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The Evolving National Security
  Role of the Vice President
       Prospectus Defense
         Aaron Mannes
       December 14, 2011

                                 1
From Throttlebottom to Angler
• Once there were two brothers: one ran away to sea, the other was elected
  Vice-President – and nothing was ever heard from either of them again –
  Thomas Marshall (VP to Woodrow Wilson)

• …the most dangerous vice president we’ve probably had in American
  history – Joe Biden describing his predecessor

In just a few decades the vice presidency has shifted from obscurity to
centrality, from being an inconsequential position, a “Constitutional
appendage” to being a power center within the White House


                          What Changed?
                                                                             2
Key Questions
• Why has the vice presidency become a source
  of influence?
• Why have presidents been increasingly willing
  to follow the advice of the vice president?

Influence, is defined by Paul Light as “an
adviser’s ability to change outcomes from what
they would have been.”

                                                  3
Overview: Three Theories
There are three approaches, each with several hypotheses, that
may explain the growth in vice presidential influence:

1) Demands of the modern presidency have created incentives
   for presidents to give their vice presidents expanded roles
2) The growth of the institutional vice presidency has given the
   vice president resources to play a greater role
3) Rise of the outsider presidency has brought people with
   little Washington experience to the presidency and they
   have selected their running mates as partners who can help
   fill these gaps
The Modern Presidency
• From Leader to Clerk
• Since FDR, responsibilities and powers of the
  president have expanded dramatically
• The following two hypotheses examine the
  institutional changes to the presidency that have
  created new incentives for presidents to give an
  expanded role to their vice presidents




                                                      5
H1A: When the president is able to select his vice
president, the vice president is more likely to
exercise influence

• In the most early cases, running mates were chosen at the
  convention by the party faction that lost the nomination
• Presidents had little incentive to cooperate with the vice
  president who was a former rival
• Under FDR, the president obtained control of the selection
  process
• Possible Proof: Compare the set of influential VPs with the set
  of VPs selected by the party nominee

                                                                    6
H1B: As the demands on the president have
increased, the vice president will have greater
opportunities to exercise influence.

• Since the 1930s, the expectations of presidential involvement
  in national and international affairs has expanded dramatically
• Increased demands on the president created incentives for
  the president to give the vice president a greater role
• Possible Proof: Compare the set of influential VPs with the
  changes in indicators of expansion of presidential
  responsibility


                                                                7
The Institutional Vice Presidency
• In the past 60 years, the vice presidency has acquired several
  institutional attributes, including a seat on the NSC and personal
  staff
• Since the 1970s, the vice presidency has gained semi-
  institutionalized attributes including a West Wing office, regular
  meetings with the president, and access to the policy process
• Vice presidents have adopted a set of behaviors and strategies to
  maximize their influence
• The following four hypotheses test the importance of the growth of
  the institutional vice presidency on vice presidential influence



                                                                       8
H2A: Vice presidents with their own staff are
better able to exercise influence.
• In the 1970s, vice presidents were granted substantial
  personal staff
• Staff allowed the vice president to develop areas of expertise
  and use surrogates for influence
• Possible Proofs:
   - Compare the set of influential VPs with VPs who had
     substantial staff
   - Examine the role of vice presidential staff in cases of vice
     presidential influence


                                                                    9
H2B: Vice presidents with an office in the West
Wing are better able to exercise influence.

• Nothing propinks like propinquity
• Since Mondale, vice presidents have had offices in the West
  Wing, giving the vice president a presence in the heart of the
  informal aspects of the policy process
• Possible Proofs:
  - Compare the set of influential VPs with the VPs who had
     West Wing offices
  - Examine cases of vice presidential influence to determine if
     and how the VP’s West Wing office played a role


                                                               10
H2C: Vice presidents with regular access to the
President, and with access to White House meetings
and paper-flow for themselves and their staff are
better able to exercise influence.
• As a condition of accepting the vice presidency, Walter Mondale
  insisted on access to White House meetings and paper-flow for
  himself and his staff
• This has continued with vice presidents since and allows the vice
  president to follow the policy process and be present or
  represented at meetings
• Possible Proofs:
    – Compare the set of influential VPs with the VPs who had access to White
      House meetings and paper-flow
    – Examine specific cases of vice presidential influence to determine if access
      to the president, meetings, and paper-flow was a factor


                                                                               11
H2D: Vice presidents who foster allies on the
president’s staff, exercise “hidden hand”
influence, and avoid publicity for their policy
preferences are better able to exercise influence.

• After consulting his predecessors, vice president Mondale
  adopted a set of strategies for influence
• Mondale’s successors have continued to employ these
  strategies
• Possible Proof: Study specific cases of vice presidential
  influence to determine what means the vice president used to
  advance his preferred policy positions

                                                            12
Insider/Outsider
• Since the mid-1970s, voters have shown a preference
  for “outsider” presidential candidates with little or
  no Washington experience
• Outsider candidates are more likely to view the vice
  president as a governing partner
• The following three hypotheses examine the
  relationship between outsider presidents and
  influential vice presidents



                                                      13
H3A: Outsider presidents are more likely to
select running mates for personal and political
compatibility, increasing the likelihood that the
President will include the VP as a top advisor.

• At the heart of vice presidential influence is the president’s
  willingness to listen
• Outsider presidents are more likely to consider their vice
  president as a partner
• Possible Proofs:
   – Examine pre-selection relationships between candidates and their
     running mates and
   – Examine the vice presidential selection process

                                                                        14
H3B: Outsider presidents are more likely to be
inexperienced in areas such as national security affairs
and not have strong national security teams, thus
creating opportunities for vice presidential influence.
• Presidents inexperienced in foreign policy may have difficulty establishing
  an organizational framework that serves their needs
• This situation can create policy vacuums that an experienced VP can fill
• Possible Proofs:
    – Examine a president’s previous relationships with his national security team
    – Compare the set of influential vice presidents with the presidents who had
      strong and weak national security teams
    – Study specific cases of vice presidential influence to determine if they
      occurred in areas where the president’s national security team had difficulty
      formulating policy



                                                                                      15
H3C: Outsider presidents are more likely to seek
their vice presidents’ input in the appointments
process, which increases the VP’s opportunities for
influence.
• Outsider presidents are more likely to include the vice president in
  the transition process
• By helping to select appointees, the vice president can establish
  lines of confidence throughout the bureaucracy that can help the
  vice president achieve influence through the bureaucracy
• Possible Proofs:
    – Compare the set of influential vice presidents with the vice
      presidential role in the transition and appointment process
    – Examine specific cases of vice presidential influence to determine if
      lines of confidence in the bureaucracy was a factor

                                                                              16
Methodology I: Case Studies
• Case studies on vice presidents who were:
   – Influential
   – Active but not influential
   – Uninfluential (lost access to the policy process)
• These overviews will discuss the VP’s role in the NSC system,
  access to the president and White House, and general
  discussions of vice presidential influence
• There will also be focused case studies on specific instances of
  vice presidential influence to tease out the elements
  contributing to vice presidential influence

                                                                  17
Methodology II: Process Tracing
• Causation is not correlation
• Process tracing (according to Bennet and George):
     “…attempts to identify the intervening causal process - the
     causal chain and causal mechanism - between an
     independent variable (or variables) and the outcome of
     the dependent variable.”
• The object is to identify how the presence or
  absence of specific elements played a role in cases of
  successful and failed vice presidential influence in
  order to test the hypotheses

                                                               18
 

                            Potential Case Studies
                                                 

Vice President    Successful Influence              Unsuccessful Influence 
                                                 

                                  Uninfluential Vice President 
                                                 

Wallace                                             Bureau of Economic Warfare 
Humphrey                                            Bombing North Vietnam 
Agnew                                               Mars Mission 
Rockefeller       Energy Initiative                 CIA Commission 
                                                 

                                  Substantial Vice President 
                                                 

Hobart                                               
Nixon                                               Invading Cuba 
                                                    Defense spending increases 
GHW Bush          Counter‐Terror Task Force         Supporting Solidarity 
Quayle            Missile Defense                   Space Council 
                                                 

                                   Influential Vice President 
                                                 

Van Buren         French Reparations                Bank of the United States 
Mondale           Carrier veto                      Grain embargo 
                  Vietnam Refugees                  Moderating Brzezinski’s role as NSA 
                  Assistance to China                
Gore              Balancing Russian Reform          Environment Intelligence Center 

                  Renditions                         

Cheney            Gitmo & Military Tribunals        Bombing Iran 

Biden                                               Afghan troop surge 

 


                                                                                           19

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Prospectus defenseslides

  • 1. The Evolving National Security Role of the Vice President Prospectus Defense Aaron Mannes December 14, 2011 1
  • 2. From Throttlebottom to Angler • Once there were two brothers: one ran away to sea, the other was elected Vice-President – and nothing was ever heard from either of them again – Thomas Marshall (VP to Woodrow Wilson) • …the most dangerous vice president we’ve probably had in American history – Joe Biden describing his predecessor In just a few decades the vice presidency has shifted from obscurity to centrality, from being an inconsequential position, a “Constitutional appendage” to being a power center within the White House What Changed? 2
  • 3. Key Questions • Why has the vice presidency become a source of influence? • Why have presidents been increasingly willing to follow the advice of the vice president? Influence, is defined by Paul Light as “an adviser’s ability to change outcomes from what they would have been.” 3
  • 4. Overview: Three Theories There are three approaches, each with several hypotheses, that may explain the growth in vice presidential influence: 1) Demands of the modern presidency have created incentives for presidents to give their vice presidents expanded roles 2) The growth of the institutional vice presidency has given the vice president resources to play a greater role 3) Rise of the outsider presidency has brought people with little Washington experience to the presidency and they have selected their running mates as partners who can help fill these gaps
  • 5. The Modern Presidency • From Leader to Clerk • Since FDR, responsibilities and powers of the president have expanded dramatically • The following two hypotheses examine the institutional changes to the presidency that have created new incentives for presidents to give an expanded role to their vice presidents 5
  • 6. H1A: When the president is able to select his vice president, the vice president is more likely to exercise influence • In the most early cases, running mates were chosen at the convention by the party faction that lost the nomination • Presidents had little incentive to cooperate with the vice president who was a former rival • Under FDR, the president obtained control of the selection process • Possible Proof: Compare the set of influential VPs with the set of VPs selected by the party nominee 6
  • 7. H1B: As the demands on the president have increased, the vice president will have greater opportunities to exercise influence. • Since the 1930s, the expectations of presidential involvement in national and international affairs has expanded dramatically • Increased demands on the president created incentives for the president to give the vice president a greater role • Possible Proof: Compare the set of influential VPs with the changes in indicators of expansion of presidential responsibility 7
  • 8. The Institutional Vice Presidency • In the past 60 years, the vice presidency has acquired several institutional attributes, including a seat on the NSC and personal staff • Since the 1970s, the vice presidency has gained semi- institutionalized attributes including a West Wing office, regular meetings with the president, and access to the policy process • Vice presidents have adopted a set of behaviors and strategies to maximize their influence • The following four hypotheses test the importance of the growth of the institutional vice presidency on vice presidential influence 8
  • 9. H2A: Vice presidents with their own staff are better able to exercise influence. • In the 1970s, vice presidents were granted substantial personal staff • Staff allowed the vice president to develop areas of expertise and use surrogates for influence • Possible Proofs: - Compare the set of influential VPs with VPs who had substantial staff - Examine the role of vice presidential staff in cases of vice presidential influence 9
  • 10. H2B: Vice presidents with an office in the West Wing are better able to exercise influence. • Nothing propinks like propinquity • Since Mondale, vice presidents have had offices in the West Wing, giving the vice president a presence in the heart of the informal aspects of the policy process • Possible Proofs: - Compare the set of influential VPs with the VPs who had West Wing offices - Examine cases of vice presidential influence to determine if and how the VP’s West Wing office played a role 10
  • 11. H2C: Vice presidents with regular access to the President, and with access to White House meetings and paper-flow for themselves and their staff are better able to exercise influence. • As a condition of accepting the vice presidency, Walter Mondale insisted on access to White House meetings and paper-flow for himself and his staff • This has continued with vice presidents since and allows the vice president to follow the policy process and be present or represented at meetings • Possible Proofs: – Compare the set of influential VPs with the VPs who had access to White House meetings and paper-flow – Examine specific cases of vice presidential influence to determine if access to the president, meetings, and paper-flow was a factor 11
  • 12. H2D: Vice presidents who foster allies on the president’s staff, exercise “hidden hand” influence, and avoid publicity for their policy preferences are better able to exercise influence. • After consulting his predecessors, vice president Mondale adopted a set of strategies for influence • Mondale’s successors have continued to employ these strategies • Possible Proof: Study specific cases of vice presidential influence to determine what means the vice president used to advance his preferred policy positions 12
  • 13. Insider/Outsider • Since the mid-1970s, voters have shown a preference for “outsider” presidential candidates with little or no Washington experience • Outsider candidates are more likely to view the vice president as a governing partner • The following three hypotheses examine the relationship between outsider presidents and influential vice presidents 13
  • 14. H3A: Outsider presidents are more likely to select running mates for personal and political compatibility, increasing the likelihood that the President will include the VP as a top advisor. • At the heart of vice presidential influence is the president’s willingness to listen • Outsider presidents are more likely to consider their vice president as a partner • Possible Proofs: – Examine pre-selection relationships between candidates and their running mates and – Examine the vice presidential selection process 14
  • 15. H3B: Outsider presidents are more likely to be inexperienced in areas such as national security affairs and not have strong national security teams, thus creating opportunities for vice presidential influence. • Presidents inexperienced in foreign policy may have difficulty establishing an organizational framework that serves their needs • This situation can create policy vacuums that an experienced VP can fill • Possible Proofs: – Examine a president’s previous relationships with his national security team – Compare the set of influential vice presidents with the presidents who had strong and weak national security teams – Study specific cases of vice presidential influence to determine if they occurred in areas where the president’s national security team had difficulty formulating policy 15
  • 16. H3C: Outsider presidents are more likely to seek their vice presidents’ input in the appointments process, which increases the VP’s opportunities for influence. • Outsider presidents are more likely to include the vice president in the transition process • By helping to select appointees, the vice president can establish lines of confidence throughout the bureaucracy that can help the vice president achieve influence through the bureaucracy • Possible Proofs: – Compare the set of influential vice presidents with the vice presidential role in the transition and appointment process – Examine specific cases of vice presidential influence to determine if lines of confidence in the bureaucracy was a factor 16
  • 17. Methodology I: Case Studies • Case studies on vice presidents who were: – Influential – Active but not influential – Uninfluential (lost access to the policy process) • These overviews will discuss the VP’s role in the NSC system, access to the president and White House, and general discussions of vice presidential influence • There will also be focused case studies on specific instances of vice presidential influence to tease out the elements contributing to vice presidential influence 17
  • 18. Methodology II: Process Tracing • Causation is not correlation • Process tracing (according to Bennet and George): “…attempts to identify the intervening causal process - the causal chain and causal mechanism - between an independent variable (or variables) and the outcome of the dependent variable.” • The object is to identify how the presence or absence of specific elements played a role in cases of successful and failed vice presidential influence in order to test the hypotheses 18
  • 19.   Potential Case Studies   Vice President  Successful Influence   Unsuccessful Influence    Uninfluential Vice President    Wallace    Bureau of Economic Warfare  Humphrey    Bombing North Vietnam  Agnew    Mars Mission  Rockefeller  Energy Initiative  CIA Commission    Substantial Vice President    Hobart      Nixon    Invading Cuba      Defense spending increases  GHW Bush  Counter‐Terror Task Force  Supporting Solidarity  Quayle  Missile Defense  Space Council    Influential Vice President    Van Buren  French Reparations  Bank of the United States  Mondale  Carrier veto  Grain embargo    Vietnam Refugees  Moderating Brzezinski’s role as NSA    Assistance to China    Gore  Balancing Russian Reform   Environment Intelligence Center    Renditions    Cheney  Gitmo & Military Tribunals  Bombing Iran  Biden  Afghan troop surge    19