folate deficiency during gesta-
birth, but only for a small group of at-risk women; and 6) the         tion results in behavioral changes, including an anxiety pheno-
substantial improvement in newborn survival in the United              type in adulthood that could be interpreted as being analogous to
States over the past several decades is mostly due to better access    “antisocial behavior” in humans. Antony summarized his pre-
to improved neonatal care. By contrast, in developing countries,       sentation by pointing out that the persistent high incidence of
the rates of chorioamnionitis, neonatal sepsis, pneumonia, and         neural tube defects among women in Northern India underscores
death are considerably higher than in underdeveloped countries.        the urgency for more sustainable ethnocentric strategies for en-
   Goldenberg concluded by observing that because there is little      suring adequate folate status in women, particularly those living
evidence that we can reduce preterm birth or LBW, we should            in food insecure or resource-constrained settings.
MATERNAL NUTRITION AND INFANT FEEDING: EXECUTIVE SUMMARY                                                  579S
   Abrams followed with a description of calcium transport               • The most efficient, sustainable methods for delivery of
across the placenta via active transport. He observed that impor-          periconceptional folate to women in resource-constrained
tant details of this transport, including the roles of vitamin D           settings;
receptor and of estrogens, remain to be elucidated. Epidemio-            • The effect of vitamin D supplementation for mothers at risk
logic studies in humans have shown that the whole-body bone                of preterm or small-for-gestational-age delivery and its ef-
mineral content in newborns is related to gestational age, moth-           fects on fetal growth and bone mineralization;
er’s birth weight, and smoking habits. Studies in the United             • The nutritional needs of infants weighing 700 g as related
States and India suggest that very low maternal calcium intake is          to bone minerals;
associated with lower bone mineral density in infants. Currently,        • The optimal length of feeding high mineral supplements
no published data can be found regarding the relative effect of            after discharge from the hospital; and
maternal phosphorus intake. Similarly, the role of maternal vi-          • Interactions of calcium with other bone-related minerals or
tamin D status in these processes is also unclear. Abrams did note         other micronutrients, eg, zinc.
that some data exist to suggest that maternal vitamin D deficiency     Session III: feeding premature infants
may limit fetal bone mineral accumulation. However, there is no
                                                                          The overriding concern raised in this session was the dearth of
definitive evidence that improving maternal calcium or vitamin
                                                                       evidence with regard to best approaches for the nutritional man-
D status can have a long-term positive effect on childhood bone
                                                                       agement of preterm and LBW infants. PJ Sauer, of Beatrix Chil-
mass.
                                                                       dren’s Hospital and Groningen University Medical Centre, Gro-
   In preterm infants with low bone mineral mass, in utero rates
                                                                       ningen, Netherlands, opened the session by asking, “Can
of calcium accretion cannot be achieved by parenteral nutrition,       extrauterine growth approximate intrauterine growth, and should




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by routine preterm infant formula, or by unfortified human milk.       it? ” (7). Sauer noted that although normal intrauterine fetal
Although continuation of a relatively high level of mineral intake     growth has been considered to be the gold standard for the ex-
after discharge from the hospital can enhance bone mineral ac-         trauterine growth of preterm infants, there are several reasons
quisition, the optimal length of such supplement, as well as which     this standard might not be optimal or even possible, considering
infants will require such therapy, has not been determined. Future     the current state of knowledge and the practical limitations in-
studies should focus on the role of maternal vitamin D supple-         volved in meeting this goal.
mentation on fetal and infant bone mass, the mineral needs of             Sauer described several limitations of the extant data that have
very-low-birth-weight (VLBW) infants, the optimal duration of          presented obstacles to our understanding of what might consti-
mineral supplementation, and the long-term consequences of             tute “normal” and “optimal” intrauterine growth. One concern is
such interventions.                                                    that current assumptions about intrauterine gains in length,
   The discussion after the presentations in session II resulted in    weight, and head circumference are based on cross-sectional data
the delineation of several research priorities, including identifi-    from preterm infants but with a range of etiologies, any of which
cation and characterization of the following:                          could adversely affect growth. Sauer noted that in situ– based
   • Potential mechanisms mediating the interaction between            body-composition and growth data are scant.
      maternal phenotype at conception, fetal growth, and health          He emphasized relative differences between the extrauterine
      and growth of infants across different racial/ethnic groups      environment and the intrauterine environment that are mani-
      and the additional effect of environmental setting, ie, socio-   fested in terms of the ability of newborns to regulate key body
      demographics;                                                    functions. In addition, newborns need to contend with the effect
   • The effect of maternal food patterns (eg, high or low protein,    of clinical disorders and medical treatments that also alter the
      sources of carbohydrate and fat) on the risk of maternal         actual contribution of the infant to this regulation. Furthermore,
      metabolic complications and fetal growth;                        the source of nutrition for newborn preterm infants is provided
   • The relation between uterine blood flow and pregnancy             primarily via the gastrointestinal tract or intravenously rather
      outcome and fetal growth;                                        than via the placenta or umbilical cord. The biological signifi-
                                                                       cance of these differing feeding routes has not been fully ex-
   • The effect of intrauterine growth restriction on the fre-
                                                                       plored.
      quency of spontaneous preterm birth;
                                                                          Additional issues affecting the newborn’s metabolism include
   • The role of polysaccharides and polyglycans in establishing
                                                                       continuous exposure to pathogens and external stimuli, as well as
      the colonic flora in VLBW infants;
                                                                       the variable but often rapid postnatal maturation of the skin,
   • Optimal bacterial flora of the colon in LBW infants as de-        which produces considerably different amounts and patterns of
      termined by using RNA sequence data and determination of         epidermal water loss. All these factors have significant effects on
      the effect of nutrient composition on ecology of the gut;        energy and substrate metabolism and growth but remain insuf-
   • The role of placental folate receptor in mediating maternal-      ficiently studied to determine their relative effect on nutrient
      to-fetal folate transfer in vivo;                                requirements.
   • The mechanism of how gestational folate deficiency might             Sauer discussed the relative paucity of data to support either
      lead to affective disorders in offspring including anxiety       short-term (gain in weight or length or change in body compo-
      disorder;                                                        sition) or long-term (psychomotor development, or perhaps even
   • Critical periods in folate requirements and possible timing       development of biomarkers of risk for adult disease) outcomes of
      of prophylaxis to protect or ameliorate neurological disor-      infant feeding practices. Clearly, growth and body composition
      ders in offspring;                                               in early age are influenced by the nutrition given in that period.
   • Epigenetic effects of dietary folate deficiency on placental      It is possible to mimic intrauterine weight gain as well as the
      and fetal development;                                           assumed intrauterine change in body composition by changes in
580S                                                         RAITEN ET AL

the composition of formulas and supplements added to the milk          concentration produced by glucose infusion. However, delivery
given to preterm infants. However, Sauer emphasized that al-           of pharmacologic concentrations of insulin can effectively sup-
though total body fat might increase in a manner consistent with       press proteolysis in ELBW infants, although it may be accom-
intrauterine accretion, the distribution of body fat in preterm        panied by significant lactic acidosis. Whereas they can produce
infants at term is different from that of newborn term infants. He     meaningful increases in protein synthesis, perhaps even ap-
concluded by stressing the need for further research in this area      proaching normal in utero growth rates when given in sufficient
because current studies are too few, of varied scientific design       quantities, intravenous amino acids have not been shown to con-
and quality, and show highly disparate outcomes without obvi-          sistently reduce proteolysis in preterm infants. Some evidence
ous rationale.                                                         does exist to indicate that altering the amino acid composition of
   Michael Georgieff, University of Minnesota, followed with an        parenteral nutrition may more effectively reduce proteolysis in
overview of nutrition and the brain, nutrient priorities, and mea-     preterm infants.
surements (8). He noted that nutrients and growth factors regu-           Delivery of calorically sufficient parenteral nutrition solutions
late brain development during fetal and postnatal life and em-         produces only minor decreases in proteolysis in ELBW infants,
phasized both the vulnerability and the potential plasticity of the    albeit substantially less than the reductions achieved in term
developing brain. He reviewed extant data on several essential         infants. Some preliminary data also suggest that combining en-
nutrients that have been most often associated with brain devel-       teral and parenteral nutrition may more effectively reduce pro-
opment, including protein, energy, certain fats, iron, zinc, iodine,   teolysis in preterm infants. Moreover, current enteral preterm
selenium, vitamin A, and folate. He noted that the effect of any       formulas do not appear to provide protein in sufficient quan-
nutrient deficiency or overabundance on brain development will         tities for optimal protein accretion and growth. However,
be governed by the principle of “timing, dose, and duration” of        recent evidence suggests that formula with a higher protein




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the abnormal malnutrition and provided evidence to support each        content can result in improved protein accretion and growth in
of these principles. In the context of timing, he stressed the         preterm infants.
importance of knowing which brain areas are developing in a               On the basis of this review, Denne outlined several sugges-
particular period and whether they have a high requirement for a       tions for research beginning with studies to identify those factors
given nutrient during that critical period of development. The         that provide the best opportunity for promoting protein accretion,
ability to detect the specific effects of nutrient deficiencies is     ie, is it just the level of nonprotein calorie intake that is most
dependent on this knowledge and having neurological assess-
                                                                       important in promoting net protein balance, or is there evidence
ments that tap into the functions of those specific areas. He
                                                                       that would favor carbohydrate versus fat? An additional need is
offered several examples of the effects of specific nutrient prob-
                                                                       for evidence to support a better understanding of the interaction
lems on specific brain areas and functions and tests that could
                                                                       between energy and protein intake and their relative effect on
confirm such effects.
                                                                       protein balance. A related question would be whether a scaled
   Georgieff observed that almost all insults during the mid-to-
                                                                       approach to protein intake should be developed that reflects
late gestational period alter frontal lobe development, resulting
                                                                       protein requirements that are dependent on fractional protein
in poorer executive function, planning, and spatial memory in
                                                                       synthesis and growth rates. For example, should nutrient regi-
preterm infants, and are more severe in preterm infants with
intrauterine growth retardation than in preterm infants with nor-      mens provide more protein at 24 –26 wk (4 g ⅐ kgҀ1 ⅐ dҀ1), less
mal intrauterine growth. Overall, circuit-specific behavioral and      at 32 wk (2–3 g ⅐ kgҀ1 ⅐ dҀ1), and even less at term (2
neuroimaging tests are being developed for use in progressively        g ⅐ kgҀ1 ⅐ dҀ1)? Or, echoing themes raised by Sauer, is it the case
younger infants to more accurately assess the effect of nutrient       that despite best efforts to provide optimal protein and energy
deficits while the subject is deficient and after recovery from the    intakes early after birth to match estimated gestational require-
deficiency.                                                            ments, medical complications limit nutrient intake and, there-
   Georgieff offered a brief list of research priorities:              fore, produce a deficit in nutrient supply and body protein and
   • Identification of critical periods of brain sensitivity to sub-   energy balance that requires continued efforts to achieve higher
      optimal nutrient intake;                                         nutrient intakes and catch-up growth to meet gestational-age-
   • Determination of the ideal timing of interventions intended       specific growth rates and body compositions? Other suggestions
      to “repair” deficiencies in brain growth and development         included
      and even from brain injuries (stroke, hypoxic-ischemic en-          • Conduct of large clinical trials to test the efficacy and safety,
      cephalopathy, hypoglycemia); and                                       including long-term developmental outcomes as well as
   • Development of more sensitive and specific tests for assess-            growth in length, height, and body composition, of higher-
      ment of developmental outcome (ie, beyond the Bayley                   protein formulas;
      scales).                                                            • Testing of different combinations of parenteral plus enteral
   Scott Denne, from Indiana University, followed with a pre-                nutritional strategies;
sentation on the regulation of proteolysis and optimal protein            • Basic clinical research to determine the role of enteral nu-
accretion in extremely preterm newborns (9). Denne reviewed                  trition in preventing proteolysis and enhancing protein ac-
the extant literature documenting that current practices regarding           cretion;
protein accretion and growth are suboptimal for extremely low-            • Basic clinical research to determine the effects of altering
birth-weight (ELBW) infants. He offered possible approaches to               the amino acid composition of existing intravenous amino
modulating this nearly universal deficit in protein growth, in-              acid solutions; and
cluding inhibiting proteolysis to preserve existing protein stores        • Evaluation of higher protein contents of milk fortifiers and
and affect protein accretion. He noted that proteolysis is not               development of a more optimal form of protein supplement
reduced in preterm infants by physiologic increases in insulin               for milk and formula supplementation.
MATERNAL NUTRITION AND INFANT FEEDING: EXECUTIVE SUMMARY                                                   581S
   The role of human milk in feeding LBW and preterm infants             • How to feed the developing gastrointestinal tract in sick
was reviewed by Richard Schanler of North Shore University                  preterm infants in the first days to weeks of life;
Hospital (10). Schanler noted that the beneficial effects of human       • A better understanding of how to best use the gastrointes-
milk extend to the feeding of preterm infants, because their nu-            tinal tract in VLBW sick infants in the first weeks postna-
tritional support must be designed to compensate for metabolic              tally to minimize the use of total parenteral nutrition and its
and gastrointestinal immaturity, immunologic compromise, and                attendant complications;
maternal psychosocial conditions. Significant effects, such as           • Exploration of the possibility of developing an enteral for-
reduction in sepsis and necrotizing enterocolitis (NEC), have               mulation that specially promotes intestinal growth and de-
been reported for preterm infants fed their mothers’ milk. How-             velopment, prevents systemic inflammatory response syn-
ever, nutritional concerns arise because the quantity of nutrients          drome, and improves motility: and
in preterm human milk may not meet the greater nutrient needs            • Studies to determine the efficacy and safety of new formula
of infants born weighing 1500 g. Human milk supplements, or                compositions that might selectively promote gut growth
fortifiers, are available to augment the nutrient content of moth-          and development, including formulas with a higher pro-
er’s milk. Host defense benefits also are observed in preterm               tein content overall as well as with the addition of selec-
infants receiving fortified human milk.                                     tive amino acids, fatty acids, and trophic stimulators such
   Availability of milk is an issue for mothers delivering prema-           as glucagon-like peptide 2 and epidermal growth factor.
turely. Donor pasteurized human milk has been suggested as a             In the summary panel discussion, there was general consensus
proxy for mother’s own milk, but pasteurization appears to limit      about the critical need for new research, both basic and clinical-
some of the potential benefits.                                       translational, to develop more fundamental information about
                                                                      the optimal growth rate and change in body composition of




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   In conclusion, Schanler offered several questions and areas for
future research. Among these were the need to identify the limits     preterm infants. Despite the growing success in terms of survival,
                                                                      preterm infant growth remains suboptimal. However, there was
of the protective effects of human milk in preterm infants, eg, is
                                                                      less unanimity of opinion about what this growth should consist
there a dose-response relation? How should milk be processed, if
                                                                      of, how to determine what is optimal, or how to promote it.
pasteurized, to preserve host defense protein and factors? An-
                                                                      Higher protein intakes, both intravenously and in formulas and
other priority would be the determination of those nutritional
                                                                      milk, were considered essential and studied utilizing large, ran-
regimens that are optimal for hospitalized preterm infants weigh-
                                                                      domized clinical trials as well as smaller developmental studies
ing 1500 –2000 g. Additional topics included
                                                                      to test new protein supplements were recommended. Further-
   • The optimal nutritional regimen for breastfed preterm in-
                                                                      more, it was suggested that such studies include evaluations of
      fants during the postdischarge period;
                                                                      the role of rapid weight gain (overall and of body fat specifically)
   • Whether mineral and protein supplements should be pro-
                                                                      in producing obesity and its many complications throughout the
      vided to breastfed preterm infants; and                         life cycle.
   • How can maternal lactation performance be improved for              Because most preterm infants have suboptimal brain growth
      the mothers of preterm infants?                                 and neurodevelopment, the role of macro- and micronutrient
   Josef Neu, from the University of Florida, concluded this          deficits in this pathology requires expanded attention. In this
session with a presentation on gastrointestinal development in        regard, because human milk appears to produce developmental
preterm infants and its effect on meeting the nutritional needs of    advantages, despite limitations on body growth when not sup-
preterm infants (11). Neu noted that the fear of NEC and feeding      plemented with more protein and calories, more research is
intolerance are major factors that inhibit the use of the enteral     needed to determine which components of milk are most advan-
route to feed preterm infants. Although parenteral nutrition may      tageous and whether they can be isolated and added to formulas.
help to meet many of the nutritional needs of these infants,          Although caution was expressed about the use of donor human
exclusive intravenous feeding has significant detrimental side        milk, the need for further research to promote lactation in the
effects that include intestinal atrophy, sepsis, and increased sus-   mothers of preterm infants was emphasized.
ceptibility to inflammatory stimuli and systemic inflammatory            For both human milk and formula, more research is needed to
responses.                                                            determine optimal enteral feeding, in terms of nutrient mixtures
   Neu suggested that the use of minimal enteral nutrition or         and specific supplements that promote gut growth and develop-
trophic feedings may partially alleviate these problems. How-         ment. An additional area of interest would be the development of
ever, other factors need to be taken into account. These include      methods to promote gut motility and gut blood flow. Supple-
the macronutrient composition of the minimal enteral or trophic       ments to be studied should include those that affect the micro-
feedings and the microecology of the intestinal lumen.                ecology of the gastrointestinal tract as well as its growth and
   In addressing the need for further research, Neu itemized sev-     function.
eral priority areas:                                                     The participants acknowledged that although many advances
   • An understanding of the microecology of the developing           in intravenous and enteral nutrition of preterm infants have been
      gastrointestinal tract;                                         developed recently, the increasing survival at lower birth
   • Increased efforts to understand the normal role of the pre-      weights, the degree of immaturity of the surviving infants, and
      term gut microflora and the potential of probiotics (safety,    the increasing dependence on extrauterine nutrition of these vul-
      efficacy, mechanisms of action, testing paradigms, etc);        nerable infants dictate a renewed interest in the absolute impor-
   • Elucidation of the short- and long-term effects of loss of the   tance of postnatal nutrition. The diminishing frequency and se-
      normal microflora in preterm infants, eg, after use of broad-   verity of other disorders in these infants means that the many
      spectrum antibiotics;                                           adverse long-term outcomes experienced by preterm infants can
582S                                                        RAITEN ET AL

no longer be attributed solely, or even primarily, to the conse-         He emphasized the need for more randomized clinical trials
quences of other morbidities. Growth and development of sen-          and well-designed observational studies with a particular focus
sitive organs, particularly the brain, clearly are dependent on       on subgroups (eg, low breast milk consumers, LBW infants) who
unique, although variable, mixes of specific nutrients, provided      may need earlier (ie, 6 mo) supplemental feeding. There is a
at optimal rates and by safe and efficacious routes. There also is    paucity of evidence from either observational studies or random-
abundant evidence from animal experiments and human obser-            ized clinical trials to support excluding complementary foods
vational studies that prolonged undernutrition during critical pe-    before 6 mo of age; ie, there is limited evidence to support current
riods of development (particularly but not exclusively between        recommendations for exclusive breastfeeding for 6 mo, particu-
22 and 40 wk postconceptional age) adversely affects long-term        larly in the developed world. Little theoretical or empirical evi-
growth and neurodevelopmental and cognitive outcomes.                 dence exists to support the notion that healthy breastfed infants
   Despite advances in the nutritional care of preterm infants, the   require complementary foods before 4 mo of age. Kleinman
need to more fully define the specific needs of these infants must    concluded that a need exists for well-designed randomized trials
assume a higher priority for clinicians and researchers alike. The    to address outstanding issues and to provide more definitive
participants agreed that the community of caregivers and re-
                                                                      evidence to support recommendations for the optimal duration of
searchers is at a new threshold of refining the clinical armamen-
                                                                      exclusive breastfeeding.
tarium to include more specific evidence-based recommenda-
                                                                         Nancy Krebs, from the University of Colorado Health Sci-
tions about what nutrients should be provided, at what rates, in
                                                                      ences Center, concluded this session with a review of key issues
what mixtures, and by what means to optimize the growth and
development of these infants.                                         associated with the timing and composition of complementary
                                                                      feeding (13). After outlining maternal (maternal nutritional sta-




                                                                                                                                             Downloaded from ajcn.nutrition.org by guest on December 13, 2012
                                                                      tus and milk composition) and infant-related factors influencing
Session IV: feeding full-term infants                                 infant nutritional requirements during the first year of life (eg,
   Session IV focused on issues pertaining to the postnatal nu-       birth weight and maturity, rate of postnatal growth, and infec-
tritional needs of mothers and of infants born at term and through    tious illness), Krebs highlighted several critical factors that
the first year of life. The issues surrounding the debate with        might dictate the decision to introduce supplemental foods to
regard to the optimal duration of exclusive breastfeeding were        breastfed infants. Prominently, by Ȃ6 mo, the amount of iron and
discussed by Ronald Kleinman, of Massachusetts General Hos-           zinc in human milk is unlikely to meet infant requirements with-
pital and Harvard Medical School (12). Kleinman presented an          out contributions from complementary foods. In describing po-
overview of the key issues and the extant literature on exclusive     tential sources of complementary nutrition, Krebs noted that
breastfeeding including a critical review of the evidence-based       plant-based foods, if not fortified, are low in both iron and
review that led to the current global policy on exclusive breast-     zinc. According to available data, older infants in both the
feeding. He offered several factors that could militate against a     United States and in developing countries have total intakes of
definitive line of 6 mo as the optimal duration for exclusive         zinc that are well below estimated requirements. Although
breastfeeding. These factors are as follows: 1) the proportion of     animal-based foods have been recommended as a good source
infants throughout the world who do not consume adequate vol-         of complementary nutrition for infants after 4 – 6 mo of age,
umes of breast milk between 4 and 6 mo, when known, is sig-           such recommendations have not been commonly imple-
nificant; 2) healthy full-term infants can digest and absorb the      mented in the United States or in international settings. Iron
nutrients in foods commonly consumed as part of complemen-            deficiency remains common in older infants and toddlers, and
tary feeding by 3– 4 mo of age; 3) the optimal period during
                                                                      available evidence suggests that zinc deficiency is also com-
which infant feeding influences later health is as yet unknown; 4)
                                                                      mon. Krebs concluded that the effect on growth, nutritional
the period during which complementary foods can begin to have
                                                                      status, and functional outcomes of earlier and consistent in-
an important influence on the development of taste, chewing,
                                                                      take of animal-based foods by breastfed infants after 6 mo
swallowing, and food preferences also remains to be established;
5) human developmental milestones occur at a range of ages,           should be systematically evaluated.
rather than a specific time point for all individuals; 6) the con-       In the discussion of the presentation in session IV, several key
centration of nutrients in breast milk, such as iron and zinc, that   research priorities emerged. These included
are critical for growth, immune competence, and cognitive and            • The need for well-designed randomized clinical trials to
neuromotor development become limiting between 4 and 6 mo of                assess the effect of differing durations of exclusive breast-
age; and 7) the age of introduction of complementary foods to               feeding on critical short- and long-term health outcomes;
confer protection against allergic disease in infants from families      • Studies to assess the needs of subgroups of infants, eg low
that are not at high risk of allergy (Œ90% of the population) is            consumers and LBW and preterm infants, in the context of
largely speculative.                                                        supplementary feeding and the timing and duration of ex-
   On the basis of his review, Kleinman concluded that limited              clusive breastfeeding;
evidence exists to support a change in current recommendations           • Studies of the effect of severe maternal undernutrition on
for developed nations. Specifically, he noted that on the basis of          health, lactation performance, and milk composition;
the extant data there is no evidence of significant harm for 4 mo        • Studies to identify strategies to improve maternal
introduction and no significant benefit from exclusive breast-              nutrition, particularly of those nutrients that might be
feeding for 6 mo in any of the health outcomes measured to date.            limited in human milk as a consequence of poor maternal
Moreover, he noted that there has been no examination of risks              intake; and
for 6 mo of exclusive breastfeeding to the substantial portion of        • Studies to develop culturally acceptable highly nutritious
the population who are low-breast-milk consumers.                           complementary foods, particularly animal-based foods.
MATERNAL NUTRITION AND INFANT FEEDING: EXECUTIVE SUMMARY                                                            583S
CONCLUSIONS                                                              proactively forward in advancing our understanding of the impor-
   This workshop provided a sobering assessment of our current           tance of maternal nutrition and infant feeding practices to public
understanding of the critically important interface between ma-          health both in the United States and globally.
ternal nutrition and infant health and feeding practices. We cur-
rently have very little useful information about how to feed pre-
term infants. The reason for that is that we do not have a clear         REFERENCES
appreciation of the role of maternal nutritional and health status        1. Barker DJ. Adult consequences of fetal growth restriction. Clin Obstet
on meeting needs for normal fetal growth and development. We                 Gynecol 2006;49:270 – 83.
similarly have little knowledge about the mechanisms by which             2. Kramer MS, Kakuma M. The optimal duration of exclusive breastfeed-
                                                                             ing: a systematic review. Geneva, Switzerland: WHO, 2002.
that status affects the fetal environment. In light of all that we are    3. Goldenberg RL, Culhane JF. Low birth weight in the United States. Am J
learning about the potential role of the fetal environment in infant         Clin Nutr 2007;85(suppl):584S–90S.
and child health and risk of subsequent development of chronic            4. Battaglia FC. Placental transport: a function of permeability and perfu-
diseases, a concerted effort is needed to examine the mechanisms             sion. Am J Clin Nutr 2007;85(suppl):591S–7S.
                                                                          5. Antony AC. In utero physiology: role of folic acid in nutrient delivery
by which maternal health, ie, nutritional status, body composi-
                                                                             and fetal development. Am J Clin Nutr 2007;85(suppl):598S– 603S.
tion, infection, etc, affects the fetal environment and possible risk     6. Abrams SA. In utero physiology: role in nutrient delivery and fetal
of the myriad noncommunicable diseases. Perhaps more impor-                  development for calcium, phosphorus, and vitamin D. Am J Clin Nutr
tantly, a better understanding of these issues would have imme-              2007;85(suppl):604S–7S.
diate potential for refining our clinical acumen with regard to the       7. Sauer PJJ. Can extrauterine growth approximate intrauterine growth?
                                                                             Should it? Am J Clin Nutr 2007;85(suppl):608S–13S.
feeding of LBW and preterm infants. An additional benefit                 8. Georgieff MK. Nutrition and the developing brain: nutrient priorities and
would be seen in terms of translational activities such as the




                                                                                                                                                         Downloaded from ajcn.nutrition.org by guest on December 13, 2012
                                                                             measurement. Am J Clin Nutr 2007;85(suppl):614S–20S.
development of evidence-based messages with regard to the ef-             9. Denne SC. Regulation of proteolysis and optimal protein accretion in ex-
fect of maternal health on birth outcomes and our ability to meet            tremely premature newborns. Am J Clin Nutr 2007;85(suppl):621S– 4S.
public health goals for infant feeding. Finally, such an initiative      10. Schanler RJ. Evaluation of the evidence to support current recommen-
                                                                             dations to meet the needs of premature infants: the role of human milk.
would also have significant global interest and consequence.                 Am J Clin Nutr 2007;85(suppl):625S– 8S.
   The NICHD, ODS, and USDA Children’s Nutrition Research                11. Neu J. Gastrointestinal development and meeting the nutritional needs of
Center thank the participants and the sponsors for their input, sup-         premature infants. Am J Clin Nutr 2007;85(suppl):629S–34S.
port, and contributions to helping to achieve the goals of this con-     12. Fewtrell MS, Morgan JB, Duggan C, et al. Optimal duration of exclusive
ference. The NICHD, ODS, USDA/ARS, and their partners within                 breastfeeding: what is the evidence to support current recommenda-
                                                                             tions? Am J Clin Nutr 2007;85(suppl):635S– 8S.
the National Institutes of Health and the federal research community     13. Krebs NF, Hambidge KM. Complementary feeding: clinically relevant
will work together to determine the most appropriate follow-up               factors affecting timing and composition. Am J Clin Nutr 2007;
activities to address the needs identified in this meeting and to move       85(suppl):639S– 45S.

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Am j clin nutr 2007-raiten-577 s-83s

  • 1. Maternal nutrition and optimal infant feeding practices: executive summary1–5 Daniel J Raiten, Satish C Kalhan, and William W Hay Jr ABSTRACT need exists for a better appreciation of the source of nutrition that Much recent attention has been paid to the effect of the fetal envi- has been interrupted. This would dictate a better understanding of ronment on not only healthy birth outcomes but also long-term the nutritional needs of the mother and the process by which those health outcomes, including a role as an antecedent to adult diseases. needs are translated into healthy growth and development of the A major gap in our understanding of these relations, however, is the fetus. In addition to essential nutrients, the placenta supplies the effect of maternal nutrition and nutrient transport on healthy fetal fetus with hormones, growth factors, immunoglobulins, and growth and development. In addition, this gap precludes evidence- other immunoactive factors. At present, we cannot deliver these Downloaded from ajcn.nutrition.org by guest on December 13, 2012 based recommendations about how to best feed preterm infants. The components to preterm infants during the early postnatal age to biological role of the mother and the effect of her nutritional status optimize their growth and development. A need exists to ascer- on infant feeding extend to postnatal infant feeding practices. Cur- tain how to substitute the third-trimester functions of the placenta rently, evidence is incomplete about not only the composition of postnatally, so that the growth and development of preterm in- human milk, but also the maternal nutritional needs to support ex- fants is optimized. tended lactation and the appropriate nutrient composition of foods The biological role of the mother and the effect of her nutri- that will be used to complement breastfeeding at least through the tional status on the care and feeding of her infant obviously do not first year of life. Consequently, a conference, organized by the Na- end with birth. With regard to the care and feeding of full-term tional Institute of Child Health and Human Development, the Na- infants, current World Health Organization policy for infant tional Institutes of Health Office of Dietary Supplements, and the US feeding endorses the use of exclusive breastfeeding as the pre- Department of Agriculture Children’s Nutrition Research Center ferred sole source of nutrition for the first 6 mo of life, with was held to explore current knowledge and develop a research continued breastfeeding for up to 2 y (2). This policy assumes an agenda to address maternal nutrition and infant feeding practices. evidence base with regard to the ability of human milk to meet These proceedings contain presentations about the effect of maternal infant needs for the first 6 mo, and an important role for com- nutrition and the placental environment on fetal growth and birth plementary foods at 6 mo and beyond. Currently, in terms of the outcomes, as well as issues pertaining to feeding preterm and full- composition of human milk, the evidence is incomplete with term infants. Am J Clin Nutr 2007;85(suppl):577S– 83S. regard to both maternal nutritional needs to support extended KEY WORDS Maternal nutrition, infant feeding, NIH/USDA 1 From the Office of Prevention Research and International Programs, conference Endocrinology, Nutrition and Growth Branch, Center for Research on Moth- ers and Children, DHHS/NIH/NICHD (DJR); the Department of Medicine INTRODUCTION Cleveland Clinic- Lerner College of Medicine, Case Western Reserve Uni- versity, Cleveland Clinic Foundation, Cleveland, OH (SCK); and the Peri- Much recent attention has been paid to the effect of the fetal natal Research Center, University of Colorado Health Sciences Center, Au- environment on not only healthy birth outcomes but also long- rora, CO (WWH). term health outcomes, including a role as an antecedent to adult 2 From the conference “Maternal Nutrition and Optimal Infant Feeding diseases (1). However, fundamentally, the ability to determine Practices,” held in Houston, TX, February 23–24, 2006. the actual effect of the fetal environment on these subsequent 3 The conference was sponsored by the National Institute of Child Health outcomes demands a better understanding of the specific ele- and Human Development (NICHD), the Office of Dietary Supplements ments of that environment. A major gap in that understanding is (ODS), NIH, US Department of Health and Human Services (DHHS) and the the intimate and inextricable role of maternal nutrition and nu- USDA/ARS Children’s Nutrition Research Center at Baylor College of Med- trient transport in healthy fetal growth and development. Aside icine and was cosponsored by Ross Products. The publication of these pro- from an inability to pinpoint the mechanism or mechanisms by ceedings was co-sponsored by the NICHD, ODS, NIH/DHHS, and USDA/ ARS Children’s Nutrition Research Center and Ross Products. which the fetal environment might ultimately lead to long-term 4 The views and opinions expressed in the articles included in these pro- health consequences, this gap has resulted in an inability to make ceedings do not necessarily reflect those of the sponsoring agencies and evidence-based recommendations about how best to feed infants organizations. whose access to that environment has been prematurely inter- 5 Address reprint requests to DJR, Office of Prevention Research and rupted. International Programs, Endocrinology, Nutrition and Growth Branch, Cen- To develop an efficacious evidence-based approach to the care ter for Research on Mothers and Children, DHHS/NIH/NICHD, 6100 Ex- and feeding of preterm and low-birth-weight (LBW) infants, a ecutive Boulevard, Bethesda, MD 20892. E-mail: raitend@mail.nih.gov. Am J Clin Nutr 2007;85(suppl):577S– 83S. Printed in USA. © 2007 American Society for Nutrition 577S
  • 2. 578S RAITEN ET AL lactation and the nutritional composition of foods that will be focus our energies on providing the best possible obstetric care used to complement breastfeeding at least through the first for the mother and neonatal care for the infant. He also suggested year of life. Consequently, a need exists to assess our current a greater use of available technologies to identify growth retar- knowledge about feeding of full-term infants during the first dation and spontaneous preterm delivery. The development and year of life. validation of methods to assess body composition of neonates in To have a full appreciation of the evidence base, address crit- developing countries will also be an important step as will the ical needs and gaps in understanding about current strategies for development of new biomarkers for the assessment of fetal feeding expectant and lactating mothers, preterm and LBW in- growth. fants, and term infants through the first year of life, the National Institute of Child Health and Human Development (NICHD), the NIH Office of Dietary Supplements (ODS), and the US Depart- Session II: effect of maternal nutrition and the placental ment of Agriculture Agricultural Research Service (USDA/ environment on the periconceptional period ARS) Children’s Nutrition Research Center held a conference to (embryogenesis, implantation), fetal growth, and birth address these core issues. The workshop was divided into 3 main outcomes topical sessions: The talks in session II were devoted to our current understand- 1) Effect of maternal nutrition and the placental environment ing of the role of maternal nutritional status to fetal health and the on the periconceptional period (embryogenesis, implanta- processes by which essential nutrients are transferred from tion), fetal growth, and birth outcomes; mother to baby in utero. The session opened with a presentation 2) feeding preterm infants; and by Fred Battaglia, from the University of Colorado Health Sci- 3) feeding full-term infants. ences Center, who reviewed new developments in the study of Downloaded from ajcn.nutrition.org by guest on December 13, 2012 The following is a summary of the articles presented and the the role of the placenta in the delivery of fetal nutrition (4). He deliberations of the workshop attendees. began by discussing factors influencing the placental permeabil- ity to nutrients including a variety of membrane-bound trans- porters and the development of placental surface area. Recent SUMMARY studies have shown that the transport of glucose and amino acids Session I: introduction and overview from the mother to the fetus is determined, in part, by their concentrations in maternal blood, by their metabolism in the fetal The opening session provided an overview of the general liver, and by subsequent competitive inhibitory effects. In rela- issues contributing to LBW and preterm birth from a global tion to intrauterine growth retardation, it is now increasingly perspective. Presenting from the perspective of a developed recognized that alterations in placental perfusion also affect fetal country, Robert Goldenberg of the University of Alabama at hepatic perfusion. Finally, the need to more fully explore the role Birmingham observed that despite better perinatal outcomes of nonglucose carbohydrates in fetal and neonatal nutrition and compared with those in underdeveloped countries, adverse preg- metabolism was emphasized. In a comment about interpretation nancy outcomes, specifically in relation to preterm birth, are of data from both animal and human subjects, Battaglia raised the more common in the United States than in other developed coun- question whether the intergenerational effects of nutrient- tries (3). These result in both excessive medical costs in the environmental interactions are unique to rodents. perinatal period and increased risk of long-term neurological The role of nutrient delivery and fetal development was dis- disability. Preterm births represent Ȃ12% of all births in the cussed as case studies: folic acid by Asok Antony (5) and calcium United States. Goldenberg observed that 1) there are wide dis- by Steven Abrams (6). Antony reviewed the important functions parities in outcome among different populations, with poor and black women having twice the rate of preterm birth that other of folic acid for DNA synthesis and the role of folate receptors in women do; 2) maternal thinness, defined as low pre-pregnancy the normal development of the central nervous system and of BMI, is a strong predictor of both preterm birth and fetal growth several neural-crest-derived tissues, as well as the consequences retardation; 3) in the United States, several nutritional interven- of folate deficiency. He presented an overview of studies docu- tions including high-protein diets, calorie supplementation, and menting the role of a placental folate receptor in transplacental micronutrient supplements (eg, calcium and iron and various maternal-to-fetal folate transport. He also described studies that other vitamins and minerals) have not generally reduced preterm used knockout mice models lacking folate receptors to further birth or growth retardation; 4) bacterial uterine infections play an elucidate the developmental consequences of impaired folate important role in the etiology of earliest preterm births; however, transport. Studies utilizing controlled dietary folate restrictions antibiotic treatment either before labor for risk factors such as have also been used to demonstrate adverse effects on reproduc- bacterial vaginosis or during preterm labor, have not consistently tive performance, implantation, fetal growth, and other more reduced the preterm birth rate; 5) progesterone treatment during subtle effects. Long-term follow-up studies again in animal mod- the prenatal period is likely to be efficacious in reducing preterm els have provided evidence that folate deficiency during gesta- birth, but only for a small group of at-risk women; and 6) the tion results in behavioral changes, including an anxiety pheno- substantial improvement in newborn survival in the United type in adulthood that could be interpreted as being analogous to States over the past several decades is mostly due to better access “antisocial behavior” in humans. Antony summarized his pre- to improved neonatal care. By contrast, in developing countries, sentation by pointing out that the persistent high incidence of the rates of chorioamnionitis, neonatal sepsis, pneumonia, and neural tube defects among women in Northern India underscores death are considerably higher than in underdeveloped countries. the urgency for more sustainable ethnocentric strategies for en- Goldenberg concluded by observing that because there is little suring adequate folate status in women, particularly those living evidence that we can reduce preterm birth or LBW, we should in food insecure or resource-constrained settings.
  • 3. MATERNAL NUTRITION AND INFANT FEEDING: EXECUTIVE SUMMARY 579S Abrams followed with a description of calcium transport • The most efficient, sustainable methods for delivery of across the placenta via active transport. He observed that impor- periconceptional folate to women in resource-constrained tant details of this transport, including the roles of vitamin D settings; receptor and of estrogens, remain to be elucidated. Epidemio- • The effect of vitamin D supplementation for mothers at risk logic studies in humans have shown that the whole-body bone of preterm or small-for-gestational-age delivery and its ef- mineral content in newborns is related to gestational age, moth- fects on fetal growth and bone mineralization; er’s birth weight, and smoking habits. Studies in the United • The nutritional needs of infants weighing 700 g as related States and India suggest that very low maternal calcium intake is to bone minerals; associated with lower bone mineral density in infants. Currently, • The optimal length of feeding high mineral supplements no published data can be found regarding the relative effect of after discharge from the hospital; and maternal phosphorus intake. Similarly, the role of maternal vi- • Interactions of calcium with other bone-related minerals or tamin D status in these processes is also unclear. Abrams did note other micronutrients, eg, zinc. that some data exist to suggest that maternal vitamin D deficiency Session III: feeding premature infants may limit fetal bone mineral accumulation. However, there is no The overriding concern raised in this session was the dearth of definitive evidence that improving maternal calcium or vitamin evidence with regard to best approaches for the nutritional man- D status can have a long-term positive effect on childhood bone agement of preterm and LBW infants. PJ Sauer, of Beatrix Chil- mass. dren’s Hospital and Groningen University Medical Centre, Gro- In preterm infants with low bone mineral mass, in utero rates ningen, Netherlands, opened the session by asking, “Can of calcium accretion cannot be achieved by parenteral nutrition, extrauterine growth approximate intrauterine growth, and should Downloaded from ajcn.nutrition.org by guest on December 13, 2012 by routine preterm infant formula, or by unfortified human milk. it? ” (7). Sauer noted that although normal intrauterine fetal Although continuation of a relatively high level of mineral intake growth has been considered to be the gold standard for the ex- after discharge from the hospital can enhance bone mineral ac- trauterine growth of preterm infants, there are several reasons quisition, the optimal length of such supplement, as well as which this standard might not be optimal or even possible, considering infants will require such therapy, has not been determined. Future the current state of knowledge and the practical limitations in- studies should focus on the role of maternal vitamin D supple- volved in meeting this goal. mentation on fetal and infant bone mass, the mineral needs of Sauer described several limitations of the extant data that have very-low-birth-weight (VLBW) infants, the optimal duration of presented obstacles to our understanding of what might consti- mineral supplementation, and the long-term consequences of tute “normal” and “optimal” intrauterine growth. One concern is such interventions. that current assumptions about intrauterine gains in length, The discussion after the presentations in session II resulted in weight, and head circumference are based on cross-sectional data the delineation of several research priorities, including identifi- from preterm infants but with a range of etiologies, any of which cation and characterization of the following: could adversely affect growth. Sauer noted that in situ– based • Potential mechanisms mediating the interaction between body-composition and growth data are scant. maternal phenotype at conception, fetal growth, and health He emphasized relative differences between the extrauterine and growth of infants across different racial/ethnic groups environment and the intrauterine environment that are mani- and the additional effect of environmental setting, ie, socio- fested in terms of the ability of newborns to regulate key body demographics; functions. In addition, newborns need to contend with the effect • The effect of maternal food patterns (eg, high or low protein, of clinical disorders and medical treatments that also alter the sources of carbohydrate and fat) on the risk of maternal actual contribution of the infant to this regulation. Furthermore, metabolic complications and fetal growth; the source of nutrition for newborn preterm infants is provided • The relation between uterine blood flow and pregnancy primarily via the gastrointestinal tract or intravenously rather outcome and fetal growth; than via the placenta or umbilical cord. The biological signifi- cance of these differing feeding routes has not been fully ex- • The effect of intrauterine growth restriction on the fre- plored. quency of spontaneous preterm birth; Additional issues affecting the newborn’s metabolism include • The role of polysaccharides and polyglycans in establishing continuous exposure to pathogens and external stimuli, as well as the colonic flora in VLBW infants; the variable but often rapid postnatal maturation of the skin, • Optimal bacterial flora of the colon in LBW infants as de- which produces considerably different amounts and patterns of termined by using RNA sequence data and determination of epidermal water loss. All these factors have significant effects on the effect of nutrient composition on ecology of the gut; energy and substrate metabolism and growth but remain insuf- • The role of placental folate receptor in mediating maternal- ficiently studied to determine their relative effect on nutrient to-fetal folate transfer in vivo; requirements. • The mechanism of how gestational folate deficiency might Sauer discussed the relative paucity of data to support either lead to affective disorders in offspring including anxiety short-term (gain in weight or length or change in body compo- disorder; sition) or long-term (psychomotor development, or perhaps even • Critical periods in folate requirements and possible timing development of biomarkers of risk for adult disease) outcomes of of prophylaxis to protect or ameliorate neurological disor- infant feeding practices. Clearly, growth and body composition ders in offspring; in early age are influenced by the nutrition given in that period. • Epigenetic effects of dietary folate deficiency on placental It is possible to mimic intrauterine weight gain as well as the and fetal development; assumed intrauterine change in body composition by changes in
  • 4. 580S RAITEN ET AL the composition of formulas and supplements added to the milk concentration produced by glucose infusion. However, delivery given to preterm infants. However, Sauer emphasized that al- of pharmacologic concentrations of insulin can effectively sup- though total body fat might increase in a manner consistent with press proteolysis in ELBW infants, although it may be accom- intrauterine accretion, the distribution of body fat in preterm panied by significant lactic acidosis. Whereas they can produce infants at term is different from that of newborn term infants. He meaningful increases in protein synthesis, perhaps even ap- concluded by stressing the need for further research in this area proaching normal in utero growth rates when given in sufficient because current studies are too few, of varied scientific design quantities, intravenous amino acids have not been shown to con- and quality, and show highly disparate outcomes without obvi- sistently reduce proteolysis in preterm infants. Some evidence ous rationale. does exist to indicate that altering the amino acid composition of Michael Georgieff, University of Minnesota, followed with an parenteral nutrition may more effectively reduce proteolysis in overview of nutrition and the brain, nutrient priorities, and mea- preterm infants. surements (8). He noted that nutrients and growth factors regu- Delivery of calorically sufficient parenteral nutrition solutions late brain development during fetal and postnatal life and em- produces only minor decreases in proteolysis in ELBW infants, phasized both the vulnerability and the potential plasticity of the albeit substantially less than the reductions achieved in term developing brain. He reviewed extant data on several essential infants. Some preliminary data also suggest that combining en- nutrients that have been most often associated with brain devel- teral and parenteral nutrition may more effectively reduce pro- opment, including protein, energy, certain fats, iron, zinc, iodine, teolysis in preterm infants. Moreover, current enteral preterm selenium, vitamin A, and folate. He noted that the effect of any formulas do not appear to provide protein in sufficient quan- nutrient deficiency or overabundance on brain development will tities for optimal protein accretion and growth. However, be governed by the principle of “timing, dose, and duration” of recent evidence suggests that formula with a higher protein Downloaded from ajcn.nutrition.org by guest on December 13, 2012 the abnormal malnutrition and provided evidence to support each content can result in improved protein accretion and growth in of these principles. In the context of timing, he stressed the preterm infants. importance of knowing which brain areas are developing in a On the basis of this review, Denne outlined several sugges- particular period and whether they have a high requirement for a tions for research beginning with studies to identify those factors given nutrient during that critical period of development. The that provide the best opportunity for promoting protein accretion, ability to detect the specific effects of nutrient deficiencies is ie, is it just the level of nonprotein calorie intake that is most dependent on this knowledge and having neurological assess- important in promoting net protein balance, or is there evidence ments that tap into the functions of those specific areas. He that would favor carbohydrate versus fat? An additional need is offered several examples of the effects of specific nutrient prob- for evidence to support a better understanding of the interaction lems on specific brain areas and functions and tests that could between energy and protein intake and their relative effect on confirm such effects. protein balance. A related question would be whether a scaled Georgieff observed that almost all insults during the mid-to- approach to protein intake should be developed that reflects late gestational period alter frontal lobe development, resulting protein requirements that are dependent on fractional protein in poorer executive function, planning, and spatial memory in synthesis and growth rates. For example, should nutrient regi- preterm infants, and are more severe in preterm infants with intrauterine growth retardation than in preterm infants with nor- mens provide more protein at 24 –26 wk (4 g ⅐ kgҀ1 ⅐ dҀ1), less mal intrauterine growth. Overall, circuit-specific behavioral and at 32 wk (2–3 g ⅐ kgҀ1 ⅐ dҀ1), and even less at term (2 neuroimaging tests are being developed for use in progressively g ⅐ kgҀ1 ⅐ dҀ1)? Or, echoing themes raised by Sauer, is it the case younger infants to more accurately assess the effect of nutrient that despite best efforts to provide optimal protein and energy deficits while the subject is deficient and after recovery from the intakes early after birth to match estimated gestational require- deficiency. ments, medical complications limit nutrient intake and, there- Georgieff offered a brief list of research priorities: fore, produce a deficit in nutrient supply and body protein and • Identification of critical periods of brain sensitivity to sub- energy balance that requires continued efforts to achieve higher optimal nutrient intake; nutrient intakes and catch-up growth to meet gestational-age- • Determination of the ideal timing of interventions intended specific growth rates and body compositions? Other suggestions to “repair” deficiencies in brain growth and development included and even from brain injuries (stroke, hypoxic-ischemic en- • Conduct of large clinical trials to test the efficacy and safety, cephalopathy, hypoglycemia); and including long-term developmental outcomes as well as • Development of more sensitive and specific tests for assess- growth in length, height, and body composition, of higher- ment of developmental outcome (ie, beyond the Bayley protein formulas; scales). • Testing of different combinations of parenteral plus enteral Scott Denne, from Indiana University, followed with a pre- nutritional strategies; sentation on the regulation of proteolysis and optimal protein • Basic clinical research to determine the role of enteral nu- accretion in extremely preterm newborns (9). Denne reviewed trition in preventing proteolysis and enhancing protein ac- the extant literature documenting that current practices regarding cretion; protein accretion and growth are suboptimal for extremely low- • Basic clinical research to determine the effects of altering birth-weight (ELBW) infants. He offered possible approaches to the amino acid composition of existing intravenous amino modulating this nearly universal deficit in protein growth, in- acid solutions; and cluding inhibiting proteolysis to preserve existing protein stores • Evaluation of higher protein contents of milk fortifiers and and affect protein accretion. He noted that proteolysis is not development of a more optimal form of protein supplement reduced in preterm infants by physiologic increases in insulin for milk and formula supplementation.
  • 5. MATERNAL NUTRITION AND INFANT FEEDING: EXECUTIVE SUMMARY 581S The role of human milk in feeding LBW and preterm infants • How to feed the developing gastrointestinal tract in sick was reviewed by Richard Schanler of North Shore University preterm infants in the first days to weeks of life; Hospital (10). Schanler noted that the beneficial effects of human • A better understanding of how to best use the gastrointes- milk extend to the feeding of preterm infants, because their nu- tinal tract in VLBW sick infants in the first weeks postna- tritional support must be designed to compensate for metabolic tally to minimize the use of total parenteral nutrition and its and gastrointestinal immaturity, immunologic compromise, and attendant complications; maternal psychosocial conditions. Significant effects, such as • Exploration of the possibility of developing an enteral for- reduction in sepsis and necrotizing enterocolitis (NEC), have mulation that specially promotes intestinal growth and de- been reported for preterm infants fed their mothers’ milk. How- velopment, prevents systemic inflammatory response syn- ever, nutritional concerns arise because the quantity of nutrients drome, and improves motility: and in preterm human milk may not meet the greater nutrient needs • Studies to determine the efficacy and safety of new formula of infants born weighing 1500 g. Human milk supplements, or compositions that might selectively promote gut growth fortifiers, are available to augment the nutrient content of moth- and development, including formulas with a higher pro- er’s milk. Host defense benefits also are observed in preterm tein content overall as well as with the addition of selec- infants receiving fortified human milk. tive amino acids, fatty acids, and trophic stimulators such Availability of milk is an issue for mothers delivering prema- as glucagon-like peptide 2 and epidermal growth factor. turely. Donor pasteurized human milk has been suggested as a In the summary panel discussion, there was general consensus proxy for mother’s own milk, but pasteurization appears to limit about the critical need for new research, both basic and clinical- some of the potential benefits. translational, to develop more fundamental information about the optimal growth rate and change in body composition of Downloaded from ajcn.nutrition.org by guest on December 13, 2012 In conclusion, Schanler offered several questions and areas for future research. Among these were the need to identify the limits preterm infants. Despite the growing success in terms of survival, preterm infant growth remains suboptimal. However, there was of the protective effects of human milk in preterm infants, eg, is less unanimity of opinion about what this growth should consist there a dose-response relation? How should milk be processed, if of, how to determine what is optimal, or how to promote it. pasteurized, to preserve host defense protein and factors? An- Higher protein intakes, both intravenously and in formulas and other priority would be the determination of those nutritional milk, were considered essential and studied utilizing large, ran- regimens that are optimal for hospitalized preterm infants weigh- domized clinical trials as well as smaller developmental studies ing 1500 –2000 g. Additional topics included to test new protein supplements were recommended. Further- • The optimal nutritional regimen for breastfed preterm in- more, it was suggested that such studies include evaluations of fants during the postdischarge period; the role of rapid weight gain (overall and of body fat specifically) • Whether mineral and protein supplements should be pro- in producing obesity and its many complications throughout the vided to breastfed preterm infants; and life cycle. • How can maternal lactation performance be improved for Because most preterm infants have suboptimal brain growth the mothers of preterm infants? and neurodevelopment, the role of macro- and micronutrient Josef Neu, from the University of Florida, concluded this deficits in this pathology requires expanded attention. In this session with a presentation on gastrointestinal development in regard, because human milk appears to produce developmental preterm infants and its effect on meeting the nutritional needs of advantages, despite limitations on body growth when not sup- preterm infants (11). Neu noted that the fear of NEC and feeding plemented with more protein and calories, more research is intolerance are major factors that inhibit the use of the enteral needed to determine which components of milk are most advan- route to feed preterm infants. Although parenteral nutrition may tageous and whether they can be isolated and added to formulas. help to meet many of the nutritional needs of these infants, Although caution was expressed about the use of donor human exclusive intravenous feeding has significant detrimental side milk, the need for further research to promote lactation in the effects that include intestinal atrophy, sepsis, and increased sus- mothers of preterm infants was emphasized. ceptibility to inflammatory stimuli and systemic inflammatory For both human milk and formula, more research is needed to responses. determine optimal enteral feeding, in terms of nutrient mixtures Neu suggested that the use of minimal enteral nutrition or and specific supplements that promote gut growth and develop- trophic feedings may partially alleviate these problems. How- ment. An additional area of interest would be the development of ever, other factors need to be taken into account. These include methods to promote gut motility and gut blood flow. Supple- the macronutrient composition of the minimal enteral or trophic ments to be studied should include those that affect the micro- feedings and the microecology of the intestinal lumen. ecology of the gastrointestinal tract as well as its growth and In addressing the need for further research, Neu itemized sev- function. eral priority areas: The participants acknowledged that although many advances • An understanding of the microecology of the developing in intravenous and enteral nutrition of preterm infants have been gastrointestinal tract; developed recently, the increasing survival at lower birth • Increased efforts to understand the normal role of the pre- weights, the degree of immaturity of the surviving infants, and term gut microflora and the potential of probiotics (safety, the increasing dependence on extrauterine nutrition of these vul- efficacy, mechanisms of action, testing paradigms, etc); nerable infants dictate a renewed interest in the absolute impor- • Elucidation of the short- and long-term effects of loss of the tance of postnatal nutrition. The diminishing frequency and se- normal microflora in preterm infants, eg, after use of broad- verity of other disorders in these infants means that the many spectrum antibiotics; adverse long-term outcomes experienced by preterm infants can
  • 6. 582S RAITEN ET AL no longer be attributed solely, or even primarily, to the conse- He emphasized the need for more randomized clinical trials quences of other morbidities. Growth and development of sen- and well-designed observational studies with a particular focus sitive organs, particularly the brain, clearly are dependent on on subgroups (eg, low breast milk consumers, LBW infants) who unique, although variable, mixes of specific nutrients, provided may need earlier (ie, 6 mo) supplemental feeding. There is a at optimal rates and by safe and efficacious routes. There also is paucity of evidence from either observational studies or random- abundant evidence from animal experiments and human obser- ized clinical trials to support excluding complementary foods vational studies that prolonged undernutrition during critical pe- before 6 mo of age; ie, there is limited evidence to support current riods of development (particularly but not exclusively between recommendations for exclusive breastfeeding for 6 mo, particu- 22 and 40 wk postconceptional age) adversely affects long-term larly in the developed world. Little theoretical or empirical evi- growth and neurodevelopmental and cognitive outcomes. dence exists to support the notion that healthy breastfed infants Despite advances in the nutritional care of preterm infants, the require complementary foods before 4 mo of age. Kleinman need to more fully define the specific needs of these infants must concluded that a need exists for well-designed randomized trials assume a higher priority for clinicians and researchers alike. The to address outstanding issues and to provide more definitive participants agreed that the community of caregivers and re- evidence to support recommendations for the optimal duration of searchers is at a new threshold of refining the clinical armamen- exclusive breastfeeding. tarium to include more specific evidence-based recommenda- Nancy Krebs, from the University of Colorado Health Sci- tions about what nutrients should be provided, at what rates, in ences Center, concluded this session with a review of key issues what mixtures, and by what means to optimize the growth and development of these infants. associated with the timing and composition of complementary feeding (13). After outlining maternal (maternal nutritional sta- Downloaded from ajcn.nutrition.org by guest on December 13, 2012 tus and milk composition) and infant-related factors influencing Session IV: feeding full-term infants infant nutritional requirements during the first year of life (eg, Session IV focused on issues pertaining to the postnatal nu- birth weight and maturity, rate of postnatal growth, and infec- tritional needs of mothers and of infants born at term and through tious illness), Krebs highlighted several critical factors that the first year of life. The issues surrounding the debate with might dictate the decision to introduce supplemental foods to regard to the optimal duration of exclusive breastfeeding were breastfed infants. Prominently, by Ȃ6 mo, the amount of iron and discussed by Ronald Kleinman, of Massachusetts General Hos- zinc in human milk is unlikely to meet infant requirements with- pital and Harvard Medical School (12). Kleinman presented an out contributions from complementary foods. In describing po- overview of the key issues and the extant literature on exclusive tential sources of complementary nutrition, Krebs noted that breastfeeding including a critical review of the evidence-based plant-based foods, if not fortified, are low in both iron and review that led to the current global policy on exclusive breast- zinc. According to available data, older infants in both the feeding. He offered several factors that could militate against a United States and in developing countries have total intakes of definitive line of 6 mo as the optimal duration for exclusive zinc that are well below estimated requirements. Although breastfeeding. These factors are as follows: 1) the proportion of animal-based foods have been recommended as a good source infants throughout the world who do not consume adequate vol- of complementary nutrition for infants after 4 – 6 mo of age, umes of breast milk between 4 and 6 mo, when known, is sig- such recommendations have not been commonly imple- nificant; 2) healthy full-term infants can digest and absorb the mented in the United States or in international settings. Iron nutrients in foods commonly consumed as part of complemen- deficiency remains common in older infants and toddlers, and tary feeding by 3– 4 mo of age; 3) the optimal period during available evidence suggests that zinc deficiency is also com- which infant feeding influences later health is as yet unknown; 4) mon. Krebs concluded that the effect on growth, nutritional the period during which complementary foods can begin to have status, and functional outcomes of earlier and consistent in- an important influence on the development of taste, chewing, take of animal-based foods by breastfed infants after 6 mo swallowing, and food preferences also remains to be established; 5) human developmental milestones occur at a range of ages, should be systematically evaluated. rather than a specific time point for all individuals; 6) the con- In the discussion of the presentation in session IV, several key centration of nutrients in breast milk, such as iron and zinc, that research priorities emerged. These included are critical for growth, immune competence, and cognitive and • The need for well-designed randomized clinical trials to neuromotor development become limiting between 4 and 6 mo of assess the effect of differing durations of exclusive breast- age; and 7) the age of introduction of complementary foods to feeding on critical short- and long-term health outcomes; confer protection against allergic disease in infants from families • Studies to assess the needs of subgroups of infants, eg low that are not at high risk of allergy (Œ90% of the population) is consumers and LBW and preterm infants, in the context of largely speculative. supplementary feeding and the timing and duration of ex- On the basis of his review, Kleinman concluded that limited clusive breastfeeding; evidence exists to support a change in current recommendations • Studies of the effect of severe maternal undernutrition on for developed nations. Specifically, he noted that on the basis of health, lactation performance, and milk composition; the extant data there is no evidence of significant harm for 4 mo • Studies to identify strategies to improve maternal introduction and no significant benefit from exclusive breast- nutrition, particularly of those nutrients that might be feeding for 6 mo in any of the health outcomes measured to date. limited in human milk as a consequence of poor maternal Moreover, he noted that there has been no examination of risks intake; and for 6 mo of exclusive breastfeeding to the substantial portion of • Studies to develop culturally acceptable highly nutritious the population who are low-breast-milk consumers. complementary foods, particularly animal-based foods.
  • 7. MATERNAL NUTRITION AND INFANT FEEDING: EXECUTIVE SUMMARY 583S CONCLUSIONS proactively forward in advancing our understanding of the impor- This workshop provided a sobering assessment of our current tance of maternal nutrition and infant feeding practices to public understanding of the critically important interface between ma- health both in the United States and globally. ternal nutrition and infant health and feeding practices. We cur- rently have very little useful information about how to feed pre- term infants. The reason for that is that we do not have a clear REFERENCES appreciation of the role of maternal nutritional and health status 1. Barker DJ. Adult consequences of fetal growth restriction. Clin Obstet on meeting needs for normal fetal growth and development. We Gynecol 2006;49:270 – 83. similarly have little knowledge about the mechanisms by which 2. Kramer MS, Kakuma M. The optimal duration of exclusive breastfeed- ing: a systematic review. Geneva, Switzerland: WHO, 2002. that status affects the fetal environment. In light of all that we are 3. Goldenberg RL, Culhane JF. Low birth weight in the United States. Am J learning about the potential role of the fetal environment in infant Clin Nutr 2007;85(suppl):584S–90S. and child health and risk of subsequent development of chronic 4. Battaglia FC. Placental transport: a function of permeability and perfu- diseases, a concerted effort is needed to examine the mechanisms sion. Am J Clin Nutr 2007;85(suppl):591S–7S. 5. Antony AC. In utero physiology: role of folic acid in nutrient delivery by which maternal health, ie, nutritional status, body composi- and fetal development. Am J Clin Nutr 2007;85(suppl):598S– 603S. tion, infection, etc, affects the fetal environment and possible risk 6. Abrams SA. In utero physiology: role in nutrient delivery and fetal of the myriad noncommunicable diseases. Perhaps more impor- development for calcium, phosphorus, and vitamin D. Am J Clin Nutr tantly, a better understanding of these issues would have imme- 2007;85(suppl):604S–7S. diate potential for refining our clinical acumen with regard to the 7. Sauer PJJ. Can extrauterine growth approximate intrauterine growth? Should it? Am J Clin Nutr 2007;85(suppl):608S–13S. feeding of LBW and preterm infants. An additional benefit 8. Georgieff MK. Nutrition and the developing brain: nutrient priorities and would be seen in terms of translational activities such as the Downloaded from ajcn.nutrition.org by guest on December 13, 2012 measurement. Am J Clin Nutr 2007;85(suppl):614S–20S. development of evidence-based messages with regard to the ef- 9. Denne SC. Regulation of proteolysis and optimal protein accretion in ex- fect of maternal health on birth outcomes and our ability to meet tremely premature newborns. Am J Clin Nutr 2007;85(suppl):621S– 4S. public health goals for infant feeding. Finally, such an initiative 10. Schanler RJ. Evaluation of the evidence to support current recommen- dations to meet the needs of premature infants: the role of human milk. would also have significant global interest and consequence. Am J Clin Nutr 2007;85(suppl):625S– 8S. The NICHD, ODS, and USDA Children’s Nutrition Research 11. Neu J. Gastrointestinal development and meeting the nutritional needs of Center thank the participants and the sponsors for their input, sup- premature infants. Am J Clin Nutr 2007;85(suppl):629S–34S. port, and contributions to helping to achieve the goals of this con- 12. Fewtrell MS, Morgan JB, Duggan C, et al. Optimal duration of exclusive ference. The NICHD, ODS, USDA/ARS, and their partners within breastfeeding: what is the evidence to support current recommenda- tions? Am J Clin Nutr 2007;85(suppl):635S– 8S. the National Institutes of Health and the federal research community 13. Krebs NF, Hambidge KM. Complementary feeding: clinically relevant will work together to determine the most appropriate follow-up factors affecting timing and composition. Am J Clin Nutr 2007; activities to address the needs identified in this meeting and to move 85(suppl):639S– 45S.