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GOV4A
The Government of the US
Exam success is
not a lottery!

Know your
terms
Know the
Articles
Know the
Examples
Session 4
The Executive Branch
of the US
The Executive Branch
Constitution & Executive
Branch
Presidential Power
Limitations & Constraints
Power and Influence:
Cabinet
EXOP

Federal Bureaucracy &
Federal Agencies
Executive & The Constitution
Found in Article 2
All executive power is
vested in one President

Electoral College outlined

Term limits added via
amendments

Commander in Chief
Cabinet not a requirement
Some Key Presidents
George Washington

Richard M Nixon

• First President
• Bill of Rights
• Two term convention

• Watergate
• New Federalism

Abraham Lincoln

Ronald Reagan

• Abolished Slavery
• President during Civil War

• Iran-Contra Affair
• Robert Bork – SC Nominee

Franklin D Roosevelt

Bill J Clinton

• Longest serving 12 years
• The New Deal

• Failed Impeachment
• Failed Healthcare Reform
Some Key Presidents
• 9/11
• Anti terror legislation
• Education & AIDS
• War on Terror
• 2008 Financial Crisis

• Obamacare
• Gun Control
• Immigration Reform
• Osama Bin Laden
• Bailouts

George W
Bush

Barack H
Obama
Role of the President
Head of State
Chief Diplomat
Chief Legislator
Commander in Chief
Chief Executive
Increasing Role of the President
Only national political
institution that can act
quickly and decisively in
times of crisis
Only nationally elected
politician – claim a
mandate
EBBS AND FLOWS
Crisis – Flows towards POTUS
Peace – Congress Reasserts itself
Powers of the President
• Propose Legislation
– Bush – No Child Left Behind

• Submit the Annual Budget
• Sign Legislation
• Veto Legislation
– Bush Stem Cell Research

•
•
•
•
•

Act as Chief Executive
Nominations Chief
Commander in Chief
Negotiate Treaties
Pardon
Power of Veto
Presidents can veto legislation, i.e. not make it
law
Standard Veto
Sends it back to Congress

Pocket Veto
Doesn’t sign within last 10 days of Congress

Line Item Veto
Power to veto certain parts of legislation, ruled
unconstitutional by Clinton v New York City 1998
The Power to Persuade
Why only persuade:

Who Persuades:
Cabinet is not a reward to
 VP
Congress due to the separation
 EXOP (Office of
of powers
Legislative Affairs)
Lack of an honours system in
 Party Leadership
the US unlike the UK
Can’t remove the whip
 Interest Groups

Neustadt:
Presidential Power is the Power to
Persuade
The President Persuades
Sometimes the Presidents wades into the
persuasion personally
Phone Calls
Budget Vote 1993 Clinton rang Marjorie Margolies
Mezvinsky to get her to cast her vote

Support Legislation
Campaign in District
Only if Popular!!!!
Vice President of the United States
Vice President

First Vice President’s were the people who came second
in a Presidential Race
The role as moved on since its formation in the early
days
Modern VP Candidates
VPs chosen through a ‘Joint
Ticket’ System
A ‘balanced ticket’ is often
crucial in elections
Balance can be in the form
of Experience, Ideology, Age,
Region.
Are race and gender now
important as well?
Enumerated Powers of the VP
Presiding Officer of the Senate
• Votes in Senate Deadlocks
• Cheney voted to protect Bush's $1.6bn tax cut

Announces Electoral College Votes
• January 2001 – Al Gore announces his own defeat

First in line of Succession
• If President dies, resigns or is removed from office
• Has happened a total of 9 times

Acting President
• 25th Amendment: Cheney was President for 2 hours whilst Bush
was sedated for an operation
However... Powers have Increased
Since Eisenhower the Vice Presidency
has been a breeding ground for
Presidents
Many distinguished politicians battle for
the role
– Bush Senior, Joe Biden

Presidents give VP more responsibility
and some become advisors
VPs now see daily intelligence briefings
and all have an office in the West Wing
Additional Powers
VPs are now a major
spokesperson for the
administration
– Gore: Environment
– Cheney: ‘Iron Issues’

The VP is a major
fundraiser
VPs can play the
‘Washington Insider’
guiding POTUS
Cheney as Vice President
Portfolio Contained the
‘Iron Issues’
 Economic Issues
 Security Issues
 Energy Issues
 Party Caucus
The most powerful Vice
President in History?

The President and I have a different
understanding
Biden as Vice President
Less powerful relatively
than Cheney
Focus on Foreign Policy
Washington Insider
 Senate Judiciary
Committee
 36 years as a Senator

He was the Second poorest member of
Congress
The US Cabinet
The advisory group selected by the President to aid him in making decisions and
coordinating the work of the Federal Government. Membership is at the pleasure of
the President

15 Heads of Department
+ Vice President
+ Director of OMB

No constitutional
requirement

State
John Kerry

Treasury
Jack Lew
Defense
Chuck Hagel
Attorney General
Eric Holder
Frequency of Meetings
Varies between President to
President.

George W Bush’s Meetings
Year

Frequency

Meeting number tends to
decline towards an election
year as election demands eat
into his time

9

2002

5

2003

8

2004

Reagan in his first year held 36
Meetings

2001

6

2005

5

2006

6

2007

4

2008

5

2009

1
Functions of the Cabinet
For the President

Team Spirit
Consensual
Information
Gathering

Debate
Big Picture
See all
Departments
Functions of the Cabinet
For the Cabinet

Get to know
Resolve
Disputes
Contact
Points

Catch the
President
Increased
Standing
Cabinet Synoptic Links
USA:
Cabinet members must only be in the
executive
Not a reward, often more of a final
posting before retirement
No Collective Ministerial Responsibility

UK:
Cabinet members sit in the legislature
Cabinet posts are part of the PM’s
powers of Patronage
MPs want to be in Cabinet
Collective Ministerial Responsibility
Federal Bureaucracy
Unelected, Administrative Body in the Executive Branch, set out into departments
agencies and commissions. They carry out policy on a day to day basis.

Similar to the UK Civil
Service the Federal
Bureaucracy is the back
bone of the US
Government.
They carry out policy and
work out the finer details
of the bills passed by
Congress

2.7million
employees

$13.8 billion
payroll

11% of
employees in
DC

Roughly 900
Departments
Federal Bureaucracy

Executive
Departments

Executive
Agencies

Independent
Regulatory
Commissions

Government
Corporations

Department
of the
Treasury

Federal
Bureau of
Investigation

Federal
Election
Commission

United States
Postal Service
Problems with the Bureaucracy
Clientelism
• Agencies serve the interests of those the are supposed to be overseeing
• Lap Dogs rather than Watchdogs

Imperialism
• Agencies seek to expand their own power at the expense of other
agencies
• Turf Battles

Incrementalism
• Agencies may act slowly and cautiously, with a nature to resist change
• Argument very similar to the UK Civil Service
Iron Triangles
Strong relationship between
three political bodies
• Interest Groups
• Congressional
Committees
• Agency
Generally considered as
having a negative impact on
policy
Iron Triangles Example
Defense
Committees

Support Dept.
Defense
Contractor
Favours and Less Regulation

Department of
Defense
Executive Office of the President
Executive Office of the President
Top staff agencies in the White House that give the president
advice and support in his role. It focuses on coordination,
personnel management and advice giving

Formed in 1939 as a result
of the Brownlow
Committee

“The President
Needs Help”
Expansion of Federal
Government
Executive Office of the President

Office of
Management and
Budget

White House Office
(The West Wing)

National Security
Council
White House Office
Most trusted advisors and aides

Chief of
Staff

Press
Secretary

Director of
Communications

Cabinet
Secretary
White House Office
 Liaison between President and Federal
Bureaucracy and Cabinet
 Liaison between President and Congress
 Screening of Telephone calls
 Screening of Documents
 Advisory Role
 Draw up Presidential Schedule
 ‘Lightening Conductors’
Remember this is just the Public Schedule,
WHO will create a more private one
White House Office Staff
President chooses them

‘Honest Brokers’
Staff should be following the Presidents Agenda,
Not their own, like Sununu may have been

Should not be in the media spotlight
The Chief of Staff
Head of EXOP
Most Crucial Role
‘Deputy President’
Gate Keeper to the Oval
Denis McDonough

Protect the interests of the President and advise
him accordingly
A Chief of Staff’s power is will depend on how
strong they are
The Chief of Staff
Bob Halderman

Leon Panetta

• Richard Nixon

• William J Clinton

John Sununu

Andrew Card

• George H W Bush

• George W Bush

Mack Mclarty

Rahm Emanuel

• William J Clinton

• Barack Obama
Office of Management and Budget
Created by Nixon in 1970
Oversees the spending by all
Federal departments and
agencies

Advises the President on the
allocation of Federal Funds
Director is the only Senate
confirmed position within
EXOP.
National Security Council
Headed by National Security
Advisor
Nixon politicised the way in
which worked, running
Foreign Policy through
Kissinger from the West
Wing
Clinton returned it to its
honest broker role
EXOP v Cabinet
From EXOP Perspective
 Regard Cabinet as too
distant and disloyal
from the President –
might ‘go native’
Large rivalries existed during the
Nixon Years as EXOP ran Foreign
Policy with Henry Kissinger as
National Security Advisor instead of
the State Department

From Cabinet Perspective
 See EXOP as too close
and too loyal to the
President
Why?
Why?
White House

US State
Department

1.7 Mile Journey between the two
NSA – 30 seconds from the Oval
An Imperial President?
Term originates from the
1970s by Schlesinger
Focuses on abuse of
power by Johnson and
Nixon
EXOP becomes the Court
of an Emperor
Why?
Executive branch dominates over the other
branches
Presidents craft Foreign Policy as Commander in
Chief and use the vagueness of the Constitution
to go to War

Johnson and Nixon personified this
Evidence
1964 Gulf of Tonkin Resolution giving Johnson a
‘blank cheque’ for Vietnam War
Nixon – Wire tapping, bombing of Laos and
Cambodia, executive privilege claims
Imperilled Presidency
However it can be imperilled
President Ford is a good example
• Lack of Party leadership in Congress
• Unable to control Federal Bureaucracy
A principal weakness in the presidency is
the inability of the White House to
maintain control over the large federal
bureaucracy.
G . Ford
‘Bifurcated’ presidency
It can be argued that the presidency is almost like
two separate roles, with different levels of power:
• Foreign policy – almost unchecked power
• Domestic policy – hugely constrained by
Congress
Clinton was easily able to send troops to
Bosnia and Kosovo, whilst he couldn’t pass
his healthcare bill

• So is Congress ‘too effective’ a check and balance
domestically, yet too weak on foreign issues?
However!
There are contrasting examples
too;
• Foreign policy – Congress dried
up funds for the Vietnam conflict
under Ford (power of the purse)
• Domestic policy – FDR was able
to pass much legislation in the
1930s (New Deal), as was
Johnson (Great Society)
George W Bush
Yes
Presidential Authority – Only response in
War on Terror

Many in Administration saw Congress as
below the White House in National
Defence
Passing of Anti Terror Legislation (Patriot
Act)

No
Congress refuses to extend Patriot Act
Executive Synoptic Links
 UK Fusion of Powers vs US Separation of Powers
 Importance of Cabinet
 UK PM stronger domestically than US President
 US President stronger on foreign policy than UK PM
 UK PM has bigger ‘sticks’ and tastier ‘carrots’
 US Term limits vs no limits on PM tenure
 UK PMs can be presidential whereas US President’s can be
imperial
Exam success is
not a lottery!

Know your
terms
Know the
Articles
Know the
Examples
Answer the question, the whole
question and nothing but the
question!

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The executive branch the presidency

  • 2. Exam success is not a lottery! Know your terms Know the Articles Know the Examples
  • 3. Session 4 The Executive Branch of the US
  • 4. The Executive Branch Constitution & Executive Branch Presidential Power Limitations & Constraints Power and Influence: Cabinet EXOP Federal Bureaucracy & Federal Agencies
  • 5. Executive & The Constitution Found in Article 2 All executive power is vested in one President Electoral College outlined Term limits added via amendments Commander in Chief Cabinet not a requirement
  • 6. Some Key Presidents George Washington Richard M Nixon • First President • Bill of Rights • Two term convention • Watergate • New Federalism Abraham Lincoln Ronald Reagan • Abolished Slavery • President during Civil War • Iran-Contra Affair • Robert Bork – SC Nominee Franklin D Roosevelt Bill J Clinton • Longest serving 12 years • The New Deal • Failed Impeachment • Failed Healthcare Reform
  • 7. Some Key Presidents • 9/11 • Anti terror legislation • Education & AIDS • War on Terror • 2008 Financial Crisis • Obamacare • Gun Control • Immigration Reform • Osama Bin Laden • Bailouts George W Bush Barack H Obama
  • 8. Role of the President Head of State Chief Diplomat Chief Legislator Commander in Chief Chief Executive
  • 9. Increasing Role of the President Only national political institution that can act quickly and decisively in times of crisis Only nationally elected politician – claim a mandate EBBS AND FLOWS Crisis – Flows towards POTUS Peace – Congress Reasserts itself
  • 10. Powers of the President • Propose Legislation – Bush – No Child Left Behind • Submit the Annual Budget • Sign Legislation • Veto Legislation – Bush Stem Cell Research • • • • • Act as Chief Executive Nominations Chief Commander in Chief Negotiate Treaties Pardon
  • 11. Power of Veto Presidents can veto legislation, i.e. not make it law Standard Veto Sends it back to Congress Pocket Veto Doesn’t sign within last 10 days of Congress Line Item Veto Power to veto certain parts of legislation, ruled unconstitutional by Clinton v New York City 1998
  • 12. The Power to Persuade Why only persuade: Who Persuades: Cabinet is not a reward to  VP Congress due to the separation  EXOP (Office of of powers Legislative Affairs) Lack of an honours system in  Party Leadership the US unlike the UK Can’t remove the whip  Interest Groups Neustadt: Presidential Power is the Power to Persuade
  • 13. The President Persuades Sometimes the Presidents wades into the persuasion personally Phone Calls Budget Vote 1993 Clinton rang Marjorie Margolies Mezvinsky to get her to cast her vote Support Legislation Campaign in District Only if Popular!!!!
  • 14. Vice President of the United States
  • 15. Vice President First Vice President’s were the people who came second in a Presidential Race The role as moved on since its formation in the early days
  • 16. Modern VP Candidates VPs chosen through a ‘Joint Ticket’ System A ‘balanced ticket’ is often crucial in elections Balance can be in the form of Experience, Ideology, Age, Region. Are race and gender now important as well?
  • 17. Enumerated Powers of the VP Presiding Officer of the Senate • Votes in Senate Deadlocks • Cheney voted to protect Bush's $1.6bn tax cut Announces Electoral College Votes • January 2001 – Al Gore announces his own defeat First in line of Succession • If President dies, resigns or is removed from office • Has happened a total of 9 times Acting President • 25th Amendment: Cheney was President for 2 hours whilst Bush was sedated for an operation
  • 18. However... Powers have Increased Since Eisenhower the Vice Presidency has been a breeding ground for Presidents Many distinguished politicians battle for the role – Bush Senior, Joe Biden Presidents give VP more responsibility and some become advisors VPs now see daily intelligence briefings and all have an office in the West Wing
  • 19. Additional Powers VPs are now a major spokesperson for the administration – Gore: Environment – Cheney: ‘Iron Issues’ The VP is a major fundraiser VPs can play the ‘Washington Insider’ guiding POTUS
  • 20. Cheney as Vice President Portfolio Contained the ‘Iron Issues’  Economic Issues  Security Issues  Energy Issues  Party Caucus The most powerful Vice President in History? The President and I have a different understanding
  • 21. Biden as Vice President Less powerful relatively than Cheney Focus on Foreign Policy Washington Insider  Senate Judiciary Committee  36 years as a Senator He was the Second poorest member of Congress
  • 22. The US Cabinet The advisory group selected by the President to aid him in making decisions and coordinating the work of the Federal Government. Membership is at the pleasure of the President 15 Heads of Department + Vice President + Director of OMB No constitutional requirement State John Kerry Treasury Jack Lew Defense Chuck Hagel Attorney General Eric Holder
  • 23. Frequency of Meetings Varies between President to President. George W Bush’s Meetings Year Frequency Meeting number tends to decline towards an election year as election demands eat into his time 9 2002 5 2003 8 2004 Reagan in his first year held 36 Meetings 2001 6 2005 5 2006 6 2007 4 2008 5 2009 1
  • 24. Functions of the Cabinet For the President Team Spirit Consensual Information Gathering Debate Big Picture See all Departments
  • 25. Functions of the Cabinet For the Cabinet Get to know Resolve Disputes Contact Points Catch the President Increased Standing
  • 26. Cabinet Synoptic Links USA: Cabinet members must only be in the executive Not a reward, often more of a final posting before retirement No Collective Ministerial Responsibility UK: Cabinet members sit in the legislature Cabinet posts are part of the PM’s powers of Patronage MPs want to be in Cabinet Collective Ministerial Responsibility
  • 27. Federal Bureaucracy Unelected, Administrative Body in the Executive Branch, set out into departments agencies and commissions. They carry out policy on a day to day basis. Similar to the UK Civil Service the Federal Bureaucracy is the back bone of the US Government. They carry out policy and work out the finer details of the bills passed by Congress 2.7million employees $13.8 billion payroll 11% of employees in DC Roughly 900 Departments
  • 29. Problems with the Bureaucracy Clientelism • Agencies serve the interests of those the are supposed to be overseeing • Lap Dogs rather than Watchdogs Imperialism • Agencies seek to expand their own power at the expense of other agencies • Turf Battles Incrementalism • Agencies may act slowly and cautiously, with a nature to resist change • Argument very similar to the UK Civil Service
  • 30. Iron Triangles Strong relationship between three political bodies • Interest Groups • Congressional Committees • Agency Generally considered as having a negative impact on policy
  • 31. Iron Triangles Example Defense Committees Support Dept. Defense Contractor Favours and Less Regulation Department of Defense
  • 32. Executive Office of the President
  • 33. Executive Office of the President Top staff agencies in the White House that give the president advice and support in his role. It focuses on coordination, personnel management and advice giving Formed in 1939 as a result of the Brownlow Committee “The President Needs Help” Expansion of Federal Government
  • 34. Executive Office of the President Office of Management and Budget White House Office (The West Wing) National Security Council
  • 35. White House Office Most trusted advisors and aides Chief of Staff Press Secretary Director of Communications Cabinet Secretary
  • 36. White House Office  Liaison between President and Federal Bureaucracy and Cabinet  Liaison between President and Congress  Screening of Telephone calls  Screening of Documents  Advisory Role  Draw up Presidential Schedule  ‘Lightening Conductors’
  • 37. Remember this is just the Public Schedule, WHO will create a more private one
  • 38. White House Office Staff President chooses them ‘Honest Brokers’ Staff should be following the Presidents Agenda, Not their own, like Sununu may have been Should not be in the media spotlight
  • 39. The Chief of Staff Head of EXOP Most Crucial Role ‘Deputy President’ Gate Keeper to the Oval Denis McDonough Protect the interests of the President and advise him accordingly A Chief of Staff’s power is will depend on how strong they are
  • 40. The Chief of Staff Bob Halderman Leon Panetta • Richard Nixon • William J Clinton John Sununu Andrew Card • George H W Bush • George W Bush Mack Mclarty Rahm Emanuel • William J Clinton • Barack Obama
  • 41. Office of Management and Budget Created by Nixon in 1970 Oversees the spending by all Federal departments and agencies Advises the President on the allocation of Federal Funds Director is the only Senate confirmed position within EXOP.
  • 42. National Security Council Headed by National Security Advisor Nixon politicised the way in which worked, running Foreign Policy through Kissinger from the West Wing Clinton returned it to its honest broker role
  • 43. EXOP v Cabinet From EXOP Perspective  Regard Cabinet as too distant and disloyal from the President – might ‘go native’ Large rivalries existed during the Nixon Years as EXOP ran Foreign Policy with Henry Kissinger as National Security Advisor instead of the State Department From Cabinet Perspective  See EXOP as too close and too loyal to the President
  • 44. Why?
  • 45. Why? White House US State Department 1.7 Mile Journey between the two NSA – 30 seconds from the Oval
  • 46. An Imperial President? Term originates from the 1970s by Schlesinger Focuses on abuse of power by Johnson and Nixon EXOP becomes the Court of an Emperor
  • 47. Why? Executive branch dominates over the other branches Presidents craft Foreign Policy as Commander in Chief and use the vagueness of the Constitution to go to War Johnson and Nixon personified this
  • 48. Evidence 1964 Gulf of Tonkin Resolution giving Johnson a ‘blank cheque’ for Vietnam War Nixon – Wire tapping, bombing of Laos and Cambodia, executive privilege claims
  • 49. Imperilled Presidency However it can be imperilled President Ford is a good example • Lack of Party leadership in Congress • Unable to control Federal Bureaucracy A principal weakness in the presidency is the inability of the White House to maintain control over the large federal bureaucracy. G . Ford
  • 50. ‘Bifurcated’ presidency It can be argued that the presidency is almost like two separate roles, with different levels of power: • Foreign policy – almost unchecked power • Domestic policy – hugely constrained by Congress Clinton was easily able to send troops to Bosnia and Kosovo, whilst he couldn’t pass his healthcare bill • So is Congress ‘too effective’ a check and balance domestically, yet too weak on foreign issues?
  • 51. However! There are contrasting examples too; • Foreign policy – Congress dried up funds for the Vietnam conflict under Ford (power of the purse) • Domestic policy – FDR was able to pass much legislation in the 1930s (New Deal), as was Johnson (Great Society)
  • 52. George W Bush Yes Presidential Authority – Only response in War on Terror Many in Administration saw Congress as below the White House in National Defence Passing of Anti Terror Legislation (Patriot Act) No Congress refuses to extend Patriot Act
  • 53. Executive Synoptic Links  UK Fusion of Powers vs US Separation of Powers  Importance of Cabinet  UK PM stronger domestically than US President  US President stronger on foreign policy than UK PM  UK PM has bigger ‘sticks’ and tastier ‘carrots’  US Term limits vs no limits on PM tenure  UK PMs can be presidential whereas US President’s can be imperial
  • 54. Exam success is not a lottery! Know your terms Know the Articles Know the Examples
  • 55. Answer the question, the whole question and nothing but the question!

Notes de l'éditeur

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